Lead Opinion
Plaintiff Dr. Melvin D. Reuber, appeals the district court’s dismissal of his Federal Tort Claims Act (FTCA) suit against the United States, and his constitutional tort and common law claims against several federal officials, Litton Industries, Inc. (Litton), Litton Bionetics, Inc. (Bionetics), and numerous employees of Bionetics.
We affirm the dismissal of the FTCA actions against the United States and the constitutional and common law tort claims
I. Factual Background
A. Events Prior to 1981
From 1976 to April, 1981, Reuber, a Maryland resident, worked as a research pathologist at FCRC, a government-owned facility located in Maryland, which Bionetics operates pursuant to a cost-plus contract with the National Cancer Institute (NCI).
During this time FCRC encouraged Reuber to do personal research on his own time. Reuber contends that FCRC’s policy allowed researchers to take up to one day a week off from official work to engage in “scholarly activities,” see Deposition of Melvin D. Reuber at 196-99 [hereinafter cited as Reuber Dep.], which he interpreted to include personal research. Thus, Reuber conducted several studies based on review of NCI slides available at Tracor Jitco, a repository in Maryland for NCI slides. Id. at 29-80. He submitted several of these studies for publication without first clearing them through FCRC and NCI. Reuber also completed numerous FCRCsponsored studies, which he did subject to the FCRC and NCI clearance process prior to submittal for publication. Unlike his personal research, these studies were required to expressly state:
[t]he work upon which this publication is based was performed pursuant to [the FCRC] Contract ... with the [NCI].
Id., Exh. 4.
In one personal study Reuber submitted for publication in 1979 dealing with the “carcinogenicity of malathion,” see Reuber v. United States, Civ. No. 81-1857, slip op. at 1 (D.D.C. Aug. 25, 1982) (Memorandum Opinion),
B. Events Leading to the Letter of Reprimand
In late 1980, Reuber’s malathion paper attracted publicity when the United States Department of Agriculture sought to conduct aerial spraying with malathion in California in an effort to eradicate the mediterranean fruit fly, which threatened the state’s agricultural industry. Upon request, Reuber sent a copy of his malathion study to Chris Jenkins, an employee of the John Muir Institute in Berkeley, California. Reuber put his office address at FCRC on the paper, which apparently led Jenkins and others at the John Muir Institute to
Following the distribution of Reuber’s paper, NCI officials began receiving a succession of telephone calls asking who Reuber was, and whether NCI still stood behind its conclusions in prior studies that malathion was not carcinogenic. See Brief for Appellee United States, No. 83-1536 at 8.
Hartwell and Adamson began an investigation. Hartwell contacted Dr. James Liverman at Bionetics and alerted him to the controversy prompted by Reuber’s study. According to Reuber, Hartwell subsequently accused him of misusing government funds and misrepresenting himself as an NCI employee. See Brief for Appellant, No. 82-2376, at 14. Liverman relayed these allegations to defendant James Nance, President of Bionetics, who in turn notified FCRC Director Hanna of them.
At the same time, according to the government, Adamson checked with NCI pathologists and other scientists involved in the original malathion studies and concluded that their negative findings on the carcinogenicity of malathion were correct. See Brief for Federal Appellees, No. 83-1536, at 9. He contacted Hanna with this information.
The parties disagree about the events that ensued. According to the government, “Dr. Hanna took the matter over from there.” Brief for Federal Appellees, No. 83-1536, at 10. Hanna originally wanted to fire Reuber, but was convinced not to do so by defendant Dr. Vincent DeVita, the director of NCI and the person ultimately responsible for the review of Bionetics’ FCRC contract. Id. Hanna instead drafted a strong letter of reprimand, and despite suggestions by defendant Dr. William Payne, an NCI official, to “tone it down a bit,” sent it as originally drafted. Id.
According to Reuber’s version, on the other hand, Hanna was pressured into disciplining Reuber by NCI officials who were “very upset” by Reuber’s reinterpretation of the NCI [malathion] studies and his la-belling as carcinogenic chemicals that NCI had found to be noncarcinogenic. Brief for Appellant, No. 82-2376, at 17. Reuber alleges that Hartwell “went around the NCI telling people that this time he was ‘going to get’ plaintiff.” Id. He also claims that, although NCI generally does not make employment decisions regarding Bionetics’ employees at FCRC, Adamson instructed Hanna to call Reuber to “straighten ... out” matters, id., and “DeVita ... insisted” that Hanna write the letter of reprimand. Brief for Appellant, No. 83-1536, at 11.
C. Publication of the Letter of Reprimand
Hanna’s letter of reprimand, dated March 26, 1981, admonished Reuber for “mishandling of scientific data and unrestrained interpretations of those data, ... [and] operating] under the guise of the endorsement of both NCI and [FCRC].” Docket No. 12, Reuber v. United States, No. 82-2376 (filed Sept. 17, 1981). The letter stated that Reuber’s “obstreperous actions” created a “public distrust and lack of confidence in ... [NCI] authorities who administer the carcinogenesis testing program,” and gave “the impression that the NCI may be administering programs of questionable competency.” Id. Hanna ordered that Reuber thereafter “adhere to the rigid policy of internal scientific review and clearance through [Hanna’s] office and through [NCI] administrative offices” for “all publications that [Reuber] is associated with.” Id.
Reuber alleges that the publicity about the reprimand greatly upset him and caused a high blood pressure condition which endangered his physical health. See Brief for Appellant, No. 83-1536, at 13. On April 24, upon the advice of his doctor, Reuber resigned from his job at FCRC. He then filed suit in federal courts in both the District of Columbia and Maryland as well as in the Maryland state court.
II. Venue for the FTCA Claim
The United States contested Reuber's FTCA action on grounds of improper venue. The applicable venue provision states:
Any civil action on a tort claim against the United States under [the FTCA] may be prosecuted only in the judicial district where the plaintiff resides or wherein the act or omission complained of occurred.
28 U.S.C. § 1402(b). The district court held that venue was improper since “plaintiffs tort claim against the United States occurred in Maryland. It was in Maryland that the letter [of reprimand] was written, given to plaintiff and maintained [in NCI and FCRC files].” Reuber v. United States, Civ. No. 81-1857, slip op. at 6 (D.D.C. Oct. 27, 1982) (Memorandum Opinion) [hereinafter cited as Memorandum Opinion ]. The district court also rejected Reuber’s arguments that venue was proper in the FTCA claim as pendent to his continuing Privacy Act claim. See supra note 1. It concluded that the FTCA venue provision, by permitting a tort claim to be brought only in the district where the plaintiff resides or where the act occurred, forecloses application of any discretionary pendent venue doctrine. Id. at 7. Second, it held that Reuber’s Privacy Act claim was not sufficiently related to his FTCA claim for invasion of privacy, negligent maintenance of records, and intentional infliction of emotional distress, to support application of the doctrine of pendent venue. Id.
Reuber contends on appeal that “the acts or omissions giving rise to these torts occurred, at least in part, in this District.” Brief for Appellant, No. 83-1536, at 19. He points to the fact that the letter of reprimand was eventually leaked to the Food Chemical News, which is published in the District, and that the letter was additionally posted by unknown persons on bulletin boards at the EPA headquarters also located in the District. But the answer to his claim is that the United States can be held liable under the FTCA only for the tortious acts of its employees, see 28 U.S.C. § 1346(b), and Reuber can point to no act in
Reuber also cites Forest v. United States,
Reuber invites us to extend Forest’s rationale, however valid on its own facts, well beyond that factual context so as to make these defendants’ limited dissemination of the letter in Maryland “occur” wherever the letter was ultimately disseminated causing Reuber harm. Unfortunately for Reuber, the Supreme Court has already rejected a reading of the place where “the act or omission occurred” as including any place where the conduct causes injury, albeit it did so for purposes of determining the appropriate state law to apply in an FTCA claim under 28 U.S.C. § 1346(b).
We also reject Reuber’s attack on the district court’s denial of pendent venue over his FTCA claim. Albeit there is no precedent in this circuit dealing with the general availability of pendent venue, we do not address that issue here, for assuming pendent venue is available as a theory, the district court was justified in refusing to apply it in this case. Pendent venue, like pendent jurisdiction, aims to promote judicial economy as well as convenience and fairness to the parties. See Seamon v. Upham,
In this case, although Reuber’s Privacy Act claim and his FTCA claim arise from overlapping nuclei of operative fact, they present many distinct issues of proof. Reuber’s Privacy Act claim will require proof as to the propriety of maintaining a record of Reuber’s alleged misconduct in NCI files, see 5 U.S.C. § 552a(e)(1), the dissemination of the letter and other information in NCI files by federal officials to persons outside of NCI who had no need to know of Reuber’s alleged misconduct, see 5 U.S.C. § 552a(b)(1), and the actual damages, if any, Reuber suffered as a consequence of any Privacy Act violation, see 5 U.S.C. § 552a(g)(4). Reuber’s FTCA invasion of privacy claim, on the other hand, will raise questions about the private versus public nature of the information, its offensiveness to a reasonable person, and its counterbalancing newsworthiness, and may involve inquiries into issues relating to special damages. See Restatement (Second) of Torts, § 652D (1976). In addition to considering the likely requirement of differing proof, the convenience and fairness of allowing the FTCA claim to proceed in federal court here, must be assessed in light of the general rule that, when the United States waives sovereign immunity, it may choose the conditions under which a suit against it is to proceed.
III. Claims Against Individual Defendants
A. Personal Jurisdiction
The district court found that it had no personal jurisdiction over any of the individual defendants. Since none of them resides in the District, personal jurisdiction may be invoked over them only pursuant to the District of Columbia’s long-arm statute. That statute provides, in relevant part: '
A District of Columbia court may exercise personal jurisdiction over a person, who acts directly or by agent, as to a claim for relief arising from the person’s—
(3) causing tortious injury in the District of Columbia by an act or omission in the District of Columbia;
(4) causing tortious injury in the District of Columbia by an act or omission outside the District of Columbia if he regularly does or solicits business, [or] engages in any other persistent course of conduct ... in the District of Columbia.
D.C.Code Ann. § 13-423(a).
The district court found no personal jurisdiction under section 13-423(a)(3) because Reuber adduced no evidence of any tortious act occurring in the District.
However appealing to our reasoning the rationale of these cases might be, the law in this jurisdiction is otherwise. We have consistently held that libelous telephone calls into the district are not acts within the District conferring personal jurisdiction over the caller under section 13-423(a)(3). See Tavoulareas v. Comnas,
Even if our prior cases had adopted the view of the cases Reuber cites, his argument would not prevail, for it fails to distinguish between actions expressly aimed at the District, like sending a publication or letter or making a telephone call into the District, and actions which merely cause harm in the District. The language of section 13-423(a)(3) clearly requires more than an “act” that causes harm in the District;
Reuber would have us construe the reach of section 13-428(a)(3) to extend to the outermost bounds allowed by due process. See Brief for Appellant, No. 83-1536, at 31. But even if the District of Columbia courts had construed this section so broadly,
Reuber presses two additional arguments as to why the district court had personal jurisdiction over the individual defendants under section 13-423(a)(3). First, he contends that the defendants acted as co-conspirators and therefore may be subject to personal jurisdiction based on acts of co-conspirators done within the District in furtherance of the conspiracy. See Berlin Democratic Club v. Rumsfield,
Second, Reuber adverts to a principle from tort law used in cases where causation is uncertain — that “where each of several defendants has acted wrongfully regarding a particular individual, but the plaintiff is unable to identify which of them actually caused him harm, the burden shifts to each defendant to prove, if he can, that he is not responsible.” Brief for Appellant, No. 83-1536, at 38 (citing Canterbury v. Spence,
Reuber argues on appeal that, even if no act occurred in the District for purposes of section 13-423(a)(3), he was harmed in the District by defendants’ acts outside it, and that the defendants have sufficient contacts with the District to subject them to the local court’s jurisdiction under section 13-423(a)(4). The district court record, however, does not support this contention. Reuber’s complaint makes no mention of any connection between the defendants and the District. See Complaint, ¶¶ 16-44 (filed Aug. 6, 1981). His opposition to defendants’ first motion to dismiss on the grounds of no personal jurisdiction merely referred to allegations in the Complaint and asked for the opportunity to take discovery regarding defendants’ actions in the District. See Combined Opposition by Plaintiff to Defendants’ Motions to Dismiss or Alternatively for Summary Judgment 5, 7 (filed Oct. 7, 1981) [hereinafter cited as First Opposition ]. In his opposition to defendants’ second motion to dismiss, prepared after extensive discovery, Reuber’s only allegation connecting the defendants to the District was that Hartwell engaged in a “substantial number” of telephone conversations with people in the District and that he received a letter from the EPA regarding a study by Reuber on the carcinogenicity of picloram. See Plaintiff’s Statement of Genuine Issues in Support of Plaintiff’s Combined Opposition to Defendant’s Motion to Dismiss or Alternatively for Summary Judgment 13 (filed Aug. 16, 1982), reprinted in J.A. at 195 [hereinafter cited as Second Opposition ]. There is no indication in the record, however, that Hart-well’s telephone contacts with or receipt of mail from the District constituted the “persistent course of conduct” section 13-423(a)(4) requires.
In his brief, Reuber recites several contacts each individual defendant had with the District. Brief for Appellant, No. 83-1536, at 42-45. We do not consider these alleged contacts, however, since Reuber failed to raise them in the district court either in his complaint or in his opposition to defendants’ motions for dismissal for lack of personal jurisdiction. Nor need we consider Reuber’s contention, first made in his reply brief to this court, that he has unveiled new evidence of a conversation Hartwell had in the District concerning the Reuber controversy. See Reply Brief for Appellant, No. 83-1536, at 4-8. Even where a dismissal is based on summary judgment, so that the reviewing court must view the record in the light most favorable to the appellant, any new evidence must be presented to the district court by a motion under Federal Rule of Civil Procedure 60(b) asking that court to reopen its final judgment.
The general rule is that the plaintiff has the burden of establishing personal jurisdiction. See Naartex,
B. Venue
The district court held, as an alternative ground for dismissing Reuber’s claims against the individual defendants, that venue for these claims was improper.
A civil action wherein jurisdiction is not founded solely on diversity of citizenship may be brought only in the judicial district where all defendants reside, or in which the claim arose____
28 U.S.C. § 1391(b). All of the individual defendants reside in Maryland, hence venue in the District is proper only if Reuber’s claims arose here.
In determining where the claim arose,
All of the defendants reside in Maryland, as do most of the necessary witnesses. Any pertinent records are maintained at the FCRC and the NCI, both of which are located in Maryland. Finally, most, if not all, of the relevant actions comprising plaintiff’s claims took place in Maryland, such as preparation of the letter, transference of the letter between individual defendants, other communications between the individaul [sic] defendants concerning disciplinary actions to be tak*1053 en against Dr. Reuber and investigations of Dr. Reuber’s activities.
Memorandum Opinion, slip op. at 51.
Reuber contends that, although all the defendants, most of the witnesses, and most of the evidence are in the state of Maryland, they are in fact situated closer to the District of Columbia than to the United States courthouse in Baltimore, in which the United States District Court for the District of Maryland sits. In essence he argues that since the concern of section 1391(b) — the parties’ convenience — is a “pragmatic” one, see Lamont v. Haig,
Reuber cites Mundy v. Weinberger,
IV. Claims Against the Corporate Defendants
Dr. Reuber also appeals the district court’s dismissal of his constitutional and pendent state law claims against Litton and Bionetics. The district court appears to have dismissed Reuber’s claims against Litton and Bionetics for lack of federal subject matter jurisdiction. Reuber’s complaint, however, did allege the presence of federal question jurisdiction over these claims pursuant to 28 U.S.C. § 1331. A court may dismiss a complaint alleging a federal claim for lack of subject matter jurisdiction only when the claim “clearly appears to be immaterial and made solely for the purpose of obtaining jurisdiction or where such a claim is wholly insubstantial or frivolous.” Bell v. Hood,
Under this lenient standard, subject matter jurisdiction over Reuber’s federal claims against Litton and Bionetics is clearly present. The complaint alleges that the corporate defendants were liable for the writing and dissemination of the letter of reprimand and the resultant “constructive discharge” of Reuber. The complaint further alleges that the individual corporate defendants were acting at the direction of, or in concert with, the individual NCI officials. Complaint, MI 29-38. Finally, the complaint alleges that these actions violated Reuber’s first amendment rights of freedom of association, freedom of speech, and privacy as well as his fifth amendment right to procedural due pro
The remaining question for this court is whether Reuber’s complaint states a claim upon which relief can be granted. Reuber’s complaint states such a claim only if a constitutional tort action for damages can be brought against private individuals or entities when it is alleged that the private parties have engaged in state action. It is to this question that we now turn.
A. Approach to Implication of Constitutional Damages Actions
The history of constitutionally based actions for money damages begins with Bivens v. Six Unknown Named Agents,
It is axiomatic that a Bivens action can be brought only against one who is engaged in governmental (or “state”) action
While we cannot resolve the fact-bound issue of whether state action was present in this case, we can address the purely legal question presented. The legal question, simply stated, is whether constitutional tort claims for damages can be brought only against federal officials or whether Bivens, by analogy to 42 U.S.C. § 1983, encompasses actions against private parties acting under color of federal law. The Supreme Court has never had occasion to address this issue. This circuit expressly left open the question whether Bivens liability might extend to private parties under certain circumstances in Zerilli v. Evening News Association,
In Zerilli, the plaintiffs alleged that the Department of Justice had, in the course of illegal electronic surveillance, transcribed certain communications between the plaintiffs and others. Ten to fifteen years later, officials at the Department of Justice released the material to the Evening News Association. This newspaper then published that information in a series of articles entitled “Organized Crime in Detroit.” Plaintiffs alleged that the officials and the newspaper had conspired to violate their fourth amendment rights and thus sued both the officials and the newspaper under a Bivens constitutional tort theory.
After dismissing the claim against the federal officials on the ground that it was identical to a claim pending in a related case in the same court, the court turned to the Bivens claim against the newspaper. The court noted that although the Supreme Court had not addressed the issue of extending Bivens liability to reach private parties acting under the color of federal law, the Court had more generally indicated that Bivens liability is inappropriate “ ‘[when defendants demonstrate] special factors counselling hesitation____’ ” Zerilli,
Assuming without deciding that private parties may in some circumstances be held liable under Bivens for conspiring with federal officials, we believe there are three “special factors” that, taken together, preclude us from imposing such liability in the present case.
Id. (citations omitted). In other words, assuming a Bivens action did exist, the presence of special factors in the case made Bivens liability inappropriate.
Bivens established that the victims of a constitutional violation by a federal agent have a right to recover damages against the federal official in federal court despite the absence of any statute conferring such a right. Such a cause of action may be defeated in a particular case, however, in two situations. The first is when defendants demonstrate “special factors counselling hesitation in the absence of affirmative action by Congress.” The second is when defendants show that Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly under the Constitution and viewed as equally effective.
Id. at 18-19,
Whether Reuber has a Bivens action, in the first instance, depends on whether he has alleged circumstances sufficient to characterize the corporate defendants as federal actors. Given the posture of Zerilli, it was unnecessary to address the question of state action directly. Instead, this court recognized the private status of defendants as a special factor based on the Supreme Court’s observation, in the context of an unlawful search and seizure, that “[a]n agent acting — albeit unconstitutionally — in the name of the United States possesses a far greater capacity for harm than an individual trespasser exercising no authority other than his own.”
[W]e have consistently held that a private party’s joint participation with state officials in the seizure of disputed property is sufficient to characterize that party as a “state actor” for purposes of the Fourteenth Amendment.
Id. at 941,
The defendants here are not federal officials, nevertheless, the defendants may be deemed federal actors. The defendants’ private status shield is lost when they act in such a way as to create an integrated alliance with the government and their conduct therefore is imbued with the power and prestige of government officials. The facts alleged here strongly suggest this is such a case.
Taking Reuber’s allegations as true, as we must at this juncture, the corporate defendants’ alleged decision to punish Reuber for dissemination of his malathion study sufficiently invoked the power and prestige of the National Cancer Institute so as to make the decision a governmental one in perception as well as reality. In this case, the government — according to Reuber’s allegations — had heavy thumbs on the scale with respect to the disciplining of Reuber. Reuber alleges that the decision to take disciplinary action against him was initially made by NCI officials, who used the FCRC contract to pressure Bionetics into taking action. Thus, the disciplinary action was, in every sense of the phrase, government conduct, with predictably direct ramifications on the alleged injury done to Reuber. If the decision was made by NCI, presumably Reuber would be precluded from seeking work at other NCI facilities; the federal nexus thus directly extends the harm beyond the immediate relationship of Reuber to his employer. In addition, here the corporate defendants and the government derive the mutual benefits of Bionetics’ operation of FCRC. FCRC is a government-owned facility operated by Bionetics. See Brief for Appellant, No. 82-2376, at 8. Bionetics’ operations at FCRC are totally financially dependent on its government contract to operate that facility. All publications generated by this facility must state that the work on which they are based was performed pursuant to Bionetics’ contract with NCI. It is clear, then, that Bionetics derives the prestige of association with the federal government with respect to its work at FCRC.
Given this scenario, Reuber has alleged circumstances sufficient, if proven, to characterize the corporate defendants as federal actors and thus has stated a cause of action against these private parties under Bivens.
B. Special Factors Analysis
As noted earlier, the presence of special factors in a particular ease may indicate that Bivens liability is inappropriate. See supra p. 1056. The only special factor arguably relevant to the appropriateness of a Bivens remedy in the present case is the private status of the defendants. However, the private status of the defendants, even if deemed a special factor, is not alone sufficient to counsel hesitation in implying a damages remedy when the private party defendants jointly participate with the government to a sufficient extent to be characterized as federal actors for purposes of a Bivens action. Certainly, Zerilli does not suggest that the defendants’ private status, standing alone, should suffice to deny plaintiffs a Bivens action.
The dissent attaches special significance to the fact that the action here involves a corporate employer taking disciplinary action against one of its employees. Neither the substance nor the merits of the defendants’ allegations against Reuber included in the March 1981 letter of reprimand are pertinent to our inquiry. Nor does the mere fact that this is an employment setting counsel judicial restraint. In Bush v. Lucas,
Reuber is making a first amendment challenge to a personnel action taken by private employers. The critical factor, as the dissent notes, is that the private employers are government contractors. It is this relationship and the joint participation of the government and the private employers in the challenged action that makes Reuber’s first amendment claim cognizable in the first instance. This type of alleged collusion between government and private employers to violate an employee’s constitutional rights, which allows the government to accomplish indirectly that which it cannot do directly, is hardly a factor counselling hesitation in the absence of congressional action. Reuber, unlike the plaintiff in Bush, has no other avenue open to him for pursuing his first amendment claim against the corporate defendants.
The dissent’s position that Congress’ failure to regulate the personnel policies of government contractors, in light of its activity in other areas of the contracting relationship, makes judicial action inappropriate is not persuasive. First, this creates a door which closes both ways: Both congressional action in the relevant area as well as inaction become sufficient to defeat a Bivens remedy. Second, the dissent offers no support for the notion that Congress’ inaction is indicative of its intent to preclude a Bivens remedy under the circumstances of this case. The situation is entirely different than the one in Bush v. Lucas where Congress had directly addressed the precise issue, weighed the competing policy concerns and provided a reme
The dissent also argues that Zerilli indicates that the defendants’ first amendment rights should be considered as a special factor counselling hesitation.
On remand, the district court should inquire whether the content of Reuber’s study was a factor in the government’s and defendants’ joint decision to penalize Reuber. If it was, the burden would then shift to the defendants to show that, even absent the improper motive, the punitive action taken against Reuber would have occurred anyway. See Mount Healthy City School Board of Education v. Doyle,
Finally, the dissent purports to rely on Supreme Court precedent for its third “special factor,” the existence of an alternative defamation claim in the state courts. See dissent at 1074 (citing Bush,
Moreover, it is clear that Reuber’s defamation action should not be a special factor in this case since it is not a substitute to redress the constitutional wrongs that he alleges. The dissent seriously mischaracterizes Reuber’s constitutional claims to justify its conclusion that “Reuber be directed to [the] well articulated body of [defamation] law rather than to require this court to create a novel and probably superfluous cause of action.”
Reliance on an alternative state law action to justify dismissal of Reuber’s Bivens claim may also be improper. The Supreme Court has held, in a suit against federal prison officials, that survival of a decedent-plaintiff's Bivens action cannot be governed by state law. Carlson,
C. Reuber’s Claims for Injunctive Relief
In addition to seeking damages, Reuber’s complaint asks the court for an injunction ordering the defendants to stop interfering with Reuber’s exercise of his constitutional rights, expunge or correct false or inaccurate documents relating to Reuber, and reinstate Reuber to his former position at the Frederick Cancer Research Center. Complaint at 20-21. Federal injunctive relief traditionally is presumed available against federal actors committing constitutional violations.
The extent of equitable relief appropriate in this case is not clear at this juncture. In my opinion, the propriety of particular forms of equitable relief should be determined by the district court “according to the distinctive historical traditions of equity as an institution.” Bivens,
In sum, we reverse the district court’s dismissal of Reuber’s constitutional claims against the corporate defendants for both damages and equitable relief. These claims are remanded to the district court for further proceedings consistent with this opinion.
In conclusion, we affirm the district court’s dismissal of the FTCA actions against the United States and the constitutional and common law tort claims against the individual defendants. For the reasons stated in Part IV, we reverse the district court’s dismissal of the constitutional and pendent state law claims against the two corporate defendants Litton Industries, Inc., and Litton Bionetics, Inc. We remand these claims to the district court for further proceedings consistent with this opinion.
Judgment accordingly.
Notes
. The district court retained jurisdiction over Reuber’s Privacy Act claim against the United States. On September 6, 1984, the district court dismissed all claims for damages under 5 U.S.C. § 552a but ordered the Department of Health and Human Services and the Environmental Protection Agency to destroy all copies of the March 26, 1981, letter in their possession.
. NCI is part of the United States Department of Health and Human Services (HHS) and, like FCRC, is located in Maryland.
. Unless otherwise specified, all citations to the district court record, depositions and exhibits are to those in Reuber v. United States, Civ. No. 81-1857 (D.D.C. Oct. 27, 1982).
. For at least one personal research study, however, involving the carcinogenicity of picloram, Reuber admits he did have an FCRC secretary type and photocopy the manuscript; he also wrote a cover letter to the Journal of Toxicology and Environmental Health (which published the study) on FCRC stationery using FCRC envelopes and postage. See Reuber Dep. at 78-79.
. This paper was never published because Reuber withdrew it before publication. See Reuber Dep. at 78-79.
. These studies originally were done by pathologists at the NCI’s facility operated by Gulf South Research Institute. See Brief for Appellee United States, Reuber v. United States, Nos. 83-1536, 83-1537, at 2.
. Citations to briefs in Reuber v. United States, Nos. 83-1536, 83-1537, are denoted by "No. 83-1536”; citations to briefs in Reuber v. United States, Nos. 82-2376, 82-2414 are denoted by “No. 82-2376.”
. Reuber filed Reuber v. United States, Civ. No. 81-1857, on August 6, 1981, in the United States District Court for the District of Columbia, against appellees, along with Food Chemical News, Inc. He filed Reuber v. Food Chemical News, Inc., Civ. No. 82-1033, on March 22, 1982, in the Superior Court of the District of Columbia asking for the same relief against the same parties except the United States and HHS. The Food Chemical News suit was removed to the D.C. district court and consolidated with Reuber v. United States. In March, 1982, Reuber filed Reuber v. Litton Industries, Inc., Law No. 60387, in the Circuit Court for Montgomery County, Md. Litton was removed to the United States District Court for the District of Maryland. Since then, Reuber’s case against Food Chemical News has been transferred to the district court in Maryland and the United States added as a defendant to his FTCA claim in that suit. See Memorandum, Reuber v. United States, Civ. No. 81-1857 (D.D.C. May 4, 1983).
. Under section 1346(b) the law of "the place where the act or omission occurred” controls. 28 U.S.C. § 1346(b). Thus, the Richards Court was faced with the identical issue — deciding in which district the act or omission occurred — as we face in interpreting the FTCA venue provision, section 1402(b).
There is some small support for Reuber's position in the legislative history of section 1402(b). Francis Shea, then Assistant Attorney General of the United States, testifying before the House Committee on the Judiciary, stated in response to a question about where a claimant could sue under the FTCA, that the venue provision allowed suit to be brought either where the claimant resides or where the injury took place. Hearings before the House Committee on the Judiciary on H.R. 5373 and H.R. 6463, 77th Cong., 2d Sess. 9, 30. The Supreme Court, however, has already dismissed this very statement as not controlling in the context of deciding where the “act or omission” occurs for purposes of choosing the applicable state law. Like the Supreme Court, "we are not persuaded to allow [this] isolated piece of legislative history to detract from the [section 1402(b) ] words Congress expressly employed.” Richards v. United States,
. The Richards Court did note that "considerations underlying the problem of venue are substantially different from those determining applicable [state] law.”
. "The United States, as sovereign, is immune from suit save as it consents to be sued, ... and the terms of its consent to be sued in any court define that court’s jurisdiction to entertain the suit.” United States v. Sherwood,
. The appellees contend that the district court also found no evidence of injury to Reuber in the District. See Brief for Federal Appellees, No. 83-1536, at 17 (citing Memorandum Opinion, slip op. at 11). The Supreme Court recently stated, however, that "[t]he reputation of the libel victim may suffer harm even in a state in which he has hitherto been anonymous." Keeton v. Hustler Magazine, Inc., - U.S.-,
. All the District of Columbia court decisions construing the long-arm statute as co-extensive with the due process clause have involved section 13-423(a), the "transacting ... business provision." See Stabilisierungsfonds Fur Wein v. Kaiser Stuhl Wine Distributors Pty. Ltd.,
. The district court dismissed this argument for insufficient evidence of the alleged conspiracy as well as for failure to identify any act within the District. See Memorandum Opinion, slip op. at 13.
. Reuber's only explicit mention of section 13-423(a)(4) before the district court was a citation to that section in his opposition to defendants’ first motion to dismiss, see First Opposition at 5. He did not mention it in his opposition to defendant’s second motion to dismiss, see Second Opposition at 85-89, and most significantly, he did not specifically argue in either pleading that any defendants engaged in a persistent course of conduct in the District.
. [W]hile the District Court has no jurisdiction to grant relief while the case is pending on appeal [,t]his court has adopted the rule that [a Rule 60(b) ] motion for relief may be considered by the district court while the appeal is pending; if that court indicates it will grant relief the appellant should move in the appellate court for a remand in order that relief may be granted.
Greater Boston Television Corp. v. F.C.C.,
In this case, we also need not delve into the extent of our power to take judicial notice of the new evidence, see Weisberg v. Department of Justice,
. Our determination that the district court did not have personal jurisdiction disposes of these claims. However, in light of our refusal to consider new evidence that may call that determination into question, see supra note 16, we believe our consideration of the alternative venue ground for dismissal may avoid needless consideration by the district court of any motion under Federal Rule of Civil Procedure 60(b).
. The inquiry into where the "claim arose" under the general venue provision, 28 U.S.C. § 1391(b), is entirely different from that involving where the "acts or omissions occurred” under the venue provision governing FTCA claims, 28 U.S.C. § 1402(b). In amending section 1391(b) to allow suit where the claim arose. Congress rejected numerous proposals focusing on the sites of the events and acts underlying the claim. See 15 C. Wright, A. Miller & E. Cooper, Federal Practice and Procedure 25-27; Comment, Federal Venue & Locating the Place Where the Claim Arose, 54 Tex.L.Rev. 392, 398 (1976).
. In a case alleging a Bivens -type claim, federal rather than state action must be alleged in order to sustain the complaint. The doctrine outlining both concepts is usually denominated as "state action," and the term will be used here to denote federal governmental action. See Dobyns v. E-Systems, Inc.,
. Plaintiff relies on Adickes v. S.H. Kress & Co.,
. At least two circuits have construed Bivens to encompass constitutional damages actions against private parties as long as there is state action. See Dobyns v. E-Systems, Inc.,
. The court relied on three special factors in the Zerilli case. First, the court held that "the asserted violation of constitutional policy that would form the predicate for such liability — i.e., the alleged government disclosure of information originally obtained in violation of the Fourth Amendment — is well removed from the central thrust of the amendment.”
The dissent misconstrues the Zerilli special factors approach as a second threshold inquiry. Plaintiff first must establish state action and second there must be an absence of special circumstances before a constitutional tort action will be presumed. The dissent appears to justify this reorientation and expansion of the special factors doctrine from an exception to a threshold inquiry by claiming that whereas Bivens actions are normally available against defendants who are federal actors, the present case involves non-governmental defendants. What the dissent fails to take cognizance of is that once state action is established the non-governmental defendants are deemed federal actors. See infra p. 1057. It is this misperception of the Zerilli special factors approach which leads the dissent to claim that Zerilli is being implicitly overturned. See Dissent at 1072. It is not. As the ensuing discussion in the text illustrates, the approach taken here is entirely consistent with the approach taken in Zerilli. See infra notes 24 & 27.
. There is no contention in this case that Congress has already provided an equally effective remedy to redress the constitutional wrongs of which Reuber complains. Special factors are addressed infra p. 1058.
. Although Zerilli identifies the defendants’ private status as a special factor, it is not clear to what extent, if any, this acknowledgment transcends the “state action” requirement in actions under 42 U.S.C. § 1983. See Blum v. Yaretsky,
. Judge Bork in his concurring opinion notes that the corporate defendants "as ad hoc federal agents [are] entitled to invoke official immunity as a defense.” Officials sued under a Bivens -type action have available a qualified immunity defense. Butz, v. Economou,
. Yiamouyiannis v. Chemical Abstracts Service,
. Although we identified the private status of the defendant as a special factor counselling hesitation in Zerilli, we relied on three special factors taken together to affirm the district court's dismissal of the plaintiff’s complaint. See Zerilli,
. In Zerilli, the defendant was a newspaper and this court held that the values served by "a free and vigilant press” would be harmed by allowing a Bivens remedy.
. Reuber’s complaint alleges acts other than the publication of the letter of reprimand:
26. On or about February 1981, defendant Hartwell learned that plaintiffs studies of malathion and picloram were being cited and used by certain opponents of the wide spread use of those chemicals, and that this use [of Reuber’s studies] apparently dissatisfied the chemical companies and other interests which took a contrary position. Thereafter, defendant Hartwell initiated certain actions against plaintiff, and made various unfounded allegations against him, in an effort to ruin him professionally and cause him great mental anguish. Defendant Hartwell was joined in these efforts Joy defendants DeVita, Hanna, and Adamson, among others.
30. The defendants purported to conduct an "investigation" of certain unspecified "allegations” against plaintiff. During the course of this purported "investigation,” plaintiff was not given adequate notice of the asserted "allegations” against him, was not allowed to confront any alleged witnesses against him, was not allowed to cross-examine anyone, was not allowed to present witnesses and evidence on his own behalf, and was not given the opportunity for a decision by an impartial decision-maker.
Complaint at 8, 9.
. An action for damages resulting from unlawful dismissal and other employment harassment in retaliation for. an employee’s protected expression or beliefs is hardly "novel.” The Supreme Court has recognized that such a claim may be asserted directly under the Constitution in what was essentially a Bivens action. See Mount Healthy City School District Board of Education v. Doyle,
. To succeed in his defamation action, Reuber will have to show that the statements in the letter are false and were negligently made, and if Reuber is determined to be a public figure, he will have to show in addition that the defendants acted with reckless disregard as to the truth of those statements. See Gertz v. Robert Welch, Inc.,
. The dissent appears to acknowledge this problem, but slides past it. Because Reuber might have some difficulty in proving damages from a denial of due process if the letter of reprimand were true it concludes he should not be allowed the opportunity to try. See Dissent at n. 12. With regard to Reuber's first amendment claim, the truth of the letter has no bearing on Reuber’s ability to prove damages.
. The dissent suggests that the Supreme Court’s consideration of alternative state remedies in Ingraham v. Wright,
The dissent’s suggestion that the existence of a defamation action means that Reuber’s due process rights were not violated in this case is not persuasive. While post-deprivation procedures provided by state law may bear on whether that state provides all the process due the deprived party, it does not follow that a state’s remedial scheme is relevant as to whether the federal government has provided all the process the deprived party is due. The illogic of the argument is compounded in this case, because the alternative state action on which the majority relies does not even pretend to redress the unconstitutional deprivation of which Reuber complains. See text at notes 31 & 32, supra.
. As discussed supra at 31, the corporate defendants are properly characterized as federal actors once state action is established.
. The Litton corporate defendants argue that the district court dismissed Reuber’s constitutional tort claims because Reuber failed to specifically allege constitutional claims against Litton and Bionetics in his complaint. See Brief for Litton Appellees, No. 82-2376, at 15-16. In our reading, however, the district court's opinion recognizes that Reuber’s complaint alleges constitutional claims against the corporate defendants but dismisses the claims for lack of subject matter jurisdiction. See supra p. 1053.
The corporate defendants also argue that the district court’s dismissal should be upheld on the ground that Litton and Bionetics cannot be held liable for the constitutional torts of their employees solely on a respondeat superior theory. See Monell v. Dep’t of Social Services,
A facial reading of Reuber’s complaint may warrant the conclusion that he has alleged only vicarious liability on the part of the corporate defendants, thus making summary judgment appropriate. On the other hand, in light of our present holding that Bivens liability may extend to the corporate defendants in this case, there are sufficient allegations in the complaint to warrant the conclusion that Reuber could state a cause of action under Monell and its progeny if given leave to amend his complaint pursuant to Fed.R.Civ.P. 15(a). See Monell,
Concurrence Opinion
concurring:
I concur in Judge Wald’s result and in her opinion with the exception of Part IV, addressing appellant’s federal common law claims against the Litton corporate defendants. These claims are based on appellant Reuber’s allegations that federal officials, in retaliation for his exercise of freedom of speech, induced his private, corporate employer to take disciplinary action against him that led to his “constructive discharge.” The questions for decision are whether a Bivens action and actions for several kinds of equitable relief, including reinstatement, will lie against Reuber’s employer insofar as its disciplinary actions and their alleged effects are state action. I agree with Judge Wald that both damages and equitable relief are available in this case, but reach this result on narrower grounds, and for different reasons.
I.
Judge Starr argues that three “special factors” make it undesirable to imply a Bivens action here. These are, first, the private status of the defendants, which Judge Starr takes to imply that they do not enjoy official immunity; second, the fact that Reuber’s expression of his views concerned the subject-matter of his employer’s business; and, finally, the availability of a state-law defamation remedy. I agree with Judge Starr that we can consider a broad range of factors in deciding whether to imply a constitutional tort in novel circumstances. In my view, however, the first of these factors is absent here: a private person whose conduct is allegedly instigated and directed by federal officers should be treated as a federal agent. Like any other federal agent, the private person should under these circumstances be subject to Bivens liability and entitled to qualified official immunity. The remaining factors set forth by Judge Starr are not weighty enough to justify refusing to allow a Bivens action here — especially since official immunity is available.
This case falls within a subcategory of “state action” cases in which, in addition to making allegations that satisfy the state action requirement, the plaintiff alleges that the private person acted as an agent, formal or informal, of federal officers. Just as this is the strongest type of case for extending official immunity, it is the strongest for applying the Bivens doctrine. I need not and do not decide that a Bivens action should be available whenever the state action requirement is met as to a private person whose conduct, for that reason, becomes subject to constitutional constraints. But where federal officials are not only fairly responsible but primarily responsible for a constitutional violation, the scope of a Bivens action — and of official immunity — should not turn on the fortuity of whether the damage was actually done by a federal official or by a private person acting pursuant to the exertion of official power. Cf. Lugar v. Edmondson Oil Co.,
The case-law, though sparse, clearly supports the appellees’ status as ad hoc federal agents entitled to invoke official immunity as a defense. In Becker v. Philco Corp.,
Appellant contends that these authorities are invalid after Dennis v. Sparks,
This analysis also explains why the Zerilli court’s recognition of private status as a special factor weighing against implying a Bivens action is inapposite here. In Zerilli, the plaintiff sought to bring a Bivens action against a newspaper that had published the contents of communications by the plaintiff allegedly obtained by the federal government in violation of the fourth amendment. Although plaintiff apparently alleged a conspiracy, see
The first of the special factors on which Judge Starr relies — the defendant’s status as a private party — is accordingly inapplicable here. Judge Starr suggests that the fact that Reuber’s expression also was directed to the business operations of his employer and the availability of a state-law defamation remedy also counsel hesitation in allowing a Bivens action to go forward here. Once it is established that the defendants are ad hoc federal agents who are immune from damages liability so long as they acted in good faith, however, these
II.
In addition to damages, Reuber has requested injunctive relief directing the corporate defendants to refrain from any future interference with his constitutional rights, to reinstate him to his former position, and to expunge any false or inaccurate records concerning him. Only the first of these requests is squarely governed by the “presumed availability of federal equitable relief against threatened invasions of constitutional interests,” Bivens,
Reuber’s constitutional claim, if proved, entitles him to relief unless official immunity is successfully interposed as a defense
Given that damages are available, a compelling argument can be made that reinstatement as an equitable remedy is foreclosed, because damages are an adequate remedy as a matter of law. The loss of employment is not a loss that is inherently immeasurable or noncompensable in monetary terms — such losses are routinely measured and compensated in a variety of legal contexts. Similarly, the fact that Congress has made reinstatement available against private employers in furtherance of federal labor and employment discrimination policy, see 29 U.S.C. § 160(c) (1982) (NLRB may order reinstatement as remedy for unfair labor practice); 42 U.S.C. § 2000e-5(g) (1982) (court may order reinstatement as remedy for employment discrimination), suggests less that damages are inadequate to compensate victims than that reinstatement is necessary to prevent employers from “buying back” rights Congress has conferred on employees in furtherance of a broad federal policy. Furthermore, because by definition a request for reinstatement presupposes that the harm to the plaintiff has already occurred, this class of cases does not entail the risk that a too-ready application of the inadequacy prerequisite would permit a threatened violation of a constitutional right to go forward, to the irreparable detriment of the plaintiff. At least in cases such as this one, in which it is alleged that the government induced the conduct that harmed the plaintiff, there seems little hazard to enforcement of federal constitutional rights in adhering to the traditional understanding that damages are an adequate remedy for loss of employment.
These considerations gain added force when it is recalled that reinstatement is the equivalent of specific performance of a contract for personal services. The common law traditionally disfavored specific performance of such contracts precisely to avoid the friction and the social costs that may result when employer and employee are forcibly reunited in a relationship that has already failed. Reinstatement is, even today, not the ordinary remedy for breach of an employment contract at state law. See Restatement (Second) of Contracts § 367 (1979).
This analysis seems to me defeated, however, by the Supreme Court’s decision in Mount Healthy City Board of Education v. Doyle,
even though a person has no “right” to a valuable governmental benefit and even though the government may deny him the benefit for any number of reasons, there are some reasons upon which the government may not rely. It may not deny a benefit to a person on a basis that infringes his constitutionally protected interests — especially, his interest in freedom of speech.
It is quite clear that this long-standing principle applies both to the states, as in Perry and Mount Healthy, and to the federal government. See, e.g., United States v. Robel,
In large part the answer to this question is supplied by the fact that damages against the government itself, absent a statutory or other waiver, are barred by sovereign immunity. See generally Edelman v. Jordan,
This reasoning, however, does not suffice to explain Mount Healthy, because the Court in that case also held that the local school board was not entitled to assert the sovereign immunity defense.
Because the Supreme Court did not articulate its rationale, some degree of speculation is necessary to resolve this problem. One explanation for this apparent exception to the inadequacy prerequisite is that an unconstitutional discharge from employ
An alternative rationale for holding that damages are not adequate relief where government has unconstitutionally discharged a public employee is that government should not be allowed to “buy back” the limitations placed on its powers by the federal Constitution. That rationale, too, is applicable here, for a refusal to allow reinstatement here would allow the government to achieve the same unconstitutional result, albeit with someone else’s money. The threat of damages might suffice to deter private employers from implementing the unconstitutional government decision in the first place, but that argument proves too much: the same threat might deter governmental officers from engaging in unconstitutional conduct, yet the availability of an action for damages against those officers does not bar reinstatement under Mount Healthy.
This leaves only the fact that Reuber’s, employer has reverted to private status for the future as a basis for distinguishing this case from Mount Healthy.
Reuber’s request for expungement of his employment records must also be allowed to go forward. The power of the federal courts to direct expungement of government records gathered or maintained in violation of the first amendment is well-established. E.g., Hobson v. Wilson,
. There is every reason to extend official immunity — which in the constitutional context means good-faith immunity — to private actors for whose conduct federal government officials are primarily responsible. Official immunity exists to "protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.” Butz v. Economou,
. The same reasons that support extending official immunity to the corporate defendants as to damages support allowing qualified official immunity as a bar to reinstatement. There is a threshold difficulty, however: the limits on injunctive relief against state or federal officers ordinarily derive from sovereign immunity, not official immunity. See, e.g., Butz v. Economou,
. At the time Petroleum Exploration was decided, the inadequacy prerequisite was embodied as a statutory rule in former section 267 of the Judicial Code, 28 U.S.C. § 384 (1940). Although the rule is no longer statutory, it retains its binding and nondiscretionary character. See, e.g., O'Shea v. Littleton,
. If Reuber were a federal civil servant, he would have a statutory right to reinstatement and back pay if he prevailed in administrative proceedings, see 5 U.S.C. § 7513(a) (1982) but, under the holding in Bush v. Lucas,
. Nor does reinstatement appear to be the ordinary remedy for the new tort of wrongful discharge or retaliatory discharge that some — but by no means all — state courts have fashioned as a limitation on the employment-at-will doctrine. See, e.g., Holien v. Sears, Roebuck & Co.,
. Although Reuber’s allegations require us to treat his employer's "constructive discharge" of him as state action, his allegations do not suffice to make his employer’s normal business operations state action. Reuber’s employer is engaged in an ongoing contractual relationship with the federal government, but neither the extent of the employer’s entanglement nor the nature of the functions it is performing appears to satisfy the standards for state action set forth in cases such as Rendell-Baker v. Kohn,
Concurrence Opinion
dissenting in part and concurring in part:
While I fully concur in Parts I — III of the majority opinion, I respectfully dissent as to Part IV. I would affirm the District Court’s dismissal of the federal claims against Litton Industries and Litton Bionetics (the “Litton corporate defendants”) on the ground that they fail to state a claim on which relief can be granted. In my view, special factors counsel strongly against implying a constitutional tort action or allowing injunctive relief against these private entities in the circumstances before us. I would also affirm the dismissal of the pendent state law claims as within the sound discretion of the District Court.
As the majority opinion notes, the District Court appears to have dismissed Dr. Reuber’s claims against the Litton corporate defendants for lack of federal subject matter jurisdiction. Any such dismissal would be in error, as the majority rightly concludes. Nonetheless, this court can properly affirm the dismissal under Fed.R.Civ.P. 12(b)(6) if the complaint fails to state a claim upon which relief can be granted. See Boykin v. District of Columbia,
I
As the majority opinion notes, the availability of constitutionally based actions for money damages, which began in the Fourth Amendment setting with the watershed case of Bivens v. Six Unknown Named Agents,
Clearly, a Bivens action can be brought only against an individual or entity engaged in governmental (or “state”) action,
However, as the majority notes, there is a purely legal question that can be addressed on a Rule 12(b)(6) motion. That question is whether, in the circumstances here, a plaintiff should be able, by analogy to 42 U.S.C. § 1983, to bring a Bivens action against a private entity when he alleges that the private entity has engaged in state action or, conversely, whether constitutional tort claims can be brought only against federal officials. The majority holds that such an action may be brought against the Litton corporate defendants. I disagree, but do so without concluding that such an action may never lie against a private entity.
The Supreme Court has never had occasion to address this issue. But in addressing the scope of constitutional torts, the Supreme Court has seemed to contemplate only federal officials as defendants. For instance, in Davis v. Passman, supra, the Court fashioned an implied damages action for violation of the equal-protection component of the Due Process Clause in circumstances where a Member of Congress discharged a staff member on grounds of gender. A gender-based discriminatory discharge by a covered private employer would, of course, have run afoul of the express prohibitions of Title VII of the 1964 Civil Rights Act, but no such regulatory regime applied to Members of Congress. In examining this situation, where the failure to imply a cause of action under the Constitution would have left Ms. Davis wholly remediless, the Court emphasized that creation of a judicially implied federal cause of action was appropriate since the action “involves the application of the Fifth Amendment to a federal officer in the course of his federal duties.” Id. at 246 n. 23,
Only one circuit court has spoken directly to the issue whether private individuals or entities may ever be sued under Bivens. In Fletcher v. Rhode Island Hospital Trust Bank,
In Zerilli v. Evening News Association,
Thus, besides standing for the sound and sensible proposition that a defendant’s private status is in itself a factor counselling hesitation,
This reading of the law of this circuit seems entirely unexceptional. Yet, the majority appears implicitly to overturn Zerilli, which of course it is powerless to do. In the majority’s view, a private actor may lose his private status shield if he acts so as to create an alliance with the Government. Since such action is obviously the only way in which a non-federal actor can come within the scope of section 1983 (and now Bivens) actions, private-status seems abruptly to have lost all effect in Bivens analysis. This U-turn in the law is much to be regretted, jettisoning as it does the more gradualistic approach embodied in Bivens analysis.
Indeed, I am firmly persuaded that the common-law method of adjudication, as manifested by Bivens and its progeny, is vastly superior to the more beguilingly simple determination either that a constitutional tort action against a private individual or entity is always unwarranted or, conversely, as the majority holds, that it is always permissible so long as a conspiracy between federal officials and private individuals or entities is alleged. In this respect, Justice Harlan’s comments in his Bivens concurrence are particularly a propos:
In resolving [the question of whether a constitutional tort is appropriate], it seems to me that the range of policy considerations we may take into account is at least as broad as the range of those a legislature would consider with respect to an express statutory authorization of a traditional remedy.
Bivens v. Six Unknown Named Agents,
In this case, three special factors militate against the implication of a constitutional tort claim, in addition to the critical factor that the claim is asserted against private parties. First, this litigation is directed against a corporate employer in the wake of disciplinary action taken against one of the firm’s employees; this is not simply a suit brought against private parties simpliciter. The underlying controversy that gave rise to this litigation arose in consequence of Dr. Reuber’s expressing his personal views on the very subject matter of his employer’s business activities, namely research into the carcinogenicity of chemicals. Cancer research was, after all, what Litton Bionetics’ business at Frederick was all about. Dr. Reuber was not reprimanded for activities bearing little if any relationship to his employer’s business, such as speaking out on non-NCI issues of public interest or moment.
The importance of exercising judicial restraint in the federal employment setting has been clearly stated by the Supreme Court. In Bush v. Lucas,
So too, Dr. Reuber’s claim squarely fits within the ambit of personnel policy of the two private employers. And, critically, the personnel policies are those of a government contractor carrying on vital research of great interest to the Congress and the Nation as a whole. Congress is scarcely a stranger to issues arising between federal agencies and government contractors carrying on federally funded activities, such as the cancer research activities which provide the backdrop for this litigation. Indeed, the relationships between federal agencies and their contractors are regulated extensively by statute and by regulations enjoying the force of law. Activities by such contractors are, moreover, subject to meticulous agency oversight — and at times congressional oversight — and audit by federal authorities. In a word, it is better for Congress, rather than the courts, to determine whether to launch into the deep waters of federal government contractors’ personnel policies.
Second, inasmuch as the thrust of Dr. Reuber’s complaint is that the reprimand contained inaccurate information and unfair accusations, he enjoys and indeed has already sought recourse to the common law of libel as an alternative remedy to redress his injuries. It is therefore more appropriate that Dr. Reuber be directed to this well-articulated body of law, rather than to require this court to create a novel and probably superfluous cause of action. This is particularly true since the practice of considering whether the plaintiff has an alternative remedy before implying a tort action from the Constitution is well established by Supreme Court precedent. See,
To be sure, when the Court has refused to imply a tort action under the Constitution, it has looked to an alternative remedy under federal law. See, e.g., Bush v. Lucas, supra (holding that it would be “inappropriate” for the court to create a constitutional action on behalf of a federal employee for alleged defamation and alleged retaliatory demotion in light of the provisions passed by Congress to provide substantive and procedural remedies to federal employees). However, I do not think that the fact that the source of the alternative remedy is state law precludes us from treating it as a factor militating against the creation of a new cause of action against private parties. Private parties do not, of course, possess immunity that federal officials enjoy for common law torts, see Barr v. Matteo,
Third, since, as we have just seen, Dr. Reuber enjoys access to the common law remedies provided by the law of defamation, it is manifest that his cause of action here implicates First Amendment values which, as in Zerilli, counsel restraint on
It cannot be gainsaid that Dr. Reuber’s lawsuit touches upon First Amendment interests in full and open discourse and debate. Dr. Reuber, after all, was reprimanded after inserting himself into a scientific controversy in the midst of a raging debate over the health threat allegedly posed to the general public in consequence of the widespread spraying of malathion in California. And his lawsuit was based, at least in part, not on the reprimand simpliciter but on the fact that the reprimand found its way onto an EPA bulletin board and into a trade press publication. In essence, Dr. Reuber’s First Amendment complaint is an attack on a written communication which itself indisputably triggers First Amendment concerns.
It is too late in the day to question that Litton and Bionetics, as private corporations, have First Amendment rights. See First National Bank v. Bellotti,
II
In my view, Dr. Reuber’s prayer for injunctive relief based on alleged constitutional violations by two private companies likewise founders by virtue of the presence of factors that counsel the judiciary to exercise restraint in the absence of Congress’ express action. First and foremost, Dr. Reuber is seeking to create a cause of action against a private party, a factor of elemental importance in our evaluation of the appropriateness of creating a new cause of action for injunctive relief. The status of Litton and Bionetics as private actors renders the extraordinary measure of judicially fashioned injunctive relief even more intrusive in the private ordering of relationships and affairs than a less heroic prayer for money damages under Bivens. This is particularly true where, as here, the injunctive relief sought is mandatory in nature. Dr. Reuber is not seeking a prohibitory injunction that would require the private defendants to cease and desist from an ongoing practice claimed to impinge upon the litigant’s First Amendment inter
The novelty of the majority opinion is reflected by the authorities on which it relies. Indeed, there should be no doubt whatever that the court is breaking entirely new ground. For instance, Bartel v. Federal Aviation Administration,
Ill
Since I would affirm the dismissal of Dr. Reuber’s federal claims, I would also uphold the District Court’s dismissal of the various common-law claims. The doctrine of pendent jurisdiction is, of course, a salutary principle promotive of judicial economy by permitting the plaintiff to try his or her entire case in one forum at one time. But as United Mine Workers v. Gibbs,
. For a Bivens -type claim, federal rather than state action must be alleged. Both sorts of action are usually referred to as "state action.” The term is used here to denote federal governmental action.
. Conspiracy with a state official can give rise to state action for purposes of 42 U.S.C. § 1983. In Adickes v. S.H. Kress & Co.,
. Although the First Circuit did not articulate at length its rationale for refusing as a general rule to imply a constitutional damages action in the absence of congressional action, reasons for such a conclusion may be readily supplied. First and foremost, there is less need for constitutional damages actions to restrain private individuals from delicts, since unlike federal officials they do not enjoy immunity from state common law torts. See infra at pp. 1074-75. Second, limiting the class of potential defendants to federal officials delimits the number and variety of suits that can be brought. Conversely, the ability to sue any individual under any Amendment by merely alleging a conspiracy with government officials may open wide the floodgates of litigation with little, if any, justification for such an extraordinary result. Finally, private individuals, unlike federal officials, must pay the cost of defending such suits; thus, a greater potential for harassment exists when
. For instance, in Fonda v. Gray,
In Yiamouyiannis v. Chemical Abstracts Service,
. In Stevens v. Morrison-Knudsen Saudi Arabia Consortium,
. For a discussion of reasons that the private status of the defendant should in itself be a factor counselling hesitation, see supra note 3.
. In evaluating whether a cause of action should be created, a legislature is properly concerned not only with the social benefits that such a cause of action would bring when proved, but also with the potential social harm that unfounded suits brought in the form of the novel cause of action would cause. In short, a rational legislature would weigh the utility brought about by justified suits against the disutility which would result from unjustified suits before creating a new cause of action. Similarly, in deciding whether a constitutional cause of action should be implied against a private individual in these circumstances, we are concerned with the systemic consequences of such an implication.
. We are not here faced with that issue, and accordingly, I express no views on it.
. The merits of these questions are not before us, and I therefore do not address them. We have, however, been apprised that in the Privacy Act proceeding in the District Court, the court determined in a September 7, 1984 memoran
. It cannot be doubted that the regulatory and remedial regime crafted by Congress over the years failed to provide federal employees with the full panoply of remedial rights that would be enjoyed by virtue of creating a Bivens action. The Court could not have been clearer in assuming that (1) a violation of the federal employee’s rights had occurred, and (2) the civil service remedies were not as effective as an individual damages remedy and did not fully compensate the employee for the harm he suffered in consequence of the First Amendment violation.
. Judge Bork, in his concurring opinion, having raised the Litton corporate defendants to the status of federal actors, would grant the possibility of invoking official immunity as a defense. The qualified immunity that protects federal officials in Bivens actions would thus protect, in the appropriate circumstances, the Litton corporate defendants as well. While I disagree with his raising the Litton corporate defendants to the status of federal actors, it does seem logical, having so raised them, also to grant them the official immunity enjoyed by true federal actors.
. The majority contends that under Carlson v. Green, supra, the availability of an alternative remedy is relevant to Bivens analysis only when "explicitly provided by Congress [as] an equally effective, substitute remedy.” Majority Opinion at 1056 (emphasis in original). Carlson, however, concerned whether to pre-empt a Bivens action against a federal actor by virtue of the existence of an alternative statutorily provided remedy. Here we are being asked to create a Bivens-Yike action against two private corporations; it is thus appropriate to go beyond the factors found relevant in Carlson.
To be sure, Dr. Reuber also claims that his Fifth Amendment due process rights were violated because of Litton's and Bionetics’ failure to conduct a hearing before issuing the reprimand. As a practical matter, appellant’s libel claim will allow him to recover for any injury proximately caused by the reprimand if the Bionetics reprimand was untrue. If the reprimand was accurate, however, plaintiff would face many obstacles in recovering actual damages. In Carey v. Piphus,
Moreover, the factors which counsel against the creation of a First Amendment tort counsel with equal if not greater force against the creation of a Fifth Amendment tort against a private corporation in these circumstances. Since state libel law provides a remedy against a false reprimand, a corporation’s verbal disciplining of its employee does not run afoul of "the central thrust,” see Zerilli,
. The majority suggests that this analysis mischaracterizes the gravamen of Dr. Reuber’s complaint. See Majority Opinion at 1059. I do not, however, maintain that Dr. Reuber’s complaint was based solely, or even in greatest part, on the posting or other publication of the letter of reprimand. Rather, I merely note that those events form a part of the basis of the complaint. To the extent that the publication contributes to that basis, First Amendment concerns are plainly involved and appropriately become relevant factors in our inquiry.
. That is not to say that employees aggrieved by corporate communication stand remediless, for that is the very purpose of the common law of defamation.
. It will be recalled that Dr. Reuber resigned, pursuant to medical advice, from his position at Litton Bionetics. He was thus not discharged by the direct action of his employer; that is, the employer did not order him to depart from the company’s precincts. Rather, Dr. Reuber rather expansively maintains that he was “constructively discharged” by virtue of the letter of reprimand and the unhappy events which followed in the wake of that letter.
. Of course, the majority, taking the plaintiff's allegations as true, holds that the Litton corporate defendants are federal actors. I do not believe that private entities, even when acting in concert with the federal government to the degree alleged here, may be equated with true federal actors with regard to the availability of injunctive relief.
. I recognize, of course, that suits have historically lain to enforce a federal statutorily created liability. See Holmberg v. Armbrecht,
