OPINION AND ORDER
Pending before the Court are Wyeth Pharmaceutical Co.’s Motion for Summary Judgment (Docket No. 25) and a Magistrate Judge’s Report and Recommendation (Docket No. 81) advising that the motion be granted. For the reasons set forth below, the Court hereby ADOPTS the Report and Recommendation in its entirety and accordingly GRANTS the summary judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Plaintiff Humberto Meléndez^Ortiz (“Meléndez” or “Plaintiff’) was born on November 2, 1957. Starting in 1996, he worked at Wyeth Pharmaceutical Co.’s (“Wyeth” or “Defendant”) manufacturing plant in Guayama, first as a temporary employee, then as a regular employee as of January 5, 1998, when he was 40. (Docket Nos. 24, ¶¶ 1-3, 5; 31-2, p. 4-5). He received a copy of the Wyeth Employee Manual when he started his job and received an updated copy whenever Wyeth modified it. (Docket No. 24, ¶ 4). Meléndez was originally hired as a Packaging Operator in Wyeth’s Oral Contraceptives (“OC”) unit, one of several business units at the plant. He subsequently became the second-shift Manufacturing Material Handler in OC, then successfully applied to transfer to the first shift in 2002, when he was 45. (Id, ¶¶ 1, 3, 6, 7). Each Wyeth business unit has its own Material Handlers. From his transfer up until his termination, Plaintiff was the sole first-shift Material Handler in OC. (Docket No. 24, ¶ 8). His job responsibilities included loading pallets of products, transferring bins of materials, stocking and maintaining operators’ supplies and equipment, and recording data on production documents. His position was “indirect,” meaning he had no direct contact with the medication being manufactured. (Id, ¶¶ 9-10). From late 2006 onward, Meléndez’s supervisor was Alex López, the Senior Manufacturing Team Leader for the OC first shift, who reported to manager Javier Morales. (Docket Nos. 24, ¶ 13; 24-3, ¶ 4; 39-2, ¶ 4; 50-6, ¶¶ 3, 4, 6).
On June 23, 2006, Meléndez received a warning in writing
Wyeth rates employees’ performance on a scale from 1 (“significantly below expectations”) to 5 (“significantly above expectations”). Meléndez received an overall performance rating of 3 (“meets expectations”) for the year 2006. (Docket Nos. 24, ¶ 14; 39-2, ¶ 2). On December 21, 2007, López and Meléndez discussed Meléndez’s 2007 performance evaluation, which rated his performance a 2 (“below expectations”) overall and a 1 in the areas of “First Time Quality” and “Attendance.” López notes, in the “First Time Quality” field, documented several errors Meléndez had made and that two MIRs had resulted from Meléndez’s failure to follow proper procedures: one report corresponding to the April 2007 warning, and another for which there is no evidence that Plaintiff received a warning. Meléndez’s “Attendance” rating reflected at least 21 unplanned absences. Meléndez, who testified that he got upset and left the room during the discussion with López, left the evaluation’s employee comment box empty. (Docket Nos. 24, ¶¶ 14-18; 24-6; 31-2, pp. 25-31; 31-5).
Luis Seguí, a Wyeth employee from 2005 until February 2008, worked with Meléndez. (Docket No. 39-2, ¶ 5). During his deposition, Seguí testified that since mid-2007, López referred to Meléndez jokingly as an “old man” and “old fart,” comments which Seguí found mocking and offensive. (Docket Nos. 39-2, ¶¶ 6, 7; 50, ¶ 6; 60-3, p. 6-7). Ismael González, a temporary employee who worked with Meléndez until December 2006, testified in his deposition that in the presence of supervisors, Wyeth employees would make jesting comments that Meléndez was an old man and an old lady, and that González, who was much younger than Meléndez, was going to replace him. According to Gonzalez, the supervisors’ only response was to laugh at the comments, which González felt were “out of place.” (Docket Nos. 39-2, ¶¶ 10, 12; 60-4, pp. 3, 4,10).
Seguí further testified that he thought Meléndez’s workload was excessive. (Docket Nos. 39-2, ¶ 9; 60-3, p. 7). Gonzalez testified that the Material Handler work for the other shifts would fall to Meléndez since the tasks left for those shifts typically would not get done. (Docket Nos. 39-2, ¶ 10; 50, ¶ 10; 60-4, p. 5). According to Seguí and González, López would seek out Meléndez after the end of Plaintiffs shift, berate him for allegedly failing to perform all his tasks, and order him to go back and complete tasks Meléndez had left for the next shift to do. (Docket Nos. 39-2, ¶ 11; 50, ¶ 11; 60-3, p. 8; 60-4, pp. 6-7).
In anticipation of eliminating its oral contraceptive and hormone replacement medication product lines, Wyeth merged its OC and Hormone Replacement units into the “Women’s Health Care” business unit in 2007. Later that year, Wyeth began planning a plant-wide reorganization, scheduled to commence in 2008 and run through 2010. (Docket Nos. 24, ¶¶ 19-20; 24-3, ¶¶ 5-6). As part of this process, Wyeth implemented the first of a series of reductions-in-force (“RIFs”) in early January 2008. Subsequent RIFs took place twice more in 2008 and twice in 2009.
Wyeth employed six Material Handlers prior to the RIF. All except Meléndez received a 2007 overall performance rating of 3 or higher. Of the five others, all but one were younger than plaintiff; two were not yet 40 at the time of the RIF. These others were not eliminated in the RIF. (Docket Nos. 24, ¶¶ 24-25; 24-3, ¶ 12). The Material Handler position in the Women’s Health Care unit was eliminated as a result of the RIF, which affected employees who had received an overall performance rating of 2 or lower for 2007 and whose positions were “indirect.” Plaintiffs termination letter gave the elimination of his position as the reason, without mentioning that his performance was considered. (Docket Nos. 24, ¶¶21, 22; 24-3, ¶¶ 8, 9; 39-2, ¶ 21; 39-7; 60-5).
After the RIF, Wyeth did not hire any new employees as Material Handlers in the Women’s Health Care business unit. Rather, Wyeth re-tasked two Manufacturing Operators to do Meléndez’s job functions on the first shift. Likewise, on the second shift, a Manufacturing Operator and a Manufacturing Technician were assigned Material Handler work since there had been no permanent Material Handler in that shift since Plaintiffs transfer to the first shift. Because these positions were “direct,” they were not affected by the RIF, which only targeted “indirect” positions. (Docket Nos. 24, ¶ 28; 31-2, pp. 14-15, 53; 50, ¶24; 50-4, ¶¶5, 7; 60-2, pp. 12-15; 60-3, pp. 12-14). González testified that he and other temporary workers were relocated to other business units during the January 2008 reorganization. (Docket Nos. 39-2, ¶ 15; 60-4, pp. 10-11).
Following discovery, Wyeth filed a Motion for Summary Judgment (“MSJ”). (Docket No. 25).' In the motion, it argues that Plaintiff has failed to establish a prima facie case of age discrimination because he could not show that he met job expectations and that Wyeth retained younger persons in the same position or that it did not treat age equally. Id. It further avers that it articulated a legitimate, nondiscriminatory reason for terminating plaintiff (the RIF) and that he has not been able to demonstrate that said reason is pretextual. Meléndez opposed the motion and argued that his performance was satisfactory and that the warning that affected his evaluation for the year he was terminated was due to his supervisor’s discriminatory animus. (Docket No. 39). He also argues that he was replaced by younger employees.
In its reply, Wyeth moves the Court to disregard the affidavit submitted by Plaintiff with his opposition to the MSJ under the “sham affidavit” doctrine. (Docket No. 49). Plaintiff filed a sur-reply. (Docket No. 66). Having the parties briefed extensively the issues the motion in question was referred to the Magistrate Judge for a Report and Recommendation. (Docket No. 69). On September 22, 2010, the Magistrate Judge issued his report recommending that the Court grant summary judgment in favor of Wyeth. (Docket No. 81).
Meléndez subsequently requested an extension of time to file his objections to the Report and Recommendation. (Docket No. 82). Said request was made on the last day of the prescribed period for the filing of objections, October 12, 2010. An extension of time was granted until October 23, 2010. However, Meléndez never filed the objections. On October 23, 2010, Wyeth requested that the Report and Recommendation be adopted as unopposed as allowed by Supreme Court precedent. (Docket No. 84).
STANDARD OF REVIEW
1. Summary Judgment Standard
“Summary judgment is appropriate when there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law based on the pleadings, depositions, answers to interrogatories, admissions on file, and any affidavits.” Thompson v. Coca-Cola Co.,
Although this perspective is favorable to the nonmovant, once a properly supported motion has been presented before a court, the opposing party has the burden of demonstrating that a trial-worthy issue exists that would warrant this Court’s denial of the motion for summary judgment. Anderson,
2. Standard for Reviewing a Magistrate Judge’s Report and Recommendation
Pursuant to 28 U.S.C. § 636(b)(1)(B), Fed.R.Civ.P. 72(b) and Local Rule 503, a district court may refer dispositive motions to a United States Magistrate Judge for a report and recommendation. See Alamo Rodriguez v. Pfizer Pharmaceuticals, Inc.,
However, if the affected party fails to timely file objections, the district court may assume that they have agreed to the magistrate judge’s recommendation. Id. In Thomas v. Arn.,
ANALYSIS
In the case at bar, the Court may proceed to adopt the Magistrate Judge’s
The Magistrate Judge concluded that the affidavit submitted by Meléndez in support of his opposition to the MSJ contains significant portions that should be disregarded under the “sham affidavit” doctrine. (Docket No. 81, pp. 7-9). This doctrine states that a party may not attempt to artificially create an issue of fact in order to prevent summary judgment by filing an affidavit that contradicts its prior testimony. Rivera-Rocca v. RG Mort. Corp.,
Regarding the merits of the ADEA claim, the Magistrate Judge found that Meléndez was not able to establish that he met Wyeth’s legitimate job expectations. Nonetheless, the Magistrate Judge proceeded to assume arguendo that he had established a prima facie case order to examine Wyeth’s proffered reason for dismissal and determine if, as put forth by Meléndez, it was pretextual. This technique, which has been endorsed by the First Circuit, favors the claimant and promotes efficiency. See Hillstrom v. Best Western TLC Hotel,
It is well settled that, in the absence of a “smoking gun of evidence,” a party may demonstrate pretext through several methods. He or she could show that he or she was treated differently than other similarly situated employees, Kosereis v. Rhode Island,
In the case at bar, Wyeth argues that it terminated Meléndez because it was undergoing a RIF and his performance was inferior to that of those who were retained. Plaintiff rebuts that Wyeth has been inconsistent regarding its explanation for terminating him and his performance and that others similarly situated to him were not terminated. In relation to the first argument, the Magistrate Judge found that, contrary to Plaintiffs assertion, Wyeth had not invoked for the first time during summary judgment his performance as a reason for termination, but that it had consistently stated it. (Docket No. 82, p. 15). It further found that Meléndez had not shown that others similarly situated to him had been treated differently. Id. In fact, the Magistrate Judge found that the other employees who, like Plaintiff, held the Manufacturing Material Handler position, which is an indirect position, had performance levels of 3, while Plaintiffs performance was 2.
Furthermore, the undersigned concurs with the Magistrate Judge in finding that Plaintiff has not been able to establish a causal connection between the comments proffered by López and the decision to terminate him. (Id. at 16). The only argument made by Plaintiff to estab
In relation to the retaliation claim under ADEA, the Magistrate Judge found that Meléndez was able to establish that he suffered an adverse employment action and that he had engaged in a protected activity by complaining to HR about Lopez’s comments at some point during 2007. (Docket No. 81, p. 19). However, Meléndez was not able to establish the causal connection between the complaint and either the negative 2007 evaluation or his termination. First, the Magistrate Judge found that too much time had elapsed between the suspected date of the complaint to HR and the 2007 evaluation, which was made in December of that year. (Id.) Second, Plaintiff was unable to establish that López increased his workload as a result of the complaints or that López threatened to fire him, as he alleged. (Id. at 21). Therefore, it is proper to find that Meléndez did not establish a prima facie case of retaliation under ADEA.
Furthermore, and contrary to the Magistrate Judge’s liberal approach, the Court will not discuss Plaintiffs hostile work environment claim because it was raised for the first time in his opposition to the MSJ. Besides, it was found to be meritless by the Magistrate Judge. Finally, and since the federal claims are to be dismissed, the Court declines to exercise supplemental jurisdiction over Plaintiffs state law claims.
CONCLUSION
For the reasons stated above, the Court ADOPTS the Magistrate Judge’s Report and Recommendation in its entirety (Docket No. 81) and accordingly GRANTS Wyeth’s Motion for Summary Judgment (Docket No. 25). The case shall be dismissed with prejudice.
IT IS SO ORDERED.
REPORT AND RECOMMENDATION
Plaintiff Humberto Meléndez-Ortiz (“Meléndez” or “plaintiff’), his spouse Sonia Meléndez-Lugo, and their conjugal partnership (collectively, “plaintiffs”) bring this action against Wyeth Pharmaceutical Company (“Wyeth” or “defendant”) for damages and other relief under the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 621 et seq., and related claims under Puerto Rico law. (Docket No. 1). Defendant filed a motion for summary judgment (Docket No. 25), plaintiff opposed (Docket No. 39), defendant replied (Docket No. 49), and plaintiff filed a sur-reply. (Docket No. 66). The presiding district judge referred the summary judgment motion to me for a report and recommendation. (Docket No. 77). For the reasons that follow, I recommend that defendant’s motion for summary judgment be GRANTED.
I. FACTUAL BACKGROUND
The following material facts, which will be viewed in the light most favorable to plaintiff as the nonmoving party, are either undisputed or conclusively supported by the evidentiary record except where otherwise noted.
Wyeth rates employees’ performance on a scale from 1 (“significantly below expectations”) to 5 (“significantly above expectations”). Meléndez received an overall performance rating of 3 (“meets expectations”) for the year 2006. (Docket Nos. 24, ¶ 14; 39-2, ¶ 2). On December 21, 2007, López and Meléndez discussed Meléndez’s 2007 performance evaluation, which rated his performance a 2 (“below expectations”) overall and a 1 in the areas of “First Time Quality” and “Attendance.” López notes in the “First Time Quality” field documented several errors Meléndez had made and that two MIRs had resulted from Meléndez’s failure to follow proper procedures: one report corresponding to the April 2007 warning, and another for which there is no evidence that plaintiff received a warning. Meléndez’s “Attendance” rating reflected at least 21 unplanned absences. Meléndez, who testified that he got upset and left the room during the discussion with López, left the evaluation’s employee comment box empty. (Docket Nos. 24, ¶¶ 14-18; 24-6; 31-2, p. 25-31; 31-5).
Luis Seguí, a Wyeth employee from 2005 until February 2008, worked with Meléndez. (Docket No. 39-2, ¶ 5). During his deposition, Seguí testified that since mid-2007, López referred to Meléndez jokingly as an “old man” and “old fart,” comments which Seguí found mocking and offensive. (Docket Nos. 39-2, ¶¶ 6, 7; 50, ¶ 6; 60-3, p. 6-7). Ismael González, a temporary employee who worked with Meléndez until December 2006, testified in his deposition that in the presence of supervisors, Wyeth employees would make jesting comments that Meléndez was an old man and an old lady, and that González, who was much younger than Meléndez, was going to replace him. According to González, the supervisors’ only response was to laugh' at the comments, which González felt were “out of place.” (Docket Nos. 39-2, ¶¶ 10, 12; 60-4, p. 3, 4, 10). González testified that Meléndez went to the Human Resources (“HR”) department on one occasion. (Docket Nos. 39-2, ¶ 13; 60-4, p. 8).
Seguí testified that he thought Meléndez’s workload was excessive. (Docket Nos. 39-2, ¶ 9; 60-3, p. 7). González testified that the Material Handler work for the other shifts would fall to Meléndez since the tasks left for those shifts typically would not get done. (Docket Nos. 39-2, ¶ 10; 50, ¶ 10; 60-4, p. 5). According to Seguí and González, López would seek out Meléndez after the end of plaintiffs shift, berate him for allegedly failing to perform all his tasks, and order him to go back and complete tasks Meléndez had left for the next shift to do. (Docket Nos. 39-2, ¶ 11; 50, ¶ 11; 60-3, p. 8; 60^, p. 6-7).
Meléndez complained orally to Wyeth’s HR department about Lopez’s conduct and comments on several occasions, including around the summer of 2007; HR took no action. However, Meléndez never placed any complaints in writing as allegedly required by Wyeth’s “Fair Treatment” policy. Meléndez stated in his deposition that he was not aware of the “in writing” requirement. (Docket Nos. 24, ¶ 27; 31-2, p. 40, 48-50). He testified that the only person who allegedly discriminated and retaliated against him was his supervisor, López. (Docket Nos. 24, ¶ 31; 31-2, p. 35, 51).
In anticipation of eliminating its oral contraceptive and hormone replacement medication product lines, Wyeth merged its OC and Hormone Replacement units into the “Women’s Health Care” business unit in 2007. Late that year, Wyeth began planning a plant-wide reorganization, scheduled to commence in 2008 and run through 2010. (Docket Nos. 24, ¶¶ 19-20;
Wyeth employed six Material Handlers total prior to the RIF. All except Meléndez received a 2007 overall performance rating of 3 or higher. Of the five others, all but one were younger than plaintiff; two were not yet 40 at the time of the RIF. These others were not eliminated in the RIF. (Docket Nos. 24, ¶¶ 24-25; 24-3, ¶ 12, p. 9). The Material Handler position in the Women’s Health Care unit was eliminated as a result of the RIF, which affected employees who had received an overall performance rating of 2 or lower for 2007 and whose positions were “indirect,” meaning they lacked direct contact with the product being manufactured. Plaintiffs termination letter gave the elimination of his position as the reason without mentioning that his performance was considered. (Docket Nos. 24, ¶¶21, 22; 24-3, ¶¶8, 9; 39-2, ¶21; 39-7; 60-5).
After the RIF, Wyeth did not hire any new employees as Material Handlers in the Women’s Health Care business unit. Rather, Wyeth retasked two Manufacturing Operators to do Meléndez’s job functions on the first shift. Likewise, on the second shift, a Manufacturing Operator and a Manufacturing Technician were assigned Material Handler work since there had been no permanent Material Handler in that shift since plaintiffs transfer to the first shift. Because these positions were “direct,” they were not affected by the RIF, which targeted “indirect” positions. (Docket Nos. 24, ¶28; 31-2, p. 14-15, 53; 50, ¶ 24; 50-4, ¶¶ 5, 7; 60-2, p. 12-15; 60-3, p. 12-14). González testified that he and other temporary workers were relocated to other business units during the January 2008 reorganization. (Docket Nos. 39-2, ¶ 15; 60-4, p. 10-11). According to Seguí, in his experience, Wyeth would relocate affected employees to other areas and let temporary employees go first before eliminating permanent employees during a reorganization, but the reverse happened in Meléndez’s case during the reorganization: Meléndez, a permanent employee, was let go while temporary employees were relocated. (Docket Nos. 39-2, ¶¶ 16,19; 60-3, p. 11-12).
Meléndez filed the instant complaint on June 20, 2008, alleging the following causes of action: age discrimination and retaliation pursuant to the ADEA; age discrimination in violation of Law 100 of June 30, 1959, 29 L.P.R.A. § 146 et seq. (“Law 100”); unjustified dismissal in violation of Law 80 of May 30, 1976, 29 L.P.R.A. § 185a et seq. (“Law 80”); violation of Puerto Rico’s general tort statute, Article 1802 of the Civil Code, 31 L.P.R.A. § 5141 (“Article 1802”); and violations of
II. SUMMARY JUDGMENT STANDARD
Summary judgment is appropriate when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). A fact is material only if it “might affect the outcome of the suit under the governing law.” “A ‘genuine’ issue is one that could be resolved in favor of either party, and a ‘material fact’ is one that has the potential of affecting the outcome of the case.” Calero-Cerezo v. U.S. Dep’t of Justice,
“[A] party seeking summary judgment always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the [evidence] ... which it believes demonstrate the absence of a genuine issue of material fact.” Crawford-El v. Britton,
III. ANALYSIS
A. Sham Affidavit Challenge
In support of their opposition to defendant’s motion for summary judgment, plaintiffs submitted a sworn statement by Meléndez. (Docket No. 39-3). In its reply to plaintiffs opposition motion, defendant urges the court to disregard certain portions of the statement as a “sham affidavit.” (Docket No. 50, p. 2-20). In opposing a summary judgment motion, a party cannot attempt to create an issue of fact by filing a sham affidavit that contradicts prior deposition testimony. Rivera-Rocca v. RG Mortg. Corp.,
Whether there is a contradiction and whether the explanation for it
Defendant points to multiple specific portions of Meléndez’s affidavit as inconsistent with plaintiffs deposition testimony. Upon comparison of the affidavit with Meléndez’s deposition testimony in evidence, the court agrees with defendant that in many places the affidavit either contradicts itself or plaintiffs deposition testimony or describes new incidents not described in the deposition. The court also notes that as defendant observes, the affidavit is internally inconsistent at some points. Although plaintiffs bear the burden of explaining these inconsistencies, the affidavit does not acknowledge or explain them. Plaintiff was deposed on June 12, 2009, with his counsel present (Docket No. 31-2, p. 1, 2), so his counsel had the opportunity to correct or clarify any errors in the deposition testimony. See Colburn,
Importantly, the affidavit was not executed until October 7, 2009, after defendant had already moved for summary judgment and only six days before the affidavit was filed with plaintiffs’ motion in opposition. (Docket Nos. 25, 39, 39-3). Given these circumstances, the court has disregarded the portions of the affidavit which defendant identifies as inconsistent or contradictory for the reasons defendant describes, which are too numerous to list here. (See Docket No. 50). In addition, the court disregards those portions of the affidavit concerning matters as to which Meléndez has not shown he is competent to testify.
B. Age Discrimination under the ADEA
The ADEA makes it illegal for an employer “to discharge any individual or otherwise discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s age.” 29 U.S.C. § 623(a)(1). As the Supreme Court recently clarified, a plaintiff must “establish that age was the ‘but-for’ cause of the employer’s adverse action.” Gross v. FBL Fin. Servs., Inc., — U.S. -,
In this framework, the first step involves the employee’s prima facie case, which consists of four factors. The employee must show: (1) that he or she is over forty years of age; (2) that his or her job performance was satisfactory and met the employer’s legitimate expectations; (3) that he or she suffered an adverse employment action; and (4) that the defendant “sought a replacement with roughly equivalent job qualifications, thus revealing a continued need for the same services and skills.” See Gonzalez v. El Dia, Inc.,
Defendant concedes that plaintiff was in the protected age group and that his termination was an adverse employment action,
Defendant also argues that Meléndez did not meet Wyeth’s legitimate job expectations. To establish this McDonnell Douglas factor, the plaintiff must address two considerations: “whether the employer’s expectations were legitimate and if so, whether the employee was meeting those expectations.” Meléndez v. Autogermana, Inc.,
Meléndez first challenges the legitimacy of Wyeth’s expectations with regard to the written warnings. Plaintiff alleges that the tasks for which he received the warnings were not part of his job description, but rather, those of an Operator. (Docket No. 39, p. 3-4). However, as defendant points out, Wyeth’s Material Handler job description, which defendant submitted and authenticated, specifically states that the job’s responsibilities include “when necessary, record data on Production documents.” (Docket Nos. 24-3, p. 3, 21; 49, p. 4; 50, ¶ 6). The court finds unavailing plaintiffs response that the official job description is irrelevant because in practice Operators, not Material Handlers, did those duties. (Docket No. 66, p. 5-6). It cannot be seriously contended that an employer cannot legitimately expect an employee to perform tasks listed in the employee’s official job description. Next, plaintiff also relies on Segufs testimony that Meléndez was overloaded with work, including an Operator’s duties as well as a Material Handler’s. (Docket No. 39, p. 4). However, Wyeth has never argued that plaintiffs performance was sub-par due to failure to manage and complete his workload; rather, Wyeth has consistently cited plaintiffs absenteeism and errors he made in carrying out duties that, as said, are part of his job description. (Docket No. 25, p. 8-9). Whether Wyeth had legitimate expectations regarding plaintiffs workload is therefore irrelevant. Plaintiff does not make any other argument as to the legitimacy of what was expected of him.
In arguing that he met Wyeth’s expectations, plaintiff claims that his performance was excellent and cites his coworker Segufs testimony that Meléndez was good at his job. (Docket Nos. 1, ¶¶ 2, 6, 13; 39, p. 5). However, “an employee’s perception of himself is not relevant. Rather, it is the perception of the decision maker which is relevant.” Torrech-Hernandez v. Gen. Elec. Co.,
In arguing that he met Wyeth’s expectations, plaintiff also points to the undisputed fact that his overall job performance had been rated a 3 for the year 2006. (Docket No. 39, p. 5). Additionally, plaintiff characterizes his series of jobs within Wyeth as “promotions” whereas Wyeth characterizes them as transfers. (Docket Nos. 1, ¶ 2; 25, p. 7). Both of these considerations are immaterial, however, because “the question is not whether at any time in [plaintiffs] employment he was meeting his employer’s expectations; the question is whether he was meeting his employer’s expectations at the time he was terminated.” Karazanos,
In light of the above, the court finds that plaintiff has failed to establish the second element of the prima facie case under the McDonnell Douglas framework. Furthermore, contrary to his argument (Docket No. 39, p. 6), plaintiff has not shown that a triable fact issue exists regarding whether his performance was deficient, given the absence of any relevant evidence of satisfactory job performance at the time of his termination. Defendant is therefore entitled to summary judgment on Meléndez’s age discrimination claim.
Even assuming arguendo that plaintiff has made a prima facie showing, his age discrimination claim still fails. At the next stage of the McDonnell Douglas framework, the burden of production — not the burden of proof — shifts to the defendant to articulate a legitimate, nondiseriminatory reason for the dismissal. Bennett v. Saint-Gobain Corp.,
A plaintiff may show pretext by demonstrating, inter alia, that the employer articulated different and arguably inconsistent explanations at different times for dismissing an employee. Domínguez-Cruz,
Plaintiff also argues that defendant did not follow its own criteria for the RIF because Seguí, who at age 40 was younger than plaintiff in January 2008, was not terminated despite having received a rating of 2 on his 2007 evaluation. (Docket No. 39, p. 25). While such an inconsistency can suggest pretext, see Thermo King,
Next, plaintiff argues that Wyeth’s assigning his duties to younger employees after his departure demonstrates that his termination as part of the RIF was pretextual.
Perhaps most damning to plaintiffs case is the disconnect between the discriminatory conduct and comments he allegedly suffered and Wyeth’s decision to terminate him. In order to show that his dismissal was pretextual, “the plaintiff must ordinarily do more than impugn the legitimacy of the employer’s asserted justification; he must also adduce evidence of the employer’s discriminatory animus.” Vega v. Kodak Caribbean, Ltd.,
Last, plaintiff claims that Wyeth had a policy of letting part-time or temporary employees go before dismissing permanent or more senior employees, whom it would try to relocate rather than terminate. Plaintiff claims that Wyeth did not follow this policy during the RIF. (Docket No. 39, p. 25). However, as defendant notes, an employer does not have the duty to offer a transfer or relocation to another position to a person affected by a layoff. Estevez,
In short, plaintiff has failed to make out a prima facie case of age discrimination because he has not shown that his performance was satisfactory at the time of the RIF that resulted in his termination. Even assuming that he has met his prima facie burden, plaintiff has not shown that age discrimination was the but-for cause of plaintiffs termination. Because plaintiff has failed to show a genuine issue of material fact on this issue, I recommend that defendant’s motion for summary judgment on plaintiffs age discrimination claim be granted.
C. Retaliation under the ADEA
Defendant next challenges plaintiffs ADEA retaliation claim. In addition to prohibiting age-based discrimination, the ADEA provides that “[i]t shall be unlawful for an employer to discriminate against any of his employees ... because such individual ... has opposed any practice made unlawful by this section, or ... made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or litigation under this chapter.” 29 U.S.C. § 623(d). In order to make out a prima facie case of retaliation under the ADEA, a plaintiff must demonstrate that: “(i) he engaged in ADEAprotected conduct, (ii) he was thereafter subjected to an adverse employment action, and (iii) a causal connection existed between the protected conduct and the adverse action.” Ramírez Rodríguez v. Boehringer Ingelheim Pharm., Inc.,
Next, Wyeth argues that plaintiffs cannot establish a causal connection between Meléndez’s complaint to HR and his dismissal because López, the only one Meléndez testified discriminated against him, was uninvolved in the decision to terminate Meléndez. Yet Wyeth itself has alleged that the RIF was planned by, among others, the HR department. That is, the decision to terminate Meléndez was made in part by the very people to whom he had complained. Moreover, plaintiff testified that Lopez’s harassing conduct and comments toward him increased after he complained. (Docket Nos. 39, p. 14-17; 60-2, p. 8). I therefore find that plaintiff has introduced sufficient evidence to meet the light requirement for the prima facie showing.
The burden then shifts to the defendant to articulate a legitimate, nondiscriminatory reason for its employment decision. Mesnick,
Here, plaintiff contends that he complained to HR “in the middle of the year 2007, between the months of September through November,” but the only specific evidence in the record is plaintiffs testimony that he complained in summer 2007. It is not clear from González’s testimony when Meléndez went to see HR. (Docket No. 39, p. 14). The RIF plan was made around December 2007, about the same time as Meléndez’s performance evaluation. Plaintiff was terminated in January 2008.
Plaintiff alleges that Lopez’s conduct against him worsened after he complained to HR. (Docket Nos. 39, p. 14-18). Namely, plaintiff first contends that López retaliated against him by issuing his negative performance evaluation “immediately” after Meléndez complained. The record disagrees. First, an evaluation in December cannot be said to occur “immediately” after a complaint made in September or earlier. Second, since “[tjhree and four month periods have been held insufficient
Plaintiff also alleges that López increased his workload after he complained, specifically by adding a number of tasks, the assignment of an Operator’s tasks, and the assignment of doing the Material Handler position in various shifts and production lines on top of his own first-shift job. (Docket No. 39, p. 16). However, plaintiffs only competent evidence in support of this contention is his deposition testimony that he complained to HR because he felt too much pressure to do his work since he could not do all his tasks.
Meléndez also alleges that López told him Meléndez would be demoted and fired because he complained. (Docket No. 39, p. 16). However, the record citation for this allegation is the same disregarded portion of plaintiffs’ response “qualifying” defendant’s statement of fact. (Docket No. 39-2, ¶ 27). Furthermore, as defendant points out (Docket Nos. 49, p. 18-19; 50, ¶ 27), the portion of Meléndez’s affidavit cited by plaintiffs in that response (Docket No. 39-3, ¶ 30) is inconsistent with plaintiffs deposition testimony. When questioned about the specific occasions when López threatened to fire him and why, Meléndez could not say that López threatened to fire him because he complained. Rather, Meléndez stated that the reasons why López threatened to fire him were that Meléndez had left tasks undone or that there was a deadline for getting product out and López wanted to look good for his higher-ups. (Docket No. 55-1, p. 9-16). Such testimony is not probative of retaliatory animus.
Plaintiff further alleges that he was fired for complaining to HR about López. (Docket No. 39, p. 17-18). Wyeth has established that López did not help decide whom to eliminate in the RIF; this lack of involvement does not support a finding of a causal connection. Furthermore, the termination took place too long after the complaint to be probative of retaliation. At a conservative estimate, around four months passed between plaintiffs complaint in summer 2007 and his termination in January 2008. The time elapsed is too great to establish a causal connection between the two incidents. Calero-Cerezo,
In light of the foregoing, there is insufficient evidence that plaintiff was retaliated against, either by López or HR, for complaining about Lopez’s comments and conduct. Therefore, defendant’s motion for
D. Hostile Work Environment
In their opposition to defendant’s summary judgment motion, plaintiffs for the first time allege that defendant’s actions created a hostile work environment due to plaintiffs age. (Docket No. 39, p. 18-21). Courts generally cannot entertain claims on summary judgment that never appeared in the complaint, as the defendant has an “inalienable right to know in advance the nature of the cause of action being asserted against him.” Ruíz Rivera v. Pfizer Pharms., LLC,
Even if the court were to entertain plaintiffs’ new legal theory at this late stage, plaintiffs have failed to produce evidence sufficient to establish a hostile work environment. Such claims are recognized under the ADEA. See Collazo v. Nicholson,
Much of this behavior does not qualify under the third prong of a hostile work environment claim: that the harassment be age-related. However rude Lopez’s yelling, swearing, and chastisement for unfinished work, “rudeness or ostracism, standing alone, usually is not enough to support a hostile work environment claim.” Noviello v. City of Boston,
The only age-based harassment in evidence is the teasing about Meléndez’s being an old man and that a younger man would replace him. These comments do not meet the fourth requisite element. Even assuming to be true the alleged daily frequency of the remarks, “the alleged conduct is too mild to form the basis of a hostile work environment claim. There is no indication the conduct was, either objectively or subjectively, physically threatening, humiliating, nor that it interfered with [plaintiffs] work performance.” Villegas-Reyes v. Universidad Interamericana de P.R.,
E. State Law Claims
In addition to their ADEA claims, plaintiffs also bring causes of action for age discrimination under Law 100 and unjustified dismissal under Law 80, pursuant to this court’s supplemental jurisdiction. See 28 U.S.C. § 1367. “As a general principle, the unfavorable disposition of a plaintiffs federal claims at the early stages of a suit, well before the commencement of trial, will trigger the dismissal without
IV. CONCLUSION
For the reasons stated above, I recommend that defendant’s motion for summary judgment be GRANTED.
The parties have fourteen days to file any objections to this report and recommendation. See Local Rule 72(d); 28 U.S.C. § 636(b)(1). Failure to file same within the specified time waives the right to appeal this order. Henley Drilling Co. v. McGee,
IT IS SO RECOMMENDED.
Notes
. Plaintiff's contention that it is unknown whether the warning was written or verbal (Docket No. 39, p. 4) is unavailing in light of the written warning's inclusion in the record. (Docket NOS. 24-4; 31-3).
. The MIR documentation, which defendant has authenticated, shows that plaintiff admitted to having made the errors at issue. (Docket Nos. 49, pp. 3-4; 50-3, pp. 1-2, 5, 9, 11).
. As the later RIFs are not pertinent to the instant narrative other than for the fact that they occurred as part of Wyeth's reorganization, the Januaiy 2008 RIF will be referred to simply as “the RIF."
. In determining what facts are supported by the evidentiary record, I have applied Local
Facts contained in a supporting or opposing statement of material facts, if supported by record citations as required by this rule, shall be deemed admitted unless properly controverted. An assertion of fact set forth in a statement of material facts shall be followed by a citation to the specific page or paragraph of identified record material supporting the assertion. The court may disregard any statement of fact not supported by a specific citation to record material properly considered on summary judgment. The court shall have no independent duty to search or consider any part of the record not specifically referenced in the parties’ separate statement of facts.
Moreover, Local Rule 56(c) provides that a party’s opposing statement "may contain in a separate section additional facts, set forth in separate numbered paragraphs and supported by a record citation as required by subsection (e) of this rule.” Local R. 56(c) (emphasis added). The court notes that plaintiffs' responses to defendant’s proposed statement of facts go beyond admitting, denying, or qualifying defendant’s facts; they generally include a large amount of information that is unrelated to defendant’s corresponding facts and properly belongs in the opposing statement’s separate section of additional facts, if anywhere. The court has disregarded these portions as not compliant with Local Rule 56(c). (Docket No. 39-2).
. Plaintiff’s contention that it is unknown whether the warning was written or verbal (Docket No. 39, p. 4) is unavailing in light of the written warning’s inclusion in the record. (Docket Nos. 24-4, 31-3).
. The MIR documentation, which defendant has authenticated, shows that plaintiff admitted to having made the errors at issue. (Docket Nos. 49, p. 3-4; 50-3, p. 1-2, 5, 9, 11).
. As the later RIFs are not pertinent to the instant narrative other than for the fact that they occurred as part of Wyeth's reorganization, the January 2008 RIF will be referred to simply as "the RIF.”
. The court notes that in the affidavit, Meléndez nowhere states that the affidavit is based on his personal knowledge. (Docket No. 39-3).
. The First Circuit continues to use the McDonnell Douglas framework even after the Supreme Court noted in Gross that it has not definitively decided whether McDonnell Douglas’s evidentiary framework, utilized in Title VII cases, is appropriate in the ADEA context. Vélez,
. Plaintiff argues that Lopez's harassing remarks and conduct also constitute adverse employment actions. (Docket No. 39, p. 7-10). Because defendant has admitted this prong of the framework, I need not analyze this additional allegation by plaintiff.
. Plaintiff states that the warning was discriminatory because it was issued by López, whom plaintiff accuses of age-discriminatory comments and conduct. (Docket No. 39, p. 4-5). However, the MIR corresponding to the warning, which defendant submitted and authenticated, shows that several other Wyeth personnel were involved in the incident leading to the warning. One Operator notified Meléndez to do the task he overlooked; another Operator observed the problem and notified Morales and two other Wyeth employees, who documented the incident and, along with López, discussed it with Meléndez on two separate occasions. (Docket No. 50-3, p. 7-12). The highly detailed MIR refutes Meléndez's suggestion that López fabricated a baseless warning in order to discriminate against him.
. Plaintiff claims that Lopez’s rating of 2 must itself have been motivated by age discrimination because the April 2007 warning is insufficient to justify such a rating. (Docket No. 39, p. 4-5). As noted, the April 2007 warning was not the only problem recounted in plaintiff's evaluation, so there is no indication that the 2 rating rested solely on that warning. (See Docket Nos. 24-6; 31-5).
. The same rationale applies to plaintiff's argument that plaintiff must have been an excellent employee because he was assigned to train González when González began working at Wyeth in 2006, i.e., over a year before plaintiff's termination. (Docket No. 39, p. 5).
. Plaintiff points to the following evidence: his termination letter states simply that his position was eliminated (Docket No. 39-7); the answer to the complaint alleges that his position, along with others, was eliminated due to Wyeth’s reorganization (Docket No. 6, p. 7); the Joint Case Management Memorandum states that the focus of the reorganization was to reduce the number of indirect manufacturing positions. (Docket No. 18, p. 6).
. Plaintiff alleges that the reallocation demonstrates defendant’s continuing need for Meléndez’s services. (Id., p. 11). This argument is inapposite in the context of an RIF, which plaintiff does not deny occurred. See Currier,
. Plaintiff gave the following testimony:
Q. In other words, you complained because you had too much work?
A. No, no, not to[o] much work, pressure.
Q. Pressure. Pressure for you to complete your tasks?
A. Pressure for me to do all the things I could not do.
Q. Ok.
A. Because there is a limit to the things I could do, but I could not do all of them.
(Docket No. 60-2, p. 11).
. Plaintiffs also allege that Meléndez received medical treatment, including hospitalization, relating to depression stemming from his job situation and subsequent termination. (Docket No. 39, p. 19-20). However, the court will disregard this allegation because the only evidence in support thereof, an alleged medical report, has not been authenticated and is inadmissible hearsay. (Docket No. 39-8, 64-2). Likewise, the court has disregarded allegations about plaintiffs work environment supported by portions of plaintiffs’ responses to defendant’s statement of facts that do not comply with Local Rule 56(c) or by portions of Meléndez's affidavit that are inconsistent with his deposition testimony.
