Thе State of Texas appeals a grant of habeas corpus ordering petitioner David Mejia to be retried for killing Marcos Torres. During a bar fight in 1998, Mejia stabbed Torres in the heart with a steak knife Mejia was carrying in his back pocket. Mejia's experienced attorney, Alex Luna, deployed a self-defense strategy based on Mejia's claim that Torres was threatening him with a gun. Nonetheless, a jury found Mejia guilty of murder and a state court later concluded that Luna had provided Mejia constitutionally effective assistance.
Years later, however, a federal district court ruled that Luna had been ineffective by failing to request certain jury instructions-specifically, a lesser-included-offense instruction for manslaughter at the
We conclude that the federal court failed to defer to the state court's reasonable application of Strickland v. Washington ,
We therefore VACATE the district court's judgment and RENDER judgment for the State.
I.
A.
Early in the morning of April 17, 1998, outside a small bar called Alicia's Place in Victoria, Texas, David Mejia killed Marcos Torres by stabbing him once in the heart with a steak knife. Mejia had come to Alicia's Place with his friend, Johnny Arce, and three others, planning to confront Torres for a past grievance. Mejia put the steak knife in his back рocket when he arrived, although he claimed he had used the knife in the car to eat a lemon and put the knife in his pocket "by accident" because he "wasn't thinking."
Arce entered the bar and challenged Torres, who followed him outside. Fighting promptly commenced. Witnesses described Torres being surrounded and chased by men from Arce's car. During the fracas, Mejia stabbed and killed Torres and then fled with the others in Arce's car. They went to an apartment where Mejia told someone he had "stabbed some dude," showing how he had pulled the knife from his back pocket and stabbed Torres in the heart. Mejia was heard to say, "I got the motherfucker. I stabbed him."
Four days later Mejia turned himself in. He admitted stabbing Torres but claimеd he did so only because Torres had threatened him during the melee by pulling up his shirt to reveal a gun.
B.
Mejia was tried for murder in February 1999. See TEX. PENAL CODE § 19.02(b). His experienced defense attorney, Alex Luna, based his strategy on self-defense. For example, Luna: (1) extensively questioned prospective jurors about self-defense during voir dire; (2) elicited Mejia's testimony claiming Torres had a gun and threatened him; (3) argued that after the stabbing Mejia acted like someone with a clear conscience (i.e. , he turned himself in and did not try to hide the knife); and (4) elicited testimony from a police officer about Torres's history of assault and weapons-related misconduct. During closing, Luna explained why Mejia could have reasonably believed he needed to defend himself with deadly fоrce, and concluded by stating, "[I]f you think that person is going to threaten you or kill you, then you've got the right to defend yourself."
The prosecution painted a different picture. For example, it emphasized that: (1)
Following closing arguments, the trial judge asked Luna about jury instructions:
COURT: Do you have any further requested instructions?
LUNA: No further requested instructions.
COURT: This does not include submission of any lesser-anything on any lesser included offense to the jury, based upon the testimony and the position-and the self-defense instruction. This is the Charge of the Court that you want to submit; is that correct?
LUNA: That is correct.
The jury was instructed on murder and self-defense.
The case moved to the penalty phase. Mejia testified and was asked by the prosecution if he believed what he did to Torres was the right thing to do; Mejia responded, "[A]t the time, I did." Luna argued for a lower sentence by emphasizing, among other points, that (1) the evidence showed Mejia was retreating as Torres advanced on him; (2) the evidence did not show "any initial aggression by Mejia"; (3) Mejia "never got rid of the knife, never hid the knife, never made any efforts to hide the knife"; (4) Mejia self-reported to the local police; and (5) the stabbing was a "one wound incident [and] ... not a situation where he stabbed the person three or four times." Given all this, Luna argued that a sentence between "10 and 20 years would be appropriate and reasonable." The prosecution again told a different story. In addition to
The jury sentenced Mejia to the maximum penalty available under the law-life in prison and a $10,000 fine. TEX. PENAL CODE § 12.32 ("An individual adjudged guilty of a felony of the first degree shall be punished by imprisonment ... for life or for any term of not more than 99 years or less than 5 years" and may be "punished by a fine not to exceed $10,000.").
C.
Mejia's conviction was affirmed on direct appeal. Mejia v. State , No. 13-99-160-CR,
The State's response included an affidavit from Luna, which stated in relevant part:
The strategy of the whole trial was self-defense. This was brought out in voir dire and in questioning of all the witnesses. The testimony of the whole trial centered around [Mejia]'s contention that the deceased had a gun. My recollection was that [Mejia]'s position was that he was not guilty of any thing [sic] because of his self dеfense strategy. That was why he plead[ed] not guilty and agreed to testify on his behalf on this contention of self-defense. There was no evidence of any provocation on behalf of the deceased. Applicant had gone to the confrontation with the knowledge of the purpose and had armed himself with the weapon, a knife.
The state habeas court denied Mejia's application on December 3, 2012. Specifically, the court found that "the affidavit of Applicant's trial attorney Alex Luna is credible," and concluded that Luna "provided effective assistance of counsel." The Texas Court of Criminal Appeals denied review without written opinion on March 20, 2013.
D.
On July 10, 2013, Mejia filed a habeas corpus application in federal district court. The district court appointed counsel and ordered Mejia to submit an amended petition, which he did on September 16, 2016. On October 11, 2017, the district court granted Mejia habeas relief based on ineffective assistance of counsel. Mejia v. Stephens ,
The district court ordered Mejia released unless retried within 180 days but stayed its judgment pending this appeal.
II.
The parties agree that Mejia's § 2254 habeas application is governed by the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA),
"AEDPA recognizes a foundational principle of our federal system: State courts are adequate forums for the vindication of federal rights," Burt v. Titlow ,
To prevаil on a claim of constitutionally ineffective assistance of counsel, a petitioner must show (1) "counsel's performance was deficient" and (2) "the deficient performance prejudiced the defense." Strickland ,
"Surmounting Strickland 's high bar is never an easy task." Padilla v. Kentucky ,
"This Court reviews a district court's grant of summary judgment in a habeas proceeding de novo." Ogan v. Cockrell ,
III.
We first address the district court's conclusion that Mejia's defense attorney, Luna, provided ineffective assistance by declining to request a guilt-phase instruction for manslaughter. Relying principally on our decision in Richards v. Quarterman ,
We disagree with the district court that the state habeas court unreasonably applied Strickland . Because we limit our analysis to deficient performance, we need not reach prejudice. See United States v. Molina-Uribe ,
Defense counsel's " 'strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengable.' " Rhoades v. Davis ,
This "double-edged" principle extends to counsel's tactical decision to forego a lesser-included-offense instruction to which his client would otherwise be entitled. In Druery v. Thaler , for example, we held that counsel did not err by foregoing a lesser-included-offense instruction to Texas capital murder where counsel "articulated a valid strategic reason for declining the instruction: to obtain a full acquittal."
The state habeas court could have reasonably concluded that Luna made an informed choice to pursue an all-or-nothing strategy and thus reasonably declined a double-edged manslaughter instruction. Luna's affidavit-found "credible" by the state habeas court and unchallenged by Mejia, see
Given that strategy, the state habeas court also could have reasonably concluded that accepting a manslaughter instruction would have created a double-edged problem for Mejia. To be sure, it would have given the jury a way-station between a murder conviction and an acquittal. But it also could have lowered Mejia's chances for obtaining an acquittal. See, e.g., Adams ,
Those are precisely the kinds of double-edged consequences we have previously recognized as precluding a finding of counsel's deficient performance. Druery ,
The district court erred by concluding otherwise. To begin with, the court mistakenly concluded from Luna's affidavit that he believed, wrongly, that a manslaughter instruction "would have precluded ... his self-defense theory." The court therefore thought this case was controlled by
But even assuming arguendo that Luna's affidavit was ambiguous, we would still find the district court erred. The court failed to afford any deference to counsel's strategic choices and, more importantly, to the state habeas court's review of them. Even if AEDPA did not apply, Luna's decision to forego a manslaughter instruction should have received "most deferential" review, Harrington ,
In any event, the reasonableness of Luna's decision not to pursue a manslaughter instruction is not the question before us, just as it was not the question before the district court. Under AEDPA, rather, the "pivotal question" is whether the state habeas court "unreasonably" applied Strickland in determining that Luna provided effective assistance. Harrington ,
IV.
We next address the district court's conclusion that Luna provided ineffective assistance by not seeking a "sudden passion" instruction during the penalty phase and that the state habeas court unreasonably concluded otherwise. A defendant charged with murder in Texas may prove he caused death "under the immediate influence of a sudden passion arising from an adequate cause," reducing the maximum penalty to twenty years. TEX. PENAL CODE §§ 19.02(d) ; 12.33. "Sudden passion" means "passion directly caused by and arising out of provocation by the individual killed ... which passion arises at the time of the offense and is not solely the result of former provocation."
The district court concluded Luna erred by not seeking a sudden passion instruction, because that theory was "consistent" with Luna's penalty-phase arguments that Mejia did not intend to kill Torres but only
We disagree. We resolve this issue on Strickland 's prejudice prong and thus assume without deciding that Luna erred in not seeking a sudden passion instruction (and that the state habeas court unreasonably ruled otherwise). See Pondexter v. Dretke ,
To begin with, the jury that would have considered sudden passion at sentencing had already rejected Mejia's self-defense theory at the guilt phase. The state habeas court could have reasonably concluded that "[i]t is highly unlikely that a jury that had already rejected [Mejia's] claim that he reasonably believed that deadly force was immediately necessary to defend himself would nevertheless find in his favor on the issue of sudden passion." Wooten v. State ,
Furthermore, the jury could hаve found that a sudden passion defense was implausible given the totality of the evidence against Mejia. The jury might well have accepted the prosecution's case showing that (1) Mejia allied himself with a gang seeking to confront Torres about a past grievance to Arce; (2) before arriving at the planned confrontation, Mejia armed himself with a steak knife; and (3) the notion that Torres had a gun in the first place was a post-hoc, uncorroborated fabrication by Mejia. At a minimum, the jury could have easily concluded that arming oneself in anticipation of a violent showdown tends to show deliberation and is therefore inconsistent with a claim of sudden passion. See, e.g., Rivas v. State ,
Finally, the jury had enormous discretion to sentence Mejia anywhere from 5 years to life,
V.
For the foregoing reasons, we conclude that the district court erred in granting Mejia's application for writ of habeas corpus. We therefore VACATE the district court's judgment and RENDER judgment for the State.
Notes
Two of Mejia's compatriots, Arce and Martin Martinez, testified that Mejia did not mention a gun as they fled the scene. Two others (John Gomez and Lorenzo Dominquez)-who were present at the apartment with Mejia following the stabbing-also testified that Mejia did not mention a gun. Only Mejiа's sister, Macaria Flores, testified that Mejia mentioned a gun that night. But her testimony contradicted itself: she first testified that Mejia did not mention a gun, but then claimed that she could not "recall" and that she was "nervous." In any event, none of Flores's three written statements to police corroborated her eventual testimony that Mejia spoke of a gun on the night of the stabbing.
Furthermore, none of the bystanders at the crime scene testified seeing Torres with a gun. Officer Brian Cross testified there were 30-40 people at the scene and no one reported Torres had a gun. Likewise, former Detective David Melenkivitz testified that he and other officers interviewed 15-20 people, some related to Mejia, and none reported seeing Torres with a gun. Witnesses who knew Torres (Dennis Torres, Demetrio Torres, and Henry De Los Santos), all testified that Torres did not have a gun that night, that as far as they knew Torres did not own a gun, and that they had never seen Torres with a gun. No gun was recovered from the scene.
The relevant elements of murder are that a person "intentionally or knowingly causes the death of an individual" or "intends to cause serious bodily injury and commits an act clearly dangerous to human life that causes the death of an individual." Tex. Penal Code § 19.02(b)(1), (2). The relevant elements of self-defense are that a person "is justified in using deadly force against another ... when and to the degree the actor reasonably believes the deadly fоrce is immediately necessary ... to protect the actor against the other's use or attempted use of unlawful deadly force." Tex. Penal Code § 9.32(a)(2)(A).
For his part, Mejia denied during his sentencing testimony that he was the shooter in the aggravated assault and that he struck the officer in his resisting arrest conviction.
As already explained, the issue was not whether Luna could have argued both manslaughter and self-defense-no one disputes Texas law permitted that option. See, e.g., Martinez v. State ,
Indeed, indulging the presumption required by Strickland , we have found effective representation even where counsel was "mistaken in part of his legal reasoning" for declining a lesser-included-offense instruction so long as counsel's "ultimate strategic chоice"-an "all-or-nothing strategy"-was "reasonable." Druery ,
See Tex. Pen. Code § 12.32 ("An individual adjudged guilty of a felony of the first degree shall be punished by imprisonment ... for life or for any term of not more than 99 years or less than 5 years" and may be "punished by a fine not to exceed $10,000.").
Both parties agreed that Mejia's jury would have been instructed that a sudden passion finding caps a sentence at 20 years. See, e.g., Booker v. State , No. 09-16-00049-CR,
