Meinders v. WeberMeinders v. Weber
Lead Opinion
(on reassignment).
[¶ 1.] James Meinders appeals the denial of habeas corpus relief, asserting that (1) South Dakota’s sex offender registration statutes violate the ex post facto clauses of both our state and federal constitutions and constitute cruel and unusual punishment when retroactively applied to him; (2) the amended good time statutes (
Facts
[¶ 2.] When they met in early 1989, A.G. was fourteen years old, and Meinders was
[¶ 8.] In April 1989, A.G. ran away. Police found her and Meinders in Watertown, South Dakota. She returned home, promising her parents she would have no contact with Meinders. But she continued to see him nonetheless when her parents were not home. A.G. ran away again in June to live with Meinders and his parents. She and Meinders had separate bedrooms, but they continued their sexual activities while his parents were at work or sleeping. A.G. did not contact her parents until mid-August. Finally, she called her mother to say that Meinders had hit her. She wanted to come home. Her mother arrived at Meinders’ home accompanied by the police. A.G. then told the authorities about her sex acts with Meinders.
[¶ 4.] Meinders was indicted for statutory rape (
[¶ 5.] Habeas corpus applicants bear the initial burden of proof to establish a colorable claim for relief. Jenner v. Dooley,
Registration for Convicted Sex Offenders
[¶ 6.] In 1994, our Legislature enacted laws requiring registration for convicted sex offenders.
[¶ 8.] In 1995, South Dakota enacted its own version of “Megan’s Law” by amending the sex offender registration statutes to include a public access provision. The Legislature also amended the statutes to have retroactive application. 1995 S.D. Session Laws, ch. 123, § 2.
Any person residing in this state who has been convicted whether upon a verdict or plea of guilty or a plea of nolo contendere, or who has received a suspended imposition of sentence which has not been discharged pursuant to § 23A-27-14 prior to July 1, 1995, for commission of a sex crime, as defined in § 22-22-30 ,3 or any person who is a juvenile fifteen years of age or older adjudicated of a sex crime, as defined in subdivisions 22-22-30(Z) or (9), or of felony sexual contact, as defined in § 22-22-7.2, shall, within ten days of coming into any county to reside or temporarily domicile for more than thirty days, register with the chief of police of the municipality in which the person resides, or, if no chief of police exists, then with the sheriff of the county in which the person resides. A violation of this section is a Class 1 misdemeanor. However, any subsequent violation is a Class 6 felony. Any person whose sentence is discharged under § 23A-27-14 after July 1,1995, shall forward a certified copy of such formal discharge by certified mail to the Division of Criminal Investigation and to local law enforcement where the person is then registered under this section.
Registration records collected by local law enforcement agencies pursuant to this chapter, registration lists provided to local law enforcement by the Division of Criminal Investigation, and records collected by institutions pursuant to § 22-22-38 for those persons required to register under the provisions of§ 22-22-30 to 22-22-39 are public records as provided in chapter 1-27.
The question before us today is whether these statutes violate the ex post facto prohibitions in our state and federal constitutions.
1. Retroactive Application of Sex Offender Registration Laws
[¶ 9.] The United States Constitution declares that “[n]o State shall ... pass any ... ex post facto [l]aw.”
[¶ 10.] The prohibition against ex post facto laws applies to penal statutes imposing criminal sanctions. Collins v. Youngblood,
“There is á strong presumption that the laws enacted by the [Legislature are constitutional and that presumption is rebutted only when it clearly, palpably and plainly appears that the statute violates a provision of the constitution.” Further, the party challenging the constitutionality of a statute bears the burden of proving beyond a reasonable doubt that the statute violates a state or federal constitutional provision.
Sedlacek v. South Dakota Teener Baseball Program,
[¶ 11.] Meinders asserts that South Dakota’s sex offender registration laws (
[¶ 12.] This is an issue of first impression in South Dakota. Meinders was convicted on July 20, 1990, before the enactment of sex offender registration. These laws thus apply retroactively to him and, therefore, if punitive, rather than remedial, they violate the ex post facto clauses of our state and federal constitutions. Accordingly, we must examine whether our sex offender registration laws are punitive or remedial in nature.
In deciding whether or not a law is penal, this Court has generally based its determination upon the purpose of the statute. If the statute imposes a disability for the purposes of punishment — that is, to reprimand the wrongdoer, to deter others, etc., it has been considered penal. But a statute has been considered nonpenal if it imposes a disability, not to punish, but accomplish some other legitimate governmental purpose. The Court has recognized that any statute decreeing some adversity as a consequence of certain conduct may have both a penal and a nonpenal effect. The controlling nature of such statutes normally depends on the evident purpose of the legislature.
Trop v. Dulles,
[¶ 13.] First, in ascertaining the evident purpose of the Legislature we look to whether it “indicated either expressly or impliedly a preference for one label or the other.” United States v. Ward,
[¶ 14.] Second, even when legislative intent is remedial, we must still determine if the registration and notification scheme is so effectively punitive that it negates the remedial intention. Ward,
[¶ 15.] Many courts faced with deciding if sex offender registration schemes are punitive in effect have applied the factors set forth by the United States Supreme Court in Kennedy v. Mendozar-Martinez,
[¶ 16.] The Mendoza-Martinez factors include:
[a.] Whether the sanction involves an affirmative disability or restrain^;] [b.] Whether it has historically been regarded as a punishment[;]
[c,] Whether it comes into play only on a finding of scienter[;]
[d.] Whether its operation will promote the traditional aims of punishment — retribution and deter-
rence[;]
[e.] Whether the behavior to which it applies is already a crime[;]
[f.] Whether an alternative purpose to which it may rationally be connected is assignable for it[;] and [g.] Whether it appears excessive in relation to the alternative purpose assigned[J
Mendoza-Martinez,
a. Affirmative Disability or Restraint
[¶ 17.] Registering imposes no “affirmative disability or restraint” in the traditional sense on convicted sex offenders. Their movements and activities are not restricted in the manner usually associated with criminal punishment. State v. Myers,
[¶ 18.] Although registration information is subject to South Dakota’s open records laws, and is thus available to the public, there are no affirmative community notification provisions.
[¶ 19.] Meinders is still in the penitentiary and may remain there for years. Once he is released, on parole or otherwise, his felonies will remain a public record forever, unless he is pardoned. If, based on registration and notification, vigilante lawbreakers seek to do him harm, either through knowledge of his record or because of his registration, the State in no way can be held complicit in those criminal acts. As recognized in Pataki, those incidents result from the foul impulses of third parties that “essentially [flow] from the ... underlying conviction.”
b. Not Historically Considered Punishment
[¶ 20.] Registration and public access to registrant data have not historically been viewed as punishment. See generally Lambert v. California,
c. Scienter Requirement
[¶ 21.] Existence of the requirement of scienter is customarily important in distinguishing criminal from civil statutes. See Mendoza-Martinez,
We emphasize that the crime of failing to register under the Act constitutes a separate offense. The fact that a prior conviction for sexual misconduct is an element of the “failure to register” offense is of no consequence. It is horn-book law that no ex post facto problem occurs when the legislature creates a new offense that includes a prior conviction as an element of the offense, as long as the other relevant conduct took place after the law was passed. The Supreme Court has recently suggested as much. See United States v. Watts, [519] U.S.[148],
d. Operation Will Not Promote Retribution or Deterrence.
[¶ 22.] Meinders alleges that the registration requirement and subsequent public availability of information on his conviction for statutory rape will promote punishment and deterrence. Because of this, he argues, the regulatory nature of the statutes is destroyed. “[T]he argument that the registration law promotes traditional goals of punishment and deterrence has been rejected by other courts on the ground that the primary purpose of a sex offender registry is not to punish but to aid the efforts of law enforcement officers in protecting society.” Pickens,
[¶ 23.] Even if there is some deterrent effect to the registration requirement, that will not negate the overall regulatory or remedial nature of the statute. Manning,
e. Not a Second Punishment
[¶24.] The registration requirement is triggered by a conviction for one of the enumerated sex crimes in
f. Rationally Related Alternative Purpose
[¶ 25.] Is there a nonpunitive or alternative purpose rationally related to the registration and notification statutes? Arizona Dep’t of Public Safety,
g. Alternative Purpose Not Excessive
[¶ 26.] Meinders argues that even if the legislative purpose for allowing public access to the information is regulatory and not intended to punish sex offenders, unrestricted access given to the public is excessive as applied to him and goes beyond what is necessary to promote public safety. See Myers,
[¶ 27.] South Dakota’s sex offender registration statutes have no provisions for classifying offenders according to their risk of recidivism. Instead, our law provides that all individuals convicted of one of the specified offenses must register for life, and it allows public access to the registration information, regardless of a prior assessment of the offender’s risk of recidivism or threat to the community. Some states provide for varying degrees of public notification based on the offender’s risk of recidivism. See, e.g.,
[¶ 29.] Recognizing the pernicious impact of crimes against children, “our Legislature in recent years has revised the law prohibiting statutory rape to reflect its accelerating concern with protecting children. In 1980 the law was amended to increase the penalty from ten to fifteen years and in 1984 amended again to raise the age of consent from fifteen to sixteen. See
[¶ 30.] Public access to registrant information is a logical extension of the registration process. When the public is not allowed access to the information collected to promote public safety, or if the information is unreasonably restricted, then the registration and notification system is purposeless. The Legislature obviously contemplated that law enforcement and the public would be allowed to use the information to make informed and knowledgeable decisions about safety issues. Moreover, under chapter 1-27 of our code, the registration records are ■ only open for viewing at certain locations. Nowhere in our statutes is wide public dissemination authorized, as in some jurisdictions where registration data is published in local newspapers. Although police will directly receive the information, the public must go to a local law enforcement agency or a state office to access the information. This is hardly the “poster-on-every-corner” notification that Meinders implies exists.
[¶ 31.] In some instances, requiring sex offenders to register with local law enforcement for life may result in hardship. This, however, cannot overcome the deference we must give to the Legislature’s law-making authority. Furthermore, though Meinders paints a bleak picture for those convicted of statutory rape, if sentencing judges believe there are sufficient mitigating factors in a statutory rape case, they can grant a suspended imposition of sentence, which will relieve the offender of the registration requirements upon discharge.
[¶ 32.] Chief Justice Robert N. Wilentz of the New Jersey Supreme Court delivered a powerful statement in that state’s seminal case addressing “Megan’s Law.” He wrote:
The choice the Legislature made was difficult, for at stake was the continued apparently normal lifestyle of previously-convicted sex offenders, some of whom were doing no harm and very well might never do any harm, as weighedagainst the potential molestation, rape, or murder by others of women and children because they simply did not know of the presence of such a person and therefore did not take the common-sense steps that might prevent such an occurrence. The Legislature chose to risk unfairness to the previously-convicted offenders rather than unfairness to the children and women who might suffer because of their ignorance....
Doe v. Poritz,
[¶ 33.] On the other hand, many states limit the length of registration and provide for classification of offenders into levels based on risk of recidivism. The dissent seizes on these other regulatory schemes and cites a minority case, Myers, supra, to argue that South Dakota’s sex offender registration law is unconstitutional as applied to Meinders.
Conclusion: South Dakota’s Sex Offender Registration and Notification Laws are Constitutional
[¶ 34.] No one can say with certainty that Meinders, and others similarly convicted of statutory rape, will not again seek to begin another sexual relationship with a minor. Predictions of future offender behavior are famously unreliable. Meinders provides no convincing evidence, beyond the affidavit of one mental health professional, that as a group convicted statutory rapists are any less susceptible
[¶ 35.] The Legislature clearly envisioned that this type of offender should be “tracked.” We cannot dispute the authenticity of this conclusion. Undoubtedly, those who perceive underage adolescents as fair game for sexual relationships create a real threat. Comparing our method of registration with more populous, urban states with denser law enforcement networks ignores that in some areas of our rural state the only source of law enforcement information may be the county sheriff. It resolves nothing to say that South Dakota has the toughest registration law concerning public access. All fifty states have similar enactments existing within a range, some tougher in one aspect or another. To be at one end of the spectrum is not equivalent to unconstitutionality.
[¶ 36.] In conclusion, we affirm the application of the registration and notification requirements to Meinders. Many other courts have upheld sex offender registration and notification laws. See Roe v. Office of Adult Probation,
[¶ 37.] It may well be, however, that in future sessions the Legislature will adopt amendments to tailor notification to the risk of recidivism certain sex offenders pose. Trial and error is the usual and certainly the most democratic way to remedy excesses or deficiencies in constitutionally sufficient legislation. Courts should only intercede when the constitution has been unmistakably breached.
2. Ex Post Facto Amendment of Good Time Laws
[¶ 38.] Meinders claims that the 1990 and 1994 amendments to
[¶39.] The State claims that because the amended statutes have not been applied to Meinders, this issue is not ripe for judicial review. “Ripeness involves the timing of judicial review and the principle that ‘[¡Judicial machinery should be conserved for problems which are real and present or imminent, not squandered on problems which are abstract or hypothetical or remote.’ ” Boever v. South Dakota Bd. of Accountancy,
3. Sex Offender Treatment and Self-Incrimination
[¶40.] An inmate is required to admit the crime for which he is convicted in order to participate in STOP, the sex offender treatment program offered at the penitentiary. Meinders insists that this requirement violates his right against self-incrimination. He claims that “threats of conditioning release based upon a confession in treatment is improper unless the defendant has first been granted immunity.”
[¶ 41.] Meinders was convicted of his crime in 1990. We summarily affirmed on direct appeal. As noted by the habeas court, double jeopardy considerations would prevent another conviction for this crime. “It is well established that the privilege [against self-incrimination] protects against real dangers, not remote and speculative possibilities.” Zicarelli v. New Jersey State Comm’n of Investigation,
4. Ineffective Assistance of Counsel
[¶ 42.] Meinders claims his trial counsel was ineffective because he: (1) did not present a mistake of age defense; (2) did not present a lack of sexual penetration defense; and (3) failed to present evidence regarding the victim’s prior sexual conduct and mental disorders. The ha-beas court found that Meinders failed to overcome the presumption that trial counsel was competent and effective.
We have adopted the two-prong test of Strickland v. Washington,466 U.S. 668 ,104 S.Ct. 2052 ,80 L.Ed.2d 674 (1984), for ineffective assistance of counsel claims. First, [the applicant] must prove that his trial counsel’s performance was deficient. He must show that trial counsel made errors “so serious that counsel was not functioning as the ‘counsel’ guaranteed ... by the Sixth Amendment.” Secondly, he must show that the deficient performance “prejudiced the defense” by showing that “counsel’s errors were so serious as to deprive the defendant of a fair tri- ■ al[.]” The reasonableness of trial counsel’s action is evaluated from his perspective at the time the alleged error occurred.
Sund v. Weber,
Whether a defendant has received ineffective assistance of counsel is essentially a mixed question of law and fact. In the absence of a clearly erroneous determination by the circuit court, we must defer to its findings on such primary facts regarding what defense counsel did or did not do in preparation for trial and in his presentation of the defense at trial. This court, however, may substitute its own judgment for that of the circuit court as to whether defense counsel’s actions or inactions constituted ineffective assistance of counsel.
Sund,
[¶ 43.] There is a strong presumption that trial counsel’s performance was competent, and the petitioner alleging ineffective assistance of counsel carries the heavy burden of overcoming that presumption. Sprik v. Class,
[¶ 44.] Mistake of age is not a defense to statutory rape. State v. Fulks,
[¶ 45.] The trial court granted a motion in limine preventing the State from introducing evidence of the victim’s pregnancy, unless the defense opened the door. If Meinders’ counsel had attempted to in
[¶ 46.] Meinders claims that trial counsel should have introduced evidence of the victim’s past sexual conduct and alleged mental disorders. However, trial counsel could have reasonably believed that evidence of the victim’s past sexual conduct was inadmissible under our rape shield laws and Meinders has not shown that such evidence would have been admissible.
[¶ 47.] After reviewing the record, we find that Meinders has failed to show that trial counsel’s performance was deficient. Therefore, it is unnecessary to reach the prejudice prong of the Strickland test. We affirm the circuit court’s denial of ha-beas corpus relief based on ineffective assistance of counsel.
[¶ 48.] Affirmed.
Notes
.
Rape is an act of sexual penetration accomplished with any person under any of the following circumstances:
(5) If the victim is ten years of age, but less than sixteen years of age, and the perpetrator is at least three years older than the victim!.]
Any person, sixteen years of age or older, who knowingly engages in sexual contact with another person, other than that person’s spouse if the other person is under the age of sixteen years is guilty of a Class 3 felony.
. Under the law as enacted in 1994, the definition of "sex crime” included first and second degree rape as defined in
.
For the purposes of
(1) Rape as set forth in
(2) Sexual contact with a minor under sixteen as set forth in
(3) Sexual contact with a person incapable of consenting as set forth in § 22-22-7.2 if committed by an adult;
(4) Incest as set forth in § 22-22-19.1 if committed by an adult;
(5) Photographing a child in an obscene act as set forth in § 22-22-23;
(6) Possession of child pornography as set forth in § 22-22-23.1;
(7) Sale of obscene pictures of a child as set forth in § 22-22-24;
(8) Kidnapping, as set forth in § 22-19-1, if the victim of the criminal act is a minor;
(9) Promotion of prostitution of a minor as set forth in subdivision 22-23-2(2);
(10) Criminal pedophilia as set forth in § 22-22-30.1;
(11) Felony indecent exposure as set forth in former § 22-24-1 or indecent exposure as set forth in § 22-24-1.2;
(12) An attempt to commit any of the crimes listed in this section; or
(13) Any crime committed in a place other than this state which would constitute a sex crime under this section if committed in this state.
. The Jacob Wetlerling Act advises limiting registration to ten years, unless the individual has one or more prior convictions for designated offenses, has been convicted of an aggravated sex offense, or has been classified as a "sexually violent predator."
. As these laws are not penal, Meinders' claim that they are cruel and unusual must also fail. Trop,
. Before July 1, 1990,
Every inmate against whom the disciplinary sanction of punitive confinement shall be awarded for violating any of the rules, regulations or policies of the peni-
tentiary, unless otherwise determined by the warden, shall be housed in the adjustment center section of the penitentiary for a period deemed necessary for the best interest of discipline, justice, rehabilitation and the protection of self and others. While under conviction for violation of such rules, regulations or policies, whether or not confined in the adjustment center, such inmate shall automatically forfeit one day . of time granted for good conduct for each day served under such conviction. (Emphasis added.)
The Legislature amended
The disciplinary board, established by rules promulgated by the Department of Corrections, may take away time granted for good conduct pursuant to § 24 — 5-1 for violating any of the rides or policies of the Department of Corrections, following a hearing and subject to the approval of the warden or superintendent. (Emphasis added.)
.
. Meinders' trial counsel died before the ha-beas proceeding; thus no evidence was pre-senled on his reasoning or trial strategy.
Concurrence Opinion
(concurring in part and dissenting in part).
[¶ 51.] I concur with Issues 2, 3, and 4 but dissent on Issue l[g]. I vote to reverse and remand for purposes of limiting public access to Meinders’ sex offender registry information and the lifetime requirement of registration, without any mechanism for relief.
[¶ 52.] We should affirm the application of the registration requirements to Meinders for law enforcement purposes. However, the retroactive application of
[¶ 53.] In determining whether this sex offender registration law is punitive, the majority opinion applied the Mendoza-Martinez factors;
[a.] Whether the sanction involves an affirmative disability or restraintf;]
[b.] Whether it has historically been regarded as a punishment[;]
[c.] Whether it comes into play only on a finding of scienter[;]
[d.] Whether its operation will promote the traditional aims of punishment -retribution and deter-renee[;]
[e.] Whether the behavior to which it applies is already a crime[;]
[f.] Whether an alternative purpose to which it may rationally be connected is assignable for it[;] and
[g.] Whether it appears excessive in relation to the alternative purpose assigned!.]
[¶ 54.] Other states provide for varying degrees of public notification based on the offender’s risk of recidivism. See, e.g., DeLCode Ann. tit. 11,
[¶ 55.] South Dakota’s sex offender registration statutes provide no provisions for classifying offenders according to their risk of recidivism. Instead, South Dakota law provides that all individuals convicted of one of the specified offenses must register for life, and it allows the public unrestricted access to the registration information, regardless of the offender’s risk of recidivism or threat to the community. Under the particular facts of this case, this application of
[¶ 56.] We note that the sex offender registration statutes initially enacted in 1994 did not apply to the offense of statutory rape. See 1994 SD Session Laws ch. 174, § l.
[¶ 57.] Although the legislative purpose for allowing public access to the information is regulatory and not intended to punish the offenders, “[t]he unrestricted public access given to the sex offender registry is excessive [as applied to Meinders] and goes beyond that necessary to promote public safety.” Myers,
[¶ 58.] In contrast, other states limit the length of registration and provide for classification of offenders into levels based on risk of recidivism. See, e.g.,
[¶ 59.] Under the facts of this ease, unlimited public access to registry information for the lifetime of the offender without any mechanism for relief therefrom is punishment as applied to Meinders.
[¶ 60.] In conclusion, we should affirm the application of the registration require
[¶ 61.] We should reverse and remand Issue 1.
. Under the law as enacted in 1994, the definition of "sex crime” included first and second degree rape as defined in
.
. My proposed holding would be limited to the specific facts of this case and we should express no opinion as to the constitutionality of retroactive application of