Lead Opinion
Floyd Allen Medlock, a prisoner challenging a death sentence in Oklahoma, sought habeas review in federal district court of his state conviction and sentence, pursuant to 28 U.S.C. § 2254. Medlock brings numerous claims before us after the denial of his petition and the issuance of a certificate of appealability by the district court. His claims are duplicative, and we reduce them to three: the district court erred in concluding the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) applies to Medloek’s habeas petition; the district court should have granted habeas relief based on the state trial court’s unconstitutional use of aggravating and mitigating circumstances; and the district court should have found Med-lock was denied effective assistance of counsel in violation of the Sixth Amendment. We exercise appellate jurisdiction pursuant to 28 U.S.C. §§ 1291 & 2253 and conclude that, because AEDPA applies and Medlock fails to meet its threshold for granting a writ of habeas corpus, and because his ineffective assistance of counsel claim is procedurally barred, the district court was correct in its denial of his petition. See 28 U.S.C. § 2254(d).
I
The district court adopted, as do we, the following undisputed facts from the decision of the Oklahoma Court of Criminal Appeals, Medlock v. State,
Precisely what Medlock did next is unclear, see id., but the following is undisputed. Medlock grabbed Kathy by the arm, she jerked away, he grabbed her again, and she jerked away again. See id. He wrestled with her and covered her mouth when she began to scream, choking her until she passed out. See id. According to his confession, she regained consciousness, and he dragged her to the bathroom and forced her head into the toilet bowl for approximately ten minutes, during which time she was gasping for breath. See id. Then, while she was still alive, he stabbed her in the back of the neck with a steak knife and later with a hunting knife until she died, holding her head in the toilet bowl again so that she would not bleed on the floor. See id. After the bleeding ceased, he placed her in the bathtub, removed her clothes, and attempted to sexually molest her lifeless body.
The police found Kathy’s body in the dumpster early the next morning. See id. at 1337. Later that day, Medlock called the police to confess to the murder before he was a suspect. See id. He explained that he feared harming others in the future. See id. at 1349. He told the police that the incident seemed dream-like and that he had trouble remembering it. See id. at 1338. When asked what caused him to do what he did, he answered that he had been hearing voices in his head since the age of twelve. See id.
The case was set for jury trial, but before the jury was empaneled, Medlock entered a “blind” plea of guilty, not having reached an agreement with the State on the punishment it would recommend. Following a hearing, the court accepted the plea. See Medlock v. State,
At the subsequent sentencing hearing, Medlock presented mitigation evidence, including that of expert witnesses — a licensed clinical social worker, a professor of psychology at Oklahoma City University, and a retired clinical psychologist specializing in multiple personality disorder (“MPD”). See id. at 1340. Those experts testified that Medlock suffered from MPD with atypical features, explaining that his second personality was a violent twelve-year-old named “Charley” who had been in control of Medlock at the time of the murder. See id. at 1340-41. Appellant’s experts added that MPD is treatable and Medlock’s prognosis was good if he received therapy. See id. In rebuttal the State called its own expert witness, a clinical psychologist, who raised the possibility that Medlock was malingering and questioned his credibility. See id. The State’s psychologist also opined that Medlock demonstrated a pattern of increasingly anti-social behavior. See id.
After the close of the sentencing hearing, but before the court entered its sentence, Medlock filed a motion to withdraw his plea. The court denied the motion and, upon finding that the aggravating circumstances outweighed the mitigating circumstances, imposed the death penalty. See id. at 1341-45. On direct appeal the Oklahoma Court of Criminal Appeals affirmed Medlock’s conviction and sentence. See Medlock v. State,
The following June, Medlock filed a timely petition for a writ of habeas corpus in United States District Court for the Western District of Oklahoma, the denial of which, as noted, is the subject of this appeal.
II
As a threshold matter, our Circuit has already settled the question of AED-PA’s applicability to this case. We have stated that “AEDPA applies to [a petitioner’s] case because he filed his § 2254 petition after April 24, 1996, the effective date of the Act.” Braun v. Ward,
Because the Oklahoma state courts have addressed on its merits Medlock’s claim of unconstitutional use of aggravating and mitigating circumstances, we review the state courts’ rulings under the AEDPA standard enunciated in 28 U.S.C. § 2254. Under that section, a federal court is precluded from granting habeas relief on any claim adjudicated on the merits by the state court, unless the state proceeding “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court,” 28 U.S.C. § 2254(d)(1), or “resulted in a decision that was based on an unreasonable determination of the facts in light of the
Ill
We examine first Medlock’s various challenges to the use of aggravating and mitigating circumstances by the Oklahoma trial court and Court of Criminal Appeals and afterwards his claim of ineffective assistance of trial counsel.
A
With regard to the facial constitutionality of the aggravators used by the trial court, Medlock’s challenges to Oklahoma’s “heinous, atrocious, or cruel” and “continuing threat” aggravators are merit-less. To be acceptable under the Eighth Amendment, the aggravating circumstance must furnish a sentencer with a principled means of guiding its discretion. See Maynard v. Cartwright,
B
With respect to the evidence used to prove the aggravators, Medlock contends that the Oklahoma court unconstitutionally relied on duplicative and cumulative sentencing factors. We disagree. “[D]ouble counting of aggravating factors, especially under a weighing scheme, has a tendency to skew the weighing process and creates the risk that the death sentence will be imposed arbitrarily and thus, unconstitutionally.” United States v. McCullah,
Contrary to Medlock’s contention, these aggravating circumstances are not duplicative. In Cooks v. Ward,
C
As support for the aggravating circumstance of “continuing threat to society,” the Oklahoma district court relied on Med-lock’s statement to the police that he feared hurting someone in the future. Medlock argues that the court’s reliance on this potentially mitigating evidence rendered the aggravating circumstance unconstitutional by violating the requirement “that the sentencer in capital cases must be permitted to consider any relevant mitigating factor.” Eddings v. Oklahoma,
It is well established that “the fundamental respect for humanity underlying the Eighth Amendment ... requires consideration of the character and record of the individual offender and the circumstances of the particular offense as a constitutionally indispensable part of the process of inflicting the penalty of death.” Eddings,
The sentencing court in Medlock’s case did not indicate that it was excluding from consideration the mitigating effect of Medlock’s expressed desire to minimize his threat to society, which would have contravened Lockett and Eddings. The fact that the court may have relied on his statement as aggravating evidence does not necessarily render its sentence constitutionally invalid. See Johnson v. Texas,
While the Oklahoma Court of Criminal Appeals found this evidence improper for supporting the continuing threat aggravator, the court nevertheless upheld the sentencing court’s finding of that aggravator. Contrary to Medlock’s assertion, the Court of Criminal Appeals was under no obligation, as a matter of constitutional law, to reweigh the aggravating and mitigating factors.
Apart from his facial challenge to the continuing threat aggravator and his claim
D
Medlock challenges the “heinous, atrocious, or cruel” aggravator not only facially but also as applied. He argues that the State presented insufficient evidence that Medlock’s conduct fell within Oklahoma’s “narrowed,” and therefore constitutional, construction of the aggravator.
In Maynard v. Cartwright,
We have held that the “heinous, atrocious, or cruel” aggravating circumstance as narrowed by the Oklahoma courts after Maynard to require torture or serious physical abuse characterized by conscious suffering can provide a principled narrowing of the class of those eligible for death. See, e.g., Hatch,
Medlock argues that the evidence — even examined in the light most favorable to the prosecution — is insufficient to support the narrowed “heinous, atrocious, or cruel” aggravator because evidence regarding conscious suffering by the victim is absent. See Turrentine,
This body of evidence is sufficient to fall within the narrowed scope of the “especially heinous, atrocious, or cruel” aggravator. Taking the facts together, we conclude it was neither “an unreasonable determination of the facts in light of the evidence presented” nor an “unreasonable application of clearly established federal law” for the sentencer to conclude that conscious suffering was present. We also recognize that “the AEDPA increases the deference to be paid by the federal courts to the state court’s factual findings and legal determinations.” Houchin v. Zavaras,
V
Medloek sought to raise an ineffective assistance of counsel claim in his federal habeas petition, the basis of which was not raised in his application for state post-conviction relief. The federal district court alluded to the possibility that Med-lock’s ineffective assistance of counsel claim may have been procedurally barred. But the court chose not to decide the question of procedural bar, instead denying Medlock’s petition on the merits, pursuant to 28 U.S.C. § 2254(b)(2), which states that “[a]n application for a writ of habeas corpus may be denied on the merits, notwithstanding the failure of the applicant to exhaust the remedies available in the courts of the state.” The district court thus acted pursuant to statute when it chose to deny Medlock’s ineffective assistance claim on the merits. However, we elect instead to deny his claim due to procedural bar, with regard to which Med-lock has not shown cause for failing to exhaust his state remedies.
In general, petitioners must exhaust available state court remedies before seeking federal habeas relief. See 28 U.S.C. § 2254(b)(1); Smallwood v. Gibson,
In Coleman v. Thompson,
We may not consider issues raised in a habeas petition “that have been defaulted in state court on an independent and adequate procedural ground, unless the petitioner can demonstrate cause and prejudice or a fundamental miscarriage of justice.” English v. Cody,
With regard to “cause” for his procedural default, Medlock was represented by different counsel on direct appeal and on application for post-conviction relief than at trial and sentencing. We can discern no reason for his failure to raise in state proceedings the grounds for his claim of ineffective assistance of trial counsel, and he provided no insight into that failure in his briefs or during oral argument. Because Medlock furnishes no explanation for his failure to raise his ineffective assistance claim in the state courts, he has not shown the requisite “cause” for overcoming his procedural default. See Coleman,
Even if his ineffective assistance claim were not proeedurally barred, under the facts of this case Medlock would not be entitled to an evidentiary hearing on that claim. If a habeas petitioner fails to develop the factual basis of his habeas claim in state court, he is not entitled to a federal evidentiary hearing unless he initially shows that the claim relies on a “new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable” or “a factual predicate that could not have been previously discovered through the exercise of due diligence,” 28 U.S.C. § 2254(e)(2)(A)(i) and (ii), or else demonstrates by clear and convincing evidence that “but for constitutional error, no reasonable factfinder” would have found him guilty, 28 U.S.C. § 2254(e)(2)(B). Medlock has made no such showing here. Therefore, he is not entitled to an evidentiary hearing on his ineffective assistance of counsel claim.
VI
Because Medlock has not set forth a claim that his sentence is unconstitutional sufficient to warrant federal habeas relief
Notes
. Although we have indicated we are relating undisputed facts, there was dispute in the evidence regarding whether the victim was in fact dead when Medlock attempted to molest her.
. As previously stated, the AEDPA requires our application of Supreme Court precedent in determining whether the state court proceeding violated clearly established federal law. See 28 U.S.C. § 2254(d)(1). We assume then, for purposes of argument only, that Medlock can rely upon a circuit court case such as McCullah.
. The Oklahoma Court of Criminal Appeals did conduct a mandator)' review of Medlock's death sentence, pursuant to Okla. Stat. tit. 21, § 701.13(C). See Medlock v. State,
. Medlock cites Clemons v. Mississippi,
. Although the Supreme Court has suggested that the condition of torture or serious physical abuse characterized by conscious suffering is not the only permissible narrowing construction for this aggravating circumstance, see Maynard,
. Whether Section 2254(d)(1) or 2254(d)(2) applies to our review of the sufficiency of the evidence to support an aggravator is unsettled in our Circuit because we have applied both in the past, sometimes analyzing the sufficiency of the evidence as a factual question and sometimes as a legal question. See Moore v. Gibson,
. Medloek argues that the Oklahoma district court improperly relied on evidence concerning the condition of the victim's underwear during the sentencing phase of the trial to support the existence of the "heinous, atrocious, or cruel” aggravating circumstance. Even if the court improperly admitted that evidence, however, the remaining body of evidence was in itself so overwhelming that the allegedly erroneous admission constituted, at most, harmless error.
. We consider a state's ground for procedural bar to be adequate only if it is " 'strictly or regularly followed’ and applied ‘evenhandedly to all similar claims.' ” Duvall v. Reynolds,
Concurrence Opinion
concurring.
I join the majority opinion. I am in agreement that the victim in the present case, Kathy Busch, experienced conscious suffering sufficient to meet the “torture or serious physical abuse” standard required to prove the “heinous, atrocious, or cruel” aggravating circumstance, particularly under the deferential AEDPA standard we apply when reviewing the Oklahoma sentencer’s findings of fact. I write separately, however, to note that, in order to conduct a proper analysis of the sentencer’s application of the “heinous, atrocious, or cruel” aggravator, I think it essential to set forth the Oklahoma test for conscious suffering we have found to satisfy the requirements of the Eighth Amendment. Thus, to evaluate whether the “heinous, atrocious, or cruel” aggravating circumstance was properly applied, we must examine the state court’s findings as to the duration of conscious suffering on the part of the victim.
Under the Eighth Amendment, applying the narrowing construction of the aggravating circumstance in a manner that permitted Oklahoma courts to find “torture or serious physical abuse” based merely on the brief period of conscious suffering necessarily present in virtually all murders would fail to narrow the sentencer’s discretion as required by Godfrey v. Georgia,
The Eighth Amendment therefore requires us to determine whether the state
Whether we apply 28 U.S.C. § 2254(d)(1) or (d)(2), I am in agreement that a rational factfinder could conclude that Medlock’s crime involved torture or serious physical abuse characterized by a meaningful period of conscious suffering. The aggravating circumstance thus was properly applied in this case.
. While the OCCA in Berget,
. As the majority correctly notes, "[w]hether Section 2254(d)(1) or 2254(d)(2) applies to our review of the sufficiency of the evidence to support an aggravator is unsettled in our Circuit because we have applied both in the past, sometimes analyzing the sufficiency of the evidence as a factual question and sometimes as a legal question. See Moore v. Gibson,
