Rоger C. MEARS, Jr., County Judge v. Harold L. HALL, Public Defender
77-424
Supreme Court of Arkansas
July 3, 1978
Rehearing denied September 11, 1978.
569 S.W. 2d 91
JOHN A. FOGLEMAN, Justice.
(In Banc)
Lee A. Munson, Pros. Atty., by: John Wesley Hall, Jr., Dep. Pros. Atty., and Quorum Court Legal Counsel, for appellee.
JOHN A. FOGLEMAN, Justice. On June 28, 1977, the two circuit judges having criminal jurisdiction in the Sixth Judicial District of Arkansas, acting under authority of Act 279 of 1975, entered an order in Pulaski Circuit Court case No. CR-75-938 continuing the operation of the existing Public Defender System. This had the effect of leaving Harold Hall in the status of public defender. In this order, the judges also approved a budget for the operation of the public defender‘s office for the fiscal year 1977-1978. Thereafter, on July 26, 1977, the Quorum Court of Pulaski County passed Ordinanсe No. 63, making an appropriation for the support of the public defender‘s office. On August 8, 1977, the Quorum Court of Perry County passed its Ordinance No. 0-46, recognizing the public defender system created by the order entered in Pulaski County by the circuit judges, appropriating $1,750 for its share of the expenses of the public defender, purportedly on the basis of the number of criminal cases handled by the public defender or his staff in each county. In the meantime, the County Judge of Pulaski County had vetoed Ordinance No. 63, but the Quorum Court overrode his veto on August 9, 1977. When salaries of the public defender, deputies and office employees were not paid after thе passage of the ordinance, appellee filed his petition for
In his response appellant contended that the circuit court was without jurisdiction of the petition, because appellee‘s remedy was by appeal; that Ordinance No. 63 was unconstitutional under
The circuit court granted the writ and appellant brings this appeal asserting four points for reversal. We find no reversible error and affirm.
I
Appellant contends that the trial court erred in denying his motion to transfer the case to another division of the Circuit Court of Pulaski County. This motion was based solely on
Where the presiding judge of a division in which an action is pending is interested in the suit,
II
Appellant argues that the County Court has exclusive original jurisdiction of all matters pertaining to the disbursement of county funds under
This is no longer the case. One of the provisions of
It is clear to us that the quoted provision in
Appellant argues that, even so, the county judge does not act merely ministerially. Act 742, § 78 (B) (2) itself provides that, before approving vouchers for payment of county funds, the county judge must determine that there is a balance of funds in the pertinent appropriation, that the expenditure is in compliance with the purposes for which the funds are appropriated, that all state purchasing laws and other state laws or ordinances of the quorum court are complied with in the expenditure and that the goods or services for which expenditure is to be made have been rendered and the payment has been incurred in a lawful manner and is owed by the county. There is also a provision that no money shall be paid out of the treasury until the same shall have been appropriated by law and then only in accordance with such appropriation. This act also provides that appeals from the performance or non-performance of any administrative act to be performed by the county judge, acting in his capacity as chief executive officer of the county may be taken to the court of competent jurisdiction as now provided by law. See Act 742, § 83 (2).
It is on the basis of the above provisions that appellant contends that appeal, not mandamus, is the proper remedy. Of course, we have long held that the discretion of an officer in the executive branch of the government cannot be con-
The discretion of the county judge in the matter is rather limited. In the matter at hand, the county judge under
There may well have been a right of appeal by appellee from appellant‘s “non-performance” in the matter. Mandamus may not be used as a substitute for an appeal. Mobley v. Conway County Court, 236 Ark. 163, 365 S.W. 2d 122 (1963); Calloway v. Harley, County Judge, 112 Ark. 558, 166 S.W. 546 (1914); Hutt, Ex parte, 14 Ark. 368 (1854). See also, Burks v. Mobley, 245 Ark. 43, 430 S.W. 2d 859 (1968). It may be resorted to, however, when the remedy by appeal is incomplete or inadequate. Edmondson v. Bourland, 179 Ark. 975, 18 S.W. 2d 1020 (1929).
The rule that mandamus cannot be used to usurp the function of an appeal rests upon a broader limitation on the use of the writ, i.e., that it will not lie where there is an adequate remedy at law. Williamson, ex parte, 8 Ark. 424 (1848). See also, Rankin v. Fletcher, 84 Ark. 156, 104 S.W. 933 (1907). It is but a corollary of the rule that the writ will not lie where there is another adequate remedy. 55 CJS 52, Mandamus, § 22; Ferris, Extraordinary Legal Remedies, § 212, p. 245; High‘s Extraordinary Legal Remedies (3d Ed.), § 177, p. 188, § 188, p. 198. In order to be adequate as a bar to mandamus, the alternate remedy at law must be one that is plain and complete and as practical and efficient to the ends of justice and its proper administration as the remedy by mаndamus. Ghent v. State, 189 Ark. 747, 75 S.W. 2d 67 (1934). It must be well adapted to remedy the wrong complained of and if it is inconvenient or incomplete, the court exercises its sound discretion in granting or refusing the writ. Huie v. Barkman, 179 Ark. 772, 18 S.W. 2d 334 (1929).
It can hardly be said that the remedy by appeal in this situation was adequate or complete. It appears from the budget which was part of the Pulaski Circuit Court order affording the basis for § 3 (b) of Ordinance 63 that the salaries of eight people were involved. Apparently each of them would be required to file or present vouchers periodically, perhaps
III
Appellant next contends that the trial court erred in granting mandamus because the requirements of Ordinance 63 had not been met. Sec. 1 of the ordinance recognized the Public Defender System created by Pulaski County Circuit Court order in CR-75-938 as the Public Defender System for the Sixth Judicial District. Sec. 2 provides that the System shall be compensated under Act 246 of 1977 at а rate of a minimum of $25 and a maximum of $350 per case for attorney‘s fees and up to $100 for investigative services where a lawyer in the Public Defender System is appointed to represent an indigent defendant in the Pulaski County Circuit Court. Sec. 3 (a) provides that Pulaski County shall transfer the funds paid under § 2 into an account on its books. Sec. 3 (b) provides that out of the funds paid to that account, Pulaski County shall disburse semi-monthly salaries to the employees of the System in accordance with the above-mentioned order of the Pulaski Circuit Court and all legally required fringe benefits like retirement and FICA for these employees.1 Sec. 3 (c) provides that the county shall аlso pay the necessary expenses of conducting the office of the Public Defender System. Sec. 4 appropriates $92,642.38 from the County General Fund to pay the sums listed in §§ 2 and 3 for the period from July 1, 1977 to Dec. 31, 1977. This was one-half of the budget approved by the circuit judges.
The basis of appellant‘s argument on this point is that under Act 246 of 1977, the Quorum Court makes an appropriation only after the order approving a fee in a particular case has been made, and thereafter the amount would
The record was rather incomplete on the availability of funds. Of course, appellant correctly contends that no payment can be made under the appropriation until allowances of fees by the circuit court under Act 246 of 1977 provide an adequate amount to cover the payments sought. The requirements of the ordinance are clear in that respect.
Appellee stated in open court that the judge presiding had made allowances amounting to $600 or $700 and that he was informed that the other Judge of the Circuit Court of Pulaski County had allowed $7,000. Even though this statement was not contradicted, we cannot take these facts to be established. Clearly, under the provisions of the ordinance and the requirement of § 78 (B) (2) (a) of Act 742 that the county judge determine that there is a balance of funds on hand in the appropriation, payment cannot be made until the appropriation is funded by allowances under Act 246. But this was not the basis for appellant‘s inaction, and appropriate provision for this contingency was made in the order from which this apрeal is taken. The original order provides that it is to be complied with only when funds are available in the Public Defender‘s Account as established under Ordinance 63. In a supplemental order entered the next day, appellant was ordered to forthwith transfer the amounts theretofore ordered by the Pulaski County Circuit Court pursuant to Act 246 of 1977 and §§ 2 and 3 of Ordinance 63 from the Pulaski County General Fund to a Public Defender Fund to be established and maintained by the county treasurer.
We see nothing wrong with the method adopted by the quorum court in making the appropriation by ordering the transfer of allowances made under Act 246 without waiting to make a separate аppropriation after each circuit court order of allowance is presented to it. The appropriation then would be automatic, for Act 246 leaves the quorum court without any discretion in the matter. See Mackey v. McDonald, 255 Ark. 978, 504 S.W. 2d 726 (1974). There is nothing new about anticipation of revenues in the making of appropriations, either by the state legislature or by quorum courts. Necessarily, most appropriations are so made. The amount of $92,642.38 appropriated serves as a limit on this anticipatory appropriation and, if that limit should be reached, the individual circuit court orders allowing fees would have to be presented to the quorum court thereafter for appropriation.
IV
Lastly, appellant contends that Ordinance 63 is unconstitutional. The first argument advanced is that under
Appellant also argues that the ordinance is unconstitutional because the Quorum Court has appropriated money to pay a public defender created under Act 279 of 1975, which appellant says is unconstitutional because it violates
Appellant also says that the circuit judges, if they are acting in obedience to Act 279 of 1975, are without jurisdiction
The Constitution of the United States mandates that indigent persons charged with felonies and certain misdemeanors be provided effective assistance of counsel. Gideon v. Wainwright, 372 U.S. 335, 83 S. Ct. 792, 9 L. Ed. 2d 799 (1963); Escobedo v. Illinois, 378 U.S. 478, 84 S. Ct. 1758, 12 L. Ed. 2d 977 (1964); Pointer v. Texas, 380 U.S. 400, 85 S. Ct. 1065, 13 L. Ed. 2d 923 (1965); Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966); Swenson v. Bosler, 386 U.S. 258, 87 S. Ct. 996, 18 L. Ed. 2d 33 (1967); Mempa v. Rhay, 389 U.S. 128, 88 S. Ct. 254, 19 L. Ed. 2d 336 (1967); Anders v. California, 386 U.S. 738, 87 S. Ct. 1396, 18 L. Ed. 2d 493 (1967); Argersinger v. Hamlin, 407 U.S. 25, 92 S. Ct. 2006, 32 L. Ed. 2d 530 (1972); In re Gault, 387 U.S. 1, 87 S. Ct. 1428, 18 L. Ed. 2d 527 (1967). This is an essential part of the administration of justice in a county. In Arkansas, it was, in felony cases, long before the United States Supreme Court found it to be constitutionally required. See Rev. Stat., Ch. 45, § 112;
Under Arkansas law, the responsibility for payment of counsel furnished indigents is that of the individual counties, as it has been since compensation for such attorneys was first provided for in Act 276 of 1953. The principal difference between the appointed counsel system and the public defender system is that the former acts on a case by casе basis and the latter on a permanent basis. State v. DeJoseph, 3 Conn. Cir. 624, 222 A. 2d 752 (1966). In People v. Mullins, 188 Col. 29, 532 P. 2d 736 (1975), the Supreme Court of Colorado pointed out:
The appointment of a public defender does not differ significantly from the appointment of private counsel in an individual criminal case. Indeed, the appointment of a public defender is of greater benefit to a defendant who is thereby provided counsel who is employed solely in criminal defense work.
It is obvious that the Quorum Court of Pulaski County, given the option of counsel appointed on a case by case basis or a public defender system in meeting its obligation to provide defense counsel for indigents chose the latter as the more efficient system.
The public defendеr and his deputies are neither state nor county employees, either under Act 279 or Ordinance 63. There is nothing in the act or the ordinance to make them either. The only sense in which they are officers is that they
Another facet of this argument by appellant is that Act 279 unconstitutionally conferred appointing power upon circuit judges in contravention of the doctrine of separation of powers, in that the appointment of state officers and employees is an executive function and the employment of county officers and employees is, under
In Burrow v. Batchelor, 193 Ark. 229, 98 S.W. 2d 946 (1936), we held that the salaries of the duly appointed reporter and stenographer for the grand jury and of the duly appointed and acting court reporter in the Fifteenth Judicial Circuit were a part of the necessary expenses of the operation of county government of Franklin County, which was a part of the Fifteenth Judicial District. This, of course, was based upon the fact that the services of these reporters were essential to the administration of justice. Counties are civil divisions of the state for political and judicial purposes and are its auxiliaries and instrumentalities in the administration of its government. Lake v. Tatum, 175 Ark. 90, 1 S.W. 2d 554 (1927). They are a political subdivision of the state for the administration of
In a dissenting opinion, the issue is raised for the first time in this proceeding, that Act 279 of 1975 is local legislation, and as such, unconstitutional. Of course, this matter is not before us, because it was not raised in the trial court. Furthermore, it is not mentioned in appellant‘s brief in any way. In any event, saying it is local legislation is contrary to every decision of this court on the subject. An act does not have tо be necessary to the administration of justice in order to avoid the ban against local legislation. It is not local legislation if it pertains or relates to the administration of justice.
In the case cited by the majority in McLellan v. Pledger, 209 Ark. 159, 189 S.W. 2d 789 (1945), the issue pertained to fees of the clerk of the Chancery Court of Sebastian County and those of the stenographer of the Tenth Chancery District,
*** Though such an act relates to a court exercising jurisdiction over limited territory, it is general in its operation, and affects all citizens coming within the jurisdiction of the court. Whether an act of the Legislature be a local or general law must be determined by the generality with which it affects the people as a whole, rather than the extent of the territory over which it operates; and, if it affects equally all persons who come within its range, it can be neither special nor local, within the meaning of the Constitution. ***
We elaborated upon this rationale in an opinion on rehearing in Webb v. Adams, 180 Ark. 713, 23 S.W. 2d 617 (1929), in treating and disavowing an intention to impair the holding in Waterman, saying:
*** This is in recognition of that principle of state sovereignty under which the state, through its Legislature, may protect its own interest, and, by virtue of it, the Legislature may treat every subject of sovereignty as within a class by itself, and bills of that kind are usually held to be general and not local or special laws. ***
Again, in speaking of the rationale of Waterman in Cannon v. May, 183 Ark. 107, 35 S.W. 2d 70 (1931), we said:
*** A Missouri case was cited in support of the ruling. The Supreme Court of Missouri based its holding on the principle that the judicial system of the stаte was a whole and that acts dealing with the courts have been usually held general although not applicable to every court of like nature in the state. The ruling proceeds upon the doctrine that the judicial department of the state is a “composite unit.” ***
The rationale of Waterman, Cannon and Webb was relied upon in Buzbee.
There is no logical basis for saying that furnishing defense counsel to indigent defendants is not a part of the administration of justice. How it should be accomplished in Pulaski County is a matter addressing itself to the General Assembly and to the Quorum Court of Pulaski County.
We find no error in the issuance of the writ in this case and affirm.
GEORGE ROSE SMITH, J., concurs; HICKMAN, J., dissents.
DARRELL HICKMAN, Justice. The majority has decided, after considerable strain both legally and logically, that an ordinance of the Pulaski County Quorum Court appropriating money for a Public Defender System, as authorized by Act 279 of 1975, is legal.
The simple fact that the Pulaski County Quorum Court has appropriated money for the Public Defender System as it exists in the Sixth Judicial District (which is comprised of Pulaski and Perry Counties), is not enough to satisfy all the obvious deficiencies of the act creating the Public Defender System in this district.
Act 279 of 1975 is clearly a local act in violation of the Arkansas Constitution.
The authorities in Pulaski County, rather than
The act in question does not merely authorize Pulaski County to have a public defender system, it gives the circuit court the power to create and maintain the system. This power is alien to courts and is a clear violation of the separation of powers clause of the Arkansas Constitution.
The circuit court may create a Public Defender System for indigent persons accused of serious crimes in the district and provide for the compensation of such attorneys and investigators as is necessary and for the reasonable expenses of the office. These salaries and expenses shall be paid for the administration of justice from General Revenues of the county and without the necessity of a prior appropriation therеfor by the quorum court. Section 3, Act 279 of 1975. [Emphasis added].
We have already declared that portion of Section 3 which authorizes the circuit court to approve and set salaries to be unconstitutional. Mears v. Adkisson, Judge, 262 Ark. 636, 560 S.W. 2d 222 (1977). The issues before us now were also argued in Adkisson, but we declined to review them.
The appellant argues that Act 279 is an unlawful delegation of a legislative function. I believe this argument has merit. The act clearly gives the circuit court the authority to create a system and maintain it; this is a legislative and administrative function.
The majority in approving the authority of the circuit courts to create this system state that the system is comparable to a circuit judge appointing a single lawyer to represent a single indigent and authorizing a fee not to exceed $350.00 for his services.
Perhaps the majority has to reach this conclusion because if the employees of the public defender‘s office are state employees, then only the state, not the counties, can set the salaries.
Appаrently the majority has decided that the circuit judge or judges (we do not know which since there are four circuit judges in Pulaski County at this time) will hire or fire the public defender and the employees. The act makes no provision for such matters. It will be no comfort to indigent defendants to know that their particular lawyer has been hired by the judge trying their case, and that the lawyer needs the approval of that same judge to keep his job.
It would be much easier to brand Act 279 for what it is, blatant local legislation which clearly violates the separation of powers clause of the Arkansas Constitution. Rather than
Rather than seek to patch up Act 279 and, in fact, do a little legislating ourselves, it would be better to tell the Sixth Judicial District to operate a public defender system as authorized by the Public Defender Act or seek legislation which will satisfy the constitution.
I respectfully dissent to the view of the majority in this case for the reasons which I have stated.
