57 So. 732 | Ala. | 1912
Lead Opinion
The defendant was convicted of carnally knowing or abusing in the attempt to carnally know a girl under the age of 12 years; and the penalty imposed was 50 years imprisonment.
The judgment entry reads: “This the 30th day of March, 1910, came Claud Riley, special solicitor, who prosecutes for the state of Alabama, and also came the defendant in his own proper person and by attorney, and the said defendant, being duly arraigned upon said indictment, for his plea thereto says not guilty, thereupon came a jury of twelve good and laivful men, to wit, L. M. Bowden, and eleven others, who, being impaneled and sworn, according to law, upon their oaths do say, 'We, the jury, find the defendant guilty and fix his punishment in the penitentiary for fifty (50) years.’ ” The trial ivas had and concluded on the day upon which it was set, viz., March 30, 1910; and on that date sentence, conforming to the verdict, was imposed.
In response to certiorari the clerk certifies as follows: “* * * That I find on the trial docket the following bench notes, made in said cause, to wit: 'March 25, 1910, Deft, in open court in person and with his attorney being duly arraigned, pleads not guilty, and his case is set for trial on Wednesday, March 30, 1910, and the defendant in open court and in writing waives special venire for his trial. Written waiver on file.’ 'March 30, 1910. J. & V. Guilty and punishment fixed at 50 years imprisonment in the penitentiary.’ 'Deft, is sen. to imp. in pen. for 50 years.’ I further certify that the above bench notes is all that appears npon the record and proceedings in said cause, and that I do not find any agreement on file waiving special venire.”
The crime charged being punishable capitally, the procedure requisite in such cases should, unless waived, have been observed in the trial of this defendant.—
In this instance the fact and form of the waiver appears alone in the bench notes on the trial docket of the court trying this cause. It is urged, in effect, that the bench notes cannot serve the purpose to shoAV a Avaiver in the premises, in consequence of which the necessity for the special procedure prescribed for capital cases Avas avoided. To sanction this contention is to ignore the bench notes, is to deny those memoranda any effect whatsoever, and so npon a matter the verity of Avhich the defendant has not disputed and does not dispute or question in any Avay. Mindful of the purpose and provisions of the statute providing for the waiver, taking into account the confirmatory fact that no objection to being tried Avithout a special venire appears to have been interposed in the court beloAV by the prisoner, and this while represented by skilled counsel, observing the statute impelled duty of the court to pretermit the special venire when the prisoner has waived it, it is clear that the affirmation of fact made in the bench notes cannot be ignored, cannot be disregarded. . Their recitals are at least prima facie true — prima facie correct. In
Did this Avaiver carry Avith it the avoidance of the requirement that an order of the court for the service of a copy of the indictment should enter in capital cases, presents the second and major question discussed by counsel. The appellant Avas tried Avhen the jury law of 1909 (Acts Sp. Sess. 1909, pp. 305, 318, 399) was in force. In section 32 thereof provision Avas made for special venires in capital cases. It did not repeal the AAUiiver statute before quoted. A pertinent part of that section (32) reads: “Whenever any person or persons stand indicted for a capital felony, the court must on the first day of the term, or as soon as practicable thereafter, make an order commanding the sheriff to summon not less than fifty nor more than one hundred per
There is no merit in the suggestion that error must be predicated on the silence of the judgment entry to show the prisoner’s presence when the verdict was received. The trial having been begun and concluded and the sentence imposed during the same day, and it appearing from the judgment entry that the defendant was present in the inception of the trial and when the sentence was imposed, it will be presumed that he was present continuously. — Dix's Case, 147 Ala. 70, 76, 41 South. 924, and authorities therein cited.
No error being shown, the judgment is affirmed.
Affirmed.
Dissenting Opinion
(dissenting.) — But for the decision in this case, I would have thought there ivas no doubt that a judgment of conviction and sentence in a capital case could not be supported on appeal, unless the record proper showed an order of the court, setting the day for trial and directing a special venire for the trial, or a waiver thereof, made in the mode prescribed in the mandatory statutes on the subject. There are scores, if not hundreds, of cases holding to this effect, and none to the contrary except this one. This is certainly a radical departure from all former decisions of
The mandatory statutes require, and the Constitution guarantees, not that these requisites shall exist, but that they shall appear of record proper, and not otherwise. It is therefore just as necessary that these matters appear of record proper, as it is that they exist. They are not matters that can be waived, except those provided for in the statute, and then only in the mode prescribed by the statute, which is that the waiver must be in writing and appear of record proper. These matters of record cannot be dispensed with — not even at the direct request of the accused. He cannot consent to the omission of any of these requisites from the record in a capital case, so as to cure the error. A man cannot legally consent to be tried for a capital offense without an indictment; nor to be convicted without the verdict of a jury required by law; nor to be executed without a judgment and sentence of the law authdrizing such execution. These requisites are not subjects of waiver, nor of control by consent or agreement.
The majority in this case have treated a solemn judgment and record of a court authorized to inflict capital punishment as a mere ministerial act of a judicial or clerical officer of the court. If the defects in this record were mere clerical omissions or misprisions, I would readily agree with the majority; but they are not
As to these matters, it has been uniformly ruled (without a solitary exception, so far as I know) by this court that a prisoner charged with a capital offense who proceeds to trial without objection as to these acts which are required to be performed by the court, and which are required to be made a part of the record, in order to support a judgment of conviction and sentence, does not thereby waive his right to insist upon such defect in the appellate court, although no objection was made and no question' raised as to such matters in the lower court. As was said by this court (Spicer’s Case, 69 Ala. 163), by Somerville, J.: “Unless the proper order had
As was said by this eminent Chief Justice (Hamilton v. Com., 16 Pa. 133, 55 Am. Dec. 185) : “For it is certainly not the law that all the gossip a clerk or prothonotary Avrites down on his docket ipso facto becomes the very voice of undeniable truth. The judges of a court of error must determine for themselves, and consequently on facts, instead of SAveeping assertions.” In speaking of the insufficiency of the record proper in that case, Avhicli Avas attempted to be supplemented by memoranda from the dockets, the same learned Chief Justice remarked: “There is nothing on the docket to shoAV even that the prisoner Avas present Avhen he Avas sentenced, except the supplementary memorandum that £he Avas present in the court from the time of his arraignment up to the time Avhen the sentence was passed upon him; indeed the whole trial, from its commencement to its termination, Avas according to laAV.’ ” Notwithstanding this memorandum, and the fact that it
It was said by the Supreme Court of the United States (Taylor’s Case, 147 U. S. 695, 13 Sup. Ct. 479, 37 L. Ed. 337) that the best definition of a common-law record in a criminal case, in the American practice, is found in McKinney v. People, 7 Ill. 552, 43 Am. Dec. 65, where it is stated that in a criminal case, after the caption stating the time and place of holding the court, the record should consist of the indictment properly indorsed, as found by the grand jury, the arraignment of the accused, the impaneling of the jury, verdict, and judgment of the court. Mr. Chitty, in stating the contents of a record in a case of felony, says: “The record states the session of oyer and terminer, the commission of the judges, the presentment by the oath of the grand jurymen by name, the indictment, the award of the jury process, the verdict, the asking the prisoner why sentence should not be passed on him, and the judgment of death passed by the judges.” — 1 Chitty, Crim. Law, 719.
Of course, some of these matters are not now appropriate to our system. We have, however, statutes male
How this court can affirm this judgment in a capital case, in the absence of this part of the record, I am unable to understand. The opinion it is true seems to proceed upon the theory that under the existing statutes the defendant could waive the necessity of the order, setting the day and providing the special venire; but the bench notes are the only evidence relied on to show such waiver. In this i think my Brothers have fallen into grave error, for the reason that the bench notes are not a part of the record, and cannot be made so by this court. They are not a part of the record of the lower court, and are not intended to be such, but are mere memoranda, for the aid of the court and of the clerk, in writing up the judgment and making the rec
It has been repeatedly held by this court that a defendant cannot waive this order of the court setting the day for his trial and ordering the special venire. The absence of such order will work a reversal, though the defendant not only consented to the omission, but requested a trial by the regular, venire for the week, and though he was acquitted of murder by being convicted of manslaughter. And his case must be reversed on appeal, though no question was raised as to the omission in either the lower court or this court. — Bankhead v. State, 124 Ala. 14, 26 South. 979; Kilgore v. State, 124 Ala. 24, 27 South. 4. It is true that section 7264 of the Code was not in effect when the Bankhead and Kilgore Gases, supra, were decided; but it was not the intention of the lawmakers, nor is it the effect of that section, to dispense with the order required to be made by section 7263 of the Code, except in the cases and in the manner prescribed by section 7264. This section merely provides that no special jury or venire shall be neces
I think that the record of this court in the concrete case bears out my position as to the insufficiency of the record to support a judgment of conviction and sentence. At a former term of this court, on a call of this case, it was contended that, because of this defect in the record, a certiorari should issue to the trial court to send up a complete record, which writ was awarded; and in response thereto the clerk of that court certified to us that the record was complete, that the only, thing tending to show a waiver of a special venire was certain bench notes upon the trial docket, which, as shown above, cannot be considered by this court as part either of the record proper or of the bill of exceptions. It is matter foreign to the record in this court, whatever effect might be given to such notes, in the lower court, on an application to amend the judgment nunc pro tunc. I submit that it is a reasonable presumption that if the record could have been amended in the court below, so as to support the judgment, it would have been so
I am aware that there is much complaint in these days against appellate courts on account of what is termed “reversals on technical errors.” To many this defect may seem a technical error; but, if so, it is not the fault of this court nor of any other court. The fault is in the law, which it is the duty of the courts, not to make, but to construe and declare. As answering such complaints, the words of Gipson, C. J. (Commonwealth v. Lesher, 17 Serg. & R. [Pa.] 164), are very apt, and his language has been several times quoted in the decisions of this court. In speaking of the advantages which the law has conferred upon the defendant in criminal cases, he says: “We can have nothing to do Avith the unreasonableness of this particular advantage. Our jurisprudence abounds with unreasonable advantages enjoyed by the accused. The least slip in the-indictment is fatal. A new trial cannot be aAvarded after an acquittal produced by the most glaring misdirection, and the prisoner is to be acquitted Avherever there is a reasonable doubt of his guilt. These and many other unreasonable advantages the law allows on principles of humanity or policy; and, if the Legislature chooses to throAV in the full and exclusive benefit of peremptory challenges, Avho can object? No one is more thoroughly convinced of the mischievous consequences of the act of the assembly in practice and the abstract propriety of the objection to the juror here, or is more desirous of seeing the common-laAV remedy restored by the proper authority. But feeling, as I do, a horror of judicial legislation, I would suffer any extremity of inconvenience, rather than step beyond the legitimate province of the court, to touch even a hair of any privilege of a prisoner on trial for his life. That
If criminal cases were reversed on appeal only when necessary to prevent the punishment of innocent persons, no ground of reversal, if legal, would ever be considered technical by a just and fair people. It is because cases are of necessity often reversed when, according to public opinion, the defendant was unquestionably guilty, and had received nothing but a just sentence. It is such cases as these that cause the public to complain of reversals upon technical errors. But here no fault can be justly ascribed to the courts. They are to construe and declare the law which casts its protection over all persons alike-. The fact that a man has committed a crime does not diminish his right to the protection which the law affords him. The innocent man, equally with the guilty, is subject to arrest, trial, and punishment. If both are convicted, the law punished both, and, if acquitted, both go free. Before either can legally be made to suffer for a crime, he must be arrested and detained in the same meshes which the law has provided. The innocent and the guilty must be proceeded against alike, step by step, according to the rules and forms which the Constitution, the statutes, and the common law have ordained. The law’s forms in such cases must be pursued, or its penalties cannot be imposed. An innocent man, who, having been imprisoned in due form, breaks prison, commits as great an offense in the eyes of the law as if, being guilty, he thus escapes custody. On the other hand, a guilty man, no less than an innocent one, may refuse to be commit
In my opinion appellate courts cannot afford to disregard the forms and the sufficiency of records in capital cases to support the judgments and sentences imposed. It has been Avell and truly said that these forms are conducive to the liberty and safety of the citizen. They are created for that purpose, and the principle has been resolutely maintained, both in England and in America, by the most distinguished jurists of these countries. It is true that, when instituted, they were intended to prevent encroachments upon the crown, as well as upon the liberty of the people in times of political persecution. These forms were brought across the Avater by our fathers, and claimed as a part of their heritage of- the common law of Englandand, Avliile we have abandoned many of the common-law forms which Avere unsubstantial, Ave have never abandoned those Avhich relate to the trials affecting the life and liberty of the citizen. Our Constitutions guarantee them, our
I am fully persuaded that the concrete error into Avhich my Brothers have fallen in this.case is that they have failed to distinguish the record in this case from those in cases like Paris v. State, 36 Ala. 232. In my opinion they have failed to observe this distinction pointed out in Spicer’s Gase cited and quoted from in the majority opinion. This distinction was again pointed out by Somerville, J., in Sylvester v. State, 71 Ala. 24, where he says: “There are feAV if any preliminary proceedings, prior to the verdict of more importance in criminal trials than the legislative details securing the right to have a fair and impartial jury. Of these the most vital in many cases often is the order appointing a day for the trial and fixing the number of jurors to be summoned. Such an order should never be made in the absence of a defendant, and Ave must not presume he was present Avhen the record omits to shoAV the fact by positive affirmation. We believe it to be the sounder rule, and the one more in harmony with the past decis
This same strictness as to what the record proper should shoAV in order to support a judgment of conviction and sentence in a capital case has been uniformly adhered to by this court as to many other parts of the record proper. This court has not only uniformly reversed, because of the absence of material parts of the record, but repeatedly reversed because of mere defects, somtimes very slight, as in the last-quoted case, Avhere the record failed to show the appearance of the prisoner when the case was set for trial, or because of its failure to shoAV his presence at the rendition of the verdict, or to show that the trial judge asked him if he had anything to say as to why the senence of the law should not be pronounced upon him, or because it failed to shoAV that the jury by their verdict determined the degree of murder as the statute requires, notwithstanding the verdict found him guilty as charged in the indict
For these reasons, and many others Avhich might he mentioned if time and space allowed, I am fully persuaded that my Brothers are in error in their decision of this case.