McSorley v. Pennsylvania Turnpike Commission. Torrance v. Pennsylvania Turnpike Commission.
Supreme Court of Pennsylvania
June 28, 1957
390 Pa. 81 | 134 A.2d 201
Ernest S. Burch, with him James H. Stewart, Jr., and Nauman, Smith, Shissler & Hall for plaintiff, James F. Torrance.
Thomas D. McBride, Attorney General, with him Joseph L. Donnelly, Deputy Attorney General, Henry E. Harner, General Counsel, Pennsylvania Turnpike Commission, and Charles H. Stone, Legal Assistant, for defendants.
OPINION BY MR. CHIEF JUSTICE JONES, June 28, 1957:
These two actions in mandamus are before us on original jurisdiction. The proceedings were instituted in the Court of Common Pleas of Dauphin County by the respective plaintiffs each of whom is a member of the Pennsylvania Turnpike Commission which, with the three other members of the Commission, are the defendants. After the complaints and answers had been filed, the plaintiffs requested us by petition (joined in by the Attorney General as counsel for the defendants) to certiorari the records for our original and final disposition. At the same time the one plaintiff and the defendants filed of record a stipulation of all material facts, the stipulation being in lieu of the pleadings theretofore filed. The other case is here on the plead-
The plaintiffs, James F. Torrance and G. Franklin McSorley, were duly appointed and confirmed as members of the Pennsylvania Turnpike Commission for terms expiring respectively on June 4, 1957, and June 4, 1963. Presentments having been made by a special grand jury, which had investigated the administration of the affairs of the Pennsylvania Turnpike Commission, the regular grand jury for Dauphin County for the January Session 1957, on the basis of the presentments and evidence presented before it, returned true bills of indictment on January 23, 1957, against the plaintiffs, inter alia, charging James F. Torrance with willful misbehavior in his office as a Commissioner of the Pennsylvania Turnpike Commission and with criminal conspiracy to defraud the Commission and G. Franklin McSorley with willful misbehavior in his office as Commissioner.
On January 25, 1957, the Governor addressed to each, Torrance and McSorley, an identic letter wherein he stated that, inasmuch as the grand jury of Dauphin County had found true bills of indictment against them, he believed it proper for them to stand aside from their duties as members of the Pennsylvania Turnpike Commission and that accordingly, acting under the powers vested in him as Governor of the Commonwealth, he thereby suspended them from such duties, without pay, effective at the close of business January 30, 1957, until the charges against them are
The plaintiffs contend that the Governor lacks power to suspend a member of the Pennsylvania Turnpike Commission in the circumstances here obtaining, basing their contention principally, if not solely, on our decision in Watson v. Pennsylvania Turnpike Commission, 386 Pa. 117, 125 A. 2d 354. It is evident that the plaintiffs seriously misapprehend what was before us for decision in the Watson case and what we there decided.
After reciting the material facts in the Watson case, we stated the matter for decision as follows: “The sole question involved is whether the Governor had the power under the Constitution and laws of the Commonwealth to remove from office, at his pleasure, a member of the Pennsylvania Turnpike Commission during the fixed term of office for which he was appointed and confirmed” (Emphasis supplied). Watson himself, as plaintiff, posed the question thusly,---“did the Governor of Pennsylvania have the power to remove him from office without cause, prior to the expiration of plaintiff‘s term of office?” (Emphasis supplied). Throughout his brief, Watson‘s attack on his removal from office was uniformly restricted to the fact that the Governor‘s action in the premises was taken “at his
It is clear that the plaintiffs’ present contention is based upon a disregard of the restricted scope of our ruling in the Watson case and, if adopted, would place limitations upon the Governor‘s power and duty under Article VI, Section 4, of the Constitution which would operate to nullify the plain and necessary intendment of the Constitution.
Article VI, Section 4, in addition to ordaining that all officers “shall be removed on conviction of misbehavior in office or of any infamous crime“, expressly provides that “Appointed officers . . . may be removed at the pleasure of the power by which they shall have been appointed” and that “All officers elected by the people . . . shall be removed by the Governor for reasonable cause, . . . on the address of two-thirds of the Senate” (Emphasis supplied). Thus, it is at once evident that while the removal of an elected officer for reasonable cause is expressly provided for by the Constitution, the power to remove an appointed officer for reasonable cause is necessarily to be inferred from the appointer‘s authority to remove an appointee at
The initial enjoinder of Article VI, Section 4, is that “All officers shall hold their offices on the condition that they behave themselves well while in office, and shall be removed on conviction of misbehavior in office or of any infamous crime.” The latter clause has been held to be self-executing: Commonwealth v. Davis, 299 Pa. 276, 279, 149 A. 176. It logically follows that if officers do not behave themselves well while in office, they are removable for cause. If their blamable conduct proves sufficient to convict them of misbehavior in office or any infamous crime, they are automatically removed by virtue of the self-executing provision of Article VI, Section 4, hereinabove quoted, but, until then, they are removable for cause in like connection at the pleasure of the appointor. The power to remove an appointee for cause, which is clearly implied in Article VI, Section 4, is all the more indicated when the Governor happens to be the appointor since, by Article IV, Section 2, of the Constitution, he is expressly invested with the “supreme executive power” of the Commonwealth and is specifically charged to “take care that the laws be faithfully executed . . . .”
For what reason, then, would it be suggested that the Governor‘s power to remove a Turnpike Commissioner for cause has been inhibited? Only that in the Watson case, supra, we deduced a legislative intent from the Pennsylvania Turnpike Act of May 21, 1937,
The power of the Governor to remove an appointee for cause embraces the power to suspend for cause; the greater implies the less. Indeed, we recently had occasion to recognize that a public school superintendent possesses inherent power to suspend a teacher for cause even though the superintendent was admittedly without power to remove the teacher: see Kaplan v. Philadelphia School District, 388 Pa. 213, 130 A. 2d 672. While there was a division of opinion in this court on the main question involved in the Kaplan case, we were unanimous that a superintendent of schools possesses the inherent power to suspend for cause a teacher who had tenure guaranteed him under a written contract with the School District. The Superior Court was likewise unanimously of the same opinion in the Kaplan case as was also the court below. Surely the Governor, who is invested with the supreme executive power of the Commonwealth, is not less qualified to suspend an
In any instance where cause is the basis for the Governor‘s action, whether it be removal or suspension that is indicated, it must depend upon the seriousness of the justification for the action. While no inference of guilt is to be drawn from the mere fact of the indictments against the plaintiffs, who will remain clothed with a presumption of innocence until their guilt is established, nevertheless the indictments do furnish probable cause for the Governor‘s belief that the plaintiffs have been guilty of wrongdoing in their offices which is sufficient to constitute just cause for suspending them from the duties of their offices until the charges against them are decided in the courts. The justification for the suspension of an appointed officer, not subject to removal without cause (i.e., a Turnpike Commissioner), must, of course, be substantial and not an offense consisting of a mere malum prohibitum. Article VI, Section 4, supplies the appropriate definition. The offense must be such that, if proven, will constitute guilt of misbehavior in office or any infamous crime for which, upon conviction, the offender would be removable from office automatically.
A brief for one of the plaintiffs cites the debates of the Constitutional Convention of 1873 (Vol. 3, p. 233) in an effort to prove that it was not the delegates’ intention in Article VI, Section 4, of the Constitution to confer upon the Governor any power to suspend an officer temporarily. It is at once evident, however, upon reference to the cited colloquy, that what the delegates had in mind were elected officers. Thus, delegate Curtin‘s inquiry about the Governor‘s power to suspend officers of the State temporarily specifically mentioned the Auditor General and State Treasurer in identifying officers contemplated by his question. And,
The brief for the other plaintiff argues that, if the power to suspend a Commissioner for cause is accorded the Governor, he could by suspensions deprive the Commission of a quorum of active members and thus cause a breakdown of the Commission. The apprehension is, of course, speculative, where, as here, the question is whether two members of the Commission under formal charges of misbehavior in their offices should be required to stand aside from participation in the affairs of the Commission until the charges have been judicially disposed of. In any event, the law will not be found powerless to protect, manage and operate the properties of the Turnpike Commission, pending suspension of Commissioners, if the number suspended should at any time be such as to deprive the Commission of a quorum of its members-a situation with which we are not now confronted. See, e.g., Dalzell v. Kane, 321 Pa. 120, 123, 183 A. 782. It would indeed be strange if a possibly corrupt administration of a governmental agency, whereof there is probable cause for belief, could become so augmented in number of offenders as to render the appointor of the administra-
The several complaints are dismissed at the costs of the respective plaintiffs.
Mr. Justice COHEN took no part in the consideration or decision of these cases.
CONCURRING AND DISSENTING OPINION BY MR. JUSTICE BELL:
The problems raised in these appeals are novel and difficult. The majority hold that the Governor of Pennsylvania has a Constitutional right to remove for cause---and consequently to suspend for cause---a member of the Pennsylvania Turnpike Commission although admittedly he has no power to remove for pleasure or for any of the other causes enumerated in the Constitution. I disagree with the basic reasoning of the majority. Neither the Constitution nor any statute pertaining to the Turnpike Commission nor any other statute gives the Governor of Pennsylvania the right to remove or suspend a member of the Turnpike Commission “at pleasure“, or for any cause whatsoever except after impeachment or conviction. Moreover the Constitution and the pertinent statute impliedly, though clearly, negate such power. The Turnpike Commission was created not by the Constitution but by the Legislature* and in accordance with Article XII, Section 1, of the Constitution, it had a right to prescribe the terms and conditions of appointment, the term of service, and the terms, conditions and limita-
Article VI, Section 4.
The majority base the Governor‘s power of removal for cause upon Article VI, §4, of the Constitution. Article VI, §4 not only does not give a power of removal of such appointed officers for “cause“, but by enumerating specific grounds for removal,---including a specific clause for removal “for reasonable cause” with the approval of two-thirds of the Senate---it clearly indicated that no other grounds would suffice. Article VI provides in §1, §2 and §3 for impeachment of the Governor and all other civil officers for any misdemeanor in office. Section 4, which must be read in conjunction with the other sections of Article VI and with other Articles of the Constitution, provides: “All officers shall hold offices on the condition that they behave themselves well while in office and shall be re-
It is clear from Article VI, §4, in conjunction with Article XII, §1, that (1) elected officers, with certain exceptions, shall be removed by the Governor only for reasonable cause and then only with the approval of two-thirds of the Senate; (2) that all officers shall be removed on conviction of misbehavior in office or any infamous crime; (3) that appointed officers (with certain specified exceptions) may be removed at the pleasure of the power by which they shall have been appointed, if the law creating the office does not expressly or impliedly otherwise provide. This last provision (3), even if it be considered alone and not in conjunction, as it must be, with (1) and (2), has proven difficult to interpret. It is difficult, if not impossible, to reconcile all the cases which have interpreted this particular provision because either (a) they have overlooked the above mentioned provision number (1) and particularly number (2) which provides for removal on conviction, and (b) later cases adopted interpretations which are apparently at variance with prior decision which they often failed to overrule or distinguish, and (c) recent
1. Power of Removal at Pleasure.
The Governor is empowered, if he be the appointing officer, within the meaning of Article VI, §4, and Article XII, §1, to remove his appointee for pleasure. In such a case, the Governor has the right and power to remove or suspend his appointee at pleasure and of course this may be for any whim or cause whatsoever since the greater includes the less. The first question that arises, therefore, is whether a Turnpike Commissioner may be removed by the Governor at his pleasure---if so, reasonable cause is immaterial and unnecessary.
This question was squarely raised in the recent case of Watson v. Pennsylvania Turnpike Commission, 386 Pa. 117, 125 A. 2d 354, where this Court, after referring to Article XII, §1, and citing several cases, said (pages 123-124):
“. . . And, in Marshall Impeachment Case, 360 Pa. 304, 309-310, 62 A. 2d 30, Chief Justice MAXEY said with reference to the Milford Township case, ‘we held that if an office is the creature of the Legislature, the
“It is therefore established in this State beyond respectable controversy that, where the legislature creates a public office, it may impose such terms and limitations with reference to the tenure or removal* of an incumbent as it sees fit. There is nothing in the Constitution prohibiting such action while, on the other hand, Article XII, Section 1, expressly admits of it. Of course, where the legislature, in creating a public office, imposes no terms or limitations on the duration of an incumbent‘s tenure or the mode of his removal, the method of removal prescribed by Article VI, Section 4, of the Constitution applies: See Marshall Impeachment Case, supra, and Commonwealth v. Beattie, supra . .
“The question, then, as to whether the tenure or removal of an appointee of a legislatively created office has been so conditioned by the legislature as to exempt the incumbent from removal by the Governor at his pleasure, under his constitutional power, is one of intent to be gleaned from the statute creating or regulating the office.”
The Court then held---and the majority opinion in the instant case admits---that Watson, who was appointed a member of the Turnpike Commission by the Governor for a term of ten years and confirmed by the Senate, could not be removed---under the Constitution or the Act of the Legislature---at the pleasure of the Governor. It is clear that the Watson decision was necessarily predicated upon the premise that the Act showed an intention on the part of the Legislature to limit the Governor‘s power of removal to the other
2. Power of Removal for Reasonable Cause.
(a) Under the Constitution.
Since the Governor could not remove Watson or any Turnpike Commissioner for pleasure, we must examine the balance of §4 to ascertain whether the Governor is given any other relevant power of removal.
Section 4 of Article VI further specifically provides that “All [non-elective] officers . . . shall be removed on conviction of misbehavior in office or of any infamous crime“, and “All officers elected . . . shall be removed by the Governor for reasonable cause, after . . . full hearing, on the address of two-thirds of the Senate.” Of course, neither Torrance nor McSorley are elected officers; they have not been convicted of misbehavior in office or of any infamous crime. It is therefore clear and indisputable that neither Torrance nor McSorley could be removed for any cause enumerated or mentioned in Section 4.
It follows as day follows night and night follows day that these provisions of Section 4 of the Constitution which specify the causes for which the Governor may remove officers, give him no right or power of removal for any cause except those enumerated therein.
(b) Under the Act creating and regulating the Turnpike Commission.
The language of the legislative Act will be searched in vain for authority to remove or suspend a Turnpike Commissioner---indeed the Act by its language and terms clearly negates such a power, as does this Court‘s decision in Watson v. Pennsylvania Turnpike Commission, 386 Pa., supra. Moreover, even the majority opinion in this case does not claim that a power of suspension arises from or can be derived from said Act.
It seems to me that the majority has completely overlooked the relevancy and the importance of the requirement in §4 of removal upon conviction. From time immemorial in the United States and in England, the principle is imbedded in our law that a man is presumed to be innocent until he is proven guilty. How far the Courts have gone to sustain this immemorial presumption of innocence and to allow removal from office only upon strict compliance with the Constitution or a pertinent statute, is apparent from Kline Township School Directors’ Case, 353 Pa. 91, 44 A. 2d 377; Davis‘s Appeal, 314 Pa. 357, 172 A. 399.
In Kline Township School Directors’ Case, 353 Pa., supra, Chief Justice MAXEY speaking for a unanimous Court said (pages 95-97): “Article VI, Section 4 of the Constitution provides that ‘all officers shall hold their offices on the condition that they behave themselves well while in office, and shall be removed on conviction of misbehavior in office or of any infamous crime.’ This provision applies to school directors as well as to other public officers, and if these respondents are guilty
“This court held in Davis‘s Appeal, 314 Pa. 357, 172 A. 399, that a school director could not be removed by the Court of Common Pleas upon proof that he had received bribes. We quoted Section 225 of the School Code as providing specifically that ‘any school director who shall . . . receive any money or any other valuable thing for voting for or against . . . any appointment or matter or action that shall come before the board . . . shall be guilty of a misdemeanor, and on conviction thereof shall forfeit his office . . .’ We said this provision was ‘exactly the same as the general provision in Article VI, Section 4 of the state Constitution,’ supra. We added, later in the opinion, that Article VI, Section 4 of the Constitution evidences ‘a strong feeling among the people . . . that one accused of crime, shall not be punished in any way therefor unless he shall have been first convicted thereof by a “jury of his peers.“”
“While the School Code specifically provides for a school director‘s removal if convicted of bribery, we think this specific provision does not warrant a conclusion that for the crime of extortion or of conspiracy to defraud the district, school directors may be adjudged guilty by a Court of Common Pleas and then removed from office. The use of the phrase ‘removed on conviction’ in Article VI, Section 4 of the state Constitution requires us to hold that when a school director is charged with any crime, he cannot be removed from office for committing that crime until the latter is proved in a court in which crimes are cognizable.
“The provision in Article VI, Section 3 of the Constitution relating to the liability of ‘the Governor and
In the light of these decisions it would seem clear as crystal that the Governor has no power, under Article VI, §4, or under any other provision of the Constitution, to remove a Turnpike Commissioner who is accused of or indicted for crime except after impeachment or conviction.
Harmonizing Power of Removal (1) at Pleasure and (2) for Cause
We know of no case which has explained, interpreted and harmonized the two provisions in Article VI, §4 which provide for (1) removal of all officers upon conviction of misbehavior in office or of any infamous crime, and (2) removal of appointed officers at the pleasure of the appointing power. It is unnecessary to unravel this knotty problem since its solution is not necessary to a decision in this case, but it would seem they may be reasonably, practically and logically harmonized by applying the provision for removal at pleasure to appointments by a Governor (a) of his employees and his Cabinet who, while subject to Senate confirmation, have a term of employment which does not extend beyond that of the incumbent Governor, and (b) of persons with or without a fixed term who do not need to be confirmed by the Senate and whose removal is not otherwise legislatively provided for; and by applying the provisions for removal after impeachment or after conviction of misbehavior in office or of any infamous crime, to all other officers (as well as those above mentioned).
The majority opinion asserts that the Governor has, under the Constitution, an inherent power of removal for cause of officials of legislatively created offices for a term of ten years, appointed by and with the advice and consent of the Senate---that is of officers whom he cannot remove at pleasure---because of the Constitutional mandate that he shall “take care that the laws be faithfully executed“* and because it is unthinkable that such a power would not be given him. This assertion of inherent autocratic power was similarly made on behalf of the President of the United States but was rejected by the Supreme Court of the United States in the recent celebrated case of Youngstown Sheet & Tube Company v. Sawyer, 343 U. S. 579. In that case the President of the United States, in order to avert a strike in the steel mills which “would immediately jeopardize our national defense” seized certain mills, claiming “inherent power” of seizure of property and removal of officers, under “the aggregate of his Constitutional powers as the Nation‘s Chief Executive and the Commander in Chief of the Armed Forces of the United States.“, and further that such inherent power was “supported by the Constitution, by historical precedent, and by court decisions“. The Court said: “Particular reliance is placed on provisions in Article II which say that ‘The Executive Power shall be vested in a President . . .‘; that ‘he shall take Care that the Laws be faithfully executed‘; and that he ‘shall be Commander in Chief of the Army and Navy of the United States.‘” The Court held that neither these broad provisions nor any other provisions of the Constitution gave the President any such inherent autocratic Power. Justice FRANKFURTER in his Concurring Opinion, said: “It [the
“The doctrine of the separation of powers was adopted by the Convention of 1787, not to promote efficiency but to preclude the exercise of arbitrary power. The purpose was, not to avoid friction, but, by means of the inevitable friction incident to the distribution of the governmental powers among three departments, to save the people from autocracy.’ . . .”
Our Country was founded by people who fled from autocracy, imperialism and totalitarianism to establish the Land of the Free. The history of every community, colony, and state in this nation is replete with our innate and vigorously expressed opposition to autocratic power of Government and to any enlargement of executive power. This opposition and abhorrence of autocratic power is mirrored and strikingly portrayed in our Declaration of Independence and our Constitution. Ours is a Republican* form of Government which is divided into three major divisions, the Executive, the Legislative, and the Judicial. None of them possess autocratic powers; each possesses only those limited powers which are expressly or by clear and necessary implication granted to them. If there be any reasonable doubt, such doubt---under our philosophy and Form of Government---must be resolved against a claim of autocratic power. Our Constitutional Government, with its checks and balances and limitations, plus the freedoms and unalienable rights ordained and guaranteed to the people of the United States in our wonder-
Any absolute or arbitrary or autocratic inherent or implied power of removal by the Governor for what he deems “reasonable cause“, except the three causes which are specifically enumerated and granted in Article VI, §4, finds no support in any provision of the Constitution and cannot and should not be sustained!
The majority‘s grant to the Governor of ungranted power completely changes the nature and character of independent agencies of Government and makes them merely a submissive puppet branch of the Executive. What kind of just, impartial and independent action or decision can be expected when a Damocletian sword of obedience or death, hangs suspended over each anxious head? Furthermore, any ungranted power of removal for cause would often produce gross and irreparable injustice, as for example, where a public official, re-
The majority‘s theory of autocratic inherent power of removal makes a mockery of the Legislative language and Legislative intent, it makes independent agencies of Government mere puppets, it can produce gross and irreparable injustice, it violates the clear specific provisions of Article VI, §4 of the Constitution, and equally important, it negates the basic philosophy of our Country and is diametrically opposed to the fundamental principles of our Form of Government. Needless to say, I am vehemently opposed to such a Procrustean extension of the Constitution and to such a deplorable, disastrous and historically unAmerican result.
4. Temporary Suspension
A temporary suspension is a much lesser penalty than removal from office. In the practical world in which we live, where Government has to maintain law and order and function honestly and efficiently or our Republican Form of Government cannot long survive, it is absolutely essential that a power of temporary suspension must exist in some supervising officer in cases of infamous crimes and very serious offenses which relate to and directly and seriously affect the performance of official duties or the functioning of the office in question, or are reasonably likely to endanger the persons connected therewith. This inherent power of suspension, which is temporary, is a far cry from the Power of Removal, which is drastic and final. Although neither Constitutionally nor statutorily granted, it was specifically recognized and sustained in Kaplan v. Philadelphia School District, 388 Pa., supra.* This
Applying this fundamental basic inherent principle of suspension to the instant case, the Governor of Pennsylvania, in my judgment, in order that Government may properly, honestly and efficiently function---and without violating any law or provision of the Constitution---has the inherent power to temporarily suspend a member of the Turnpike Commission where he has reasonable and probable cause,---for example, after admission of or refusal to deny guilt, or after indictment---to believe that an infamous crime or a very serious offense has been committed by the person in question which directly and very seriously affects the perform-
James F. Torrance was indicted for corruptly participating, as a member of the Turnpike Commission, in the negotiation of a contract with Manu-Mine and Development Company for the payment of vast sums of money, in violation of numerous mandatory statutory provisions, and without the safeguards required by law. Torrance denied the charges.
G. Franklin McSorley was indicted for corruptly allowing Daniel J. Dalte, an employe of the Pennsylvania Turnpike Commission, to work exclusively for Thomas J. Evans, former Chairman of the said Commission, from July 1, 1955, to March 1, 1956, when he was receiving from the Turnpike Commission wages of $2800. McSorley‘s explanation, if believed, would absolve him from any crime whatsoever. However, the offense charged in the indictment of McSorley certainly does not amount to an infamous crime or a highly serious offense which very seriously affects the functioning of the office of the Turnpike Commission or is reasonably likely to endanger the persons connected therewith. It follows that the indictment and the facts alleged to constitute the offense furnish no ground or support, either in the Constitution or under the principles of law hereinabove enunciated, for the suspension of McSorley.
I concur in the decision of the majority of the Court that the facts alleged in the bill of indictment, but of course unproved, against James F. Torrance so very seriously and directly affect the functioning of the office which he holds as to justify his temporary suspension by the Governor. That temporary suspension could exist only for a reasonable time and would of
For the reasons hereinabove set forth, I dissent from that part of the majority‘s decision which sustains the suspension of McSorley; and I particularly and strongly dissent from the reasoning upon which the majority base the Governor‘s power of suspension.
Mr. Justice BENJAMIN R. JONES joins in this concurring and dissenting opinion.
