OPINION AND ORDER
The petitioner, Robert McNaught, moves pursuant to 28 U.S.C. § 2255 to vacate, set aside, or correct his sentence ior a violation of supervised release. 1 The primary basis for the petition is the alleged ineffective assistance of counsel in connection with the petitioner’s plea of guilty, entered in this Court on October 27, 2006, to the violation of supervised release, and his sentencing the same day. The petitioner also alleges violations of due process in connection with the plea and sentencing proceedings. This case has involved several rounds of briefing by both sides and the Court has taken into account all the arguments raised by the parties in their submissions as well as during the arguments.
I
On March 19, 2002, the petitioner pleaded guilty to a conspiracy, in violation of 21 U.S.C. § 846, to distribute and possess with intent to distribute five kilograms and more of cocaine, in violation of 21 U.S.C. §§ 821, 841(a)(1), and 841(b)(1)(A). The Court sentenced the petitioner to a term of incarceration of time served, to be followed by five years supervised release, a $10,000 fine, and a mandatory $100 special assessment. The sentence was a substantial departure below the applicable Guideline Sentencing Range of 70-87 months based on this Court’s finding that the offense was aberrant behavior and that a departure was warranted under § 5K2.20 of the Sentencing Guidelines, a departure to which the Government consented.
On October 27, 2006, the petitioner pleaded guilty to violating the conditions of his supervised release. According to the Amended Specification to which the petitioner pleaded guilty, on or about March 11, 2005, the petitioner violated his supervised release by committing the state crime of arson in the third degree, a third degree felony, in Ewing, New Jersey. Ac
In July 2006, the petitioner had pleaded guilty to the state crime of arson in the third degree in Mercer County Superior Court in New Jersey. The state court sentenced the petitioner to a term of incarceration of four years and six months, and ordered him to pay restitution of $500 and incidental damages. (Tr. 3.) In the course of the petitioner’s state court plea, he indicated that he understood that “the federal sentence that is going to be imposed as a result of the entry of this plea is going to be consecutive to the sentence that [the state court judge] imposefs] .... ” (Gov’t Ex. A, 18.) At the petitioner’s state court sentencing, although the state court judge initially indicated that the state court sentence “will ultimately be concurrent to any sentence imposed as a result of the violation of [the petitioner’s] federal probation” (Gov’t Ex. A, 2), the petitioner’s attorney clarified that “[i]t is a consecutive sentence no matter how you slice it if you go forward in state sentencing first” (Gov’t Ex. A, 11).
As noted, the petitioner pleaded guilty to violating his supervised release on October 27, 2006. During the proceedings, at which the petitioner was represented by counsel, the petitioner pleaded to the Amended Specification and alloeuted as described above. The Specification was amended at the request of the petitioner’s attorney to reflect that the petitioner had committed the state crime of Arson in the Third Degree, to which he had pleaded guilty in state court, and not aggravated arson and arson for hire, crimes to which he had not pleaded guilty. (Tr. 5-6.) Before accepting the petitioner’s plea, the Court recited the Amended Specification aloud to the petitioner and confirmed that the petitioner understood it. (Tr. 18.) The Amended Specification categorized the state crime committed by the petitioner as a Grade A violation of supervised release.
The parties assured the Court that no promises had been made with respect to the petitioner’s sentence, and the petitioner assured the Court that no one had offered him any inducement or threatened him or forced him to plead guilty. (Tr. 22.) The Court explained that the maximum sentence the Court could impose was to revoke the petitioner’s supervised release, sentence him to prison for five years, and re-impose supervised release for life. (Tr. 20.) The Court explained that the Sentencing Guidelines were only advisory and that they provided for a sentence of twenty-four to thirty months for the violation. (Tr. 21.) The Court also explained to the petitioner that no one, including his lawyer, could predict what his sentence would be, and that his sentence “lies within the discretion of the Court,” which the petitioner confirmed that he understood. (Id.) The petitioner indicated that he was satisfied with counsel’s representation of him. (Tr. 14.) After the petitioner’s allocution, the Court accepted his guilty plea.
Following the acceptance of the petitioner’s guilty plea, the parties indicated that they wished to proceed directly to sentencing. The Court instructed the petitioner that the petitioner did not have to proceed directly to sentencing, and that he could take time if he wished to make any submissions in connection with sentencing “or
At sentencing, the Government requested a sentence within the Guidelines range of 24-30 months. However, the Probation Department recommended a sentence of five years imprisonment, the statutory maximum. A representative from the Probation Department indicated that the Probation Department’s recommendation was largely based on the downward departure that the Court had granted to the petitioner in the original sentence for the drug conspiracy to which the petitioner pleaded guilty on March 19, 2002. (Tr. 31.) The Probation Officer stressed that the original sentence under the Sentencing Guidelines would have been 70-87 months but the Court had downwardly departed to a sentence of time served, and that deterrence warranted a sentence of 60 months imprisonment for the violation of supervised release. (Tr. 31-32.)
Speaking on behalf of the petitioner, defense counsel urged the Court, in determining an appropriate sentence, to take into account the petitioner’s struggles with alcoholism and mental illness. The petitioner told the Court that “[defense counsel] has expressed very well for me.” (Tr. 40.) In his own statement to the Court in connection with sentencing, the petitioner reiterated the representations made by defense counsel regarding the petitioner’s struggles with alcoholism and mental illness. (Tr. 41.)
After listening to the parties, the Court sentenced the petitioner to thirty months incarceration to be served consecutively to the sentence imposed by the state court for arson, and a term of five years supervised release to follow imprisonment. (Tr. 46.) In November 2006, the petitioner appealed his sentence to the Court of Appeals for the Second Circuit. On January 30, 2008, the Court of Appeals granted the petitioner leave to withdraw his appeal without prejudice in order to file the present petition before this Court. In March, 2008, the petitioner filed the present petition to vacate, set aside, or correct his sentence under 28 U.S.C. § 2255.
II
The petitioner’s primary allegation is that defense counsel provided ineffective assistance to the petitioner in connection with the plea and sentencing proceedings on October 27, 2006. The petitioner’s main argument in this regard is that defense counsel failed to protect his interests with respect to the grade classification of his violation of supervised release. Specifically, the petitioner argues that the conduct that resulted in his state court conviction for third degree arson was only a Grade B violation of supervised release, and that defense counsel was ineffective for failing to explain to him the difference between Grade A and Grade B violations, and for allowing the Amended Specification to categorize his conduct as a Grade A violation. The petitioner also argues that defense counsel was ineffective in a variety of other ways, including neglecting to make certain sentencing arguments.
A
To establish a claim of ineffective assistance of counsel, the petitioner must show both that: (1) his counsel’s performance was deficient in that it was objectively unreasonable under professional standards prevailing at the time, and (2) his counsel’s deficient performance was prejudicial to his case.
See Strickland v. Washington,
The petitioner cannot meet the first prong of this test merely by showing that his counsel employed poor strategy or made a wrong decision. Instead, the defendant must establish that his counsel “made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed ... by the Sixth Amendment.”
Strickland,
To meet the second prong of the
Strickland
test, the petitioner must show that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.”
Strickland,
Where a defendant challenges a guilty plea on the basis of alleged ineffective assistance of counsel, the defendant must show that “there is a reasonable probability that, but for counsel’s errors, [the defendant] would not have pleaded guilty and would have insisted on going to trial.”
United States v. Couto,
B
The petitioner argues that the conduct resulting in his conviction in New Jersey constituted only a Grade B violation of supervised release, and that he would not have pleaded guilty to the Amended Specification categorizing his conduct as a Grade A violation had defense counsel explained the difference between Grade A and Grade B violations.
The United States Sentencing Guidelines establish different grades for supervised release violations based on the level of seriousness. A Grade A violation consists of “conduct constituting (A) a federal, state, or local offense punishable by a term of imprisonment exceeding one year that (i) is a crime of violence.... ” U.S.S.G. § 7Bl.l(a)(l). A “crime of violence” is “any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that (1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or (2) is burglary of a dwelling, arson ... or otherwise involves conduct that presents a serious potential risk of physical injury to another.” U.S.S.G. § 4B1.2(a). A Grade B violation consists of conduct constituting a “federal, state, or local offense punishable by a term of imprisonment exceeding one year” that is not a Grade A violation. U.S.S.G. § 7B1.1(a)(2).
As the petitioner points out, “the grade of the violation [of supervised release] is to be based on the defendant’s actual con
The petitioner’s argument is without merit. The crime of third degree arson in New Jersey constitutes arson, and thus a crime of violence, for purposes of U.S.S.G. § 4B1.2(a). “[I]f [a state’s] definition of third degree arson substantially corresponds to a modern generic definition of arson, then [a petitioner’s] conviction may be counted as ‘arson’ for purposes of the federal sentencing statute.”
United States v. Hathaway,
A person is guilty of arson, a crime of the third degree, if he purposely starts a fire or causes an explosion, whether on his own property or another’s:
(1) Thereby recklessly placing another person in danger of death or bodily injury; or
(2) Thereby recklessly placing a building or structure of another in danger of damage or destruction ....
N.J. Stat. 2C:17-l.b.
This statute, which incorporates purposeful conduct in starting a fire and reckless conduct in endangering a person or a structure, fits comfortably within the generic range of arson statutes. At least several states define arson to include a recklessness component.
See, e.g.,
N.Y. Penal Law § 150.05 (defining arson to include “recklessly damaging] a building ... by intentionally starting] a fire”) (New York law); N.H.Rev.Stat. § 634.1-111(b) (defining arson to include “purposely starting] a fire ... on anyone’s property and thereby recklessly placing] another in danger of death or serious bodily injury”) (New Hampshire law); Ala.Code § 13A-7-43(a) (defining arson to include “recklessly damagefing] a building by a fire or explosion”) (Alabama law);
see also Bethea v. Scully,
Moreover, in the context of arson, the requirement of reckless conduct substantially corresponds to the requirement of malicious or willful conduct.
See
Hon. Leonard B. Sand, et ah, Modern Federal Jury Instructions, 30-5 (explaining that to find defendant guilty under the federal arson statute, 18 U.S.C. § 844(i), the jury must find the defendant acted with “malicious intent,” meaning that he set the fire “with the intent to cause damage,
or that he did so recklessly
and without regard to the likelihood that damage would result”) (emphasis added);
United States v. Iodice,
Therefore, the New Jersey third degree arson statute constitutes a crime of violence because it substantially corresponds to a modern generic definition of arson. Because the petitioner violated his supervised release by committing conduct sufficient to constitute the offense of third degree arson in New Jersey, it follows that his conduct constituted a crime of violence. 3
Because the petitioner’s conduct resulting in a violation of supervised release was a Class A violation, defense counsel was not constitutionally ineffective for failing to explain the difference between Class A and Class B violations to the petitioner or for not making any arguments to the Court in this regard. Further, because the distinction between Class A and Class B violations has no bearing on the petitioner’s ease, there is no reasonable probability that any explanation of the distinction would have caused the petitioner to change his mind about pleading guilty, and no reasonable probability that any argument about the distinction would have resulted in a more favorable Amended Specification or otherwise affected the petitioner’s sentence. Therefore, defense counsel’s decision not to explain the distinction to the petitioner and to allow the petitioner to plead to an Amended Specification that described a Grade A violation of supervised release does not provide a basis for an ineffective assistance of counsel claim. 4
In addition to his argument concerning the distinction between Grade A and Grade B violations of supervised release, the petitioner asserts, in pro se submissions, several other bases for his ineffective assistance claim, all of which lack merit.
The petitioner contends that defense counsel was ineffective for failing to make sentencing arguments to the Court based on his mental health history and other issues. This contention is contradicted by the transcript of the sentencing proceedings. At those proceedings, defense counsel repeatedly invoked the petitioner’s struggles with mental illness and alcoholism, among other things, in arguing for a low sentence. (Tr. 36-40.) Indeed, the petitioner told the Court that defense counsel had “expressed very well for [him].” (Tr. 40.) The petitioner also argues that defense counsel should have obtained a psychiatric expert in connection with the petitioner’s mental health. However, the petitioner does not support this argument and does not explain how such an expert would have been used, what the expert would have said, and how that expert would have added to the substantial argument made by defense counsel.
The petitioner contends that due to certain documents produced by the Court and federal law enforcement officials, including the Judgment and Conviction, the New Jersey Department of Corrections classified the petitioner as having a history of arson with multiple offenses, with the result that his state term of incarceration was adversely affected with respect to the likelihood of parole, among other things. The petitioner argues that defense counsel could have prevented this mistake by objecting to certain remarks by a representative of the Probation Department at the plea proceeding. However, whatever the merits of this claim, the petition before the Court is a petition to vacate, set aside, or correct the sentence imposed on the petitioner for his violation of supervised release. The petitioner’s complaint about his underlying state conviction and sentence is not properly before this Court. It appears that this argument should be made, if at all, to the New Jersey State court or the New Jersey State prison authorities, although the petitioner has also advised that his term in the New Jersey State prison has been completed.
The petitioner contends that defense counsel was ineffective for allowing him to be sentenced above the statutory maximum for the violation of his supervised release. This claim is without merit because the petitioner’s sentence did not exceed the statutory maximum. Because the petitioner’s underlying offense was a Class A felony,
see
21 U.S.C. §§ 846, 841(a)(1), 841(b)(1)(A); 18 U.S.C. 3559(a)(1), he was subject to a maximum of five years imprisonment for violating his supervised release.
See
18 U.S.C. § 3583(e)(3). The Court sentenced the petitioner to 30 months imprisonment, much less than the five year maximum. The Court was also well within the statutory boundaries in sentencing the petitioner to 5 years of supervised release to follow his term of imprisonment.
See
18 U.S.C. § 3583(h) (explaining that length of term of supervised release may not exceed term of supervised release authorized by underlying offense less any term of imprisonment im
The petitioner also faults defense counsel for not seeking credit for time served for the time the petitioner spent in alcohol rehabilitation through pretrial services in New Jersey from September through December 2005. (Tr. 13.) This argument does not support an ineffective assistance of counsel argument because the petitioner in fact brought this period of rehabilitation treatment to the Court’s attention at the time of the plea allocution (Tr. 13), and defense counsel stressed the problems that the petitioner had with alcohol and prior efforts at rehabilitation. (Tr. 35-39.) It cannot be said that defense counsel’s failure to refer specifically to the more recent period of rehabilitation treatment fell below an objective standard of reasonableness or that defense counsel’s reference to it would have changed the sentence in any way.
For all of the foregoing reasons, the petitioner’s ineffective assistance of counsel claims are without merit, and provide no basis for vacating, setting aside, or correcting his sentence for the violation of supervised release.
Ill
Although the main thrust of his petition is the alleged ineffective assistance of counsel, the petitioner also seeks, in pro se submissions, to vacate his sentence on the basis of alleged due process violations. All of the petitioner’s due process allegations lack merit.
The petitioner claims that his guilty plea to the violation of supervised release was involuntary.' “[I]f a defendant’s guilty plea is not ... voluntary and knowing, it has been obtained in violation of due process and is therefore void.”
Boykin v. Alabama,
The petitioner’s claim that his plea was involuntary fails because there is no evidence to support it and it is contradicted by the record of the petitioner’s plea allocution. A defendant’s statement at his plea allocution carries a strong presumption of verity.
Blackledge v. Allison,
In this ease, the petitioner has provided no basis to ignore his sworn statements at his plea allocution. At his allocution, the petitioner swore that he un
With respect to the Amended Specification, the petitioner assured the Court at his allocution that he had read the Specification and discussed it with his lawyer. (Tr. 17-18.) The Amendment was made on the record at the request of the petitioner’s counsel so that the Specification reflected the crime to which the petitioner actually pleaded guilty in New Jersey State court. (Tr. 5-10.) The transcript reflects that the petitioner’s counsel noted that the Amendment was made and, after consultation with Mr. McNaught, Mr. McNaught wished to enter a plea of guilty. (Tr. 11.) Moreover, the Court read the Amended Specification aloud to the petitioner, and the petitioner then confirmed for a second time that he understood the nature of the charges against him. (Tr. 18.)
In short, because the petitioner’s claim that his plea was involuntary is based on conclusory allegations that contradict sworn statements he made during his plea allocution, this claim fails to provide a basis for vacating, setting aside, or correcting the petitioner’s sentence.
Cf. Rosa,
The petitioner claims that the Court violated
United States v. Booker,
The petitioner also argues that the Court violated
Booker
by taking into consideration the fact that the petitioner saw his former girlfriend enter the residence before breaking a window in the residence and lighting a fire directly underneath the broken window. The petitioner argues that the Court should not have taken this fact into account because the petitioner did not recite it in answering the Court’s instruction to “tell [the Court]
Finally, the petitioner argues that his sentence was substantively unreasonable. There is no basis for such an argument. The Court had originally sentenced the petitioner to time served after downwardly departing from the Sentencing Guidelines Range of 70-87 months for a serious narcotics offense. At the sentencing for the violation of supervised release, the Court noted that the petitioner’s release was not successful. The petitioner had committed a serious violation of the terms of his supervised release by violating a state law in New Jersey, an offense sufficiently serious to warrant a sentence of four years and six months from the New Jersey State court. The Probation Department recommended a consecutive sentence of sixty months, but the Court ultimately imposed a sentence of thirty months to run consecutively with the New Jersey State court sentence. In doing so, the Court considered the relevant factors in Section 3553(a). (Tr. 43^5.)
6
The Court also imposed a five year term of supervised release and noted that the program of mental health counseling and drug
For the foregoing reasons, the petitioner’s due process allegations provide no basis for vacating, setting aside, or correcting the petitioner’s sentence.
CONCLUSION
The Court has considered all of the parties’ arguments. To the extent not specifically addressed the remaining arguments are either moot or without merit. For the reasons discussed above, the petition is denied. The Court declines to issue a certifícate of appealability because the petitioner has not made a substantial showing of the denial of a constitutional right. See 28 U.S.C. § 2253. The Clerk is directed to close Docket No. 1 and to close this case.
SO ORDERED.
Notes
. The petitioner originally moved in the alternative to vacate, set aside, or correct his sentence under 28 U.S.C. § 2241, but has abandoned that motion.
. The Court of Appeals' analysis in
Hathaway
does not suggest otherwise. In
Hathaway,
the Court of Appeals found that a "wilful [sic] and malicious burning of personal property" was the essential element of third degree arson in Vermont, and that this was not an "unusual definition of arson.”
Hathaway,
. It is unnecessary to reach the Government’s alternative argument that the defendant’s actual conduct constituted a Grade A violation of supervised release because it otherwise presented a serious potential risk of physical injury to another and was therefore a crime of violence under the residual clause of U.S.S.G. § 4B 1.2(a).
Cf. Begay v. United States,
.The petitioner also contends that his allocution was inadequate because it did not explain the distinction between Grade A and Grade B violations of supervised release. This claim is without merit for the same reasons that defense counsel was not ineffective for failing to explain the distinction between Grade A and Grade B violations to the petitioner. Indeed the petitioner cites no authority for a requirement that a defendant who is accused of a violation of supervised release must be advised of the different grades of supervised release violations. There is no requirement that a defendant who pleads guilty to an offense must be advised of the sentencing classification of the offense to which he is pleading guilty.
Compare
Fed.R.Civ.P. 11
with
18 U.S.C. § 3559 (sentencing classification of offenses). Moreover, there is no requirement that a Court engage in an entire Rule 11 allocution for a violation of supervised release.
See United States v. Carlton,
. The Court was never asked to make a finding of fact at sentencing with respect to the presence of the petitioner’s girlfriend in the house at the time of the ñre because it was never disputed. (Tr. 42-45.)
. In the course of explaining its reasons, the Court noted that the Court considered the nature and circumstances of the offense, and the history and characteristics of the defendant, which are appropriate considerations under 18 U.S.C. § 3583(e) (cross referencing 18 U.S.C. § 3553(a)(1)). The Court also noted that the sentence is "consistent with, and sufficient but no greater than necessary to accomplish the purposes of [18 U.S.C. § ] 3553(a)(2).” (Tr. 43.) The considerations for a modification of supervised release specified in 18 U.S.C. § 3583(e) do not explicitly cross reference 18 U.S.C. § 3553(a)(2)(A) — the need for the sentence "to reflect the seriousness of the offense; to promote respect for the law; and to provide just punishment for the offense .... ” However, the Court appropriately took into account the seriousness of the violation of supervised release and the fact that the period of supervision had not been successful.
