Lead Opinion
I. FACTS AND PROCEDURAL BACKGROUND
Walter McMillian was convicted of the murder of Ronda Morrison and sentenced to death. He spent nearly six years on Aabama’s death row, including over a year before his trial. The Aabama Court of Criminal Appeals ultimately overturned McMillian’s conviction because of the state’s failure to disclose exculpatory and impeachment evidence. McMillian v. State,
Finally released after six years on death row, MeMillian brought a § 1983 action against various officials involved in his arrest, incarceration, and conviction. MeMillian alleges federal constitutional claims, as well as pendent state law claims. MeMillian sued several defendаnts, including Thomas Tate, the Sheriff of Monroe County, Alabama, in both his individual and official capacities, and Monroe County itself. MeMillian seeks damages from Sheriff Tate individually and from Monroe County for, inter alia, causing his pretrial detention on death row, manufacturing inculpatory evidence, and suppressing exculpatory and impeachment evidence.
McMillian’s theory of county liability is that Sheriff Tate’s “edicts and acts may fairly be said to represent [the] official policy [of] ... Monroe County ... in matters of criminal investigation and law enforcement.” (First Amended Complaint ¶53.) The district court granted Monroe County’s motion to dismiss, relying on our since-vacated decision in Swint v. City of Wadley, Ala.,
II. ISSUES ON APPEAL
We address two issues on this appeal: (1) whether a sheriff in Alabama is a final policymaker for his or her county in the area of law enforcement; and (2) whether hearsay may be used to establish the existence of a genuine issue of material fact to defeat a motion for summary judgment when it is not shown that the hearsay will be reducible to an admissible form at trial.
III. DISCUSSION
A. Whether a Sheriff in Alabama is a Final County Policymaker
1. Contentions of the Parties
MeMillian contends that our decision in Swint is of no prеcedential or persuasive value because the Supreme Court granted certiorari and then vacated our decision on jurisdictional grounds. In any event, he contends, Swint was wrongly decided. MeMilli-an urges that this case is controlled by Pembaurv. City of Cincinnati,
Monroe County contends that Swint correctly held that Alabama sheriffs are not county policymakers in the area of law enforcement because, under state law, Alabama counties have no law enforcement authority. In addition, according to the County, holding it liable for the actions of a sheriff would be contrary to the Supreme Court’s reasoning in Monell in two respects. Monell v. New York City Dept. of Social Services,
2. County Liability for Acts of Final Policymakers
A municipality, county, or other local government entity is a “person” that may be sued under § 1983 for constitutional violations caused by policies or customs made by its lawmakers or by “those whose edicts or acts may fairly be said to represent official policy.” Monell,
The Supreme Court has provided limited guidance for determining whether an official has final policymaking authority with respect to a particular action. In the Court’s earliest attempts to establish the contours of municipal liability, a majority of the Court was unable to agree on the appropriate aрproach to final policymaker status. See Pembaur,
Most important is the principle that state law determines whether a particular official has final policymaking authority. Praprotnik,
Two more principlеs guide our inquiry. First, “the authority to make municipal policy is necessarily the authority to make jfinal policy.” Id. at 127,
3. Our Holding in Swint
We have already addressed whether, in Alabama, sheriffs are final policymakers for their counties in the area of law enforcement. Swint v. City of Wadley, Ala.,
We recognized in Swint that an official with final policymaking authority in a particular area of a municipality’s business may subject the municipality to § 1983 liability through her actions within that authority. Id. at 1450 (citations omitted). In Swint, the plaintiff sought to hold Chambers County, Alabama, liable for raids authorized by its sheriff. To detеrmine whether the Chambers County Sheriff possessed final policy-making authority for Chambers County in the area of law enforcement, we looked to Alabama law, as required by Jett and Pra-protnik. Id. We noted that a sheriff is a state rather than a county official under Alabama law for purposes of imposing responde-at superior liability on a county. Id. (citing Parker v. Amerson,
The critical question under Alabama law, we emphasized, is whether an Alabama sheriff exercises county power with final authority when taking the challenged action. Id. (citing Parker v. Williams,
The Supreme Court has not addressed whether a municipality must have power in an area to be held liable for an official’s acts in that area. Still, we think that such a requirement inheres in the Court’s municipal liability analysis. As Justice O’Connor explained in Praprotnik, a municipal policymaker is the official with final responsibility “in any given area of a local government’s business.”
McMillian contends that, even .if Swint’s analytical framework is sound, Swint nevertheless was wrongly decided. He questions Swint’s conclusion that Alabama sheriffs do not exercise policymaking authority for the county in the area of law enforcement. He argues that, since their decisions are unre-viewable, sheriffs must set policy for some entity. If Swint is correct that they do not set county policy, he reasons, then the only alternative is that they set state law enforcement policy. According to McMillian, though, sheriffs simply cannot set state law enforcement policy. Thus, they must set county policy.
We are unpersuaded by this argument. We need not, and do not, decide whether sheriffs are state policymakers to hold that they are not county policymakers. But, to respond to McMillian’s argument, we note that state law could make sheriffs final policymakers for the state, notwithstanding that they are elected by county voters and have county-wide jurisdiction. McMillian’s arguments to the contrary involve the power to “set policy” in a generic sense. “Policymaker” in § 1983 jurisprudence, however, is a term of art that refers to the official or body that speaks with final authority with respect to a particular governmental decision or action. Jett,
Using “policy” generically, McMillian may be correct that, under principles of representative government, an official elected locally should not set statewide “policy.” And he may be cоrrect that, generically speaking, “policy” of a state connotes a single policy rather than one state “policy” per county. But when “policy” is understood as a § 1983 law term of art, we see no reason why a county sheriff may not be a final policymaker for the state in the area of law enforcement insofar as state law assigns sheriffs unre-viewable state law enforcement power.
McMillian insists that state policy cannot be different in each county. That different entities may share final policymaking authority, Praprotnik,
McMillian also argues that Swint conflicts with precedent from the Supreme Court and our circuit. We address those arguments below.
4. The Supreme Court’s Decision in Pembaur
McMillian argues that the Supreme Court’s decision in Pembaur controls his case. Based on Ohio law, the Sixth Circuit held in Pembaur that, in a proper case, a sheriffs acts may represent the official policy of an Ohio county. Pembaur v. City of Cincinnati,
We do not read the Supreme Court’s decision as an affirmation of the Sixth Circuit’s analysis of policymaker status. The Supreme Court simply deferred to the Sixth Circuit’s conclusion that a sheriff is a county policymaker because the question is one of state law. The Court did not describe or discuss the state law factors on which the Sixth Circuit based its conclusion, nor did it address any arguments about whether a sheriff is a county policymaker. Instead, the Supreme Court’s analysis and holding addressed whether — assuming policymaker status — a decision by a municipal policymaker on a single occasion may subject a municipality to § 1983 liability. Id. at 471,
Even if we were to read the Supreme Court’s Pembaur opinion as implicitly approving the Sixth Circuit’s policymaker analysis, it would not follow that an Alabama sheriff is, like an Ohio sheriff, a policymaker for her county. State law determines whether a particular official has final policymaking authority. Praprotnik,
McMillian contends that the Ohio law factors relevant to the Sixth Circuit’s decision are the same in Alabama. In both Ohio and Alabama, he argues, sheriffs are elected by the residents of their counties; receive their salaries, expenses, offices, and supplies from their counties; and serve as the chief law enforcement officers in their counties. According to McMillian, other aspects of Alabama law are either not dispositive or irrelevant. That Alabama law deems sheriffs state rather than county officials, he argues, constitutes merely a non-dispositive label. And, he contends, whether Ohio counties have any law enforcement authority under state law was irrelevant to thе Sixth Circuit’s analysis, except to the extent that Ohio counties financially support the sheriffs law enforcement apparatus.
We are unpersuaded by McMillian’s argument that Ohio and Alabama law are the same in all relevant respects. While we agree that similarities exist, there are differences. Under Alabama law, but not under Ohio law, a sheriff is a state officer according to the state constitution. Parker v. Amerson,
We recognize that a sheriffs designation as a state official is not dispositive, Parker v. Williams,
We also reject McMillian’s argument that Pembaur shows that whether a county has law enforcement power is irrelevant. Though the Sixth Circuit did not cite an Ohio county’s law enforcement authority as a factor in its decision, we are not convinced that the existence of county law enforcement authority was irrelevant to its decision. The Ohio law cited by the Sixth Circuit strongly suggests that Ohio counties have law enforcement responsibilities beyond simply providing sheriffs with funds. Ohio law provides that “[i]n the execution of the duties required of him, the sheriff may call to his aid such persons or power of the county as is necessary.” Ohio Rev.Code Ann. § 311.07 (Baldwin 1982). It could be that the Sixth Circuit did not mention this factor because “it is obvious that the Sheriff is a County official,” Pembaur,
5. Our Holding in Parker v. Williams
Relying on our decision in Parker v. Williams, McMillian contends that Alabama counties have thе same degree of power in the area of law enforcement that we have found sufficient for county liability in the area of hiring and training jail personnel. In Parker, we held that a sheriff exercised county power with final authority when hiring and training a jailer who raped an inmate.
Inherent in Parker
McMillian contends that Monroe County possesses the degree of law enforcement power required by Parker. Parker listed several features of Alabama law demonstrad ing that, in practice, counties share authority for running jails with sheriffs. Parker,
As Parker notes, for example, in the area of jail maintenance, the county commission is described by state law as the “body having control over the jail,” to which the state board of corrections must submit certain jail inspection reports.
Our conclusion that, under Alabama law, law enforcement is an exercise of state power, whereas jail maintenance is an exercise of county power, accords with our оther precedent. McMillian argues that Lucas v. O’Loughlin,
We also disagree with McMillian’s argument that the type of action challenged makes no difference. He contends that because Sheriff Tate has absolute authority over law enforcement, just as the sheriff in Lucas had absolute authority over the termination of his deputy, Sheriff Tate must be a final policymaker for the county in the area of law enforcement. This argument fails for at least two reasons. First, that an official has absolute authority over an area shows only that she is a final policymaker in the area; it says nothing about whose authority she exercises in that area, i.e., whether she is a final policymaker for the county or the state. Keathley v. Vitale,
Our holding here that Sheriff Tate is not a final policymaker for Monroe County in the area of law enforcement, because Monroe County has no law enforcement authority, really is just another way of saying that when Sheriff Tate engages in law enforcement he is not about the business of county government. The sheriff in Lucas, in contrast, was about the business of county government in terminating a deputy. And the sheriff in Parker was about the business of county government when negligently hiring the jailer. The county and sheriff maintain county jails in partnership, and hiring a jailer falls on the local, administrative side of the sheriffs duties.
We drew this distinction betwеen local, administrative duties and state duties in our post-Parker decision in Owens v. Fulton County,
B. Whether Hearsay May Be Used to Defeat Summary Judgment
In Count Three of his complaint, McMilh-an alleges that three officials — Sheriff Tate, Larry Ikner, an investigator in the prosecutor’s office, and Simon Benson, an Alabama Bureau of Investigation agent — coerced prosecution witnesses into giving false testimony at McMilharis trial and thus knowingly used perjured testimony. The district court granted partial summary judgment to Tate, Ikner, and Benson on McMilhan’s claim that they coerced Bill Hooks and Joe Hightower into testifying falsely, holding that McMilhan had failed to present sufficient evidence to raise a genuine issue of material fact as to whether Tate, Ikner, and Benson coerced Hooks and Hightower or knowingly used their perjured testimony. The district court held that McMilhan could not create a genuine issue for trial with Hooks and Hightower’s hearsay statements to Alabama Bureau of Investigation agents because the statements would be inadmissible at trial. In the hearsay statements, Hooks and Hightower say that they were pressured to perjure themselves; now they say in sworn affidavits that they were not coerced and testified truthfully at trial.
We do not read Celotex to permit McMilli-an to defeat summary judgment with the type of hearsay evidence offered in this ease. In Celotex, the Supreme Court said:
We do not mean that the nonmoving party must produce evidence in a form that would be admissible at trial in order to avoid summary judgment. Obviously, Rule 56 does not require the nonmoving party to depose her own witnesses. Rule 56(e) permits a proper summary judgment motion to be opposed by any of the kinds of evidentiary materials listed in Rule 56(e), except the mere pleadings themselves, and it is from this list that one would normally expect the nonmoving party to make the showing to which we have referred.
McMillian does not contend that Hooks and Hightower’s statements are admissible for their truth, that is, as substantive evidence that they were coerced into testifying falsely. Nor does McMillian contend that the content of the statements will be reduced to admissible form at trial. He contends that Hooks and Hightower might change their sworn affidavit testimony and admit to being coerced, but a suggestion that admissible evidence might be found in the future is not enough to defeat a motion for summary judgment. McMillian alternatively contends that he can use the statements to impeach Hooks and Hightower if they testify, consistently with their affidavits, that they were not coerced and did not testify falsely at MeMilli-an’s criminal trial. While the statements mаy be admissible for that purpose, the district court correctly noted that such impeachment evidence is not substantive evidence of the truth of the statements alleging coercion. Such potential impeachment evidence, therefore, may not be used to create a genuine issue of material fact for trial. Because Hooks and Hightower’s statements will be admissible at trial only as impeachment evidence, the statements do not create a genuine issue of fact for trial.
Neither Church of Scientology nor Offshore Aviation holds that inadmissible hearsay may be used to defeat summary judgment when the hearsay will not be available in admissible form at trial. In Church of Scientology, we held that the district court should have considered newspaper articles offered as еvidence that Clearwater’s city commission conducted its legislative process with the intention of singling out the Church of Scientology for burdensome regulation.
In Offshore Aviation, we held that the district court should have considеred a letter
IV. CONCLUSION
For the foregoing reasons, we affirm the district court’s judgment.
AFFIRMED.
Notes
. For a more detailed recitation of the facts, see our opinion in
. A suit against a public official in his official capacity is, in all respects other than name, treated as a suit against the local government entity he represents, assuming that the entity receives notice and an opportunity to respond. Kentucky v. Graham,
. MeMillian raises two other issues on this appeal. First, he contends that the district court erroneously required him to prove violence or torture on his claim that the state coerced witnesses to give false testimony. We do not read the district court’s opinion to impose such a requirement on MeMillian.
Second, MeMillian contends that the district court erred in granting partial summary judgment on certain of his claims. The district court evaluated McMillian's allegations incident by incident and determined whether a genuine issue of material fаct exists as to each incident. McMillian’s contention that the district court erred in evaluating the evidence this way is mer-itless. See 11th Cir.R. 36-1.
. We recognize that a state cannot insulate local governments from § 1983 liability simply by la-belling local officials state officials. Parker v. Williams,
. McMillian seems to suggest that the provision requiring sheriffs to perform certain actions in their respective counties, Ala.Code § 36-22-3(4), amounts to a grant of law enforcement power to counties. It is true that state law limits a sheriff's jurisdiction to her county. But such a geographical limitation on the shеriff's power is fundamentally different from a grant of law enforcement power to the county itself.
. We note that the Fifth Circuit seems to view an officer's election by county voters as a significant, if not dispositive, factor in holding counties liable for the officer’s actions under § 1983. E.g., Id.; Crane v. State of Texas,
. McMillian also argues that there is other evidence that creates a genuine issue of fact for trial as to whether Tate, Ikner, and Benson coerced Hooks and Hightower into testifying falsely. We agree with the district court that the evidence is insufficient to raise a genuine issue for trial.
. "Partnerships” generally involve agreements to share profits and losses. I assume that the term "partner” in Parker was used in some analogous sense. To the extent that payment of expenses and hiring and training of officers with county funds arguably makes the county a "partner,” it would appear to be equally applicable to law enforcement activities.
Concurrence Opinion
concurring specially:
I concur in Judge Cox’s well-reasoned opinion. I write separately only to address the opinion in Parker v. Williams,
I recognize that Parker v. Williams apparently holds that Alabama counties and sheriffs are “partners” in the operation of jails. I do not agree that Alabama law provides a reasonаble basis for such a holding. I respectfully suggest that sheriffs and counties have independent obligations with reference to jails. The counties’ sole responsibilities, under Alabama law, relate to the jail facilities.
I find no Alabama law which gives counties any authority to run or operate jails. Under Alabama law, the sole authority for “running” or operating jails and hiring jailors is placed with sheriffs. In my opinion, the mere fact that counties provide jail facilities and funds for salaries, etc. does not make them “partners” of the sheriff in the operation of jails.
