60 So. 392 | Ala. | 1912
Lead Opinion
The Court of Appeals certifies to this court for determination the following question:
1. We have considered the quoted section in connection with the following provisions of the Constitution of 1901, viz.:
Section 1. “All men are equally free and independent,” and among their inalienable rights “are life, liberty and the pursuit of happiness.”
Section 6. No accused person shall “be deprived of life, liberty or property, except by due process of law.”
Section 22. No law “making any irrevocable or exclusive grants of special privileges or immunities, shall be passed by the Legislature.”
Section.29. “No title of nobility or hereditary distinction, privilege, honor, or emolument shall ever be granted or conferred in this state.”
Section 35. “The sole object and only legitimate end of government is to protect the citizen in the enjoyment of life, liberty, and property, and when the government assumes other functions it is usurpation and oppression.”
Section 217. “The property of private corporations, associations and individuals of this state shall be forever taxed at the same rate.”
As said by one of our great Chief Justices: “When the judicial department is invited to declare the legislative has invaded the Constitution it was under obligation to preserve, though it cannot shrink from the inquiry, it will approach it with caution, examine the question in every possible aspect standing as an impartial arbiter between the co-ordinate departments of the government, subject to the obligation from which its duty arises, and the party complaining of wrong, bound to accord to the legislative' department the presumption that it has not transcended its powers, will not, unless it is clear that the enactment and the Constitution cannot co-exist, pronounce a sentence of nullity.” Per Brickell, C. J., in Mayor of Mobile v. Stonewall Ins. Co., 53 Ala. 575.
We are aware that in Montgomery v. Kelly, 142 Ala. 552, 38 South. 67, 70 L. R. A. 209, it was in effect held that unreasonable discriminations in the imposition of privilege or occupation taxes might invade some of the general constitutional limitations above quoted, although not forbidden by sections 211 and 217. And this principle seems to have found express recognition in earlier cases, also. — Phoenix Carpet Co. v. State, 118 Ala. 151, 152, 22 South. 627, 72 Am. St. Rep. 143; Phoenix Ass. Co. v. Fire Department, 117 Ala. 631, 653, 23 South. 843, 42 L. R. A. 468; W. U. Tel. Co. v. State Board, 80 Ala. 273, 280, 60 Am. Rep. 99. In the last cited case it was said: “Whilst there is no provision of the Constitution, commanding in terms equality and
Nevertheless, while recognizing this general limitation on the Legislature with respect to these forms of taxation, we are unable to clearly see that the exemption of Confederate veterans from the payment of this occupation tax, as here provided for, is inconsistent with that principle, or in violation of any of the general provisions of the Bill of Rights. Section 2 of the Bill of Rights in the Constitution of 1875 provided: “That all persons resident in this state, born in the United States, or naturalized, or who shall have legally declared their intention to become citizens of the United States, are hereby declared citizens of the state of Alabama, possessing equal civil and political lights.” It is noteworthy that this section was dropped from the Constittuion of 1901; for such a declaration might well be regarded as forbidding any valuable immunity to Confederate veterans of the Civil War which is denied to veterans of that war in general, even conceding that veterans in general (that is, both Confederate and Union) might be thus marked for favor.
In the conclusion above stated all the Justices concur, except Mayfield, J., who dissents in a separate opinion.
As said by the Supreme Court of Vermont in State v. Shedroi, supra: “Assuming that thus to have served as a soldier and to have received an honorable discharge may well merit reasonable considerations at the hands of the state in recognition of patriotism and valor in defense of a common country, yet such considerations cannot exceed those constitutional • limits established for the welfare and protection of the whole, for equal protection of the laws requires ‘that all persons subjected to such legislation shall be treated alike under circumstances and conditions, both in the privileges conferred and liabilities imposed.’ — Magoun v. Illinois, etc., Bank, 170 U. S. 283, 18 Sup. Ct. 594 [42 L. Ed. 1037].” More specifically, it seems evident to my mind that the distinction necessarily implied by this exemption between Confederate veterans and Union veterans of the Civil War, to say nothing of veterans of other wax’s, is invidious, and peculiarly opposed to the spirit and letter of the fourteenth ainendment. If a Confederate veteran and a Union veteran should be found pursuing side by side, without license, any one of the taxed vacations, and both should be prosecuted for not having a paid license from the state, I do not see how a court of this state could acquit the one upon proof that he is a Confederate veteran, and at the same time convict the other because he is only a Union veteran, without a palpable violation of the provision that guarantees to all the equal protection of the laws. It may be conceded that the unequal operation of this revenue law is concretely unimportant, and, sentimentally, most agreeable. But it none the less violates a principle, and great organic principles- cannot
3. To hold that- the proviso creating the exemption in favor of ex-Confederate soldiers could be stricken out, and the license tax enforced against all persons pursu ing the vocations specified, would be in effect to make a statute materially different from that enacted by the Legislature; for this act, by its very terms, imposes the tax on the express condition that it shall not operate on the exempted class. To thus enlarge its field of operation, in spite of the legislative will to the contrary, would manifestly exceed the limits of authorized judicial action, and invade the prerogatives of the Legislature. The case of Vines v. State, 67 Ala. 73, is very clearly decisive of this specific question. All concur in this conclusion, except Simpson, J., who dissents. Let this answer and opinion be certified to the Court of Appeals.
Dissenting Opinion
(dissenting.) — I regret that I cannot concur in the conclusion upholding the statute iu question. Two things make this action of mine in dissenting painful. One, the necessity of disagreeing with the majority of my Brothers; the other, that my views of the law deprive the Confederate veterans of a privilege or immunity which the Legislature has attempted to bestow upon them. I yield to no one in respect for the opinion of my Brothers, nor in veneration or love for the Confederate soldier. If this were a question of policy or philanthropy, I could gladly concur in the conclusion of my Brothers in upholding this statute, which attempts to exempt the Confederate soldier from a privilege tax, and to so exempt him for no other reason than that he is a Confederate soldier. But the question is not one of state policy, nor one of general or
I assert without fear of contradiction that the decision of a court of last resort in this case is the only one to be found which has sustained the power of a state Legislature to make such a classification and such a discrimination between the citizens of the state. It is to be regretted that this grave constitutional inquiry is so interwoven with a local question of policy, propriety, and philanthropy — a question which always fills and stirs the hearts and emotions of our people, and fills their minds with such intensity of feeling as to make it difficult to consider any other proposition, accidentally connected with it, in reference to its abstract merit, or to think that any right, privilege, or immunity conferred upon the Confederate soldier as a class or as an individual is either unrighteous or unconstitu
Courts and judges, under our system of government are made the guardians of the minorities, and charged with the duty to protect, against the aggressions and invasions of the majorities. They are, likewise, the trustees of the Constitution in or by which the inalienable rights of their wards are preserved. If they allow the majorities to override the Constitution, to destroy
Athens once possessed a government in a measure republican and representative, but it contained no provision for the protection of the minority against the assaults and errors of the majority. Its decrees and judgments the most solemn, were subject to be revised, set aside, and annulled by popular assemblies of the citizens who, by progressive, successive innovations, en
The Solomon of this court, Stone, C. J., in the famous case of Sadler v. Langham, 34 Ala. 311, has well expressed the limitations and qualifications of these guaranties, in language as follows: “On the measure of proof necessary to set aside a statute as unconstitutional the language of the adjudged cases varies. In some cases it is said that the expressed will of the Legislature ought not to be disregarded, unless the unconstitutionality be clearly demonstrated. In an
The question here presented is not, of course, as to the power or right of a state or nation to provide pension or pauper laws for the maintenance of the poor, or for compensating soldiers for just services in war. The purpose and object of the bill in this case is to raise revenue, not to disburse it. The objection to the law in this case is that, while it is a classification for taxation, providing who shall bear the burdens of the government, yet it also, in effect, attempts to specify those who shall receive its charities or who shall be paid for services. Soon after the war, as is a matter of history, many of the statutes of states and acts of Congress attempted to single out this same class of cit-zens — the Confederate soldiers — as the subject of hostile discrimination, as by limiting their right to practice the learned professions, as well as their right to hold office; and in this matter attempted and intended to heap burdens and indignities upon them. And all this for no other reason than that they were Confederate soldiers, or gave aid and comfort to the Confederate States during the war. But he it said to the credit of our state and federal courts they held that no such discriminations could be made by the Legislatures or by Congress; that our government is and was then a government of laws, and not for men. The same states and Congress attempted to make laws discriminating in favor of the Union soldiers, and against other citizens, for no other reason than the fact that they were Union soldiers; but the courts, state and federal, with one accord held that the Legislature nor Congress had any power to make such laws. How the law can be anywise different now from what it was then I
Not only this; but, as has been repeatedly decided by state and federal courts, such statutes are inconsistent and incompatible with the fundamental principles of the American form of free and independent government, and, being so, need no express inhibition in the Constitutions to render them void. Will any one contend that it is competent or possible for any state Legislature or Congress, or both combined, to say of twin brothers of like intelligence, habits, character, and competency that one shall pay tax to practice law or medicine, but the other shall not, for no other reason than that one was a Union soldier and the other a Confederate? Or can a man be required to pay a tax or to bear a burden of government from which others are exempt in order to practice one of the learned professions for which he is otherwise well fitted, for no other reason than the fact that he was not a Confederate soldier? If the statute in question is valid, then one answering
Five states — Vermont, Iowa, Wisconsin, South Carolina, and Texas — attempted to pass statutes almost identical with the statute in question, and the appellate court in each case, without dissenting voice, struck down the statute. The first three states attempted to discriminate in favor of Union soldiers, and the last two in favor of Confederate soldiers. See State v. Shedroi, 75 Vt. 277, 54 Atl. 1081, 63 L. R. A. 179, 98 Am. St. Rep. 825; State v. Garbroski, 111 Iowa, 496, 82 N. W. 959, 56 L. R. A. 570, 82 Am. St. Rep. 524; State v. Whitcom, 122 Wis. 110, 99 N. W. 468; City of Laurens v. Anderson, 75 S. C. 62, 55 S. E. 136, 117 Am. St. Rep. 885, 9 Ann. Cas. 1003 Ex parte Jones, 38 Tex. Cr. R. 482, 43 S. W. 513. There are no reported cases that I can find to the contrary, and the text-writers and annotators cite the four cases above, as supporting the doctrine of the texts, that such classifications are unwarranted, and are void as discriminatory statutes. I confess that I am unable to find any authority to support the holding in this case. I do not believe that the statute has anything to stand upon, except policy and philanthropy, Fourth of July speeches, and memorial addresses. All these, I admit, are worthy objects and subjects, but I do not concede or admit that treatises or speeches on such subjects or occasions are good authority on the questions of legislative competency and constitutional limitations. This statute is clearly prohibited by our Bill of Rights and that of every other state in the Union which I have ever examined and by the amendments to the federal
Article 9 of the Federal Constitution reads as follows: “The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.” The equal right, with other citizens, to practice a noble and worthy profession, or to pursue an honorable, lawful, and remunerative avocation, is certainly one of the citizen’s inalienable rights, as much so as those of life, liberty, or property, which are specially enumerated. But, as to these enumerated rights, it does not follow that the citizen’s life, liberty, or property shall not and cannot be taken, but only that such shall be taken only for the public good, and only under the same conditions that the life or liberty or property of any or all shall be taken; so, as to the business or avocation of the citizen, it does not follow that the business may not be regulated by law, and that the citizen may not be prohibited from, or re
A state Legislature is by no means a sovereign power. It is not a creator, but a creature of the Constitution. It is merely one of the three general agents of the people who are the true and only sovereigns under our American form of government. Judge Story said on this subject: “The Legislature of Massachusetts is, as I have already said, in no just sense the sovereign of the state. The sovereignty belongs to the people of the state in their original character as an independent' community, and the Legislature possesses those attributes of sovereignty, and those only, which have been delegated to it by the people of the state, under its Constitution.” The principle declared in the Declaration of Independence of equality of rights is a part of our written and unwritten Constitutions. Mr. Andrews, in his American Law (vol. 1, p. 22), has so forcefully expressed the main idea for which I contend, that I shall again quote him: “In studying national institutions there
This same doctrine was clearly and forcefully announced by this court at an early date in the case of In re Dorsey, 7 Port. 293-419. Each judge wrote at length upon this subject, and the report of the case covers 127 pages. The first four headnotes to that
“(1) The object to be attained by the people when assembled in convention was not the formation of a mere government. It was to form a government with clearly defined and limited powers, in order that the general, great, and essential principles of liberty and free government might be recognized.
“(2) The declaration of rights is an enumeration of certain rights which are expressly retained and excepted out of the powers granted, and the particular enumeration of rights contained in the declaration cannot be construed to disparage or deny others retained by the people.
“(3) The declaration of rights is the governing and controlling part of the Constitution, and all its general powers are' to be expounded, and their operation extended or restrained, with reference to it.
“(4) By the declaration each citizen is entitled to all the rights or privileges, which any other citizen can enjoy or possess. Every citizen has the right to aspire to office, or to pursue any lawful avocation; and this general equality is one of the fundamental rights of each citizen, and the power to destroy this equality must be expressly given or arise by clear implication, or it can have no legal existence.”
In this case Judge Goldthwaite said: “I consider the Declaration of Bights as the governing and controlling part of the Constitution; and with reference to this are all its general provisions to be expounded, and their operation extended or restrained. The declaration itself is nothing more than an enumeration of certain rights, which are expressly retained and excepted out of the powers granted; but as it was impossible, in the nature of things, to provide for every case
This principle declared in Dorsey’s Case has always been followed in this state. It was expressly referred to in the world-famous case of Yuille, 3 Ala. 140 [36 Am. Dec. 441], as folloAVs: “The decision of this court in the matter of J. L. Dorsey, 7 Port- 295, has been referred to . as sustaining the position that the act is unconstitutional. But the ground upon Avhich the law in that case was held to be void was not that the Legislature could not regulate the matter and provide for the licensing of attorneys at law, but because the act was • partial, and did not operate alike on all the citizens of the state.” It was also referred to in the case of Kents v. Mobile, 120 Ala. 633, 24 South. 654, as follows: “Under this provision, each citizen is entitled to all the rights or privileges Avhich any other citizen can enjoy or possess, and every citizen has the right to aspire -to
It is true that there are expressions of dicta in opinions of this court; beginning with the case of Dorman v. State, 34 Ala. 219, 236, which would seem to conflict with my contention, and what is said in our other cases and those of the Supreme Court of the United States and by those text-book writers which I have tried to follow. The one most often quoted and which, if taken literally, would so conflict, is this: “There are no limits to the legislative power of the state government, save such as are written upon the pages of the state or federal Constitution.” This, of course, is not literally true, and was evidently not intended by the writer to be so understood. The laws of nature are, of course, limitations upon this legislative power. Some acts have been declared void, because the Legislature attempted to enact a laAv that was not within legislative competency, though not prohibited by the state or federal Constitution, because not necessary to be expressly prohibited, for the reason that the Legislature could not have made such an act valid even if the Constitution had attempted to expressly authorize it. Both Chief Justice Marshall and Justice Johnson in the famous case of Fletcher v. Peck, 6 Cranch, 135, 141, 3 L. Ed. 162, referred to such void acts. Marshall said: “It may well be doubted whether the nature of society and
Judge Cooley, in treating of the powers of and limitations upon state Legislatures, says: “It is natural * * * that we should incline to measure the power of the legislative department in America by the power of the like department in Britain; and to concede without reflection that whatever the Legislature of the country from which we derive our laws can do may also be done by the department created for the exercise of legislative authority in this country. But,, to guard against being misled by a comparison between the two, we must bear in mind the important distinction already pointed out, that with the Parliament rests practically the sovereignty of the country, so that it may exercise all the powers of government if it wills so to do; while, on the other hand, the Legislatures of the American states are not the sovereign authority, and, though vested with the exercise of one branch of the sovereignty, they are nevertheless in wielding it hedged in on all sides by important limitations, some of which are imposed in express terms, and others by implications which are equally imperative.” — Const. Lim. (6th Ed.) p. 102. He also quotes Denio, C. J., as stating
Is it possible that the statute in question does not offend any of these provisions? If not, how could the “privileges and immunities” of a citizen be discriminated against? If to require a certain man or a certain class of men to pay for the privilege of earning a living or practicing a profession, when others are not so required, is not an unconstitutional discrimination, I confess it is difficult to say what would be. I maintain that these provisions in the state and federal Constitutions require and guarantee equality of privilege. If the right to practice one’s chosen profession is not an inalienable right and an essential privilege, protected by the Constitution, what is, or could be? It is very true that it is difficult to enumerate all of the citizen’s inalienable rights, privileges, and immunities which the state cannot by its statutes invade or disregard. The Supreme Court of the United States, on one occasion, declined to make the attempt. — Conner v. Elliott, 18 How. 591, 15 L. Ed. 197. But that same court, and this court, and many others have repeatedly held that it is one of the privileges of every American citizen to adopt and follow such lawful industrial pursuit, not injurious to the community, as he may see fit, and do so without unreasonable regulations; that he is not to be deprived of this privilege without due process of law, and that, in the exercise of this right and privilege, he shall have the equal protection of the law. In fact, this is expressed in the words of the federal Con
The Declaration of Independence was the first political act of the American people in their independent, sovereign capacity. It laid the foundation of our national existence upon this broad proposition; and the first clause of the first article of our state Constitution
I know it is contended by some that the omission from the Constitution of 1901 of section 2 of the Bill of Rights contained in the Constitution of 1875 has the effect to now authorize the state Legislature to deny the equal protection of its laws to its citizens. I do not think so, and I am sure not a member of that convention had any such idea. This was not the purpose of the omission. Its only purpose was to prevent this section from being in conflict with the new article as to franchise and elections, and to authorize statutes to carry into effect the new provisions as to elections and the right to vote. It was never intended to authorize arbitrary discriminations against the civil rights of any citizen or class of citizens. As I have above shown, if we need an express provision against such statutes as the one in question, we have it in sections 1, 22, 35, and 36 of the state Constitution, and in articles 4 and 14 of the federal Constitution. I must say that I rejoice in the fact that a majority of this court think that the classification and discrimination attempted to
A case very similar to this is that of Connolly v. Union Sewer Pipe Co., 184 U. S. 540, 560, 22 Sup. Ct. 431, 439 (46 L. Ed. 679). In that case a state Legislature had passed a statute against monopolies and excepted from its operation farmers; and the court held the classification bad, the exception void, and the whole statute invalid. The court in that case said: “The difficulty is not met by saying that, generally speaking, the state when enacting laws may in its discretion make a classification of persons, firms, corporations,