*1 workplace. consequences punitive Quentin McLEAN, Plaintiff-Appellant, government interest of
The second operations having in not administrative through patronage below overly politicized America; UNITED STATES of United level. Defendants claim policy-making Congress, Defendants- States welfare, “[t]here that when comes Appellees. Republican perspective, [a] Demoerat[ic] an Independent perspective, perspective, 06-7784. No. political perspectives.” other numerous Appeals, States Court of United Appellants at 8. But the Constitu- Brief of Fourth Circuit. holding limits on liveli- imposes tion hostage party loyalty hood of citizens Argued: Sept. supplant- on imposes law limits May 21, Decided: non-parti-
ing professional attainment field social san administration partisan requirements. Both
services with the same conclu- support of these interests here, basing hiring namely sion political affiliation violated on decision rights. First Amendment plaintiffs though ‘right’ has no to a person “[E]ven benefit and even governmental valuable deny government may him the though the reasons, any number of there benefit for govern- which the are reasons some rely.” Perry Sinder- not ment mann, right Fields had no director, but defendants
serve as BCDSS her right rely political had affilia- no hiring not her. Be- tion as a reason for however, cause, clearly estab- law time of the existing at the lished that the action taken was hiring decision unconstitutional, defendants are entitled immunity. judgment ac-
qualified and the case is remand- cordingly reversed proceedings further consistent with ed for this opinion. REMANDED
REVERSED AND *3 Garden, Student
ARGUED: Charlotte Counsel, University Law Georgetown Cen- ter, Litigation Program, Wash- Appellate D.C., Eric ington, Appellant. for Joel Wil- son, Attorney, of the United States Office Norfolk, Virginia, Appellees. for ON Goldblatt, Director, BRIEF: Steven H. Counsel, Forbes, Benja- D. Colin Student Schuman, Counsel, min D. Student Center, University Ap- Law Georgetown pellate Litigation Program, Washington, D.C., Appellant. Rosenberg, Chuck Alexandria, Attorney, Virgi- States United nia, Appellees. GREGORY, MICHAEL,
Before SHEDD, Judges. Circuit opinion. Judge Affirmed published opinion, which MICHAEL wrote joined. Judge GREGORY SHEDD Judge separate concurring in opinion wrote a part dissenting part.
OPINION
MICHAEL, Judge: Circuit Litigation
The Prison Reform Act (PLRA 104-134, Act), or Pub.L. No. (1996), ability 1321-71 limits the Stat. to file civil actions without prisoners prison- fees. prepayment When ac- previously er has filed least three appeals that were dismissed on tions or frivolous, they mali- grounds were cious, upon failed to state claim Act’s “three may granted, be relief prison- provision requires that strikes” danger imminent seri- er demonstrate cious, physical injury proceed in order to or fails to state a ous granted, which relief unless prepayment fees. U.S.C. danger is under today imminent 1915(g). The main issue before us physical injury. serious is whether a dismissal without for failure to state a claim counts as 28 U.S.C. hold that 1915(g). strike under We McLean, a August On previous not. Four of the six actions does Virginia, filed a se action pro McLean, by Quentin plaintiff-ap- filed against under U.S.C. the United case, pellant in this were dismissed with- States and United States *4 out failure to state a claim. Virginia. Eastern District of He chal- result, three-striker, not a
As a McLean retroactive, lenged and uncon- as therefore may he in this proceed appeal and 2244(d) stitutional, AEDPA, im- § of which prepayment filing of fees. His sub- a poses statute of limitations on a state rejected, stantive claim must be however. prisoner seeking corpus to file a habeas attempts McLean sue United States in federal petition court. See 28 U.S.C. Congress, asserting and United States 2244(d). day, § On the McLean same filed a of provision statute limitations proceed a motion for leave to IFP. The the Antiterrorism and Effective Death proceeded directly court district (AEDPA), Penalty Act of 1996 Pub.L. 104- preliminary screening of McLean’s com- (1996), 110 Stat. 1214 is retroactive 1915A(a) required § plaint as and dis- and therefore unconstitutional. Because missed it for failure to state a claim. Mc- the United States and its are States, Lean United No. 2:06-cv-00447 suit, immune such affirm from (E.D.Va. 2006). Sept. The court con- district court’s dismissal of McLean’s com- proceed cluded that McLean’s motion plaint. light IFP moot of the dismissal § 1915A.
I. After a notice of appeal, McLean proceed filed motion this court to IFP. requires The PLRA a district court to prisoner Because of McLean’s our status engage preliminary screening any of clerk’s office treated his IFP as motion in which re- seeks required moot him a separate to file governmental from entity dress or an application our form—for leave employee governmental officer or of a enti- —on proceed without prepayment fees in ac- 1915A(a) (2000). ty. 28 U.S.C. cordance with the PLRA. identify “cognizable court must or claims complaint, any portion dismiss the or application The PLRA required form [thereof, frivolous, malicious, that] or had, McLean to state whether he while fails state a claim upon which relief incarcerated, filed appeals three actions or 1915A(b)(l) be granted.” 28 U.S.C. that were as dismissed or mali- frivolous (2000). The “three strikes” provision cious or for failure to state claim. Mc- PLRA, § 1915(g), denies in and, responded forma Lean in the affirmative as (IFP) pauperis any status who: in- required, listed the names and docket has, occasions, on prior 3 or more while formation for such five actions. The any facility, incarcerated detained in application PLRA form instructed then brought an appeal action or in a support McLean to state “facts in the United States that was on dismissed claim” that he was “under imminent dan- frivolous, grounds it is ger mali- physical injury.” Appel- serious non-habeas actions that he had filed six Leave to Proceed Application lant’s grounds might No. Filing Fees dismissed Prepayment of were Without 2006). McLean 1915(g). Cir. Nov. them strikes under qualify 06-7784 as responded: all six actions were dismissed Specifically, sub- will a claim
My incarceration for failure to state [sic] continue turmoil, worria- ject psychological granted. me can Four were dis- relief [sic], thoughts— tion disturbances and the remain- missed problems healthcare my deteriorating dismissed, with one simply two ing were treated, un- exposures to inadequately that the dismissal noting order counted govern- repeated healthy environment purposes.1 for PLRA a strike corruption employees [sic] ment me, and loss
grown againts hate [sic] II. men Art. 1 sec. rights equality Id. present chal McLean’s of his 1983 action lenges application was PLRA
Once McLean’s *5 contesting of AEDPA’s the enactment filed, an order condition- clerk entered proceed to without of limitations. We reach the mer ally granting him statute leave only eligible stated appeal fees. order its of his if he is to prepayment full “subject or revi- to rescission fees prepayment that it was without under proceed (the statute). deter- any time sion at should To § 1915 IFP resolve the cases has had three appellant mine that issue, eligibility we must determine wheth malicious, frivolous, or for dismissed than prior er he has fewer three dismissals appellant a is to state claim failure or, not, if he that count as strikes whether danger physical under imminent of serious danger physical of serious is imminent States, No. injury.” McLean v. United injury. of whether Mc The determination 2006) (order Nov.29, con- Cir. 06-7784 § 1915(g) is a Lean three-striker for motion ditionally granting appellant’s prej on whether a dismissal without turns prepayment without proceed leave to for to a claim counts as udice failure state fees). following for the a strike. conclude We a is not a reasons that such history litigation A review of McLean’s Virginia, strike. that while incarcerated reveals Michael, upon (1) for to state a claim which missed failure v. No. 7:98-cv-00119 McLean 23, (dismissed (W.D.Va. 1998) granted; without Feb. court noted that dis relief can be upon to state a claim for failure be missal failure to state a claim would for pursuant granted to 28 can which relief be 28 considered a strike under U.S.C. 1915(e)(2)(B)(ii)); reopen § to motion U.S.C. (4th Cir.1999) 1915(g)), § 202 259 F.3d aff'd denied; appeal time file to (5) aff'd opinion); (unpublished v. table McLean (4th Cir.1999) opin (unpublished table 1334 Schillin, 20, (W.D.Va.July 7:99-cv-00319 No. ion); (2) Flemming, No. 7:98-cv- McLean v. (dismissed 1999) without 13, 1999) (dismissed (W.D.Va. Jan. 00731 upon be state a claim which relief can a claim failure state granted pursuant 28 U.S.C. upon granted pursuant to relief can be (6) 1915(e)(2)(B)(ii)); Bolling, v. § McLean 1915(e)(2)(B)(ii)); (3) McLean 28 U.S.C. (W.D.Va. 26, 1999) July No. 7:99-cv-00341 (W.D.Va.May Bolling, 7:99-cv-00221 No. (dismissed upon a claim for failure to state (dismissed 1999) prejudice for failure granted pursuant be to 28 which relief can can be upon which relief to state a claim 1915(e)(2)(B)(ii), sub Mc nom. U.S.C. aff'd U.S.C. granted pursuant 28 Cir.1999) Angelone, Lean Faust, (4) 1915(e)(2)(B)(ii)); No. McLean v. opinion)). (unpublished table 2, 1999) (dis- (E.D. Va. June 2:99-cv-00625 law;
A.
of the
that is with the
knowledge
interpretation
courts have given
includes in
list
Section
statute.”);
existing
to an
also
see
Miles
or
of strikes
action
“that
Corp.,
19, 32, 111
Apex Marine
498 U.S.
grounds
on the
that it (cid:127)...
fails
dismissed
(“We
unambiguous statutory and ‘the scheme is ure to claim under Federal Rule of ” coherent and consistent.’ Id. at 12(b)(6) Civil a ‘judgment Procedure *6 (quoting S.Ct. 843 United States v. Ron ”); the merits.’ Carter Cmty. v. Norfolk Enters., Inc., Pair 489 109 U.S. Ass’n, 970, Hosp. 761 F.2d 974 Cir. (1989)). 1026, 103 1985) (“A district court’s dismissal under 12(b)(6) is, course, Rule prejudice with Our task here to is determine specifically unless orders dismissal with whether an Congress intended or action prejudice.”); out U.S. ex rel. Karvelas appeal “that was on grounds dismissed Hosp., 360 F.3d Melrose-Wakefield it ... to fails state a claim upon which (1st Cir.2004) (“[I]n 241 of a absence may granted” relief be to count aas strike contrary, clear statement to the a dismiss under 28 U.S.C. if that dismissal 12(b)(6) al pursuant to Fed.R.Civ.P. is pre was specifically designated to be “without prejudice.”). sumed to be with prejudice.” language The “fails to a state upon claim may granted” which relief be prior It follows that the type of dismiss- § 1915(g) closely the language tracks al for failure to state a claim contemplated 12(b)(6). Federal Rule of Civil by § Procedure 1915(g) is one that an constituted 12(b)(6) Compare Fed.R.Civ.P. (listing adjudication prejudiced on merits and “failure to a state claim which relief subsequent complaint a with dismissal). granted” can be as grounds for contrast, the same allegations. dis- a Congress directly When incorporates lan prejudice missal without for failure with guage an legal meaning established state claim not an adjudication is on the statute, may merits, into a infer that Congress Haigh, Mann v. 120 F.3d 36 language Cir.1997); intended the on take its estab Cooter & v. Gell Hartmarx lished meaning. United Langley, States v. 496 Corp., (4th Cir.1995) (“It (1990), 110 L.Ed.2d “permits firmly entrenched that pre plaintiff the complaint refile as though legislation Elliot, sumed to enact knowledge filed,” with had never been Mendez (4th Cir.1995). substantively curb the meant to meritless Consequently, F.3d swamped have claims that for failure prejudice without Fauver, plain federal courts.” Shane not fall within the a claim does state (3d Cir.2000) 1915(g)’s (emphasis meaning of unambiguous original). ... phrase [for] “dismissed unqualified result, a As a a claim.” to state fail[ure] prejudice Because a dismissal without for failure without an adjudi- to state a claim not for failure not count a strike. a claim does state merits, treating such cation missal as a strike would undermine Con- B. potentially intent. A meritorious gress’s as to the unam- Although our conclusion inartfully pleaded claim a but dismiss- biguous meaning unqualified that is fail- dismissed a claim context al failure to state wholly a claim is distinct from ure state inquiry, end our is sufficient to frivolous, is dismissed as mali- a claim that and the dis- government’s we address cious, substantively or meritless. The for- legislative pur- assertions sent’s might by competent revived mer contrary supports the PLRA pose of pleading, but the latter cannot. As the interpretation. explained: Second Circuit the enactment impetus behind 1915(g)’s prison- Section mandate that the “end- a concern about the PLRA was qualify ers not for IFP status if brought litigation” less flood frivolous been their suits have thrice dismissed on S14,418 Cong. Rec. by inmates. 141 ‘frivolous, ground they were Hatch). (statement pro- The Act’s of Sen. malicious, claim’ failfed] these expressed dismay because ponents to apply was intended to nonmeritorious ju- “draining precious suits were frivolous prejudice, suits suits dismissed 141 Cong. Rec. S7526 dicial resources.” dismissed (1995) (statement Kyi); also of Sen. see *7 comply procedural prerequi- to with a (statement (1995) S14,418 141 Rec. Cong. site. (“The Hatch) crushing of burden of Sen. (2d Melindez, 199 F.3d 111 it difficult for Snider v. suits makes these frivolous (alteration claims.”). Cir.1999) original). To treat to consider meritorious courts suits equivalent as nonmeritorious not, PLRA purpose The of the prejudice missed those dismissed however, to restric impose indiscriminate for failure to state a prejudice to federal prisoners’ on access the tions as by counting both strikes would Kyi emphasized that courts. Senator clearly expressed goal against cut of judicial for up Act “free resources would Congress. by prisoners and with merit both claims nevertheless contends that Cong. 141 Rec. S7526 dissent nonprisoners.” (1995) (statement “legislative Kyi); purpose it is that the of see also “evident” Sen. (statement S14,627 1915(g)” support does not underlying Cong. 141 Rec. Hatch) (“I at our statute. Post prevent do not want to construction of Sen. dissent, by cited 408 n. The cases raising legitimate from claims. inmates however, that do not demonstrate Con- legislation prevent will not those This raised.”). § 1915(g)’s designa- strike being gress As other intended claims from concluded, potentially to reach meritorious is no doubt tion “[t]here courts have PLRA ... were claims. provisions that the of the
398 frivolous, malicious, in not
The dissent is of course correct
because the action is
level,
that, at
broadest
“the
to state a claim.” 200 F.3d
ing
fails
at 667.
litigation brought Day
opinions
PLRA’s ‘focus is to limit
relies on
from two other
”
prisoners,’
authority,
Allin,
at
Mont
144
by
post
(quoting
403
circuits
Rivera v.
(11th
Cir.1998);
Corp. Virginia,
Pub.
199 F.3d
F.3d 719
v.
calm
and Patton
(4th Cir.1999)).
broadly
Center,
A
conceived
Correctional
Jefferson
however,
Cir.1998).
imply,
purpose does not
Neither Rivera nor
Patton, however,
ap
to
a meat-axe
intended
use
informs our
to-
decision
day
to
The Su
neither
proach
purpose.
achieve
because
case involved a dis-
Bock,
preme
opinion
prejudice
Court’s
missal without
for
Jones
failure
S.Ct.
L.Ed.2d
state a claim. The dismissals without
(2007),
dissent,
frequently
analyzed
cited
in Rivera and Patton
frivolousness,
fully
supports
understanding
our
the were
dismissals
abuse
judicial
goal
process,
the PLRA. As the dissent itself
and failure to exhaust
Jones,
using
explains,
language
administrative remedies. The Rivera and
“[although
system
our
‘remains com
had
legal
Patton courts
no occasion
examine
guaranteeing
implications
holdings
mitted to
their
on
case,
fairly
according
... are
type
claims
handled
of dismissal at
in this
issue
law,’
ensuring
‘challenge
lies in
state a
claim.
the flood of nonmeritorious claims does
Finally,
the dissent relies
a more
submerge
effectively preclude
con
Circuit,
recent
from the
case
Ninth
”
allegations
sideration of the
with merit.’
Price,
O’Neal
C.
requirement
by
additional
not enacted
government
1154,
Congress.”
also cites one circuit
399
simply
indisputably
legal
such
is
based on
modify
a dismissal
meritless
udice”
also
theory,
power
but
the unusual
necessary.
pierce
complaint’s
the veil
factual
D.
allegations
dismiss those claims
clearly
factual
whose
contentions are
holding
Our
that a dismissal with
baseless.
a
prejudice for failure to state
claim is
out
not,
recognize,
not a
does
resolve
strike
327,
Id. at
109 S.Ct.
Examples
for frivolousness ren
whether
claims
factu-
frivolous
include those whose
prejudice would count as a
dered without
“delusional,”
nutty,”
al
are
allegations
“so
However, nothing
analysis
in our
strike.
“wholly
or
fanciful”
“unbe-
simply
for
to state
claim
of dismissals
failure
Gladney
lievable.”
v. Pendleton Corr. Fa-
suggests
that dismissals
frivolousness
cility,
773,
Cir.2002);
774
exempted from
1915(g)’s
should be
Hernandez,
Denton v.
112
even
designation,
strike
when
dismiss
1728,118
S.Ct.
L.Ed.2d 340
al
rendered without
12(b)(6)
contrast,
“Rule
au
Indeed,
Supreme
detailed
Court’s
thorizes a court to
a claim
dismiss
on the
Williams,
comparison in
490
Neitzke
dispositive
basis of a
issue
law.”
104
Neitzke,
490 U.S at
Second, because we reversed the district
dismissal,
court’s
we had no cause to ad-
E.
dress the
appropriateness
the district
court’s
today
fully
Our decision
is
decision to dismiss De’Lonta’s suit
consistent
prejudice.”
extent,
“without
Congress’
To the
how-
goals
reducing pris-
with
dual
ever,
and,
time,
that a
court
litigation
truly
the same
district
pre-
oner
at
unable
any
conceive of
serving meaningful
to the
set
facts under
a
access
courts for
which
plaintiff
relief,
prisoners
potentially
would be entitled to
meritorious
In
district court
err in
expressing
designating
claims.
would
this
concerns
408-10,
Courts,
contrary,
dissent,
prejudice.
dismissal to be
post
posits
without
one,
including
a district
have held that
situation
court
when
complaint
prisoner’s complaint
through
confronted with a
is incurable
amend-
ment,
“wholly
properly
merit” and
dismissal is
lack[s]
dismisses the
rendered with
prejudice
complaint
prejudice
and without leave to
See
failure to
amend.
Inc.,
a claim.
Cozzarelli
appealed,
Inspire
Pharms.
(4th Cir.2008)
this court
appeal pursu-
(affirming
entertains
missal with
Sugar Corp.
ant
Domino
where
Sugar
amendment
futile);
also,
Local
would have
e.g.,
Workers
Union
10 F.3d
been
see
Cal.,
Cir.1993),
and affirms the
Gadda v. State
dismissal.
Bar
(9th Cir.2007) (“Because
The dissent
allowing
contends that failure to count
futile,
the district
amendment
be
court’s dismissal as a
would
we
strike
hold
would undermine
district
court
goals
properly
the PLRA.
dismissed
[plaintiffs]
argument
To illustrate its
the dissent in-
claims with
and with-
amend.”).
out
vokes De’Lonta v.
leave to
Angelone,
De’Lonta, however, does substanti- interpretation overbroad of the term “dis ate dissent’s concerns. De’Lonta a miss” when used in the context of failure prisoner brought §a 1983 claim alleging to state a claim 1915(g), sug adequate denial of gest medical treatment De’Lonta instead counsels that courts violation of the Eighth Amendment. Al- remain mindful of the distinction between though the district an unqualified “unable to dismissal for failure to state conceive set of facts under which claim dismissal without Eighth Amendment would entitle” potentially claim, the While a par meritorious relief, plaintiff ticularly by nevertheless dismissed pro litigant, se should not unqualifiedly to avoid dismissed for failure to state “complicating any future actions with is- truly unless its deficiencies are incurable, sues collateral or claim estoppel preclu- Holshouser, Bolding see *10 461, sion.” 330 F.3d at Cir.1978), F.2d 464-65 such entirely proper is States and the United States Con- unqualified dismissal United claiming reviewed the claim and under 42 gress court has U.S.C. when substantively meritless. of provi- found that AEDPA’s statute limitations sion, 2244(d), that the com- court has determined 28 U.S.C. a retroactive Once unamendable, a dismissal plaint truly law and is thus unconstitutional. As the concluded, prejudice correctly is of little benefit to without district viable Congress cannot be made im- litigant, the claim States and its are United through Similarly, reformulation. dismiss- mune from suit this instance. complaint without al of such a sovereign As a the United the PLRA’s of reduc- goal works defeat “is immune from suit save as it States meritless law- ing substantively prisoner ... and of consents be sued the terms to file because it allows suits its consent be sued court define again. When the same merit-less jurisdiction that court’s to entertain the a com- court is confronted with district Testan, suit.” United States tech- that fails not because of some plaint L.Ed.2d 114 lack because its claims deficiency nical but (internal omitted). quotations merit, complaint legal properly this sovereign States has not waived United is, to state missed for failure claim—that suits, immunity for constitutional tort such of. finally prejudicially disposed Winner, one as the here. Martinez detracting Congress’ Rather than from (10th Cir.1985). 424, 442 Similarly, F.2d litiga- reducing meritless goal sovereign immunity this extends to the tion, preserve abil- today’s will decision Congress States when it is sued as United distin- ity meaningfully of district courts to government. a branch See Keener pled potentially but guish poorly between U.S., Congress simply meritorious claims those Cir.1972). “are Congress And members Any prisoner lack merit. whose for liability immune from their actions category penalized falls the latter will be ” ‘legislative sphere.’ within the Eastland the PLRA intended. with strike as Fund, v. U.S. Servicemen’s (1975); F. I, 6,§ Art. cl. 1 (Speech see also prior six actions McLean has had civil Clause). result, the courts Debate As four of dismiss- dismissed. Because those jurisdiction against lack to entertain a suit were als without States and the States United United claim, only two state a he has accrued challenges enactment 1915(g). Accordingly, strikes under AEDPA. him allowing proceed clerk’s order appeal prepayment full of fees without IV. McLean will be allowed to stand. Because striker,” necessary is not a is not “three sum, In that the dismissal of hold us to his claim that he is consider prisoner’s complaint danger physical under imminent serious does count as a failure state a claim injury. § 1915(g). This strike 28 U.S.C. holding that McLean does not have means
III. strikes under and that he three proceed We at last to merits of can in this turn considering McLean fees. appeal. prepayment McLean’s has sued *11 402 1914(a). claim, Schedule”), we hold substance McLean’s neous Fee Notwith- jurisdiction fact,
that
lack
under
the courts
this
has
standing
“Congress
long reg-
principles
sovereign immunity
to enter-
indigent litigants
ulated the access of
judicial
tain
against
system,”
his suit
United States
the federal
Roller v.
Gunn,
Congress. Accordingly,
227,
Cir.1997),
district
230
dismissing
complaint is
court’s order
his
and it has authorized
and cir-
the district
cuit courts to waive the fees for most
AFFIRMED.
who
individuals
are unable
afford them
(“IFP”)
in
granting
pauperis
SHEDD,
Judge, concurring in
Circuit
forma
Specifically, Congress
status.
enacted the
part
dissenting
part:
in
statute,
IFP
now
codified
28 U.S.C.
McLean,
Quentin
a Virginia inmate and
1915,
“to
indigent litigants
ensure that
frequent litigant, filed this
case
rights
civil
meaningful
have
access to
federal
against the United States of America and
Williams,
Neitzke
courts.”
Congress, asserting
United States
that
1827,
state a claim do not count as “strikes” litigation Prisoner continues to “account 1915(g), is based on an incorrect filings” for an outsized share feder- reading of the statute. with Consistent al nearly district courts. courts, opinions of other circuit I percent be- of all civil cases filed federal lieve the most natural way to read courts nationwide were com- written, 1915(g) is to read it as it is plaints challenging prison conditions or the statute on its face claiming does not limit its civil rights violations. Most of scope only merit; to dismissals cases many these have no are
frivolous.
I
Bock,
Jones v.
U.S.
S.Ct.
Ordinarily, litigants
must pay
$350
403 law,” pauperis to in statute to avoid fairly according handled the ... are forma Green, that the ensuring filing lies in fees.” 454 F.3d at “challenge paying the claims does encouraging of nonmeritorious practice flood 407. This “risked consid- effectively preclude submerge might that these fees otherwise have suits merit,” allegations the Butner, of eration Nagy v. EMC 376 deterred.” Jones, at (4th Cir.2004). 549 U.S. PLRA 255 F.3d prisoners § 1915 to to require amended proliferation prison-
“Finding that the
fee,
filing
full
“IFP status
pay the
and now
to the
significantly
litigation
due
er
filing
the
simply
prisoner
pay
allows
filing
of economic disincentives
lack
Altizer,
cases,” Roller,
at
at 230-
in installments.”
191 F.3d
107 F.3d
fee
meritless
1915(b)).1
in
challenge
(addressing
Rejecting
that
“Congress addressed
544
Reform
Litigation
aspect
PLRA
challenge
[Prison
the
constitutional
to this
Act],”
enacting
variety
PLRA,
“a
of reforms
by
we commented:
claims and
to filter out the bad
designed
Requiring prisoners to make economic
Jones,
good,”
facilitate consideration of
about filing
decisions
lawsuits does not
203-04,
Simply
at
127
S.Ct.
549
courts;
merely
deny access
Congress decided that
put,
“[w]hat
places
indigent prisoner
position
...
fewer and better
country needs
by
similar to
faced
those whose
suits,”
id.
127
at
S.Ct.
prisoner
by
of living
paid
basic costs
are not
litigation
PLRA’s “focus is to limit
and the
Those living
prisons
state.
outside of
Pub.
brought by prisoners,” Montcalm
every
they
file a
time
cannot
lawsuit
Va., 199 F.3d
Corp. v. Commonwealth of
or
In-
imagined slight.
suffer
real
(4th Cir.1999),
and “to remove
stead, they
importance
weigh
must
courts from the business
federal district
resorting
legal
redress before
to the
day-to-day operation
supervising
system.
prisoner
If a
determines
Hutto,
Cagle v.
177 F.3d
prisons,”
spent
funds are
on other
his
better
(4th Cir.1999).
253, 257
filing
rights
items rather
than
a civil
“impos
purpose,
the PLRA
To effect
suit, “he has
an implied
demonstrated
on a
rather substantial limitations
es some
evaluation of that
that the
suit”
courts
action,”
ability to initiate a civil
prisoner’s
entitled
honor.
should be
Young,
454 F.3d
Green
Roller,
(quoting
F.3d at
Lumbert
Cir.2006),
provisions
“contains
Corrections,
Dept.
v. Illinois
filing
discourage prisoners from
should
(7th Cir.1987)).
257, 260
succeed,”
unlikely
that are
Craw
claims
1915(g),
The PLRA also created
Britton,
574, 596, 118
ford-El
provision
the “three
now
strikes”
1584, 140
As we
L.Ed.2d
1915(g)provides:
issue. Section
“Many
the PLRA
have noted:
sections of
to the IFP stat
simply
are
amendments
bring
In no event shall a
a civil
prisoner
”
ute .... Anderson v. XYZ Correctional
judgment
a civil
action
Servs., Inc.,
682 n.
Health
if
action or
this section
proceeding under
Cir.2005).
has,
prior
prisoner
on 3 or more
occasions, while
or detained
example, “[p]rior
the enactment
incarcerated
For
PLRA,
facility,
ap-
use
an action or
prisoners
brought
were able to
so,
1915(b)(4)
judgment
provides
"[i]n
no
criminal
for the reason
1. Even
prohibited
prisoner
from
no
no means
assets and
event shall
has
pay
partial
fee.”
bringing
appealing a civil or
which to
initial
a civil action or
gardless
a court of the United States that
of whether the
peal
seeks
First,
grounds that it
proceed
was dismissed on the
IFP.
the PLRA created
*13
frivolous, malicious, or fails to
a
1915A,
§
state
pertinent part
which in
requires
may
upon
granted,
claim
which relief
be
the district
docketing,
court “before
if feas-
unless the
is under imminent
or,
event,
any
ible
in
as soon
practicable
as
danger
physical injury.
(1)
serious
after docketing”
complaint
to
screen “a
in a
which a prisoner
civil action in
seeks
1915(g)
§
have noted that
We
“does little
redress from a
offi-
governmental entity or
apply
than
rules to prison-
more
the same
governmental
cer or
a
employee
entity”
that apply
everyone
brings
to
else who
ers
any
a
Altizer,
dismiss such
or
action
appeal.”
an
or
191 F.3d at
portion
“frivolous,
thereof
mali-
In other
words:
cious, or
a claim upon
fails to state
which
Although
1915(g)
section
attaches conse-
may
Second,
relief
granted.”
be
actions, ...
quences
past
to
[it] does not
1997e(c)(l),4
PLRA
§
created
U.S.C.
prisoner’s
a
rights,
affect
substantive
which
pertinent part requires
and does not block his
her access to
trict court “on
own
motion or on the
may
A prisoner
pursue
the courts.
still
motion of a
party”
any
dismiss
action
any
qualifying
claim after three
dismiss-
brought with
als,
respect
prison
but
conditions
he or she
do so without
must
by prisoner
under federal
a
law
confined
aid of the
procedures.
[IFP]
any jail,
other
prison, or
correctional facili-
at 546 n. 11 (quoting Adepegba
Id.
ty “if the court is satisfied that the action
Hammons,
(5th
Cir.1996)).2
103 F.3d
frivolous, malicious,
fails to
[or]
Additionally, the PLRA increases the
claim
relief can
granted.”
which
be
obligation of federal
courts
dismiss cer-
tain
litigation.
“Before the
“separate,
Each of these
but interrelat
PLRA, the
pauperis provision
forma
Price,
ed” PLRA provisions, O’Neal v.
§ 1915
at
[then codified
28 U.S.C.
Cir.2008),
in
1915(d)],
§
applicable most prisoner
liti-
structs courts to “dismiss” actions on the
gation, permitted
sponte
sua
grounds
three
that constitute “strikes”
if an
only
action was frivolous or mali-
(ie., frivolous, malicious,
§
under
Jones,
cious.”
claim).
fails to state a
Because of their
However,
910.3
PLRA
amended
similarity,
may
obvious
courts
have the
1915(d),
§
recodified
as
option
particular
in a
case
dismissing
1915(e)(2)(B),
by adding (among other
IFP prisoner
litigation
failure to state
things) that the courts should
dismiss
a claim
than
under more
one of these
IFP action that
to state a
“fails
claim on
See,
provisions.
e.g., Michau v. Charles
relief
granted.”
C.,
ton County, S.
haustion of its efforts as A. to curb of frivolous lawsuits the number (citations previously We have not this addressed brought by prisoners.” omitt ed)).5 published in a opinion, issue but other circuit courts held have that dismissals
II
prejudice
without
count as strikes under
O’Neal,
See,
specific
1915(g).
e.g.,
§
raised
F.3d at
issue
we have
(“Because
1915(g)
§
a dis-
current
sponte
this
sua
whether
distinguish
failure to PLRA does
prejudice
missal without
not
between
prejudice, [prior
under missals with and without
claim counts
a strike
1915(d)
statutory
precedent]
§
§
1915(g).6 This is a matter of
does
detract from
undoubtedly
Congress
statutory
the Su-
was
aware of
ter of
construction
is untenable.”
Neitzke,
follows that
Cir.2006).
contemplated by
failure to
Thus,
preju-
dismissals with and without
adjudi-
is one
constituted an
failure to
dice for
state a claim for relief
the merits
prejudiced
cation on
“dismissals,”
types
are two distinct
but
subsequent
with the
of a
they operate result for
achieve the same
allegations.” Majority Op., at 396.
same
purposes
specific
of a
Congress
civil case.
12(b)(6)
a Rule
Because
undoubtedly was
aware of this fact when
an adjudication
is not
on the
unqualified
used the
word “dismissed”
merits,
majority
that it does
concludes
1915(g).
Corp.
See Keene
v. United
and,
§ 1915(g)
consequently,
not fall within
States,
as a
does not count
strike.
tion
Although disagree I with the matter, I do not forecast Although appears on this McLean to have had necessarily prolifera- cause a decision will actions for failure to state a six dismissed As I prisoner litigation. of meritless claim while he has been incarcerated tion noted, already litigation judicial system Virginia, description his have our story. history present the entire problem. I do believe that the does faces litigant, attempting to prolific As with majority’s decision will not advance Con- history from litigation McLean’s TV catalog task, simple is not a but court records foregoing, on the I concur in Part Based available records quick review of the majority opinion, III of the and I dissent type prisoner- that he is the shows from the remainder. had mind when litigant example, enacted the PLRA.9 For this case Virgi-
arises from the Eastern District nia, unsuccessfully pur- McLean has where However, actions. McLean
sued several actually litigious much more has been Virginia, District of which has Western America, UNITED STATES of him designated as a “three striker” under Plaintiff-Appellee, 1915(g).10 addition to McLean’s dis- for failure to state a claim noted missals majority, prob- most if not all of which SMITH, Cordell Lester Defendant- ably designated could have been “with Appellant. prejudice,” designation his as a three-strik- No. 07-5123. appears summary er to have led to the dismissal without numerous Appeals, United States Court of other cases in the District. Mc- Western Fourth Circuit. Lean has also had cases dismissed without Argued March prejudice in the Western District under § 1997e for failure to exhaust administra- May Decided remedies, unsuccessfully tive and he has pursued multiple appeals in this Court and Supreme
in the Court. majority agree and I that the dis- trict court’s dismissal order for failure to
state a claim in the now before us should be That affirmed. order does not thus,
specify prejudice; that it is without as a will count strike even under the ma- jority’s majority view. Given
agrees previ- that McLean has at least two strikes,
ous McLean should hereafter be regardless deemed three-striker majority’s holding whether the regarding *19 § 1915(g)is correct or not. appears litigated Virgi- appealed designat- McLean to have McLean has one order “Quentin three-striker, nia under the name McLean” and ing placed him as a and we have “Quentin Additionally, McLean-El.” abeyance pending appeal. “Quentin Westlaw search that a indicates Smith, See McLean v. Dr. C.A. No. 7:07cv584 “Quentin McLean” and a McLean-El” also (W.D.Va. 2007) (No. Dec. 08-6180 4th litigated unsuccessfully in the of Co- District Cir.). lumbia federal courts the 1990s.
