ORDER DENYING PLAINTIFF’S MOTION TO STRIKE DEFENSES
Plaintiff Irene McKinnie (“Plaintiff’) brought this products liability action against Defendant Lundell Manufacturing Company, Inc. (“Defendant”) in the Circuit Court for Gibson County, Tennessee, alleging that Plaintiffs son died as a result of the defective and unreasonably dangerous condition of a shredder manufactured by Defendant. Defendant .removed the action to this court on the basis of diversity of citizenship. Before the court is Plaintiffs motion to strike certain of Defendant’s defenses. For the reasons set forth below, Plaintiffs motion is DENIED.
Federal Rule of Civil Procedure 12(f) provides that, “[u]pon motion made by a party .,, the court may order stricken from any pleading any insufficient defense.” Fed.R.Civ.P. 12(f). Although motions to strike affirmative defenses pursuant to Rule 12(f) are generally disfavored, such motions are within the sound discretion of the district court.
Federal Sav. & Loan Ins. Corp. v. Burdette,
When jurisdiction is founded on diversity of citizenship, a federal court must apply the forum state’s substantive law, including the forum state’s choice of law rule.
Klaxon Co. v. Stentor Elec. Mfg. Co.,
Plaintiffs complaint alleges that Plaintiff’s son was killed as a result of a “defective and unreasonably dangerous” slow-speed shredder manufactured by Defendant. (Compl. paras. 5-6.) Plaintiff asserts that Defendant is strictly liable for the injury caused by its allegedly, defective product. (PL’s Mem. Supp.Mot.Strike at 1-2.) Plaintiff does not, however, assert negligence as a basis for recovery. (Id.) Therefore, this action is governed by the Tennessee Products Liability Act of 1978 (“Act”), Tenn.Code Ann. §§ 29-28-101 to 108 (1980 & Supp.1992), 1 and defenses that do not apply to strict liability claims are immaterial and insufficient.
In its answer, Defendant asserts several defenses: (1) specific denials of certain of the allegations in Plaintiffs complaint; (2) that Plaintiffs son assumed the risk of injury arising from the shredder; (3) that the shredder was not defective at the time it left Defendant’s control; (4) that Plaintiffs son’s death resulted from the negligence of a person or persons other than Defendant, thereby reducing Defendant’s liability; "and (5) that Defendant complied with the appropriate state and federal-statutes and regulations governing design, labeling and warning, and instructions for using the shredder. (Answer paras. 1-9.) Plaintiff moves to strike Defendant’s second, fourth, and fifth defenses.
A. DEFENDANT’S COMPLIANCE WITH STATE AND FEDERAL
LAWS
Plaintiff moves to strike Defendant’s fifth defense — Defendant’s compliance with the appropriate state and federal statutes and regulations — on the basis that this defense fails to conform with the requirements of Federal Rule of Civil Procedure 8(c). Rule 8(c) provides that “a party shall set forth affirmatively ... any ... matter constituting an avoidance or affirmative defense.” Fed.R.Civ.P. 8(c). “The key for determining the sufficiency of pleading an affirmative defense is whether it gives plaintiff fair notice of the defense.”
Wyshak v. City Nat’l Bank,
B. COMPARATIVE FAULT AND ASSUMPTION OF RISK
Plaintiff also moves to strike. Defendant’s second and fourth defenses — that
Tennessee tort law has recently undergone substantial changes. In
McIntyre v. Balentine,
In cases decided prior to
McIntyre,
Tennessee courts had repeatedly, held that the mere assertion of the .plaintiffs negligence did not bar recovery in a strict products liability action brought in Tennessee.
E.g., Ellithorpe v. Ford Motor Co.,
The Tennessee courts’ concerns about the purposes of strict liability emphasize that, by adopting strict liability, the Tennessee Supreme Court intended such actions to differ from actions based on ordinary negligence.
Id.
(quoting
Carney v. Ford Motor Co., Prod.
Liab.Rep. (CCH) para. 9727 (Tenn.Ct.App.1970)). Proponents of the traditional rule against allowing a plaintiffs negligence to bar recovery under strict liability contend that allowing the plaintiffs simple negligence to defeat a strict liability claim would “ ‘reduce the action brought under [the strict liability] doctrine to one based on ordinary negligence.’ ”
Ellithorpe,
Under a comparative fault system, a plaintiffs negligence does not preclude recovery, but merely reduces the manufacturer’s liability. Although strict, liability would operate similarly to ordinary negligence as to the reducing effect of a plaintiffs conduct, the two theories of liability would remain distinct in that strict liability actions would not require the plaintiff to prove that the manufacturer breached any duty of care. Unlike traditional contributory negligence, comparative-fault would preserve the primary advantage that a plaintiff has in strict liability actions — imposition of liability against the manufacturer without, any showing of the manufacturer’s negligence. Extending comparative fault to strict liability actions would not defeat this policy underlying the strict liability doctrine. In addition, applying comparative fault to strict liability would not eliminate the deterrent effect of strict liability. Although the comparative fault system might yield smaller awards than traditional strict' liability, manufacturers would remain liable for producing defective or unreasonably dangerous products. Incorporating comparative fault principles into products liability actions would also preserve strict liability’s goal of shifting the risk of defective products to manufacturers without holding manufacturers liable for injuries resulting from plaintiffs’ conduct.
The McIntyre court’s definition of liability based on “fault” rather than “negligence” addresses the Tennessee Supreme Court’s earlier concerns about interposing the plaintiffs negligence as a defense to “conduct
The Tennessee Supreme Court has acknowledged that, in strict liability actions, the sufficiency of a defense based upon the plaintiffs conduct depends on the
nature
of that conduct, rather than the label applied to that conduct.
Ellithorpe,
“when a plaintiff, with knowledge of the defect, uses the product in such a manner as to voluntarily and unreasonably encounter a known danger, that act may be plead [sic] as á defense to an action based on strict liability'in tort. We do not deem it determinative of the availability of this defense whether'it be called negligence, contributory negligencé or assumption of risk. It is more a matter of the unreasonableness of permitting a plaintiff to deliberately put in motion a known danger and attempt to profit thereby.”
Ellithorpe,
Most courts that have addressed the issue have concluded that incorporating comparative fault principles in strict liability cases does not vitiate the policies underlying strict products liability.
See, e.g., Caterpillar Tractor Co. v. Beck,
[i]n the final analysis, most jurisdictions have decided that, regardless of semantics, it is fairer and more sensible to permit an allocation of a plaintiffs causal responsibility to reduce - the, liability of a products liability defendant. -The policy objective of the strict liability doctrine for products is to compensate, all those harmed by a defective and unreasonably dangerous product while using it in a reasonably foreseeable manner, but not to make the product sup.-plier an insurer with respect to the product. The use of comparative fault as a defense is compatible with that policy. By transferring to consumers all the cost of the plaintiffs injury except that attributable .to his own fault, the application of comparative faults helps to ensure that self-responsibility remains an appropriate factor in the apportionment process.
Carol A. Mutter, Moving to Comparative Negligence in an Era of Tort Reform: Decisions for Tennessee, 57 Tenn.L.Rev. 199, 299-300 (1990) (footnotes omitted); see Edward S. Digges, Jr., & Robert D. Klein, Comparative Fault in Maryland: The Time Has Come, 41 Md.L.Rev. 276, 289-90 (1982); David A. Fischer, Products Liabilit y—Appli cability of Comparative Negligence, 43 Mo. L.Rev. 431, 450 (1978); Marcus L. Plant, Comparative Negligence and Strict Tort Liability, 40 La.L.Rev. 403, 415-16 (1980).
In
McIntyre,
the Tennessee Supreme Court recognized that its abandonment of contributory negligence necessitated reexamination and restructuring of other tort principles.
McIntyre,
Given the Tennessee Supreme Court’s focus on “fault” as the basis for liability and its reliance on- the practices followed in other jurisdictions, this court concludes that the Tennessee Supreme Court would follow the numerous other jurisdictions that have extended comparative fault to strict liability. Accordingly, the court rules that, in light of the recent changes wrought by the Tennessee Supreme Court, the defense of comparative fault could succeed against the claim asserted — -strict products liability — by means
Having concluded that comparative fault principles should be extended to strict liability cases, the court must now determine how the union of
McIntyre
and strict liability affects the defense of assumption of risk. Tennessee courts have traditionally recognized assumption of risk as a total bar to recovery in strict liability actions.
Ellithorpe v. Ford Motor Co.,
Plaintiff contends that, under comparative fault, assumption of risk no longer serves to preclude recovery in products liability actions, but merely reduces manufacturers’ liability. (Mem.Supp.Pl.’s Mot.Strike at 2.) In support of her position that
McIntyre
removed assumption of risk as a total defense to products- liability actions, Plaintiff relies upon
Perez v. McConkey,
No. 03A01-9209-CV-00331,
first, express assumption of risk or consent, such as a contract between the parties, as qualified in Olson v. Molzen,558 S.W.2d 429 [, 432] (Tenn.1977), remains an absolute bar. to recovery by a plaintiff; second, primary assumption of risk, as when a plaintiff voluntarily assumes known risks inherent in an. activity, retains its viability under comparative negligence as a complete bar to recovery; but third, under comparative fault, secondary implied assumption of risk, which is'nothing more than an aspect of contributory negligence, may serve to reduce a plaintiffs damages, but not necessarily — depending on the degree of the plaintiffs negligence — preclude recovery.
Id., slip op. at 5. 4
The
Perez
courts’ analysis of assumption of risk reflects the treatment of the doctrine by the Uniform .Comparative Fault Act. As noted in the Comment to the Uniform Act, “[assumption of risk is a term with a number of different meanings — only one of which is “fault” within the meaning of this Act.” Unif.Comparative Fault Act § 1(b) cmt., 12 U.L.A. 46 (West Supp.1993);
see.
Carol A. Mutter,
Moving to Comparative Negligence in an Era of Tort Reform: Decisions for Tennessee,
57 Tenn.L.Rev. 199, 286 (1990); Carol A. Mutter,
Rethinking Assumption of Risk After the Adoption of Comparative Fault,
23 Mem.St.U.L.Rev. 85, 86-89 (1992). The Uniform Act identifies the following “meanings” of assumption of risk: (1) valid and enforceable consent, such as a contractual waiver of liability; (2) a lack of violation of a duty by the defendant, such as a landowner’s failure to warn a licensee of a patent danger on the premises; (3) a plaintiffs reasonable assumption of risk;
5
and (4) a plain
The first and second categories of assumption of risk are excluded by the Uniform Act because such circumstances — the plaintiffs consent or the defendant’s lack of a duty— preclude any finding of liability of, the defendant. The Uniform Act also excludes' the third type of assumption of risk because a plaintiffs
reasonable
conduct cannot constitute “fault” of the plaintiff and should not affect recovery.
Id.
The fourth category, however, reflects the elements of the traditional assumption of risk defense, as defined by Tennessee courts, which requires a determination of the
reasonableness
of the plaintiffs conduct.
See, e.g., Ellithorpe v. Ford Motor Co.,
This court concludes that, rather than rely on obsolete labels, the Tennessee Supreme Court would adopt the “assumption of risk” structure embodied in the Uniform Act and employed by the Tennessee Court of Appeals in Perez. Under this standard, the extent to which a plaintiffs conduct affects his ability to recover against a manufacturer on the basis of strict liability is determined by focusing on the nature of the plaintiffs conduct. Whether a plaintiffs “assumption of the risk” would preclude or merely limit recovery depends on the specific conduct proven by the manufacturer. A plaintiffs conduct might still bar recovery in several situations, such as when the plaintiff assumes a risk by means of express contract, when the defendant has no duty to protect the plaintiff from a risk, or, under comparative, fault, when the fault attributable to the plaintiffs conduct is equal to or greater than the fault attributable to the defendant. In other circumstances, the plaintiffs conduct might serve to merely reduce the plaintiffs recovery. Regardless of the effect of the plaintiffs conduct, this court predicts that assumption of risk will remain a valid defense in Tennessee, despite the supreme court’s adoption of comparative fault. Accordingly, the court DENIES Plaintiffs motion to strike Defendant’s Second Defense.
In summary, because Defendant’s Fifth Defense provides sufficient notice of the nature of the defense — Defendant’s compliance with applicable state and federal statutes and regulations — Plaintiffs motion to strike Defendant’s Fifth Defense is DENIED. In addition, because the court concludes that the Tennessee Supreme Court would extend comparative fault principles to strict liability and would retain assumption of risk as a valid defense in products liability actions, Plaintiffs, motion to strike Defendant’s Fourth and Second Defenses is DENIED.
IT IS SO ORDERED.
Notes
. The Act provides that "[a] manufacturer or seller of a product shall not be liable for any injury to person or property caused by the product unless the product is determined to be in a defective condition or unreasonably dangerous at the time it left the control of the manufacturer or seller.” Tenn.Code Ann. § 29-28-105(a) (1980).
. In
McIntyre,
Tennessee became the forty-sixth state to adopt some form of comparative negligence. The
McIntyre
court joined nine other jurisdictions in adopting the "49%” rule of modified comparative fault (Arkansas, Colorado, Georgia, Idaho, Kansas, Maine, North Dakota, Utah, and West Virginia). Currently, thirteen states employ “pure” comparative negligence (Alaska, Arizona, California, Florida, Kentucky, Louisiana, Mississippi, Missouri, Michigan, New Mexico, New York’, Rhode Island, and Washington); twenty-one. states use the
"50%"
rule of modified comparative negligence (Connecticut, Delaware, Hawaii, Illinois, Indiana, Iowa, Massachusetts, Minnesota, Montana, Nevada, New Hampshire, New Jersey, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texps, Vermont, Wisconsin, and Wyoming); and two states utilize a "slight-gross” system "whereby a plaintiff may recover only if his negligence is "slight” in comparison to the defendant's (Nebraska and South Dakota). Only four states still employ the traditional contributory negligence doctrine (Alabama, Maryland, North Carolina, and Virginia).
McIntyre,
. Presently, Tennessee has no procedure for certifying questions of state law directly from federal district courts to the Tennessee Supreme Court. Compare Tenn.Sup.Ct.R. 23, § 1 ("The Supreme Court may, at its discretion, answer questions of law certified to it by the Supreme Court of the United States or a Court of Appeals of the United'States.”) with Ohio Sup.Ct.R. XVI, § 1 ("The Supreme Court may,-at its discretion, answer questions of law certified to it, by the Supreme Court of the United States, a Court of Appeals of the United States, or a United States District Court.”). Other jurisdictions allow certification of questions of state law from United State's district courts. See Ala. Const. art. VI, § 6.02; Va. Const. art. VI, § 1; Del. Const. art. IV, § 11(9); Ariz.Rev.Stat.Ann. § 12-1861 (1992); Conn.Gen.Stat. § 51-1-99a(b) (1990); Haw.Rev.Stat. § 602-5(2) (1992); Iowa Code § 684A.1 (1992); Kan.Stat.Ann. § 60-3201 (1991); Md.Cts. & Jud.Proc.Code Ann. § 12-601 (1992); Minn.Stat. § 480.061(1) (1992); Mo.Rev.Stat. § 477.004(1) (1991); Neb.Rev.Stat. § 24-219 (1992); Okla.Stat. tit. 20, § 1602 (1992); Or.Rev.Stat. § 28.200 (1991); S.D.Codified Laws Ann. § 15-24A-1 (1993); Utah Code Ann. § 78-2-2(1) (1992); Wash.Rev.Code § 2.60.010—.020 (1991); W.Va. Code § 51-1A-1 (1992); Wyo.Stat. § 1-13-106 (1992); Ky.R.Civ.P. 76.37(1); Mont.R.App.Proc. 44(a).
. When a state supreme court-has not addressed an issue, the law of that state is governed by the decision of the state intermediate appellate court unless and until the state supreme court or another panel of the state appellate court rules otherwise.
Wieczorek v. Volkswagenwerk, A.G.,
. Although the Uniform Act does not suggest an example of ' 'reasonable'' assumption of risk, such a case might arise when the plaintiff encounters a known danger in order to protect others from the harm.
See, e.g., Hood v. Roadtec, Inc.,
. The Perez court adopted these distinctions in defining the operation of the assumption of risk defense under a comparative fault system. Perez, No. 03A01-9209-CV-00331, slip op. at 4-5 (quoting Carol A. Mutter, Moving to Comparative Negligence in an Era of Tort Reform: Decisions for Tennessee, 57 Tenn.L.Rev. 199, 285-86 (1990)).
