On appeal, plaintiff Arnel McKenzie challenges the district court’s continued exercise of supplemental jurisdiction over McKenzie’s state-law assault and battery claim after it dismissed McKenzie’s federal claims, and challenges the district court’s award of summary judgment against McKenzie on his assault and battery claim. For the reasons addressed below, we affirm the district court’s exercise of supplemental jurisdiction, but reverse the district court’s award of summary judgment and remand to the district court for trial.
I. Procedural History
Plaintiff McKenzie filed this action in the Wayne County Circuit Court against the City of Detroit, its police department, its police chiefs, and its officer Christopher Truel, alleging violations of the Fourth, Eighth, and Fourteenth Amendments to the United States Constitution under 42 U.S.C. § 1983, assault and battery, and negligent supervision and training. Defendants removed the suit to the U.S. District Court for the Eastern District of Michigan pursuant to 28 U.S.C. §§ 1441 and 1443(2). Defendants moved for summary judgment. At the initial hearing on the motion, the district court granted summary judgment to all of the defendants on all of the claims, except for those against Officer Truel. The district court found that summary judgment for Truel was inappropriate because the dispute of fact regarding the degree to which plaintiff was turning around when Truel shot him precluded the court from determining the issue of qualified immunity. Defendant Truel moved for reconsideration.
In a hearing on January 14, 2002, the district court granted defendant Truel
Plaintiff McKenzie appeals only the summary judgment in favor of defendant Truel on the state assault and battery claim. In particular, plaintiff argues that the district court, after dismissing his federal claims, improperly exercised supplemental jurisdiction over his state claim; McKenzie requests that we remand the assault and battery claim to the district court with the instruction that it remand that claim to the state court for adjudication.
II. The District Court Properly Continued to Exercise Pendent Jurisdiction over the Assault and Battery Claim after Dismissing the Federal Claim
We review a district court’s decision to exercise pendent jurisdiction over state law claims for an abuse of discretion. Blakely v. United States,
III. Whether Collateral Estoppel Applies
Defendant Truel first raised the issue of collateral estoppel in this appeal both with respect to McKenzie’s criminal conviction in connection with this incident and the district court’s dismissal of the § 1983 claim. McKenzie was convicted of the reckless use of a firearm without due caution in a bench trial in state court. In reaching that conviction, the circuit judge found that McKenzie was intoxicated; that as McKenzie spun around, “the gun did rise up as part of that spinning motion”; and that McKenzie “was facing the officer by the time that he was shot.” McKenzie did not appeal his conviction. Truel did not raise the issue of collateral estoppel concerning McKenzie’s criminal conviction before the district court, and we find no reason to entertain it on appeal. See Golden v. Kelsey-Hayes, Co.,
IV. Whether Truel Waived His Claim of Self-Defense
We reject plaintiff McKenzie’s argument that defendant Truel waived any claim of self-defense because he failed to plead it as an affirmative defense in his answer to McKenzie’s complaint. Self-defense is not one of the enumerated defenses under either the Federal Rule of Civil
V. The District Court Erred in Granting Summary Judgment on the Assault and Battery Claim
We review the district court’s order granting summary judgment de novo. Williams v. Mehra,
“An assault is any intentional unlawful offer of corporal injury to another person by force, or force unlawfully directed toward the person of another, under circumstances which create a well-founded apprehension of imminent contact, coupled with the apparent present ability to accomplish the contact.” Smith v. Stolberg,
Critical to whether Officer Truel’s shooting was justified is whether plaintiff turned towards him so that plaintiff constituted an immediate threat to the officer’s safety. The evidence on this issue is in conflict. In the early evening of May 15, 1998, Truel and his partner, James Ham-bright, responded to a domestic dispute reported as involving a man pointing a rifle at his mother’s throat. A later dispatch informed the officers that the suspect was walking eastbound on Joy Road toward Hubbell street and was armed with a rifle. The police officers were in uniform and were driving a marked scout car. They identified plaintiff at the intersection of those two streets. According to Truel, McKenzie was holding the rifle’s stock, which stuck out from his unbuttoned and untucked shirt, in his right hand, with the barrel under his shirt, tucked under his underarm. Plaintiff maintains that “he was carrying the rifle at all times with the stock partially under his shirt, the barrel extended beyond his shirt pointed down.” Hambright testified that, at that time. McKenzie was carrying the weapon with the barrel facing down.
Plaintiff then turned into an alley. Both Truel and Hambright testified that they believed that plaintiff saw them before he turned into the alley although he looked at them with an unconcerned, blank expression on his face. Truel testified that plaintiff doubled his speed after entering the alley, walking quickly but not running. Gardner, a witness who observed the event from a vehicle outside of the alley, stated that McKenzie was walking slowly, “zombie-like.” Truel pursued plaintiff on foot while Hambright parked the scout car. According to Truel, as Truel entered the alley, McKenzie looked over his shoulder at him, without moving the rifle. After unholstering his gun, Truel pointed it at McKenzie. According to Truel, when he was about twenty-five yards from McKenzie, he verbally identified himself as a police officer and ordered McKenzie to stop and drop his weapon. Later claiming that he only heard Truel say “stop,” McKenzie conceded that “there was a lot of things going on,” and “noise coming from all around” him. McKenzie also conceded
According to Truel, after he yelled the first time, McKenzie looked at him and took a few more steps, and then Truel, while standing still, yelled at McKenzie again: instead of dropping his weapon, plaintiff looked over his shoulder at Truel, used the hand that was not holding the weapon to open his shirt, under which the rifle barrel was located, and swung around, •with the rifle pointing to the left at Truel. Truel claims that McKenzie turned around in Truel’s direction so that the left side of McKenzie’s body was facing or bladed towards Truel. Specifically, Truel claims that McKenzie’s entire body moved and at least his head and the rifle continued to turn until it was pointing at Truel. According to Truel, McKenzie had the gun at hip or waist level, parallel to the ground. At that time, Truel fired multiple shots at McKenzie, who eventually fell to the ground after being shot. Hambright testified that, as he was parking the scout car, he could see only Truel, who was moving backwards just before the firing occurred, and that, upon approaching the alley, Hambright was first able to see plaintiff only as he was beginning to fall to the ground.
According to McKenzie, he heard only “stop,” at which point he turned his head-not his torso-to the left to see who was yelling; at that moment, Truel began firing his weapon. Yet, elsewhere in the record, in demonstrating his movement, McKenzie turned his torso to the left to what his attorney described as “might be” forty-five degrees. McKenzie also seemed to concede that he had turned his body to some uncertain degree although he denied that he had turned it ninety degrees or all the way to the side. In his brief, McKenzie argues that this testimony was describing the “slight turn of a torso that is made when a person looks over his shoulder and behind him.” McKenzie contends that he never pointed his rifle at Truel and that the barrel was pointed down when Truel shot him. However, in McKenzie’s unsigned statement to police following the incident-which McKenzie does not recall ever making McKenzie stated that, as he “turned around with the rifle in ... [his] hand toward the police, that’s when ... [he] got shot.”
Two civilian witnesses testified about the shooting. Gardener testified that plaintiff was only looking over his shoulder and was about to turn around when Truel started shooting. He conceded that he had previously testified that plaintiff had “turned.” He also testified that the barrel was facing the ground from underneath plaintiffs coat. Freeman, another witness, testified that, after Truel yelled something at plaintiff, plaintiff “turned around and — he swung around,” and then Truel shot him. She also testified that plaintiff never pointed the rifle directly at Truel although it went up a little bit as plaintiff turned, and that plaintiff was completely facing Truel when he was shot.
There is also a dispute as to what occurred after plaintiff fell to the ground. Truel testified that plaintiff retained possession of the gun and pointed it at Truel, at which time Truel emptied his gun. Ham-bright testified that plaintiff had the gun in his hand as he was falling but that, when plaintiff fell to the ground, the gun fell out of his hand, landing within his reach. Hambright testified that he never
During the incident, which lasted only a matter of seconds, Truel fired sixteen bullets. McKenzie did not fire. McKenzie suffered two wounds. The wound to McKenzie’s left leg entered on the outside of the knee and exited on the inside of the knee. The wound to his back was a grazing wound. Neither Truel nor the plaintiff was able to specify which of the bullets struck plaintiff and which wound he received first. According to both Truel and McKenzie, McKenzie was likely shot in the leg while he was standing.
Where the witnesses’ accounts conflict, determinations of credibility are paramount. rendering summary judgment improper. Although the district court found that there were issues of fact as to what exactly occurred, it held that there was no genuine issue of material fact as to whether plaintiff turned forty-five degrees toward Truel. In reaching its decision, the district court relied on plaintiffs demonstration in which his lawyer described plaintiff as turning his torso to what might he forty-five degrees and the conclusion that, while McKenzie was standing, the bullet only grazed his back. However, the evidentiary significance of this demonstration is in dispute, and no evidence exists to establish that McKenzie received the shot to his back while he was standing, as opposed to lying on the ground. While there is evidence that McKenzie had turned his body toward Truel, there is also substantial evidence that McKenzie had not turned his body. Thus, we cannot agree that the facts regarding whether plaintiff turned are undisputed. Even more in dispute are the facts concerning exactly what occurred after plaintiff fell to the ground. There is considerable conflict as to whether McKenzie was holding the rifle and pointing it at Truel or whether, if the rifle were laying on the ground within McKenzie’s reach, McKenzie moved in such a way as to pose an immediate threat to Truel’s safety. Moreover, it is unclear whether plaintiff was struck during the second volley after he fell to the ground, particularly concerning the wound to his back. Given these genuine issues of material fact, we reverse the district court’s grant of summary judgment in favor of defendant Truel and remand to the district court for trial.
Notes
. With respect to the effect of McKenzie’s criminal conviction on his state claim, it is unclear whether Michigan law, which ordinarily requires mutuality, would permit non-mutual, defensive, cross-over collateral estoppel. Compare Howell v. Vito's Trucking & Excavating Co.,
. We note-without deciding-that some case law suggests that the objective reasonableness of Officer Truel’s actions based on the information that he had when the conduct occurred is the same basis for a defense to the § 1983 excessive force claim as it is for the assault and battery claim. See Hall v. Township of Mount Morris,
. It defines self-defense as "[a] person who is assaulted may use such reasonable force as may be, or reasonably appears at the time to be, necessary to protect himself or herself from bodily harm in repelling the assault.”
. McKenzie contends that this case law is inapposite because Truel could not have been arresting McKenzie when Truel shot him as McKenzie had committed no crime. Yet, we refuse to hold, as this reasoning would require, that police officers, while in the course of approaching or investigating a suspect, cannot lawfully defend themselves from a threat of great danger that such an individual poses. Here, even if the domestic violence
