George McKAY, Plaintiff-Appellant,
v.
Dayle HAMMOCK, individually and as Detective and Deputy
Sheriff for Routt County, Colorado; Nick DeLuca, Sheriff,
Routt County, Colorado; Lieutenant J.W. Pfeffer,
individually and as an Officer of the Ruidoso City Police
Department, Ruidoso, New Mexico; Ruidoso City Police
Department, Ruidoso, Lincoln County, New Mexico; and Routt
County Sheriff's Office, Routt County, Colorado, Defendants-Appellees.
No. 82-2007.
United States Court of Appeals,
Tenth Circuit.
March 30, 1984.
Jerre W. Dixon of Dixon & Snow, Denver, Colo., for plaintiff-appellant.
Joseph E. Earnest, Santa Fe, N.M. (Bruce L. Herr and Bradford V. Coryell, Santa Fe, N.M., with him on the briefs), of Montgomery & Andrews, P.A., Santa Fe, N.M., for defendants-appellees D.W. Pfeffer and the Ruidoso City Police Dept.
Thomas J. Chamberlin of Ratcliffe & Chamberlin, Steamboat Springs, Colo., for defendants-appellees Dayle Hammock, Nick DeLuca, and the Routt County Sheriff's Office.
Before SETH, Chief Judge, and HOLLOWAY, McWILLIAMS, BARRETT, DOYLE, McKAY, LOGAN and SEYMOUR, Circuit Judges.
SEYMOUR, Circuit Judge.
George McKay brought this suit asserting claims under 42 U.S.C. Sec. 1983 (1976)1 against the Routt County, Colorado Sheriff's Office, sheriff Nick DeLuca, deputy sheriff Dayle Hammock, the Police Department of Ruidoso, New Mexico, and Ruidoso police officer David Pfeffer. McKay alleges that defendants unconstitutionally deprived him of his liberty without due process by causing him to be wrongfully arrested, and that after the arrests the Colorado defendants harassed him to prevent him from filing this lawsuit. McKay also asserts state law claims for relief based on common law false imprisonment. The district court,
I.
THE STATUTE OF LIMITATIONS
The district court held that McKay's causes of action accrued on July 5, 1979, at the end of the alleged wrongful confinement.2 This suit was filed on September 17, 1981, a little over two years and two months later. The court found that the applicable state statute of limitations is the one-year period for false imprisonment provided by Colo.Rev.Stat. Sec. 13-80-102 (1973), and that this period was extended to two years for actions on a liability created by a federal statute under Colo.Rev.Stat. Sec. 13-80-106 (1973). Accordingly, the court held that the state common law claims are barred by the one-year statute and the constitutional claims are barred by the two-year statute.
Because Congress has not enacted a statute of limitations expressly applicable to section 1983 claims, the court must adopt the most analogous limitations period provided by state law. See 42 U.S.C. Sec. 1988 (1976); Board of Regents v. Tomanio,
Colorado has no statute of limitations expressly applicable to injuries to the rights of another. Although the Colorado Code of Civil Procedure has abolished the distinctions between the old common law forms of action, see McKenzie v. Crook,
The Colorado limitations statutes embody the common law distinction between trespass actions, which involve injury by the direct and immediate application of force, and actions on the case, in which the injury is committed without direct force. See, W. Prosser, Law of Torts Sec. 7, at 28-30 (4th ed. 1971); see also, e.g., Zuniga v. AMFAC Foods, Inc.,
Section 1983 claims may or may not involve the direct application of force. That distinction rests on factors irrelevant to the elements of a section 1983 cause of action and requires an analysis of the facts underlying a particular claim, an approach we rejected in Garcia. Under the rationale in Garcia, state limitations periods that make such an irrelevant distinction determinative are not applicable to a section 1983 claim.
It is thus apparent that no one Colorado limitations statute is applicable to an action for injury to the rights of another, as we have now defined section 1983 claims. Accordingly, we conclude that the appropriate statute of limitations for all such claims brought in federal court in Colorado is the residuary statute, Colo.Rev.Stat. Sec. 13-80-108(1)(b) (1973), which applies a three year period to "[a]ll other actions of every kind for which no other period of limitation is provided by law." Under this statute, McKay's section 1983 claims are timely.4
II.
THE ARRESTS
Having determined that McKay's constitutional claims were timely filed, we next address the district judge's alternate holding that McKay failed to state a claim upon which relief may be granted. The court stated that McKay's "Sec. 1983 and 14th Amendment claims fall within the Supreme Court's proscription in Baker v. McCollan,
In Baker, the plaintiff's brother had been arrested, booked, and released on bail in Potter County, Texas, while masquerading as the plaintiff and using his driver's licence. Bail subsequently was revoked, and an arrest warrant was issued for the plaintiff's brother in the plaintiff's name. When the plaintiff was stopped in Dallas for a traffic violation, a routine check revealed the warrant in the plaintiff's name and he was arrested despite his protests of mistaken identity. The plaintiff was held by the Dallas police four days, and then transferred to the Potter County jail, where he was held another four days before officials recognized the error and released him. The plaintiff brought a section 1983 claim against the Potter County sheriff for " 'the intentional failure to investigate and determine that the wrong man was imprisoned.' " Baker,
The Fifth Circuit concluded that the plaintiff had stated a claim under section 1983 "even though the evidence supported no more than a finding of negligence on the part of Sheriff Baker." Id. at 139,
In view of the factually specific language employed by the Court in Baker, the extent to which that case provides precedential value beyond closely analogous circumstances is unclear. Subsequent cases have found the holding in Baker inapposite when the arrest warrant itself was invalid, see, e.g., Garris v. Rowland,
On a motion for summary judgment, the pleadings and the evidence must be construed in the light most favorable to the opponent of the motion. Otteson v. United States,
In April 1979, Officer Pfeffer swore out a criminal complaint against McKay in New Mexico for issuing worthless checks and for forgery. A New Mexico judicial official issued a valid warrant for McKay's arrest, and Pfeffer entered the arrest warrant in the National Crime Information Center (NCIC) computer.
On June 21, 1979, Deputy Sheriff Hammock arrested McKay in Routt County for being in possession of an automobile listed as stolen by Texas authorities. Although the Texas authorities eventually decided not to prosecute, McKay apparently was held in Routt County on the Texas charges until June 29, 1979. During this time, Routt County officials discovered the existence of the New Mexico warrant through the NCIC computer. Hammock notified Pfeffer, and learned that Pfeffer wanted to extradite McKay. Hammock then had a warrant of commitment on the New Mexico charges filed in Routt County on June 29, 1979. Under Colorado law, McKay could only be held for 72 hours after this warrant was filed unless Colorado officials filed a fugitive complaint. The Routt County district attorney's office failed to file a fugitive complaint within that time. On July 2, 1979, a Colorado district judge released McKay on bond on the New Mexico charges. Under this bond, McKay was free to travel anywhere in the state of Colorado until July 27, 1979, when he was required to appear in court in Routt County on the New Mexico charges. McKay has not alleged that any of the above acts violated his constitutional rights or were otherwise improper.
As McKay was leaving the Routt County jail on July 2, he told Hammock that he was going to take the bus to Denver and then on to Buena Vista to catch up with the carnival with which he worked. That same day, Hammock called Pfeffer and told him that McKay had been released on bond because the district attorney had not filed the proper papers on time. Hammock told Pfeffer, erroneously, that McKay's bond was not valid outside the judicial district in which it was issued. Hammock also told Pfeffer, erroneously, that McKay's bond covered "local" charges only and was unrelated to the New Mexico warrant. Hammock informed Pfeffer that McKay would be traveling through Denver and Buena Vista, and that although McKay could not be rearrested in Routt County, he could be arrested in those cities. Hammock gave Pfeffer the names of Denver and Buena Vista police officers so Pfeffer could contact them to arrange for McKay's arrest. Hammock himself called both Denver and Buena Vista officials, and told them McKay would be traveling there. He also told them McKay was wanted on New Mexico charges, had been released on bond by mistake, and could be rearrested outside Routt County. Pfeffer also contacted both cities to arrange for McKay's arrest.
When McKay stepped off the bus in Denver in the early morning of July 3, 1979, he was arrested by Denver police. They held him twelve hours while they verified the validity of his bond and then released him. The Denver police attempted to send a teletype message to Pfeffer telling him that McKay was on bond and could not be rearrested in Colorado. Pfeffer never received the message because the New Mexico teletype was down at the time.
Meanwhile, on July 4, McKay traveled on to Buena Vista where he was arrested again. When the Buena Vista police notified Pfeffer of McKay's arrest, Pfeffer was still unaware that McKay was bonded on the New Mexico charges or that the bond was valid state-wide. Therefore, Pfeffer confirmed that the New Mexico warrant was outstanding and that New Mexico would extradite. McKay was held until the next day, when he was released after local officials once again verified the validity of his bond.
The present case is factually distinguishable from Baker in significant respects. Although the rationale supporting its decision is elusive, the Court in Baker concluded that due process had been satisfied there because, while the plaintiff "was indeed deprived of his liberty for a period of days, ... it was pursuant to a warrant conforming, for purposes of our decision, to the requirements of the Fourth Amendment."
We nevertheless must determine whether McKay has satisfied the requirements for asserting a cause of action under section 1983 against all defendants. Defendants argue that the allegations and evidence establish at most mere negligence, and that negligence alone is insufficient to support a section 1983 claim. We conclude that a plaintiff need not necessarily address a defendant's state of mind to successfully articulate a section 1983 cause of action because "[s]ection 1983, unlike its criminal counterpart, 18 U.S.C. Sec. 242, has never been found by [the Supreme Court] to contain a state-of-mind requirement." Parratt v. Taylor,
"Both Baker v. McCollan [
Id.
However, the Court has noted that some constitutional violations may by their very nature incorporate an element of intent. See Baker,
The Supreme Court has not specifically articulated what intent, if any, is embodied in the due process clause. In Parratt, the Court indicated that an act of simple negligence by a state official may result in a constitutional deprivation of due process.
The Court has most often addressed the intent issue indirectly in establishing the standards under which the conduct of a particular type of defendant rises to a denial of due process. In effect, the Court has built in an intent requirement in setting out the various standards of proof under which local governing bodies or supervisors may be held liable, as well as in defining the defense of qualified immunity. See, e.g., Harlow v. Fitzgerald,
With the above considerations in mind, we must examine the particular defendants and the capacity in which they are sued to determine whether the district court's grant of summary judgment in favor of any of them can be affirmed despite the court's erroneous reliance on Baker v. McCollan. McKay has alleged that he was deprived of his liberty without due process by Hammock's efforts to have him arrested despite Hammock's full knowledge of the validity of the bond. This allegation of denial of due process by intentionally causing false arrests is clearly sufficient to state a claim against Hammock. See Lessman v. McCormick,
McKay also alleges that Pfeffer participated in the false arrests by the various acts described above. Although the evidence is weak that Pfeffer engaged in a sufficient abuse of power to constitute a substantial deprivation of liberty without due process, see id, neither the parties nor the trial court addressed the summary judgment issue on these grounds, having focused on the statute of limitations and Baker v. McCollan questions. Moreover, although Pfeffer pleaded qualified immunity below as an affirmative defense, he did not urge that ground as a basis for summary judgment and the record on this issue was therefore not developed. We decline to perform Rule 56 functions for the parties and the trial court, and we therefore remand as to Pfeffer, as well as Hammock.
Construing the complaint most favorably to McKay, he alleges that the sheriff of Routt County, DeLuca, was involved knowingly in Hammock's deprivation of McKay's liberty without due process. The complaint does not state whether DeLuca was sued in his individual or representative capacity, or both. However, as a supervisor, DeLuca is not liable in any capacity unless an "affirmative link" exists between the constitutional violation and either DeLuca's personal participation, his exercise of control or direction, or his failure to supervise. See Rizzo,
McKay alleges that DeLuca acted for the Routt County Sheriff's Office, which has been separately sued as a defendant. In Monell, the Supreme Court addressed the circumstances under which local governing bodies may be sued directly pursuant to section 1983. The Court concluded that such an entity is liable when "the action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body's officers."
The Ruidoso City Police Department is another matter. There are no allegations in the complaint that would bring this defendant within the guidelines of Monell. Therefore we affirm the dismissal of the complaint for failure to state a claim against the police department.
Our reversal does not, of course, indicate any opinion on the merits of McKay's claims. As discussed above, in the summary judgment proceedings below the parties and the court focused their attention on the applicable statute of limitations and on whether McKay had stated a claim for relief under Baker v. McCollan. Consequently, they did not reach the issues that we have concluded are controlling, and the record on those issues has not been developed. We remand to allow the parties and the lower court an opportunity to pursue these matters further.6
III.
THE HARASSMENT CLAIM
McKay ultimately pleaded guilty to the New Mexico charges and was sentenced to probation on the condition that he make restitution and perform public service. At McKay's request he was allowed to perform his probation in Routt County, under the supervision of the Routt County Sheriff's Office. In his complaint and in his opposition to the Colorado defendants' motion for summary judgment, McKay alleged that Hammock, DeLuca, and other agents of the Routt County Sheriff's Office threatened to see that his probation was revoked if he filed a civil rights action based on the arrests discussed above.
The right of access to the courts is constitutionally protected. Thus, conduct under color of law which interferes with that right gives rise to a cause of action under section 1983. See Ryland v. Shapiro,
The district court dismissed McKay's complaint without addressing the alleged denial of access to the courts. We remand for further proceedings on this issue.
AFFIRMED as to defendant Ruidoso City Police Department. REVERSED as to the remaining defendants.
Notes
McKay's complaint also asserted claims under 42 U.S.C. Sec. 1981 (1976). However, McKay conceded below that he failed to state a claim under that section
McKay disputes this finding and argues that the action did not accrue until after August 20, 1981, when the alleged police harassment stopped. Given our disposition of the statute of limitations issue, which renders McKay's claim timely even if his causes of action accrued on the earlier date, we need not decide this issue
The Colorado statute of limitations provides in relevant part:
"13-80-102. Actions barred in one year. All actions for assault and battery, false imprisonment, slander, and libel shall be commenced within one year after the cause of action accrues, and not afterwards.
"....
"13-80-110. Actions barred in six years. (1) Except as otherwise provided in section 4-2-725, C.R.S.1973, the following actions shall be commenced within six years after the cause of action accrues, and not afterwards:
"....
"(d) All actions of assumpsit, or on the case founded on any contract or liability, express or implied."
The court did not specifically address McKay's allegation that, subsequent to the wrongful arrests, members of the Routt County Sheriff's Office violated his constitutional rights by harassment to prevent him from filing this lawsuit. Under our resolution of the statute of limitations issue, this section 1983 claim is timely. However, we affirm the district court's conclusion that McKay's state law claims are barred by the one-year Colorado statute for false imprisonment
Thus, an intent requirement is not part of a section 1983 action unless the action is based on a constitutional provision which itself incorporates an element of scienter. Of course, in any section 1983 action, whether a defendant should be relieved of liability for a constitutional violation because he proceeded in good faith is an issue that can be fully determined within the context of the affirmative defense of immunity. See Harlow v. Fitzgerald,
Relying on the analysis in Parratt v. Taylor,
