Lead Opinion
This case involves a fifteen-year-old juvenile who, following his arrest for rape, and after several requests to see his mother were denied, executed a written waiver of Miranda
I
Patrick McIntyre, a fifteen-year-old tenth-grade student, was arrested and handcuffed by police at 7:00 a.m. on October 1, 1984, as he was on his way to school. As he was being transported to the Howard County Police Station by Detectives Witte and Myers, McIntyre was told that he had been arrested for the crime of rape. After the officers informed McIntyre of the alleged victim’s name, they informed him of his Miranda rights, including his right to remain silent, to talk to a lawyer and to have the lawyer present during any police questioning. They also told him that a lawyer would be appointed to represent him, if he could not afford his own counsel, before any questions were asked. McIntyre said that he understood these rights. He then asked the detectives when he could see his mother. Myers explained that he could not see his mother at that time because he had been charged as an adult. No questions were asked of McIntyre during the journey to the police station.
At the station, the police again fully advised McIntyre of his Miranda rights, and again he said that he understood them. He again requested to see his mother, and his request was again denied. McIntyre thereafter executed a
No pretrial motion to suppress the introduction of the Miranda waiver form or the ensuing statement was made. At the trial, Myers testified with respect to McIntyre’s execution of the Miranda waiver form, volunteering that McIntyre had asked twice to see his mother before waiving his Miranda rights. When the State offered the waiver form into evidence, McIntyre’s counsel objected. He said that he had not previously known of McIntyre’s several requests to see his mother, and he claimed that the requests were “tantamount to a request for counsel, because that’s how he would have gotten counsel.” At McIntyre’s request the court conducted a suppression hearing out of the presence of the jury “on the voluntariness, and whether he (McIntyre) was given the (Miranda) warnings.”
As it was the State’s burden at the suppression hearing to prove voluntariness by a preponderance of the evidence (see State v. Kidd,
The court (Fischer, J.) denied the motion to suppress. It stated that “from hearing the evidence ... the statement was given voluntarily without any undue inducements, and ... the Miranda warnings were given.” Additionally, the court said that it knew of no “right that a person has to have their mother present during the taking of any statement.”
McIntyre’s statement to the police was subsequently admitted in evidence. It was essentially exculpatory as he denied having committed the rape. The statement contained several admissions, however, that the State urged at trial constituted, along with other evidence, proof of McIntyre’s guilt.
The jury convicted McIntyre of first degree rape, and he appealed. In an unreported opinion, the Court of Special Appeals rejected McIntyre’s argument that the waiver of Miranda rights was invalid because he had been denied “counsel of a parent.” It also found no merit in McIntyre’s argument that his ensuing statement to the police was involuntary. Specifically, the intermediate appellate court held that, if a statement was otherwise voluntary, “the fact that the parent of the juvenile is not permitted to attend the interrogation has no bearing on the admissibility of the
“Where a fifteen year old is arrested and charged with a serious crime, is denial of access to a parent by the police prior to extracting a statement [from him] violative of both the Fifth and Sixth Amendments to the Constitution of the United States as applied to Maryland under the Fourteenth Amendment.”
In support of his position, McIntyre argues that juveniles subjected to custodial interrogation are in need of greater protection from constitutional violations than adults. He claims that such protection may be provided through the presence of a parent or adult friend whose guidance is needed to protect a juvenile’s constitutional rights. He contends that his request to see his mother was tantamount to invoking his right to consult an attorney. Because these requests occurred immediately after receiving Miranda warnings, he maintains that the police should not have continued to question him, and consequently, the resulting statement was inadmissible. McIntyre relies upon cases from other states requiring the presence of an “interested” adult prior to a juvenile’s waiver of constitutional rights.
Alternatively, McIntyre contends that the totality of the circumstances surrounding his arrest, waiver, and interrogation indicates that he did not knowingly and voluntarily waive his rights to silence and assistance of counsel. Because he was only fifteen years old, was denied access to his mother, and had no previous experience with the criminal justice system, McIntyre argues that the trial court should have found his waiver of Miranda rights to be invalid and suppressed his statement.
II
Under Miranda, in order “to use statements obtained during custodial interrogation of the accused, the State
“If the individual indicates in any manner, at any time prior to or during questioning, that he wishes to remain silent, the interrogation must cease. At this point he has shown that he intends to exercise his Fifth Amendment privilege; any statement taken after the person invokes his privilege cannot be other than the product of compulsion, subtle or otherwise____ If the individual states that he wants an attorney, the interrogation must cease until an attorney is present. At that time, the individual must have an opportunity to confer with the attorney and to have him present during any subsequent questioning. If the individual cannot obtain an attorney and he indicates that he wants one before speaking to the police, they must respect his decision to remain silent.”
Miranda, supra,
Miranda was based, the Supreme Court has said, on its perception “that the lawyer occupies a critical position in our legal system because of his unique ability to protect the Fifth Amendment rights of a client undergoing custodial interrogation.” Fare, supra,
“[t]he per se aspect of Miranda was thus based on the unique role the lawyer plays in the adversary system of criminal justice in this country. Whether it is a minor or an adult who stands accused, the lawyer is the one person to whom society as a whole looks as the protector of the legal rights of that person in his dealings with the police and the courts. For this reason, the Court fashioned in Miranda the rigid rule that an accused’s request for an*614 attorney is per se an invocation of his Fifth Amendment rights, requiring that all interrogation cease.”
Id.
That “the attorney plays a vital role in the administration of criminal justice under our Constitution” was emphasized in Miranda,
In Fare, the Supreme Court held that a request of a sixteen-year-old juvenile charged with murder, made while undergoing custodial interrogation, to see his probation officer, with whom he had a special relationship, did not constitute a per se invocation of the juvenile’s rights to remain silent and to counsel. Among other reasons, the Court said that probation officers are not usually trained in the law and, therefore, are not in a position to advise persons as to their legal rights. And merely because a relationship of trust and cooperation might have existed between the accused and the probation officer did not, the Court held, indicate that the probation officer was capable of rendering effective legal advice to protect the juvenile’s rights during interrogation. To otherwise conclude, said the Court, quoting from Beckwith v. United States,
In undertaking to prove a waiver of Miranda rights, “a heavy burden rests on the government to demonstrate that the defendant knowingly and intelligently
“We discern no persuasive reasons why any other approach is required where the question is whether a juvenile has waived his rights, as opposed to whether an adult has done so. The totality approach permits—indeed, it mandates—inquiry into all the circumstances surrounding the interrogation. This includes evaluation of the juvenile’s age, experience, education, background, and intelligence, and into whether he has the capacity to understand the warnings given him, the nature of his Fifth*616 Amendment rights, and the consequences of waiving those rights.”
Id.
The Court concluded in Fare that the “totality-of-the-circumstances analysis [may] take into account those special concerns that are present when young persons, often with limited experience and education and with immature judgment, are involved.” Id. Thus it said, “[w]here the age and experience of a juvenile indicate that his request for his probation officer or his parents is, in fact, an invocation of his right to remain silent, the totality approach will allow the court the necessary flexibility to take this into account in making a waiver determination.” Id. (emphasis added).
In reversing the holding of the Supreme Court of California that there was no waiver of Miranda rights, the Court in Fare concluded that the juvenile voluntarily and knowingly waived his Fifth Amendment rights. It said that the record demonstrated that the interrogating police officers “took care to ensure that respondent understood his rights”; that they “fully explained” to him that he was being questioned in connection with a murder; that they informed him of his Miranda rights and ascertained that he understood them; that there was “no indication in the record that respondent failed to understand what the officers told him”; that “no special factors indicatefd] that respondent was unable to understand the nature of his actions”; that he was a sixteen year old juvenile “with several arrests, ... had served time in a youth camp, ... had been on probation for several years [and] was under the full-time supervision of probation authorities.”
Ill
The Supreme Court has stated that great care must be taken to assure that statements made to the police by juveniles are voluntary before being permitted in evidence. See, e.g., In re Gault,
We applied these principles in Miller v. State,
A clear majority of jurisdictions have utilized the totality of the circumstances test, including the presence of parents as one factor, in determining the validity of a juvenile’s waiver of constitutional rights.
As in Miller v. State, supra, Maryland has consistently examined the totality of the circumstances to determine whether a suspect knowingly, intelligently, and voluntarily waived constitutional rights before giving a statement to police. Lodowski v. State,
These cases recognize the importance of parental involvement in a juvenile’s decision to waive Miranda rights, and they consider this factor in evaluating the validity of the juvenile’s waiver. Certainly the lack of access to parents prior to interrogation does not automatically make a juvenile’s statement inadmissible. Bean, supra,
The Court of Special Appeals has consistently listed access to parents as a relevant factor in assessing the validity of a juvenile’s waiver. E.g., Walker, supra,
Notwithstanding McIntyre’s urging, we are not persuaded to depart from the totality of the circumstances test in determining the validity of a Miranda waiver and in assessing the traditional voluntariness of a juvenile’s statement to the police. In so concluding, we recognize that some states have developed the so-called interested adult rule pursuant to which an adult interested in the juvenile’s welfare, generally a parent, must be informed of the child’s rights, have an opportunity to consult privately with the child, and be present during any interrogation. E.g., Lewis
In rejecting the per se approach of these cases in favor of the totality of the circumstances test, we note the observation of the Pennsylvania Supreme Court:
“protection of juveniles against the innate disadvantages associated with the immaturity of most youth may ... be*623 achieved in a manner that affords more adequate weight to the interests of society, and of justice____”
Com. v. Christmas,
IV
In reviewing the trial court’s determination of the Miranda waiver question and of the statement’s admissibility, we consider the entire record and make our own independent determination of the issue. Lodowski v. State,
In the present case, the only evidence before the trial court on the question of whether the Miranda waiver was knowing, intelligent and voluntary, and the subsequent statement to police voluntarily given, was adduced by the State at the suppression hearing. As already indicated, it showed that McIntyre was fifteen years old and a tenth grade student; that he had been arrested early in the
The trial judge concluded “from hearing the evidence” that Miranda warnings were given, that the statement was voluntarily made, and that McIntyre had no right to have his mother present at the police station. The court did not specifically focus on whether McIntyre knowingly and voluntarily decided to forego his rights to remain silent and to have the assistance of counsel within the contemplation of Miranda. While there was evidence of McIntyre’s age and educational level in high school, there was no other evidence respecting his background, including prior experience with the justice system. The court did not specifically address the fact of McIntyre’s youthful age, and his several requests to see his mother before waiving his Miranda rights, in evaluating the validity of the waiver or the voluntariness of the statement.
On the other hand, as in Fare v. Michael C., supra, the record contains evidence that the interrogating officers took care to ensure that McIntyre understood his rights. And, as in Fare, there is no indication on the record that McIntyre failed to understand what the officers told him or that any special factors existed to indicate that he was unable to understand the nature of his actions. Nor, as in Fare, was
We think it implicit from the record in this case that the trial court’s finding of voluntariness encompassed both the Miranda waiver and the subsequent statement to the police; indeed, as the case was tried, the two determinations were blended together and treated essentially as one, both by counsel and the court. That a denial of parental access to a juvenile charged as an adult with a crime is a factor, and a very important one, in applying the totality of the circumstances test is entirely clear. But proof in this totality formulation that a juvenile’s request to see a parent was “in fact, an invocation of [the juvenile’s] right to remain silent”, Fare,
Applying the relevant totality test to the particular facts of this case, we conclude from our independent review of the record that the trial judge could properly conclude, and did determine with sufficient clarity that the State’s proof that there was a knowing and voluntary waiver of constitutional rights satisfied the preponderance of the evidence test. That no evidence was adduced by the State concerning McIntyre’s prior experience with the justice system does not alone compel a holding that the requisite evidence did not in its totality satisfy the preponderance standard.
JUDGMENT AFFIRMED, WITH COSTS.
Notes
. Miranda v. Arizona,
. Some courts apply the totality standard, but apparently do not include access to parents as a factor. E.g., State v. Guttings,
. In In re Lucas F., supra, the Court of Special Appeals held a ten-year-old boy’s waiver invalid. Although the court discussed the lack of parental guidance prior to Lucas F.’s waiver, the court emphasized the suspect’s age rather than the absence of his parents in reaching its decision.
. In Lodowski II, supra,
. Pennsylvania recently abandoned the interested adult rule. First, the Pennsylvania Supreme Court replaced the rule with a rebuttable presumption that a juvenile’s waiver was invalid without the opportunity to consult with an interested adult. Com. v. Christmas,
. The Juvenile Causes Act, Maryland Code (1984 Repl. Vol.), § 3-814(b) of the Courts and Judicial Proceedings Article requires a law enforcement officer who "takes a child into custody" to immediately notify the child’s parents, guardian or custodian. Whether the statute applies to juveniles charged as adults with criminal offenses was not raised below and, consequently, we do not determine whether this statute has any application in this case.
Dissenting Opinion
dissenting.
Because I believe there are at least three grounds upon which McIntyre’s statement to the police should have been excluded from evidence, I respectfully dissent.
I.
As the majority observes, courts have long applied special safeguards in cases involving police interrogation of youths charged with criminal activity, and in the use of statements obtained during interrogation. This vigilance reflects the common sense recognition that juveniles often labor under the disadvantages of immaturity, ignorance, inexperience and naivete, and are unable, therefore, to exercise competent judgment in protecting or advancing their interests.
Age 15 is a tender and difficult age for a boy of any race. He cannot be judged by the more exacting standards of maturity. That which would leave a man cold and unimpressed can overawe and overwhelm a lad in his early teens. This is the period of great instability which the crisis of adolescence produces.
Similarly, in Gallegos v. Colorado, the Court considered the dilemma of a 14-year-old murder suspect held incommunicado for five days before a confession was obtained. In reversing the juvenile’s conviction, the Court rejected the argument that youth and immaturity are irrelevant considerations where confessions are obtained voluntarily, reasoning
[A] 14-year-old boy, no matter how sophisticated, is unlikely to have any conception of what will confront him*628 when he is made accessible only to the police. That is to say, we deal with a person who is not equal to the police in knowledge and understanding of the consequences of the questions and answers being recorded and who is unable to know how to protect his own interests or how to get the benefits of his constitutional rights.
To effectuate special safeguards for juveniles, some courts equate a juvenile’s request for a parent or guardian as tantamount to an invocation of Fifth Amendment rights. See, e.g., People v. Rivera,
In Maryland, the Juvenile Causes Act, Code, (1973, 1984 Repl.Vol.), Cts. & Jud.Proc. Art. § 3-801 et seq., provides a panoply of statutory safeguards for juveniles, and reflects a strong public policy commitment to juvenile welfare. Indeed, in recognition that juvenile offenders are different from adult offenders, it has often been acknowledged that the Juvenile Causes Act, insofar as it relates to juvenile misconduct, is protective and rehabilitative in nature, rather than retributive and penal. In re Dewayne H.,
Juvenile waivers, therefore, present issues of both constitutional and public policy dimensions. Statements obtained
We must approach this case with these considerations in mind—considerations with which the majority does not disagree. What the majority does do is reject the rule of Burton and the interested adult rule in favor of a totality of the circumstances approach when testing the validity of a juvenile’s waiver of Miranda rights. While I strongly disagree with the majority’s application of the totality analysis to the facts of this case (of which more later), I also cannot accept its rejection of the Burton doctrine or the interested adult rule.
II.
Turning first to the Burton doctrine, I note that in the context of a young person’s waiver of Miranda protections the totality analysis does not come into play if the youthful defendant has requested an attorney. If that request is made or if the defendant indicates a desire to remain silent, all interrogation must cease. Miranda v. Arizona,
In the case before us it is undisputed that McIntyre twice asked for his mother. I think this was tantamount to a request for an attorney. Interrogation should have stopped. In Burton, supra, the California Supreme Court
Furthermore, a request for a parent is distinguishable from a request to see a probation officer like that in Fare v. Michael C.,
Moreover, because of the uniqueness of the parent-child relationship—legally, morally and psychologically—when a child, facing police interrogation, requests to see his parent,
[a] parent may significantly aid a juvenile in asserting his Fifth Amendment privilege. The parent may be, or be able to provide, an attorney for the child. Even a lay parent, unlike a probation officer, may not encourage the suspect to talk with the police or feel bound to report any confession which the child may make in confidence.
To be sure, other courts, like the majority, have interpreted Fare as rejecting the Burton approach as applied to juvenile requests for a parent. See, e.g., Franzen,
III.
Other jurisdictions have adopted the interested adult rule which provides a more comprehensive safeguard to juve
The Massachusetts rule, however, is a modified version of the interested adult rule. For juveniles under the age of 14, no waiver of constitutional rights can be effective without the state’s demonstration that the meaningful adult consultation took place. For juveniles 14 or older,
there should ordinarily be a meaningful consultation with the parent, interested adult, or attorney to ensure that the waiver is knowing and intelligent. For a waiver to be valid without such a consultation the circumstances should demonstrate a high degree of intelligence, experience, knowledge, or sophistication on the part of the juvenile.
389 Mass, at 134,
This standard creates a per se interested adult rule for juveniles under 14, and mandates a vigorous review of any waiver made by a juvenile 14 or older in the absence of any meaningful adult consultation. This approach may be viewed as a species of the totality of the circumstances analysis, but it differs from the conventional totality ap
Maryland should adopt the Massachusetts approach as part of its constitutional totality analysis, see In Re Lucas F.,
In the case before us, there is no question the waiver failed to meet the heightened standard. Mclntrye made the waiver and subsequent statement without the benefit of any parental consultation, and as the following discussion will reveal, the State adduced no evidence that would suggest Mclntrye was so extraordinary a juvenile as to possess a high degree of intelligence, experience, sophistication or knowledge; the absence of his mother, therefore, is fatal to the validity of the waiver.
IY.
A conventional totality analysis, as applied in Maryland, also requires reversal in this case. In holding that the trial judge properly determined that McIntyre waived his constitutional rights voluntarily, the majority opinion accurately recites the well established tenets of the totality standard. I cannot, however, approve the majority’s application of that standard to the facts of this case. A thorough examination of the record reveals that the majority’s totality analysis lacks the rigor that is constitutionally mandated. Fare v. Michael C.,
While the record in this case is woefully sparse, the facts demonstrated vividly the character of the arrest and custodial interrogation, and necessitate, therefore, a brief factual recapitulation. The State’s only witness concerning these events was Detective Myers, one of the investigating officers. He testified that at 7:00 a.m., in an orchestrated arrest, a unit of the Howard County Special Operations Section, described repeatedly by Detective Myers as a “SWAT” team, arrested McIntyre in front of his home as he was going off to school. McIntyre was handcuffed, placed in a “SWAT” vehicle, and then transported to an unmarked police car, occupied by Detective Myers and his investigating partner. On cross examination at the suppression hearing, Detective Myers conceded that at that time McIntyre was quite nervous. After receiving Miranda warnings, McIntyre requested to see his mother and was refused.
Upon arriving at the police station, he was placed in an interrogation room, and verbally warned of his Miranda rights. He did not ask any questions about those rights nor did he request a lawyer. He did, however, ask again to see his mother and was refused. After stating he understood his Miranda rights, McIntyre waived those rights orally and by signing a waiver form. The police detectives then commenced their interrogation which lasted nearly an hour. During the interrogation, McIntyre provided “exculpatory” statements, including alibi witnesses, that aided the police in their investigation of the crime, and were used against him at trial.
It is significant that the State adduced no evidence as to McIntyre’s intelligence, maturity, knowledge, or access to his parents, (a factor particularly relevant where a juvenile is arrested in front of his home at 7:00 a.m.) or as to any prior experience with the criminal justice system. Only his
The trial judge concluded from the testimony of Detective Myers that McIntyre’s waiver of his rights was voluntary. The trial judge did not make any factual findings as to McIntyre’s “age, experience, education, background, and intelligence, and into whether he has the capacity to understand the warnings given him, the nature of his Fifth Amendment rights, and the consequences of waiving those rights.” Fare v. Michael C.,
Our analysis in Lodowski v. State,
In the present case, at the close of the suppression hearing, the trial judge made the following statement: “Well, it seems to me from hearing the evidence that the statement was given voluntarily without any undue inducements, and that Miranda warnings were given____” It is self-evident that at most the only factual finding made by the trial judge was that Miranda warnings were given, and this fact is undisputed. What is also clear from this statement is that the trial judge reached a legal conclusion that the waiver was voluntary without making any of the necessary factual findings as to the juvenile’s maturity, knowledge, intelligence, education, experience or capacity to comprehend both his constitutional rights, and any waiver of those rights. See Fare and Lodowski II, supra.
It is apparent that the trial judge made no specific factual findings on the issue of waiver; accordingly, there are no factual findings to which we need give deference. It is also apparent, in view of the lack of factual findings, that his legal conclusion as to voluntariness cannot withstand an independent constitutional review. While the Court acknowledges that the trial judge did not specifically consider the relevant criteria in evaluating a juvenile waiver of constitutional rights, it concludes that the trial judge properly found a valid waiver. In doing so, the Court offers a dangerously inconsistent analysis.
For example, it is correctly stated that “[Maryland] cases recognize the importance of parental involvement in a juvenile’s decision to waive Miranda rights, and they consider this a factor in evaluating the validity of the juvenile’s waiver.” At 620. It is also correctly stated that the age of a juvenile and access to parents are very important factors in evaluating the validity of a waiver. Yet, the majority excuses the failure of the trial judge to consider these factors by rationalizing that the statements given by McIntyre were exculpatory, and that he failed to offer testimony at the suppression hearing.
no distinction may be drawn between inculpatory statements and statements alleged to be merely “exculpatory.” If a statement made were in fact truly exculpatory it would, of course, never be used by the prosecution.
Miranda,
Moreover, it is the State that bears the burden of establishing that the constitutional standard was met by a preponderance of the evidence, and it is, therefore, the State’s obligation at a suppression hearing to build a record that, upon review, will reflect with “unmistakable clarity” that the waiver was voluntary. The defendant’s election not to testify at a suppression hearing cannot operate as a penalty when the State fails to satisfy its burden or the trial judge fails to make adequate factual findings. State v. Raithel,
This case is also factually inapposite to several of the cases cited by the majority for support. In Miller v. State,
Similarly, in Bean v. State,
The majority also relies heavily on selected aspects of Fare v. Michael C.. It is true that in the Fare totality of the circumstances analysis the Court did not perceive any special factors that would indicate the juvenile was unable to understand his actions or that improper interrogation tactics were used. The majority’s reliance, however, is misplaced for in Fare the Court reached its conclusion with the aid of a fully developed record. The juvenile there was 16 years old with a long history of experience with the justice system. Here, no evidence was adduced by the State to establish McIntyre was experienced, sophisticated or even knowledgeable about the criminal justice system, and any conclusion concerning his capacity to understand and waive his constitutional rights is speculative.
Furthermore, under Fare the majority’s analysis is deficient because the trial judge refused to take into account the age and experience of the juvenile in order to determine whether his requests for his mother were an invocation of the right to remain silent. Indeed, while Fare rejected the notion that a request for a probation officer was a per se invocation of Miranda rights, the Court did not foreclose
I don’t know of any right that a person has to have their mother present during the taking of any statement, and I don’t believe it’s reasonable or sensible for trial courts to be making new rules____
Because the trial judge did not consider this issue at all, the majority’s ability to engage in an appropriate totality analysis is irreparably impaired.
Just as the constitutional commands of Miranda cannot sink to a mere perfunctory recital, so the same must be expected of any independent constitutional appraisal of a voluntary waiver of constitutional rights by a juvenile. Because the majority has declined to apply the appropriate constitutional principles and has failed to afford appropriately vigorous analysis under the principles it does apply, I dissent. I would reverse the judgment below and remand for a new suppression hearing and a new trial. Lodowski v. State,
Judge COLE has authorized me to state that he concurs with the views expressed herein.
. Our treatment of juveniles outside the criminal arena mirrors this rationale. The law generally allows minors to disavow contracts, McBriety v. Spear,
. Whether the latter subsection applies to a juvenile who, as here, has been charged as an adult is an issue not presented by the petition for certiorari.
. No issue of State constitutional grounds is before us in this case. The petition for certiorari raised only federal constitutional questions.
Dissenting Opinion
dissenting:
I fully concur in Parts II and IV of the dissenting opinion by Judge Adkins. For the reasons therein set forth, I would reverse.
