KRATON McGUGAN, Plaintiff-Appellant, v. LINDA L. ALDANA-BERNIER, M.D., personally, SHUSHAN HOVANESIAN, M.D., personally, RABBI MAHMUDUR, M.D., personally, FEMI ABIOYE, R.N., personally, JAMAICA HOSPITAL MEDICAL CENTER, Defendant-Appellees, NEW YORK CITY, GAMALIEL BONILLA, personally, KENNETH BOGLE, personally, Port Authority Police Department Officer ANGERHAUSER, Shield Number 2653, personally, and THE PORT AUTHORITY OF NEW YORK AND NEW JERSEY, Defendants.*
Docket No. 12-4165-cv
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
May 16, 2014
August Term, 2013 (Argued: September 24, 2013)
Plaintiff Kraton McGugan appeals from the judgment of the United States District Court for the Eastern District of New York (Melançon, J.) dismissing her complaint against Defendant-Appellees for failure to state a claim under
WILLIAM M. BROOKS, Mental Disability Law Clinic, Touro College, Jacob D. Fuchsberg Law Center, Central Islip, NY, for Plaintiff-Appellant Kraton McGugan.
BRIAN E. LEE, Ivone, Devine & Jensen, LLP, Lake Success, NY, for Defendant-Appellee Shushan Hovanesian, M.D.
BRUCE M. BRADY, Callan, Koster, Brady & Brennan LLP, New York, NY (Stephen J. Barrett, on the brief), for Defendant-Appellee Linda L. Aldana-Bernier, M.D.
ARJAY G. YAO, Martin Clearwater & Bell LLP, New York, NY (Kenneth R. Larywon and Gregory J. Radomisli, on the brief), for Defendant-Appellees Jamaica Hospital Medical Center, Rabbi Mahmudur, M.D., and Femi Abioye.
Plaintiff Kraton McGugan appeals from the judgment of the United States District Court for the Eastern District of New York (Melançon, J.) dismissing her complaint. McGugan brought suit against Defendants Jamaica Hospital Medical Center and four of its employees — Linda L. Aldana-Bernier, M.D., Shushan Hovanesian, M.D., Rabbi Mahmudur, M.D., and Femi Abioye, R.N. — (collectively, “Defendants“) for their alleged role in forcibly medicating and hospitalizing McGugan.1 The Defendants moved to dismiss McGugan‘s complaint. The district court granted the motions, concluding that McGugan failed to state a claim against the Defendants (1) under
BACKGROUND
I. McGugan‘s Involuntary Hospitalization
The facts, as alleged in McGugan‘s complaint, are as follows.
In the early morning of July 24, 2008, McGugan boarded a red-eye flight from San Francisco to New York City (John F. Kennedy International Airport) to visit her boyfriend, Chris Tulipanov. On the plane, McGugan began coughing uncontrollably. She asked to be moved to a less crowded area of the plane to avoid bothering neighboring passengers, but a flight attendant told her to return to her seat. Still coughing, McGugan renewed her request “using stronger language.” Second Am. Compl. ¶ 29. The flight attendant then moved another passenger, leaving McGugan in a row of seats to herself.
McGugan fell asleep and did not wake up until after the plane had landed and all the other passengers had deplaned. When she woke up, three police officers were standing over her. They took her to a police station at the airport
McGugan‘s boyfriend then accompanied her in an ambulance to the JHMC. During their ride to the JHMC, one of two government officials (defendants who are not parties to this appeal) injected McGugan with medication without her consent, after erroneously determining that she was a danger to others. The medication sedated her. When she woke up, she was restrained to a hospital bed.
When McGugan arrived at the JHMC emergency room, and while she was still sedated, the late Dr. Bacares (not a party to this action) wrote an order for the forcible administration of medication on an immediate basis for McGugan. Defendant Dr. Mahmudur also wrote an order to forcibly administer those medications on an “as needed[] basis for severe agitation.” Id. ¶ 51. Pursuant to those medication orders, Defendant Abioye injected McGugan multiple times with a combination of Haldol, Benadryl, and Ativan.
Defendant Dr. Aldana-Bernier performed a psychiatric evaluation on McGugan while McGugan was still sedated. Based on the evaluation, on Dickman‘s statements, and on McGugan‘s apparent uncooperative refusal to answer questions, Dr. Aldana-Bernier certified McGugan as having a mental illness likely to result in substantial harm to herself or others, thus rendering McGugan subject to involuntary admission to the JHMC under
On July 26, 2008, Defendant Dr. Hovanesian certified McGugan for further confinement under
McGugan alleges that had any of the defendants performed their duties properly, they would have realized that she was never a danger to herself or others and that she should never have been certified for forcible sedation or involuntary hospitalization.
II. New York State‘s Regulatory Scheme for Civil Commitment
OMH has developed a regulatory framework for the evaluation, detainment, and treatment of individuals deemed to be mentally ill and
JHMC is a private hospital responsible for the catchment area covering John F. Kennedy International Airport.
DISCUSSION2
This appeal presents two questions: (1) whether private health care professionals or a private hospital engage in state action when they forcibly medicate and hospitalize someone deemed to have a mental illness likely to result in serious harm; and (2) whether their failure to adequately assess that risk of harm according to proper medical standards constitutes discrimination under the Rehabilitation Act if the assessment is based on drawing stereotyped inferences from medical conditions that are appropriately considered as part of a proper assessment. Because we conclude that both questions must be answered in the negative, we affirm the judgment of the district court.
I. State Action
To state a claim under
Here, the question is whether the forcible medication and hospitalization of McGugan by private health care providers can fairly be attributed to the state. Our resolution of this question is circumscribed by prior authority.
In Doe v. Rosenberg, 166 F.3d 507 (2d Cir. 1999), we considered a substantially identical question. Adopting the reasoning given by the district court in that case, we held that private health care professionals and a private hospital did not engage in state action when they involuntarily committed Doe to the psychiatric ward of Columbia Presbyterian Medical Center. Id. at 508. The
Because we see no basis for distinguishing or overruling Rosenberg, we are compelled to agree with the district court that McGugan has not alleged state action. Here, as in Rosenberg, the state endowed Defendants with the authority to involuntarily hospitalize (and medicate) the plaintiff, but it did not compel them to do so. Here, as in Rosenberg, although Defendants operated in a highly regulated context, the nexus between their challenged conduct and the state was insufficiently close for the conduct to qualify as state action. And finally, if the conduct in Rosenberg was not traditionally within the exclusive prerogative of the state, we see no reason why the conduct here would be.
McGugan urges us not to follow Rosenberg for four reasons, none of which has merit. First, she argues that this case is unlike Rosenberg because her involuntary hospitalization occurred after state actors transported her to JHMC. We do not see how these allegations, without more, could affect the state action analysis here. McGugan does not allege that the state actors requested, much less compelled JHMC or its staff to involuntarily hospitalize her. Nor can we discern any other reason why the conduct of private actors should become
Second, McGugan argues that, unlike in Rosenberg, she was hospitalized pursuant to a “complex scheme for evaluating, detaining and treating people with mental illness.” McGugan has not, however, alleged a meaningfully different scheme than the one at issue in Rosenberg. In Rosenberg, the plaintiff was involuntarily hospitalized pursuant to a scheme where hospitals, subject to extensive regulation by the state, were permitted to detain patients certified to require involuntary treatment. See Rosenberg, 996 F. Supp. at 347. Here, McGugan was involuntarily hospitalized pursuant to a substantially similar scheme. The only material differences that McGugan alleges are that OMH has divided New York into catchment areas, which determine which patients are transported to which hospitals, and that private hospitals transfer patients in need of long-term involuntary care to state hospitals. Neither of these allegations meaningfully affects the state action analysis here. Nor does either suggest that the state had so close a nexus to the private conduct that “it [could] be said that the State is responsible for the specific conduct of which the plaintiff complains.” See Blum v. Yaretsky, 457 U.S. 991, 1004 (1982) (emphasis omitted).
Finally, McGugan argues that the reasoning of Rosenberg was flawed. We are not confident that McGugan has identified any fatal flaws in its reasoning.
We conclude under the governing precedent of this Circuit that McGugan has failed to allege state action on the part of Defendants and that she has consequently failed to state a claim against them under
II. Section 504 Discrimination
Circuit precedent is less clear with respect to McGugan‘s Rehabilitation Act claim. The crux of her claim is that JHMC discriminated in violation of
The term “discrimination” is potentially confusing in the context of medical treatment. The word has two very different significations — one positive, the other pejorative. In its positive sense, one discriminates by drawing distinctions that are relevant to the qualities or characteristics of the thing observed. In its negative or pejorative sense, one discriminates by withholding advantages or inflicting disadvantages on the basis of irrelevant criteria, under
Thus in United States v. University Hospital, 729 F.2d 144 (2d Cir. 1984), we denied relief and ruled that “section 504 prohibits discrimination against a handicapped individual only where the individual‘s handicap is unrelated to, and thus improper to consideration of, the services in question.” Id. at 156. Under this standard, a medical decision to administer (or to withhold) a treatment in the case of a disabled person could constitute discrimination that is actionable under
McGugan contends that Green supports her position. In both cases, she argues, the defendants, acting on the basis of stereotyping of persons with mental illness, improperly disregarded the plaintiffs’ refusal to consent to the forcible treatment. But the two cases are importantly different for purposes of
McGugan also cites Bolmer v. Oliveira, 594 F.3d 134 (2d Cir. 2010), in support of her claim. Bolmer is more difficult to understand and distinguish.
We disagree. Bolmer is susceptible of at least two interpretations. McGugan asks us to read Bolmer as support for the proposition that doctors discriminate under the ADA whenever they forcibly hospitalize a patient on the basis of stereotypes about that patient‘s mental illness, even if the stereotypes pertain to matters appropriately considered in deciding whether to involuntarily hospitalize a patient. Under this reading, our holding in Bolmer would be incompatible with the prior holding of University Hospital. But it is also possible to read Bolmer as meaning that the defendants discriminated against the plaintiff because they assumed, on the basis of stereotypes, that no case worker would have had a sexual relationship with a person suffering from bi-polar disorder, so that the plaintiff‘s claim of such a relationship must have been the result of erotomaniac delusions. Under this latter reading, the plaintiff stated a claim for discrimination because his bi-polar disorder was irrelevant to whether he had a sexual relationship with his case worker or whether he had erotomaniac delusions.
We therefore think the better reading of Bolmer is the second. We understand Bolmer to hold that, as in Green and University Hospital, a plaintiff pleads an actionable claim of discrimination in the medical treatment context under the ADA or the Rehabilitation Act if she alleges that the defendants made treatment decisions based on factors that are “unrelated to, and thus improper to consideration of” the inquiry in question. This reading accords Bolmer with University Hospital and prevents an interpretation of the Rehabilitation Act that would federalize many (if not most) claims for medical malpractice.
CONCLUSION
For the foregoing reasons, the judgment of the district court is AFFIRMED.
