McGriff v. StateMcGriff v. State
In this аppeal, we consider whether the Superior Court erred in admitting hearsay testimony regarding a child victim’s statements of sexual abuse pursuant to
I
The facts of this case are more fully set forth in this Court’s decision reversing McGriffs prior conviction.
See McGriff v. State,
Del.Supr.,
At McGriffs initial trial, the Child was called as a prosecution witness, but was declared unavailable pursuant to
On remand, a pretrial hearing was held to determine whether the Child was unavailable to testify as required by
The Child was subsequently excused, the parties having agreed that further questioning at that time would be useless. After hearing argument from the parties, the Superior Court determined that the Child was unavailable pursuant to
II
The trial court’s ruling on the admissibility оf evidence is reviewed for an abuse of discretion.
See Feleke v. State,
Del.Supr.,
McGriff argues that his right to confront the witnesses against him under the Sixth Amendment of the United States Constitution and Article I, § 7 of the Delaware Constitution was infringed. McGriff asserts that he should have been permitted to cross-examine the Child in front of the jury during trial and not being afforded the opportunity to do so violated his constitutional right to confront his accuser “face to face” as the Delaware Constitution provides. McGriff further contends that the trial court’s finding of unavailability was not supported by the record. McGriff asserts that even though the Child may have been a difficult witness at trial because of her reluctance to testify, it does not follow that the trial court was required to find her unavailable. The State responds that the record supports the trial court’s finding of unavailability and that the application of the statute did not violate McGriffs constitutional rights.
III
Pursuant to
Both the Sixth Amendment of the United States Constitution and Article I, § 7 of the Delaware Constitution afford defendants in criminal proceedings the right to confront the witnesses who testify against thеm.
4
The Supreme Court has determined that Sixth Amendment standards may be satisfied where the hearsay statements are found to possess some
indicium
of reliability.
See Ohio v. Roberts,
Because
The concept of a physical or “face to face” meeting between the declarant and the defendant is not unique to Delaware law. The Sixth Amendment Confrontation Clause protects the right of the accused to a “face-to-face meeting with witnesses appearing before the trier of fact.”
Coy v. Iowa,
We are of the view that the sections of Delaware’s tender years statute at issue in McGriffs case satisfy the “face to face” confrontation requirement of Article I, § 7 of the Delaware Constitution. Although the Delaware Constitution defines confrontatiоn as the right of a defendant to meet the witnesses “face to face,” the. right of confrontation necessarily implies some sort of “face to face” meeting. Indeed, the term confrontation has been defined as “bringing face to face of an accused person and his accusing witnesses.” Webster’s New International Dictionary 477 (3d ed.1986).
Other jurisdictions applying state constitutional confrontation provisions requiring “face to face” meeting have reached differing results. Some have opted for a literal application, particularly where a videotaped interview was admitted in lieu of direct testimony of a child,
see State v. Apilando,
Haw.Supr., 79 Hawai’i 128,
The Delaware tender years statute, as construed in
McGriff I,
does afford the
The Supreme Court of Indiana in
Pierce v. State,
The ruling in Pierce strikes the appropriate balance under a “face to face” constitutional standard bеcause it safeguards the right of cross-examination while accommodating the need to spare small children the emotional trauma sometimes associated with the trial process. Similarly, we conclude that the Delaware tender years statute satisfies the “face to face” requirement of the Delaware Constitution through its protection of the right of “face to face” cross-examination on both the issue of the child’s availability and the subsequent determination of trustworthiness of the proffered out-of-court statements.
Furthermore, as we pointed out in
Gannon,
certain hearsay exceptions existed at the time the current language of the Delaware Constitution was adopted.
See Gannon,
The State has an interest in protecting young children from testifying. In addition, the State has an interest in prosecuting individuals in cases of sexual and physical abuse involving children, cases that can be very difficult to prosecute.
See Wheat v. State,
Del.Supr.,
Of course, defendants in criminal cases have a significant constitutional right in ensuring that the testimony admitted against them is reliable. The right of confrontation aids the accused in this regard, forcing adverse witnesses to appear in court and be subject to cross-examination. Where this right must yield because of public policy interests, countervailing measures must be in place to ensure the statements’ reliability,
i.e.,
the statements must be admitted pursuant to a firmly rooted exception to the hearsay rule (in which case the reliability of the statement is inferred), or must be found to possess particularized guarantees of trustworthiness.
See Lilly v. Virginia,
IV
We next consider McGriffs contention that, even if the “tender years” statute is сonstitutional, the Superior Court’s finding of unavailability was not supported by the record. A specific finding of unavailability must be made by the trial court. The statute provides that a child witness may be declared unavailable on any of the following grounds:
1. The child’s death;
2. The child’s absence from the jurisdiction;
3. The child’s total failure of memory;
4. The child’s persistent refusal to testify despite judicial requests to do so;
5. The child’s physical or mental disability;
6. The existence of a privilege involving the child;
7. The child’s incompetency, including the child’s inability to communicate about the offense because of fear or a similar reason; or
8. Substantial likelihood that the child would suffer severe emotional trauma from testifying at the proceeding or by means of a videotaped deposition or closed-circuit television;
As the statute makes clear, a child witness may be declared unavailable where the child persistently refuses “to testify despite judicial requests to do so,” the basis upon which the Superior Court declared the Child unavailable in this case. At the pretrial hearing, the prosecutor, defense counsel, and the trial judge attempted to elicit testimony frоm the Child regarding McGriffs sexual abuse of her and the statements she made to school officials relating to that abuse. In spite of numerous requests by the trial judge throughout the hearing that the Child answer questions posed to her, the Child for the most part remained non-responsive.
During direct examination, the Child readily answered some questions posed to her. These questions mostly dealt with extraneous matters, however. The Child was generally non-responsive when asked about the incidents of abuse or the statemеnts she made to school officials. Indeed, when questioning shifted to the abuse and the statements she made pertaining thereto, the Child became extremely reserved and claimed no memory of what had occurred or what she had told her teachers.
On cross-examination, the Child did state that she remembered McGriff hurting her during a time when she was living in a motel with her mother. After eliciting this response, however, defense counsel ceased questioning. On redirect, the prosecutor attempted to quеstion the Child further about what occurred during that time. The Child, however, retreated back into herself, offering monosyllabic answers to the questions posed to her and eventually stating “I hate — I don’t want to do this no more.... I don’t want to stay here.” Despite repeated requests from the trial judge, the Child refused to answer the prosecutor’s questions. The trial judge then attempted to elicit testimony from the Child. The witness, however, remained non-responsive and refused to answer the trial judge’s questions. 8 Having failed to elicit any meaningful testimony from the witness, the trial judge finally excused the Child.
The record demonstrates that the trial judge requested the Child to answer questions regarding the abuse or her prior statements pertaining to the abuse. Notwithstanding these requests, the Child declined to cooperate. In effect, the Child was “blocking” the incidents of abuse, refusing to recall or communicate about them. Moreover, at the end of the hearing the Child became visibly upset and totally non-responsive.
The trial judge who cоnducted the examination was in a unique position to determine whether further efforts to force the child to testify would be productive or
V
We conclude that the requirements of
For the foregoing reasons, the decision of the Superior Court is Affirmed.
Notes
. For this exception to apply, the child witness must be "under 11 years of age at the time of the proceeding.”
. See D.R.E. 802, stating that: "Hearsay is not admissible except as provided by law or by these Rules.”
.The Superior Court’s previous finding that the Child’s statements possessed particularized guarantees of trustworthiness in satisfaction of the statutory requirements is not an issue on this appeal.
. The United States Constitution provides that "[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him....”
.
See Gannon v. State,
Del.Supr.,
. We recognized in
Thomas
that "[p]resently, for Confrontation Clause purрoses, unavailability is clearly required only where the out-of-court statement was made in the course of a prior judicial proceeding.”
Thomas v. State,
Del.Supr.,
.
. For example, the following exchange between the trial judge and the Child illustrates the Child’s refusal to testify:
The Court: [Y]ou don’t want to talk to [the prosecutor]?
The Witness: (Witness nods head).
The Court: Can you tell me why? ... Tell me why don’t you want to talk to her.
The Witness: I don't want to say it no more.
The Court: Tell me what happened.
The Witness: (No response).
The Court: Will you tell me?
The Witness: (No response).
The Court: ... Do you remember the things you told the lady that happened to you?
The Witness: Yes.
The Court: Will you tell me?
The Witness: (No response).