McGrath v. JohnsonMcGrath v. Johnson
- Reporters:
- , ,
- Before:
- Reed
MEMORANDUM
LOWELL A. REED, Jr., Senior District Judge.
Plaintiff, presently an inmate at the State Corrections Institution at Albion, filed this pro se civil rights complaint against nine Department of Corrections (“DOC”) officials: Mahanoy Superintendent Martin L. Dragovich, Mahanoy Deputy Superintendent Edward Klem, Maha-noy Unit Manager James Unell, Mahanoy Counselor John L. Johnson, Mahanoy Security Officer John Doe, DOC Secretary Martin Horn, DOC Deputy Commissioner William J. Love, DOC Coordinator of Classification Don Williamson, Pittsburgh Superintendent James S. Price, and Pittsburgh Counselor Dan DeFlora (collectively “defendants” or “Commonwealth defendants”), pursuant to
Presently before the Court is the motion of the Commonwealth defendants to dismiss pursuant to
I. Background
McGrath is serving an ll-to-30-year sentence for murder, criminal conspiracy, possessing an instrument of crime, and two counts of aggravated assault to which he pled guilty. His minimum sentence date expired October 24, 1995; his maximum sentence date runs until October 24, 2014.
On April 21, 1996, McGrath incurred a misconduct for threatening Mahanoy Corrections Officer Koles and the officer’s family with bodily harm, refusing to obey and order and using abusive or obscene language to an employee. McGrath was found guilty of the misconduct and appealed the decision. The Program Review Committee sustained the misconduct but released McGrath to a Level 3 housing unit on May 20, 1996, after serving thirty days of disciplinary custody sanction for the misconduct conviction.
On July 15, 1996, McGrath attempted to file a private criminal complaint in the Schuylkill County Court of Common Pleas against Officer Koles. (Amended Complaint ¶¶ 12, 22). McGrath filed the complaint because he believed that the misconduct was false and retaliatory. The Schuylkill County District Attorney (“DA”) disapproved McGrath’s attempted private criminal complaint because it is the practice of the DA to turn such matters over to the Special Investigations Unit of the Department of Corrections. (Id. at ¶ 13). On August 23, 1996, McGrath filed a Petition for Review of the criminal complaint.
On August 30, 1996, McGrath was interviewed and “hired” by the Mahanoy prison library manager as a law library research aid.
(Id.
at ¶ 15). However, in the first
On September 23, 1996, the Assistant District Attorney filed a response to the Petition for Review of McGrath’s private criminal complaint. McGrath filed a reply, objecting to the denial because he (the victim of the alleged crime) was not interviewed and because having the DOC investigate itself was inadequate. 1 On October 15, 1996, McGrath moved for an evidentia-ry hearing in Schuylkill County and, in the alternative, requested an external investigation. On October 17, 1996, copies of McGrath’s criminal complaint were served upon Mahanoy Superintendent Dragovieh.
Also on October 17, 1996, Corrections Counselor Johnson conducted the annual review of McGrath’s custody level classification, known as the Pennsylvania Additive Classification Tool (“PACT”). (Id. at ¶ 23). As a result of the PACT review, McGrath’s custody level was upgraded from level three to level four. (Id. at ¶ 24). 2 His custody level was increased because his institutional records showed that McGrath had thirty-seven to thirty-eight misconducts. McGrath further alleges that Johnson stated that he was acting on “order from the top.” (Id. at ¶ 33).
McGrath filed a grievance regarding the number of misconducts in his record. Despite McGrath’s protestations, he was informed that he would remain in custody level four until his re-PACT in February 1997. On March 24, 1997, the number of class I misconducts was corrected to reflect eleven misconducts.
McGrath avers that his records accurately reflected eleven misconducts prior to filing a private criminal complaint but that after filing the complaint his records inexplicably reflected over thirty misconducts. (Id. at ¶¶ 33, 34). He further alleges that his increase in custody level was based upon these fictional misconducts. The increase in custody level in turn caused him to be transferred from a “minimum/medium” security prison near his home in Philadelphia to a “maximum” security prison in Pittsburgh. (Id. at ¶¶ 40, 41). On February 7, 1997, McGrath was placed in restricted housing (“RHU”). He never received a hearing on the reasons for his placement in RHU “as required by law and policy.” (Id. at ¶ 41, 69). He alleges that his records were falsified to circumvent the DOC classification policies and to increase his custody level and transfer him in order to punish him for filing a private criminal complaint. (Id. at ¶¶ 48, 49).
McGrath further alleges that SCI Pittsburgh was a known place of danger to him as he had previously received threats to his life there. He avers that his transfer to Pittsburgh was intentionally designed to harm Mm because it was easy to foresee that he would either be harmed or locked up in the “hole.” In short, he alleges that his transfer was punishment without a violation of the rules and in retaliation for filing a private criminal complaint. (Id. at ¶ 41-44).
McGrath also alleges that the falsified misconducts in his record resulted in his
II. Legal Standard
The defendants have moved to dismiss McGrath’s complaint for failure to state a claim upon which relief can be granted pursuant to
A motion to dismiss pursuant to
A motion to dismiss for lack of subject matter jurisdiction pursuant to
Defendants argue that McGrath’s complaint should be dismissed for various reasons. Defendants argue that McGrath lacks standing because he has not alleged an injury and is precluded from bringing suit by statute because he has failed to allege a physical injury. The defendants also argue that some of McGrath’s claims are barred because he failed to exhaust his administrative remedies. They argue further that his claims for injunctive relief are moot and that the Eleventh Amendment bars his other claims against those defendants that he is suing in their official capacities. In addition, defendants argue that McGrath failed to state a claim under the First Amendment, Eighth Amendment and Fourteenth Amendment as well as under state law. Finally, defendants argue that sovereign immunity bars any state law claim McGrath could reasonably allege against these defendants.
A. Standing
In order to have standing to bring a lawsuit in federal court, a plaintiff must satisfy the requirements of Article III of the United States Constitution.
Here, defendants argue that McGrath does not have standing because he has not suffered an actual injury. Specifically, defendants appear to argue that McGrath has not alleged a physical injury. This argument is wholly without merit. For purposes of standing, a plaintiff need not allege a physical injury. Allegations that the defendants violated his constitutional rights will suffice. Indeed, the “injury” McGrath has alleged is that the defendants retaliated against him for exercising his First Amendment rights.
Defendants also argue, however, that McGrath lacks standing because as of February 10, 1999, McGrath was no longer in restricted housing but had returned to the general population, that his current custody level was three and that he had a job in the prison law library. Defendants’ argument is specious and its assertion that the Court should dismiss the lawsuit claim for lack of standing is irresponsible. Under defendants’ reasoning, anyone who has suffered a constitutional violation that is not ongoing or anyone who is not presently suffering the consequences of defendant’s unconstitutional conduct is precluded from having his or her claim her for heard for lack of standing. Here, McGrath has alleged that the defendants’ have retaliated against him in violation of his First Amendment rights. See Castle v. Clymer, 15 F.Supp.2d 640, 659 (E.D.Pa.1998) (prisoners may not be retaliated against for engaging in constitutionally protected activity even if act taken for other reasons would have been proper). The violation of a constitutionally protected right is a sufficient injury for purposes of standing.
At best, defendants can be understood to argue that McGrath’s claims for prospective injunctive relief will not remedy his past constitutional injury and, therefore, he has no standing to bring this lawsuit.
See Erb v. Judge,
1994 WL 523203, at *2 (E.D.Pa. Sept.23, 1994),
aff‘d,
B. Mootness
In a related argument, defendants assert that McGrath’s claims for in-junctive relief as to the Mahanoy defendants are moot. The “inability of the federal judiciary ‘to review moot cases derives from Article III of the Constitution under which the exercise of judicial power depends on the existence of a case or controversy.’ ” DeFunis v. Odegaard, 416 U.S. 312, 316, 94 S.Ct. 1704, 40 L.Ed.2d 164 (1974) (quoting Liner v. Jafco Inc., 375 U.S. 301, 306 n. 3, 84 S.Ct. 391, 11 L.Ed.2d 347 (1964)). “The central question of all mootness problems is whether changes in circumstances that prevailed at the beginning of the litigation have forestalled any occasion for meaningful relief.” Jersey Central Power & Light Co. v. State of N.J., 112. F.2d 35, 39 (3d Cir.1985). Thus, when a prisoner is no longer in custody, his claims for injunc-tive relief with respect to prison conditions are, as a general matter, moot. Abdul-Akbar v. Watson, 4 F.3d 195, 206 (3d Cir.1993). Similarly, when a prisoner is transferred, his claims regarding certain conditions existing at one facility may become moot. See McPherson v. Coombe, 992 F.Supp. 229, 232 (W.D.N.Y.1997). The analysis focuses on whether there is an actual controversy and whether the court can provide the plaintiff with meaningful relief. See Abdul-Akbar, 4 F.3d at 206; Int’l Bhd. of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers & Helpers v. Kelly, 815 F.2d 912, 915-16 (3d Cir.1987) (“The availability of effective relief is one measure of the existence of a continuing controversy between parties with cognizable interests in the outcome.”).
Here, it appears that McGrath is no longer subject to the some of the conditions he is challenging— his current custody level is three, he is no longer in restricted housing, and he has a job at the law library. In addition, McGrath has indicated that the staff at Albion “are professionals and have not sought revenge.” (Def.Mem.Exh. D-12). Furthermore, there is no indication that McGrath’s transfer is not a permanent one. Lane v. Reid, 559 F.Supp. 1047,1050 (S.D.N.Y. 1983). Thus, there is no evidence that McGrath will be subjected to similar treatment in the future. See Abdul-Akbar, 4 F.3d at 206 (discussing “capable of repetition” exception to mootness doctrine). Accordingly, the claims for injunctive relief against the Mahanoy defendants and the Pittsburgh defendants will be dismissed as moot. 4
C. Venue
Defendants inexplicably argue that venue is not proper as to defendants Price and DeFlora (who reside in the Western District of Pennsylvania) or as to defendants Horn, Williamson, and Love (who reside in the Middle District of Pennsylvania) and, therefore, this action should either be transferred or dismissed. This argument is frivolous and contrary to the express terms of the statute governing venue. Here, venue is governed’ by
D. Mental and Emotional Injuries,
An inmate may not bring a federal cause of action for mental or emotional injury absent a prior showing of physical injury.
Asserting that alleged constitutional violations caused an emotional trauma which manifested itself by causing a preexisting skin condition to become inflamed does not satisfy the statutory prerequisite that McGrath make a showing of a prior physical injury from the defendants’ conduct.
See, e.g., Cain v. Commonwealth of Virginia,
982 F.Supp. 1132, 1135 n. 3 (E.D.Va. 1997) (headaches causing vision loss and requiring pain medication as well as numbness, joint pain and stomach cramps not physical injury within scope of
Nevertheless, the defendants assert that “all plaintiffs claims should be dismissed, because he fails to allege a physical injury.” (Memorandum of Law in Support of Commonwealth Defendants’ Motion to Dismiss Plaintiffs Amended Complaint (“Def.Mem.”) at 12). This assertion is without merit. The statute only bars claims for mental or emotional injuries absent a physical injury. See
E. Administrative Exhaustion, 42 U.S.C.1997e(a)
A prisoner may not bring an action “with respect to prison conditions” under any federal law until he or she has exhausted available administrative remedies.
7
Here, there is no dispute that McGrath filed a formal grievance and exhausted the appeals process with respect to the PACT determination and number of misconducts contained in his records. The defendants assert, however, that McGrath has failed to exhaust his administrative, remedies with respect to his transfer and the loss of his law library job and “any other issues he raises in his complaint.” (Def.Mem. at 13). Although McGrath asserts that an administrative transfers is not appealable to the Central Office Review Committee, he does not allege that he filed a grievance regarding his transfer or that he appealed to the Superintendent. Nor does he allege that an administrative transfer cannot be addressed through the grievance procedures. Thus, his claims relating to his transfer will be dismissed for failure to exhaust administrative remedies.
However, McGrath alleges that he filed an informal grievance with Deputy Superintendent Klem about having his library job offer rescinded. (Prisoner Complaint Form, at unnumbered 5). Furthermore, by indicating that a job would be found for McGrath, the response from Deputy Superintendent Klem indicated that the grievance had been resolved in McGrath’s favor. As such, McGrath alleges that the grievance was, on paper, successfully resolved in his favor (although he claims that more than six months later, no action had been taken). McGrath further asserts that a successful resolution of a grievance cannot be appealed. Thus, McGrath exhausted his administrative remedies with respect to the issue of obtaining employment.
Finally, McGrath alleges that being placed in Administrative Custody is not addressable through the grievance procedures. (Prisoner Complaint Form, at unnumbered 6 at ¶ 6). McGrath further argues that because he was deemed to have requested protective custody (McGrath disputes that he ever requested protective custody), no hearing was held and, consequently, there was no opportunity for McGrath to appeal the determina
F. Eleventh Amendment
It is well established that, absent consent by the state, suits against officials in their official capacities for money damages are barred by the Eleventh Amendment.
Alabama v. Pugh,
438 U.S. 781, 782, 98 S.Ct. 3057, 57 L.Ed.2d 1114 (1978). Pennsylvania has expressly withheld such consent.
McGrath has brought claims against defendants Horn, Unell, Drago-vich, Klem, Price, Williamson, and Love in both their individual and official capacities. McGrath also seeks both monetary and equitable relief. Thus, to the extent that the complaint seeks monetary damages from defendants Horn, Unell, Dragovich, Klem, Price, Williamson, and Love in their official capacities, his claims are barred by the Eleventh Amendment. However, to the extent that McGrath seeks equitable relief (that is not moot, see supra Section III, part B) from defendants Horn, Unell, Dragovich, Klem, Price, Williamson, and Love in their official capacities and seeks both monetary and equitable relief from the defendants in their individual capacities, the Eleventh Amendment does not bar McGrath’s claims. Thus, the defendants motion will be granted in part and denied in part on this basis.
G. Sovereign Immunity
The doctrine of sovereign immunity bars damage claims for state law torts against employees of Commonwealth agencies acting within the scope of their duties, except for several narrow enumerated exceptions.
The Department of Corrections is an agency of the Commonwealth and the defendants, as employees of an agency of the Commonwealth, are entitled to the protection afforded by sovereign immunity.
See Maute,
657 A.2d at 986 (state prison officials enjoy sovereign immunity);
Robles v. Pennsylvania Dept. of Corrections,
718 A.2d 882, 884 (Pa.Cmwlth.1998) (same). As set forth in the complaint, the acts for which the defendants are being sued were conducted within the scope of their duties as employees of the Department of Corrections, None of the narrow exceptions
H. Failure To State A Claim
McGrath brings this action pursuant to
It is well established that liability under
Defendants argue that McGrath fails to state a claim with respect to defendants Horn, Love and Williamson because he does not allege that they were personally involved in any of his claimed constitutional violations. However, a motion to dismiss for failure to state a claim can only be granted if “it is clear that no relief could be granted under any set of facts that could be proved consistent with the allegations.” Hishon, 467 U.S. at 73, 104 S.Ct. 2229; see also Leatheman, 507 U.S. at 169, 113 S.Ct. 1160. Moreover, the Court is obligated to read pro se plaintiffs allegations liberally and apply a less stringent standard to the pleadings of a pro se plaintiff than to a complaint drafted by counsel. Haines, 404 U.S. at 520-21, 92 S.Ct. 594 Here, McGrath alleges a widespread conspiracy to retaliate against him and a conspiracy to violate his constitutional rights. He alleges that these defendants “had knowledge” of and acquiesced in the alleged violations. He also alleges that the orders came “from the top.” Thus, for purposes of a motion to dismiss, he has sufficiently pled the personal involvement of defendants Horn, Love and Williamson.
1. Retaliation
“Retaliation for the exercise of constitutionally protected rights is itself a violation of rights secured by the Constitution actionable under
Defendants concede that filing a complaint constitutes protected conduct but assert that McGrath has failed to allege that each of the defendants knew of
2. Eighth Amendment
The Eighth Amendment of the United States Constitution prohibits excessive bail, excessive fines and “cruel and unusual punishment.”
A prison official may be held liable under
McGrath does not allege that he suffered a deprivation of basic human needs such as food, clothing, shelter, sanitation, medical care, or personal safety.
10
Payton v. Horn,
49 F.Supp.2d 791, 796 (E.D.Pa.1999) (citing
Griffin v. Vaughn,
112 F.3d 703, 709 (3d Cir.1997)). In
Griffin,
the Court of Appeals for the Third Circuit held that conditions in administrative custody, under the same Pennsylvania regulations at issue in this case, “clearly do not involve a deprivation of any basic human need.” 112 F.3d at 709. Although McGrath claims he should never have been put in administrative custody or transferred in the first instance, he does not allege that the conditions of his confinement were different than those of other prisoners in administrative custody.
See Payton,
49 F.Supp.2d at 796. Accepting
3. Fourteenth Amendment
The Fourteenth Amendment of the United States Constitution declares that no “State [shall] deprive any person of life, liberty, or property, without due’process of law....” Accordingly, a “liberty interest” of constitutional dimension may not be abrogated by governmental action without certain procedural safeguards.
To state a claim for a violation of the Fourteenth Amendment’s Due Process Clause, a plaintiff must allege: (1) that he or she was deprived of a protected liberty or property interest; (2) that this deprivation was without due process; (3) that the defendant subjected him, or caused him to be subjected to this deprivation without due process; and (4) that the defendant was acting under color of state law; and (5) that he or she suffered an injury as a result of this deprivation without due process. Sample v. Diecks, 885 F.2d 1099, 1113 (3d Cir.1989).
Broadly construing McGrath’s complaint, it appears that he is alleging that his placement in administrative segregation without a hearing “as required by law and policy” violated his Fourteenth Amendment Due Process rights. 11 To determine whether segregation of an inmate from the general population involves the deprivation of a state-created liberty interest protected by the Due Process clause of the Fourteenth Amendment, the segregation must impose an “atypical and significant” hardship on the inmate in “relation to the ordinary incidents of prison life.” Sandin v. Conner, 515 U.S. 472, 484, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995); Griffin v. Vaughn, 112 F.3d 703, 706 (3d Cir.1997).
McGrath has not alleged that the conditions he experienced in administrative custody imposed upon him any “atypical and significant hardship.”
See Sandin,
515 U.S. at 484-85, 115 S.Ct. 2293;
Griffin,
112 F.3d at 706. Moreover, as alleged in his complaint, exposure to the conditions of administrative custody for a period of eight months is not atypical and did not deprive him of a liberty interest.
See Griffin,
112 F.3d at 708 (fifteen months in administrative segregation without a hearing did not deprive prisoner of liberty interest). Finally, the failure to hold a hearing prior to placement in administrative custody is not a violation of procedural due process guaranteed by the United States Constitution.
12
Griffin,
112 F.3d at
IV. Conclusion
Based upon the foregoing memorandum, the motion will be granted in part and denied in part. An appropriate Order follows.
ORDER
AND NOW this 24th day of September, 1999, upon consideration of the motion of defendants Mahanoy Superintendent Martin L. Dragovich, Mahanoy Deputy Superintendent Edward Klem, Mahanoy Unit Manager James Unell, Mahanoy Counsel- or John L. Johnson, Mahanoy Security Officer John Doe, Department of Corrections (“DOC”) Secretary Martin Horn, DOC Deputy Commissioner William J. Love, DOC Coordinator of Classification Don Williamson, Pittsburgh Superintendent James S. Price, and Pittsburgh Counselor Dan DeFlora to dismiss pursuant to
1. Plaintiffs claim for injunctive relief against Mahanoy defendants Martin L. Dragovich, Edward Klem, James Unell, John L. Johnson and Officer John Doe as well as Pittsburgh defendants James S. Price and Dan DeFlora is DISMISSED AS MOOT.
2. Plaintiffs claims for mental and emotional injuries are DISMISSED pursuant to42 U.S.C. § 1997e(e) .
3. Claims alleging an unconstitutional transfer are DISMISSED for failure to exhaust available administrative remedies pursuant to pursuant to42 U.S.C. § 1997e(a) .’
Plaintiffs request for damages from defendants Horn, Unell, Dragovich, Klem, Price, Williamson, and Love in their official capacities is STRICKEN. 4.
5. Plaintiffs state law claims are DISMISSED WITH PREJUDICE.
6. Plaintiffs claim under the Eight Amendment is DISMISSED FOR FAILURE TO STATE A CLAIM.
7. Plaintiffs claim under the Fourteenth Amendment is DISMISSED FOR FAILURE TO STATE A CLAIM.
IT IS FURTHER ORDERED that the motion is otherwise DENIED. Thus, remaining are: (1) a claim for injunctive relief against defendants Horn, Love and Williamson; (2) a claim for declaratory relief against all defendants; (3) a First Amendment claim for retaliation and the associated allegations of the alleged retaliatory conduct.
IT IS FURTHER ORDERED that defendants shall answer the Amended Complaint no later than October 18,1999.
Notes
. On October 31, 1996, detectives from the DA’s office conducted a criminal investigation, interviewing McGrath, correctional officers and other witnesses. On November 2, 1996, McGrath sent a letter to the DA‘s office informing them that witnesses that had supplied information to the DA‘s office were harassed and threatened. On November 8, 1996, Judge Baldwin issued an Order affirming the DA’s decision to turn McGrath‘s complaint over to the Department of Corrections Special Investigations Unit.
. McGrath alleges that he first learned of this change in his custody level on November 15, 1996. (Id. 31¶29).
. Both the
AVX
and
Pfizer
Courts analyzed motions to dismiss for lack of standing under a i 2(b)(6) standard while recognizing that a
. Although McGrath‘s claim for injunctive relief against the Mahanoy defendants is moot, his claims for damages and for declaratory relief, as a predicate for damages, are not. Winsett, 617 F.2d at 1004. Thus, the fact that McGrath‘s claims for injunctive relief are moot does not provide a basis for dismissing the complaint against the Mahanoy defendants, either in their official capacity or individual capacity.
. The statute provides: “[n]o Federal civil action may be brought by a prisoner confined in a jail, prison, or other correctional facility, for mental or emotional injury suffered while in custody without a prior showing of physical injury.”
. In addition, his claim that he was tested for Lupus does not satisfy the requirement that he make a showing of a physical injury.
Cf. Zehner v. Trigg,
952 F.Supp. 1318, 1322 (S.D.Ind.) (physical injury requirement of
.
Although neither party has addressed the issue, there is also a significant split among the courts which have addressed the issue of whether the exhaustion requirement of
. Local agency employees, however, lose their immunity defense where their actions constitute a crime, actual fraud, actual malice or willful misconduct.
. The enumerated exceptions are: vehicle liability, medical-professional liability, liability arising from the Commonwealth‘s control of personal property, real property or animals, liability relating to state liquor store sales, the National Guard or toxoids or vaccines.
. McGrath claims that prison officials knew that his life had been threatened during a prior stay at SCI-Pittsburgh and that by transferring him there, prison officials intended to either expose him to death or have him locked up in the “hole.” However, McGrath was not incarcerated with the general population, but was kept in administrative custody. Accordingly, McGrath’s personal safety was not threatened. Rather, he can be understood to be claiming that being transferred and held in administrative custody was cruel and unusual punishment.
. The Department of Corrections has issued a policy statement regarding the two basic types of restrictive housing, disciplinary custody and administrative custody. Both directives, however, state that ” ‘this directive does not create any rights in any person nor should it be applied to abridge the rights of any individual.’ ” Nelson v. Miranda, 1997 WL 327381, at *2 n. 2 (E.D.Pa. May 6, 1997) (quoting DC-ADM 801 & 802).
. To the extent that McGrath’s complaint can be understood to allege that he was deprived of his due process rights as protected by the Fourteenth Amendment with regard to being involuntarily transferred or before the parole board, his claim is without merit. See Nelson, 1997 WL 327381, at *5 (prisoner cannot contest the unconstitutionality of procedural devices attendant to parole decision because prisoner had no liberty interest in obtaining parole under Pennsylvania law); Davage v. U.S., 1997 WL 180336, at *4 (E.D.Pa. April 16, 1997) (no liberty interest in staying a particular institution, even if transfer results in being placed in more restrictive or less accessible facility);