George Edward McFARLAND, Appellant, v. The STATE of Texas, Appellee.
No. 71557.
Court of Criminal Appeals of Texas, En Banc.
Feb. 21, 1996.
Rehearing Denied June 19, 1996.
But we have long held that a contract providing for the sale or lease of an unidentified portion of a larger, identifiable tract is not sufficient. See Morrow, 477 S.W.2d at 540 (“north acreage ... out of the 145.8 acre tract of the Jefferson McGrew Survey No. 245“); Matney v. Odom, 147 Tex. 26, 210 S.W.2d 980, 982 (1948) (“four (4) acres out of the East end of a ten-acre block on the P. Chireno Survey ...“); Greer v. Greer, 144 Tex. 528, 191 S.W.2d 848, 850 (1946) (“70 acres of land, more or less, out of the A.N. McKnight Survey, Patent No. 736, Volume 3, Abstract No. 400“); Smith v. Sorelle, 126 Tex. 353, 87 S.W.2d 703, 706 (1935) (“100 acres out of blocks eight and nine of the subdivision of Jose Maria Pineda survey ... Pat. 608, Vol. 2“); Pfeiffer v. Lindsay, 66 Tex. 123, 1 S.W. 264, 265 (1886) (“50 acres of land out of the J.M. Moss survey, situated in Montague county, Texas, abstract No. 462“).
The property at 12050 Rojas contained 100,000 square feet. The solicitation letter sent by Texas Builders does not identify which 58,333 square foot component was available for lease. Moreover, although Quickie ultimately leased approximately 130,000 square feet, only 16,667 was at 12050 Rojas, and there is no evidence that this area was part of the 58,333 square feet referred to in the solicitation letter. Because the solicitation letter does not identify the property with reasonable certainty, Keller cannot recover for breach of contract against Texas Builders.
We next address Keller‘s fraud claim. We hold that, even assuming that Texas Builders committed fraud, there is no evidence of resulting compensable damages. The only actual damages awarded by the trial court were for the brokerage commission Keller claimed it should have received from the Quickie lease. This is precisely the type of recovery that is barred by the Real Estate License Act. Keller cannot circumvent the requirements of the Act by claiming the lost commission as fraud damages. See Weakly v. East, 900 S.W.2d 755, 758 (Tex. App.—Corpus Christi 1995, writ denied); Cissne v. Robertson, 782 S.W.2d 912, 918 (Tex.App.—Dallas 1989, writ denied). The trial court correctly failed to award damages for fraud separate from the lost commission, because there is indeed no evidence of such damages. Keller relies on his testimony that he had shown “seven or eight buildings” to Quickie and that he “very possibly” could have steered Quickie to one of these other locations had he known that Texas Builders would not deal with him. There is no evidence, however, of the rental value of these other properties, whether Keller had an enforceable commission agreement relating to them, or the amount of any enforceable commission. Under these circumstances, Keller cannot recover for fraud.
Because there is no basis on which to support the trial court‘s award of actual damages, the punitive damage award must also be reversed. We therefore do not reach the issue of whether the trial court erred in imposing joint and several punitive damage liability. See
Accordingly, we reverse the judgment of the court of appeals and render judgment that Keller take nothing.
Marcelyn Curry, Houston, for appellant.
Alan Curry, Assist. Dist. Atty., Robert A. Huttash, Houston, State‘s Atty., Austin, for the State.
OPINION
PER CURIAM.
Appellant was convicted of the offense of capital murder, specifically murder in the course of a robbery.
Sufficiency of the Evidence
In his first point of error, appellant contends that the evidence is insufficient to establish his guilt. Appellant asserts that the State failed to prove beyond a reasonable doubt that he caused the death of Kenneth Kwan because other parties were involved in the crime.
The evidence at trial established the following: At approximately 12:30 p.m. on Friday, November 15, 1991, Kwan and a security guard, James Powell, were returning to Kwan‘s grocery store after going to the bank to obtain $27,000 to cash his customers’ payroll checks. Upon arrival, Kwan and Powell, armed with a shotgun, exited Kwan‘s vehicle and proceeded toward the store. Carolyn Bartie, a regular customer, then pulled into the parking lot and Kwan waved.
Bartie testified that when she parked her car she noticed a black man, appellant,2 kneeling on the ground between the grocery store and the adjacent laundromat. Appellant had a bag. When Kwan waved, Bartie noticed appellant get up and walk in front of her car toward Kwan. She looked down at her purse, then heard a “popping sound.” When she looked up, appellant had Powell by the neck and was firing into the doors of the store. Another black man then came from behind appellant and ran in a ducking position into the store and soon came back out.
Powell testified that he also noticed a black man sitting along some rails beside the store with what looked like a bag of leaves. The man had his hand on top of the bag and a couple of towels on top of his hand. He surmised that the man had come from the laundromat next door. However, when the man jumped up and began coming towards him, Powell sensed something was wrong. Kwan began to run for the door of the store and Powell testified he lost eye contact with the man holding the bag. Suddenly, Powell felt a “gun up side [his] head.” The man told Powell, “Drop the gun. Drop the gun. If you don‘t, I‘ll blow your God-damned brains out.” Powell complied.
Powell next heard two shots fired from behind him, so he dropped to the ground. Powell testified that the shots were fired at Kwan as Kwan was trying to enter the store. He further testified that the man with the gun said nothing to Kwan before shooting him. Kwan was only fifteen to twenty feet away. Powell stated he heard approximately two shots inside the store and someone yell, “Get the bag, get the bag.” Bartie testified that appellant was the one that yelled “get the bag.”
Lupe Jiminez, a customer in the store, testified that he too heard a “popping sound” and then Kwan burst into the store. Immediately behind Kwan, Jiminez saw a tall black man in a ski mask follow Kwan into the store and shoot Kwan in the back. Larry Davis, another customer, testified that the man in the ski mask shot Kwan twice with a revolver. Both Jiminez and Davis ran to the back storage room to get out of the way. Mrs. Kwan, who was working at the cash register, witnessed her husband fall to the floor and saw the man who had entered the store take the money bag from him and exit the store. Powell testified that he observed the men drive off quickly in a grey Suburban. The Suburban was later determined to have been stolen.
Dr. Eduardo Bellas, Harris County Assistant Medical Examiner, performed the autopsy. Bellas testified that Kwan had five gunshot wounds, three of which he considered fatal. The fatal wounds consisted of two wounds in the right side of Kwan‘s back and one wound in the front chest. The other two wounds were merely grazing wounds to his
Four days after the instant offense, Craig Burks, appellant‘s nephew, phoned Crime Stoppers with information pertaining to the crime.3 Burks stated that appellant, Albert Harris, and Michael Clark were each involved in the robbery.
At trial, Burks testified that while riding around with Clark two weeks before the robbery, Clark pointed out Kwan‘s grocery store as they drove past. Clark told Burks that “he was going to retire from armed robbery and then the Chinese guy [sic] supposed to bring him a bunch of money[.]” Burks did not hear of the store again until he saw a news report the day of the offense. Later, on the day of the robbery, appellant came by Burks’ house. Appellant had a new car and took Burks, Burks’ brother Cedric, and Burks’ uncle Walter for a ride and bought them all beer. Burks testified that, while driving, appellant talked about how he “robbed the Chinese guy. He pulled a pistol on a security guard and shot the dude, the Chinese guy.” Burks further testified that appellant said that he had dressed like a bum for the crime and that Michael Clark, Albert Harris, and somebody named Marty were also involved. Appellant claimed they got $50,000 in the robbery and Burks noted appellant had a “bundle of money” with him in the car. Burks also testified that appellant changed his story and said that Albert Harris was the only one to fire a gun.
In order to support a guilty verdict, the State must prove the elements of the offense as set forth in the jury charge. Rabbani v. State, 847 S.W.2d 555, 558 (Tex.Cr.App.1992), cert. denied, 509 U.S. 926 (1993); Rivera v. State, 808 S.W.2d 80, 91 (Tex.Cr.App.), cert. denied, 502 U.S. 902 (1991). The charge in this case authorized conviction of capital murder as follows:
Now, if you find from the evidence beyond a reasonable doubt that on or about the 15th day of November, 1991, in Harris County, Texas, the [defendant] did then and there unlawfully while in the course of committing or attempting to commit the aggravated robbery of [Kwan], intentionally cause the death of [Kwan], by shooting [Kwan] with a deadly weapon, namely, a firearm; or if you find from the evidence beyond a reasonable doubt that on or about the 15th day of November, 1991, in Harris County, Texas, Albert Harris and/or Michael Clark and/or Marty did then and there unlawfully while in the course of committing or attempting to commit the aggravated robbery of [Kwan], intentionally cause the death of [Kwan] by shooting [Kwan] with a deadly weapon, namely, a firearm, and that the [defendant], with the intent to promote or assist the commission of the offense, if any, solicited, encouraged, directed, aided or attempted to aid Albert Harris and/or Michael Clark and/or Marty to commit the offense, if he did, then you will find the defendant guilty of capital murder as charged in the indictment.
In reviewing a sufficiency question, we must view the evidence in the light most favorable to the verdict and determine whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319 (1979); Gribble v. State, 808 S.W.2d 65, 73 (1990), cert. denied, 501 U.S. 1232 (1991).
Without citing any authority and ignoring the standard of review, appellant claims the evidence is insufficient because: (1) Bartie and Powell did not always have constant views of what was happening; (2) Bartie stated at the scene that she was not sure if she would be able to identify the perpetrators; (3) when Bartie identified appellant in a photo-spread, she stated she would also like to see him in a live line-up to be 100-percent sure; (4) neither Jiminez nor
We first note that the jury is the exclusive judge of the credibility of witnesses and of the weight to be given their testimony.5 Lafoon v. State, 543 S.W.2d 617, 620 (Tex.Cr.App.1976). Second, we also note that proof beyond a reasonable doubt that appellant fired the fatal shot is not necessary for a capital murder conviction where the jury is charged on the law of parties. Rabbani, 847 S.W.2d at 558. In the instant case, an eye-witness testified that appellant participated in the crime and, in fact, fired shots at Kwan as he tried to enter the store. Further, appellant‘s admissions to his nephew that same evening following the crime establish that he was, at a minimum, a party to the offense. Therefore, viewing the evidence in the light most favorable to the verdict, we conclude that there was sufficient evidence for any rational trier of fact to conclude beyond a reasonable doubt that appellant was guilty of capital murder. Point of error one is overruled.
Appellant‘s twenty-ninth supplemental point of error contends that the evidence was insufficient to make an affirmative finding that he would be a future danger.
In reviewing the sufficiency of the evidence at the punishment phase, we again view the evidence in the light most favorable to the verdict and determine whether any rational trier of fact could make the finding beyond a reasonable doubt. See Stoker v. State, 788 S.W.2d 1, 7 (Tex.Cr.App.1989), cert. denied, 498 U.S. 951 (1990). The burden was on the State to prove the first two punishment issues beyond a reasonable doubt.
At the punishment phase of trial, the State introduced evidence of various extraneous offenses. Appellant was convicted of the following: (1) on May 5, 1981, appellant and an accomplice robbed a Gordon‘s Jewelers at gunpoint (aggravated robbery); (2) on September 7, 1984, appellant and an accomplice hit a sixty-year old man on the head, stole a bank bag from him containing $2,400, and then tried to flee from the police (theft); and (3) on June 17, 1987, appellant attempted to evade arrest after being discovered with a stolen vehicle (evading arrest). The State
On September 6, 1991, two Wal-Mart employees were robbed when they returned to the store after going to the bank to make a deposit and obtain $5,000 in change. One of the victims, Frank Eppner, identified appellant as the man who held an uzi-machine gun to his head and demanded the money. Appellant made Eppner lay face down on the ground with his hands spread out while appellant held the gun on him and looked for the money. When appellant‘s accomplice had trouble with Richard Phillips, the other victim, appellant said, “Just shoot him, take the keys yourself. Just kill the man. Don‘t jack with him. Kill him.” Appellant and his accomplice eventually took Eppner‘s truck and the money. They fled the scene without harming either victim. Phillips followed them in his car. At an intersection, the men stopped the truck, appellant got out, pointed his gun at Phillips, and fired a shot. Phillips got away unharmed. It was later determined that the vehicle appellant and his accomplice had used to get to the Wal-Mart was also stolen.
On September 8, 1991, appellant was arrested for an altercation in a night club parking lot. Appellant had been arguing with another customer and they were both asked to leave the club. A security guard noticed the men still in the club parking lot after closing. The men were in a shouting match. Appellant then went to a car, retrieved a gun, and put the gun to the other man‘s back. The security guard intervened and took the weapon. The gun was later determined to be loaded with hollow-point bullets. The security guard had to obtain help in order to place appellant under arrest.
Finally, on December 19, 1991, prior to appellant‘s arrest for the instant offense, he was seen exiting a stolen vehicle. Thus the record shows that appellant repeatedly exhibited and used deadly weapons during this and other offenses. Further, he exhibited a general disregard for human life by threatening to kill others during these offenses and by harming his victims on more than one occasion. Considering the record as a whole, we conclude there was ample evidence to support the jury‘s affirmative finding that there was a probability that appellant would be a continuing threat to society. Appellant‘s twenty-ninth supplemental point of error is overruled.
In supplemental point of error fifteen, appellant contends that the evidence is insufficient to support the jury‘s negative answer to the mitigation question.8 He urges this Court to limit its sufficiency review to the mitigating factors and exclude consideration of the aggravating factors. Further, supplemental point eighteen avers that this Court should engage in a proportionality review of the sufficiency of mitigating evidence: weigh the aggravating evidence against the mitigating evidence.
This Court has previously held:
In Texas, this mitigating evidence is admissible at the punishment phase of a capital murder trial. Once admitted, the jury may then give it weight, if in their individual minds it is appropriate, when answering the questions which determine sentence. However, “[t]he amount of weight that the factfinder might give any particular piece of mitigating evidence is left to ‘the range of judgment and discretion’ exercised by each juror.”
Banda v. State, 890 S.W.2d 42, 54 (Tex.Cr.App.1994), cert. denied, 515 U.S. 1105, 115 S.Ct. 2253, 132 L.Ed.2d 260 (1995); Johnson v. State, 773 S.W.2d 322, 331 (Tex.Cr.App. 1989), affirmed in part, Johnson v. Texas, 509 U.S. 350, 113 S.Ct. 2658, 125 L.Ed.2d 290 (1993). Currently, the Texas legislature has not clearly assigned a burden to either the State or the defendant to disprove or prove the mitigating evidence.9 Barnes v. State, 876 S.W.2d 316, 330 (Tex.Cr.App.), cert. denied, 513 U.S. 841, 115 S.Ct. 174, 130 L.Ed.2d 110 (1994). Unlike a particular offense or defense defined in the Texas Penal Code which contains specific elements that must be met, “mitigating evidence” is not specifically defined. Instead it is left to each individual juror‘s own determination. In fact,
We first note that meaningful review of the jury‘s verdict by which the penalty of death is assessed is not wholly precluded. This Court does review the sufficiency of the future dangerousness issue. See Keeton, supra. As stated previously, the mitigation issue is a vehicle provided to take into account jurors’ individual views and allows them to choose a life sentence if they feel it is warranted. The jury does not reach the mitigation issue unless it has already found that the defendant will be a future danger.
Next, appellant contends
(a) The court of criminal appeals shall reform a sentence of death to a sentence of confinement in the institutional division of the Texas Department of Criminal Justice for life if the court finds that there is insufficient evidence to support an affirmative answer to an issue submitted to the jury under Article 37.071(b) of this code or a negative answer to an issue submitted to a jury under Article 37.071(e) of this code.11
On its face this provision does indeed mandate a reformation of sentence from death to life “if” the evidence is not “sufficient” to support a negative answer to the mitigation issue.
In construing a statute, we look first to the literal language, for that is the best indicator of the legislative intent. Boykin v. State, 818 S.W.2d 782 (Tex.Cr.App.1991). In this case, however, we cannot take the statute to mean what it plainly says. A genuine “sufficiency” review of the jury‘s negative answer to
In order to give
There is one other alternative. We could construe
In any event, we do not believe constitutionality of
Ineffective Assistance of Counsel
In points of error two through fourteen, appellant argues that he was rendered ineffective assistance of counsel. He points to various individual examples of deficiencies in his counsel‘s performance to prove that the representation by trial counsel fell below an objective standard of reasonableness and was prejudicial. He then argues that the totality of the incidents prejudiced him to such a degree that he was denied a fair trial. After a careful review of the record, and considering the strict standards for determining that counsel was ineffective, we cannot say appellant was rendered ineffective assistance.
The standard for testing claims of ineffective assistance of counsel was announced in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).12 In Strickland, the Supreme Court admonished that a claimant must prove that counsel‘s representation so undermined the “proper functioning of the adversarial process that the trial cannot be relied on having produced a just result.” Id. at 686, 104 S.Ct. at 2064. Appellant must prove: (1) that his counsel‘s representation was deficient; and (2) that the deficient performance was so serious that it prejudiced his defense. Id. at 687, 104 S.Ct. at 2064. This means appellant must prove by a preponderance of the evidence that counsel‘s representation fell below the standard of prevailing professional norms, and that there is a reasonable probability that but for counsel‘s deficiency the result of the trial would have been different. McFarland v. State, 845 S.W.2d 824, 842 (Tex.Cr.App.1992), cert. denied, 508 U.S. 963, 113 S.Ct. 2937, 124 L.Ed.2d 686 (1993).
The review of counsel‘s representation is highly deferential; we indulge a strong presumption that counsel‘s conduct falls within a wide range of reasonable representation. Strickland, 466 U.S. at 689, 104 S.Ct. at 2065. The burden is on appellant to overcome that presumption. Id. Appellant “must identify the acts or omissions of counsel that are alleged” to constitute ineffective assistance and affirmatively prove that they fall below the professional norm for reasonableness. Id. at 690, 104 S.Ct. at 2065-66. After proving error, appellant must affirmatively prove prejudice. Id. at 693, 104 S.Ct. at 2067-68. Appellant must prove that counsel‘s errors, judged by the totality of the representation, not by isolated instances of error or by only a portion of trial, denied him a fair trial. Id. at 695, 104 S.Ct. at 2068-69; McFarland, 845 S.W.2d at 843. It is not enough for appellant to show that the errors had some conceivable effect on the outcome of the proceedings. Strickland, 466 U.S. at 693, 104 S.Ct. at 2067-68. He must show that there is a reasonable probability that, but for counsel‘s errors, the factfinder would have had a reasonable doubt respecting guilt and/or the sentence of death. Id. at 695, 104 S.Ct. at 2068-69. In reviewing this determination, we consider the totality of the evidence before the jury. Id. Any allegation of ineffectiveness must be firmly founded in the record and the record must affirmatively demonstrate the alleged ineffectiveness. Ex parte Cruz, 739 S.W.2d 53, 59 (Tex.Cr.App. 1987). Failure to make the required showing of either deficient performance or sufficient prejudice defeats the ineffectiveness claim. Id. at 700, 104 S.Ct. at 2071.
1. Trial Preparation
In his second point of error, appellant contends that his attorneys did not adequately prepare before trial. In point of error three, he argues that counsel did not confer with him in a manner consistent with the gravity of a capital case. And, in his fourth point of error, he complains that none of his requested witnesses were questioned or subpoenaed.
Appellant first focuses his attention on the fact that attorney Benn did not file any motions or subpoena any witnesses. We note that appellant fails to take into account that he was represented by two attorneys, Benn and Melamed. Melamed filed numerous motions with the trial court. In addition, Melamed testified at the motion for new trial hearing that he felt it was his position “to be prepared to do everything” and that he was prepared to do the entire trial, although he did obtain both appellant‘s and Benn‘s consent on various matters. Appellant fails to show whether Melamed did or did not subpoena any witnesses.13 However, we note that three defense witnesses were called at punishment. Benn also testified that he believed Melamed was a capable co-counsel and that he relied on Melamed to subpoena any witnesses.
Appellant specifically complains that his counsel failed to subpoena Walter Burks, Ricky Payton, James Pritchett, and Wilbert Bonaparte. At the motion for new trial hearing, Melamed testified that he and appellant discussed which witnesses should be called.
Appellant next claims that Benn and Melamed failed to question any witnesses prior to trial and did not go to the scene of either the capital murder or the extraneous aggravated robbery, relying solely on the contents of the State‘s file for their investigation. As we observed in Ex parte Duffy, 607 S.W.2d 507, 516 (Tex.Cr.App. 1980) (Plurality opinion), “counsel is charged with making an independent investigation of the facts of the case[.]” Ordinarily counsel should not blindly rely on the veracity either of his client‘s version of the facts or witness statements in the State‘s file. Id. But this duty to investigate, at least since Strickland was decided, is not categorical. Rather, “counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary.” 466 U.S. at 691, 104 S.Ct. at 2066, 80 L.Ed.2d at 695. Such a decision not to investigate “must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counsel‘s judgments.” Id. In any event, we will not reverse a conviction unless the consequence of the failure to investigate “is that the only viable defense available to the accused is not advanced[,]” Ex parte Duffy, supra, at 517, and “there is a reasonable probability that, but for counsel‘s [failure to advance the defense], the result of the proceeding would have been different.” Strickland, supra, 466 U.S. at 694, 104 S.Ct. at 2068, 80 L.Ed.2d at 698.
The record shows that the attorneys, at a minimum, discussed the case with appellant and went over the State‘s witnesses’ statements. Counsel decided that further interviews were unnecessary. There is no indication that any new or helpful information would have been acquired or that this decision in any way limited or impeded appellant‘s defense. See Wilkerson v. State, 726 S.W.2d 542, 550 (Tex. Cr.App.1986), cert. denied, 480 U.S. 940, 107 S.Ct. 1590, 94 L.Ed.2d 779 (1987). As for counsels’ failure to visit the scene of the capital murder and the extraneous robbery, these deficiencies are not alone sufficient to amount to ineffective counsel under Strickland. Both attorneys testified that they reviewed the State‘s files regarding both offenses. The record reveals, at least for the capital crime, that counsel had access to a crime scene video, numerous photos, and witness statements. Counsel further discussed the case with appellant. There is nothing in the record to show that potential defenses were precluded or that a visit to either scene would have made any difference in appellant‘s defense.15
Appellant further makes various conclusory accusations about his counsel. He claims that Melamed did not view the video line-up until the identification-suppression hearing. The record does not support this statement. Melamed merely testified that “there was indeed a video lineup and, I believe, a hearing prior to trial to suppress the identification” as based upon the line-up. We cannot and do not glean from these statements that Melamed had never before viewed the video. Next, he insists that neither counsel knew that Richard Phillips had not identified appellant in the Wal-mart robbery or that Frank Eppner had some doubt that appellant was the robber. Again, appellant misinterprets the record. In both cases, the information was elicited from the witness and appellant‘s counsel confirmed it for the jury during cross-examination. No evidence appears that appellant‘s counsel was unaware of the information prior to the witnesses testifying. Finally, he asserts that his counsel never viewed the arrest warrant, probable cause affidavit, or photo spread from the Wal-mart robbery. Appellant fails to support this claim with any record evidence. Merely because counsel cannot recall whether he viewed this evidence does not conclusively prove that he did not. These complaints have no merit.
Appellant next focuses on the number of times that Melamed spoke with appellant. However, appellant himself testified at the motion for new trial hearing that he and Melamed discussed the capital crime and the extraneous offenses. He also testified that he talked to Melamed every day during jury selection. Melamed testified that he met with appellant for several hours at the jail, spoke to him several times at the courthouse, and spoke with him several times on the phone. We fail to see the inadequacy of Melamed‘s meeting times. Appellant cites no authority to give us guidance.16
Appellant also points to the fact that when Melamed went to the jail to speak with him, Melamed only took notes on appellant‘s personal life. However, as Melamed explains, he was taking notes on any possible mitigating evidence that could be helpful at punishment. We will not fault counsel for attempting to develop strategy to be used at trial. And, again, appellant does not cite us to any authority to support his position that Melamed‘s particular note-taking habits rendered his performance inadequate.
Lastly, appellant argues that counsel did not confer with each other enough and did not discuss which attorney would question each witness. Appellant fails to explain why or how the number of meetings between his counsel was detrimental to him. Further, regarding the witnesses, appellant points to nothing in the record to show that counsel was unprepared during questioning.17
Viewing the circumstances as a whole, we hold that appellant fails to meet the first prong of the Strickland test in any of the above arguments. Accordingly, trial counsel‘s preparation for trial did not fall below
2. Voir Dire
In his fifth point of error, appellant claims that he was denied effective assistance of counsel because Benn only asked a limited number of questions of the jurors selected during voir dire. Appellant cites the Court to Benn‘s questioning of each of the jurors. However, with the exception of Scott, Petter and Taylor, he fails to explain in any manner why these jurors were objectionable or why further questioning might have been in order. Therefore, we will only address appellant‘s complaints concerning Benn‘s questioning of these three jurors.
In reference to juror Scott, appellant points to a portion of her testimony that he finds troublesome:
[State]: Do you feel like you would have any problems working with 11 other citizens to make the decision in such a way that you would know that the Defendant would get the death penalty?
A. No, because no matter how I felt, I would want to make sure that he did get all the right benefits. Just because I feel one way, that‘s what the jury is for. We can talk about it and decide what punishment that he should get, and a lot of times, you can see things a little bit clearer when you have 11 other people that are discussing it with you and pointing out different factors. But I don‘t think I would have a problem even voicing my opinion with 11 more people.
Appellant asserts that Scott considers the death penalty to be a “benefit,” and, presumably, would therefore always vote for the death penalty. This is not the only, or even the likely, import of Scott‘s testimony. From her surrounding statements, it is apparent that Scott meant that she would give appellant all of his “constitutional benefits.” We cannot rule out that Benn also interpreted Scott‘s testimony in this way. Because Scott would not be challengeable for cause on this statement, appellant does not show that Benn‘s representation was deficient.
For juror Petter, appellant again misconstrues the likely gist of the testimony in order to argue that the juror “has extreme belief in the extensive use of the death penalty.” Appellant believes the following testimony should have caused Benn concern:
[State]: You say the Silence of the Lambs was the last movie you saw. Certainly, there was an individual in there—I haven‘t seen the movie—but I understand that there is an individual in there that might be strongly considered for the death penalty?
A. There was more than one.
Appellant contends that any “competent” attorney would question Petter regarding his belief in the death penalty. However, he ignores all Petter‘s other responses regarding the death penalty, including: “Sometimes I think life imprisonment can be more effective than the death penalty, depending on the individual circumstances.” Petter further stated that he believed some people can be rehabilitated and that he would consider all mitigating circumstances. We do not believe that appellant has shown that Benn‘s performance was deficient in failing to question Petter further on this issue; nor do we find that appellant proves that Petter would have been challengeable for cause in any way.
Next, appellant claims juror Taylor was biased against him and that Benn was ineffective because he failed to question her about her brother‘s murder six years earlier. Appellant particularly points to the fact that Taylor agreed on the prospective jurors’ questionnaire that, “I am strongly in favor of capital punishment as an appropriate penalty.” He also notes that she stated, “I don‘t think that I can be fair to the Defendant with my judgment . . . I just don‘t think I would be able to sit through a murder trial, knowing my brother had, at one time, been killed and I had gone through this once before . . . I think I might be too harsh in my opinion.” However, appellant again fails to view the juror‘s testimony as a whole. Taylor stated that she would be able to put aside what she had been through and listen to the evidence in the instant case. She also stated that she would be able to be fair to appellant and hold the State to its burden of proof. She would
In point of error nine, appellant states that he was denied effective assistance of counsel because Melamed struck four prospective jurors before the State had finished questioning them and before he conducted his own voir dire. However, appellant merely speculates on the propriety of such a course of action, and provides no specifics as to why Melamed should not have struck these venirepersons. Appellant merely states that the strikes were not “intelligently” made.18 He fails to meet the first prong of Strickland. Melamed was present at voir dire, listened to the answers of the venirepersons, and viewed their demeanor. We will not second-guess tactical trial decisions. Appellant‘s ninth point of error is overruled.
In appellant‘s tenth point of error, he contends that he was denied effective assistance of counsel because Melamed selected venirewoman Smart as a juror without asking her any questions about defense issues. Appellant specifically points to the fact that Melamed did not question Smart about the statement she made during the prosecutor‘s voir dire examination: “I think we have too many early parolees out on the street today.” Again, appellant ignores the full record.
Smart testified that she would follow the law and instructions as set out by the trial court. She stated that she understood that she could not predict when appellant would get out of prison if the jury voted for a life sentence during the punishment stage. She further confirmed that she would not use her fear of parole in responding to the special issues and would hold the State to its burden of proof. Moreover, appellant fails to show how questioning Smart on defense issues would have revealed a basis for a challenge for cause. Therefore, he has failed to meet his burden under either prong of the Strickland test. Point of error ten is overruled.
In his eleventh point, appellant contends that he was denied effective assistance of counsel because Melamed did not try to rehabilitate potential juror Flores after the State challenged her for cause. Flores testified repeatedly that she was morally opposed to the death penalty and that she would never answer the special issues in such a way that a death sentence would be assessed. We will not second-guess counsel‘s apparent decision that the venireman‘s views were probably so firmly held that an attempt at rehabilitation would not be worth the candle. Point of error eleven is overruled.
In point of error twelve, appellant contends that he received ineffective assistance of counsel because Melamed only requested one additional peremptory strike. He apparently believes that Melamed should have asked for more than one additional peremptory strike because Melamed argued that the trial court had erroneously denied four of his challenges for cause. The record shows that Melamed did ask the trial court for a second additional peremptory strike the next day, but the request was denied. However, following the denial of this request, appellant and the State accepted the twelfth and final juror without objection. Because appellant names no objectionable juror that he was forced to accept on the jury, he can show no harm. Thus, he does not meet the second prong of Strickland. Point of error twelve is overruled.
In his thirteenth point of error, appellant contends that he was denied effective assistance of counsel because his trial
Appellant‘s third supplemental point of error claims he was denied the effective assistance of counsel guaranteed under
3. Guilt/Innocence
Appellant contends in his sixth point of error that he received ineffective assistance of counsel because Benn slept through parts of the trial.19 In support of his contention, appellant cites to Javor v. U.S., 724 F.2d 831 (9th Cir.1984). In Javor, the Ninth Circuit found that because the defendant‘s counsel slept through substantial parts of the trial, he was denied his
Javor‘s
Sixth Amendment right was violated not because of specific legal errors or omissions indicating incompetence, but because he had no legal assistance during a substantial portion of his trial.
724 F.2d at 833-34. Unlike Javor, appellant had two attorneys. Appellant was never without counsel. Additionally, Melamed stated at the motion for new trial hearing that he was prepared to do everything in the case. Although we do not condone Benn‘s behavior, viewing the totality of circumstances, appellant fails to make any showing that he was not effectively represented at trial by Melamed.20 Therefore, because appellant has failed to show that he was prejudiced to the extent that the result of his trial would have
In point of error seven, appellant claims that he was denied effective assistance of counsel because Benn did not try to impeach the testimony of the “State‘s only eyewitness able to identify appellant,” Carolyn Bartie, with her testimony from the hearing on the motion to suppress identification. Appellant then cites what he considers to be discrepancies in Bartie‘s testimony. First, he argues that Bartie‘s testimony varied in the description she gave of appellant. He contends that at the identification hearing she stated that appellant was wearing a striped shirt, but at trial she states he was wearing a black shirt. Appellant misinterprets the testimony. At the identification hearing the following transpired:
[State]: Do you recall the man that was holding the security guard with the gun firing in the store, how was he dressed that day, if you remember?
A. I think maybe a striped shirt, I think.
While at trial, the State elicited the following:
Q. And could you give me a general description?
A. Was it a man or a woman—
Q. In black or white?
A. Black.
Q. Were you able to see his face where you were seated in your car?
A. Yes.
The subject matter of the State‘s questioning was different in the instances cited us by appellant. In the former instance, the State was asking about appellant‘s clothing; in the latter, it appears the State was inquiring as to the perpetrator‘s physical characteristics. No discrepancy occurred in the testimony with which Benn could impeach Bartie.
Second, appellant contends that there is a discrepancy in Bartie‘s testimony as to whether she actually saw appellant fire the gun. However, appellant again misreads the record. Despite appellant‘s assertions to the contrary, at both the identification hearing and trial, Bartie testified that when she looked up after hearing the popping sounds she saw appellant holding the security guard and firing with his arm extended toward the store.
Finally, appellant recognizes that Bartie stated at the identification hearing that she had some doubt in her mind about identifying appellant after viewing the photo spread and that was why she wanted to see a line-up. However, he notes that at trial, although Bartie reiterated her hearing testimony, she also answered that she had positively identified appellant in the photo spread. First, we fail to see the discrepancy in Bartie‘s testimony because she did identify appellant in the photo spread and signed the back of the photo denoting such. Second, it would be acceptable trial strategy not to risk reinforcing the fact that, even if she was unsure of the photo, that she was absolutely sure that appellant was the perpetrator after the live line-up. Appellant fails to meet the first prong of the Strickland test by showing Benn‘s performance was ineffective. His seventh point of error is without merit and is overruled.
In his eighth point of error, appellant contends that he was denied effective assistance of counsel because Melamed did not elicit from Sergeant William Stephens that Bartie wished to see appellant in person before she was positive that he was the assailant. Appellant cites to the fact that at the identification hearing, Melamed elicited from Stephens that Bartie‘s identification of appellant was tentative and not one-hundred percent after viewing the photo spread. Appellant then notes that at trial Melamed failed to get Stephens to testify to this same information. However, Melamed may rationally have believed that if he were to elicit this information it would likely open the door to Stephen‘s characterization of Bartie‘s identi
Finally, in his fourteenth point of error, appellant avers that the combination of errors he complains of in points two through thirteen manifests ineffective assistance of counsel. His argument is merely a reiteration of the preceding points of error. We have already addressed each of appellant‘s concerns. Without further argument or authority as to why the combination of these eleven points should create ineffective assistance, we hold instead, consistent with Strickland, that appellant has failed to meet his burden. Point of error fourteen is overruled.
Right to Counsel
In supplemental points of error one and two, appellant claims that his
The pertinent facts are as follows: On January 2, 1992, a Harris County judge issued a warrant for appellant‘s arrest. The next day, appellant was arrested. He then participated in a line-up where he was identified by a witness to the murder. Appellant alleges that he was required to participate in the line-up. The State maintains that he consented. There is also some dispute as to whether appellant signed a waiver-of-counsel form prior to the line-up. On January 4th, the State filed a complaint against appellant. He was taken before a magistrate on January 6th. An indictment was filed on March 27, 1992.
The
At the time of his line-up, no complaint or indictment had been filed against appellant. Nor had appellant been taken before a magistrate for warning pursuant to
Because the pre-trial line-up did not violate appellant‘s
In supplemental points of error four and five, appellant contends that his “Constitutional right to counsel of his choice” was violated when the trial court appointed Melamed to assist retained-counsel Benn. Appellant argues that he refused to sign the order appointing counsel and testified at the motion for new trial hearing that he did not want to sign the order without conferring with Benn. No further objections to Melamed‘s appointment or representation appear in the record.
Appellant had his counsel-of-choice in Benn.22 He does not claim that Melamed impaired his defense in any manner nor did he object, after presumably consulting with Benn, to Melamed‘s representation.23 The record shows that Benn was 72 years old at the time of trial and was prone to take afternoon naps. The record further indicates that Melamed conducted himself reasonably and provided effective counsel. Where a trial court deems, as in the instant case, that retained counsel may need assistance, it is acceptable to sua sponte appoint additional counsel, and does not violate a defendant‘s right to counsel of choice. Both the state and federal constitutions guarantee a right to effective assistance of counsel. Appointment of additional counsel in this case insured appellant that right. Supplemental points of error four and five are overruled.
Voir Dire
In points of error fifteen through seventeen, appellant alleges trial error in the denying of defense counsel‘s challenges for cause, thereby forcing appellant to accept an objectionable juror after exercising all his peremptory strikes. However, we note that appellant failed to name an appropriate objectionable juror.
When the trial court errs in overruling a challenge against a venireperson, the defendant is harmed only if he uses a peremptory strike to remove the venireperson and thereafter suffers a detriment from the loss of the strike. Demouchette v. State, 731 S.W.2d 75, 83 (Tex.Cr.App.1986), cert. denied, 482 U.S. 920, 107 S.Ct. 3197, 96 L.Ed.2d 685 (1987). Error is preserved only if appellant used all his peremptory strikes, asked for and was refused additional peremptory strikes, and was then forced to take an identified objectionable juror whom appellant would not otherwise have accepted had the trial court granted his challenge for cause or granted him additional peremptory strikes so that he might strike the juror. Adanandus v. State, 866 S.W.2d 210, 220 (Tex.Cr.App.1993), cert. denied, 510 U.S. 1215, 114 S.Ct. 1338, 127 L.Ed.2d 686 (1994); Satterwhite v. State, 858 S.W.2d 412, 415 (Tex.Cr.App.), cert. denied, 510 U.S. 970, 114 S.Ct. 455, 126 L.Ed.2d 387 (1993); Demouchette, 731 S.W.2d at 83. This process occurs in the selection of the seated panel and the alternate juror or jurors.
However, the selection of alternate jurors is treated as distinct and separate from the primary panel. Cooks v. State, 844 S.W.2d 697, 721 (Tex. Cr.App.1992), cert. denied, 509 U.S. 927, 113 S.Ct. 3048, 125 L.Ed.2d 732 (1993). Following the selection of the primary panel, the parties’ unused peremptory strikes are wiped out and each party is given a designated number of strikes for use in selecting one or more alternate jurors. Id.;
In point of error twenty-seven, appellant argues that
Pretrial Motion
In supplemental point of error six, appellant contends that his arrest was illegal because there was insufficient evidence to support the magistrate‘s finding of probable cause to issue an arrest warrant.25 He argues that the line-up and in-court identifications must be suppressed under the “fruit of the poisonous tree” doctrine. He alleges that the affidavit for the arrest warrant was improperly based on eye-witness Bartie‘s “strong tentative” identification of appellant after she viewed appellant‘s picture in a photo spread.26
An arrest warrant must provide the magistrate with “sufficient information to support an independent judgment that probable cause exists for the warrant.” Jones v. State, 568 S.W.2d 847, 855 (Tex.Cr.App.), cert. denied, 439 U.S. 959, 99 S.Ct. 363, 58 L.Ed.2d 352 (1978). The warrant‘s affidavit need only contain probable cause, it need not
The affidavit in the instant case stated in relevant part that Bartie was present at the scene of the crime, she knew the victim and the security guard, she witnessed a black male pull out a gun and hold it to the security guard‘s head, she saw the male shoot at the victim when he tried to run, she witnessed a second black man run past, and the first gunman yell, “get the bag, get the bag.” She then saw the two men leave the scene. The affidavit continues:
Affiant showed a photo spread containing a known photo of [appellant] and others, and Ms. Bartie made a strong tentative identification of [appellant] as the first black male who pulled a weapon and shot at Mr. Kwan on 11-15-91.
We hold that it was reasonable for the magistrate to find probable cause based on the statements of the eyewitness to the crime. Appellant argues insufficiency merely because the affidavit states Bartie made “a strong tentative identification.” However, as stated before, the affidavit need not contain sufficient evidence that would convince a jury of the defendant‘s guilt beyond a reasonable doubt. Janecka, 739 S.W.2d at 823. The magistrate was justified in finding probable cause to arrest appellant. The line-up and the in-court identifications, therefore, were not tainted by an illegal arrest.27 We must ignore appellant‘s assertions to the contrary that are based on evidence outside the affidavit. Supplemental point of error six is overruled.
Guilt/Innocence Phase
In supplemental point of error twelve, appellant alleges that the State made improper victim-impact references during opening and closing arguments.28 Appellant made no objection on these grounds to the State‘s argument at trial; therefore, he has not preserved the issue of the alleged jury argument error. See
Punishment Phase
In his supplemental point twenty-two, as we understand it, appellant maintains that allowing the prosecution discretion to decide whether or not to pursue the death penalty constitutes a violation of the Legislature‘s power to “define crimes and the range of penalties attached to crimes.” Giving prosecutors this decision, he argues, violates
Again, appellant misinterprets
In point of error twenty-three, appellant argues that the State intentionally failed to inform him of favorable evidence at the motion for new trial hearing. He maintains that he requested the evidence in a pre-trial discovery motion, and by failing to proffer it after trial, the State violated his
During punishment, the State introduced evidence of an extraneous offense, the Wal-Mart robbery. Eppner, one of the robbery victims, identified appellant in a line-up as one of the two robbers. Eppner was unable to identify the second robber. Appellant contends that the State‘s failure to disclose the fact that Eppner failed to identify the second robber amounts to reversible error.
Under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), a prosecutor has an affirmative duty to turn over material, exculpatory evidence. Impeachment evidence is included within the scope of the term “exculpatory evidence.” U.S. v. Bagley, 473 U.S. 667, 676, 105 S.Ct. 3375, 3380, 87 L.Ed.2d 481 (1985). Evidence withheld by a prosecutor is “material” if there is a reasonable probability that, had the evidence been disclosed to the defense, the outcome of the proceeding would have been different. Id. at 682, 105 S.Ct. at 3383. A “reasonable probability” is a probability sufficient to undermine confidence in the outcome of the trial. Id. Thus, a due process violation has occurred if a prosecutor: (1) fails to disclose evidence, (2) favorable to the accused, (3) which creates a probability of a different outcome. Id.; Thomas v. State, 841 S.W.2d 399, 404 (Tex.Cr.App.1992). Appellant meets none of these factors.
First, the prosecution did not fail to disclose. The State‘s file containing the information was available to appellant‘s trial attorneys. Both attorneys testified they reviewed the file. Next, it is questionable that this information was favorable to appellant or that it would undermine the outcome of the case. Eppner still positively identified appellant as one of the robbers. Appellant must meet all three criteria to show a failure to disclose that is egregious enough to violate his
In points of error twenty-four and twenty-five, appellant claims that the evidence was insufficient to establish two of the unadjudicated extraneous offenses admitted at the punishment phase of trial, and therefore, they should not have been admitted into evidence. Specifically, he complains about the aggravated robbery at Wal-Mart and evidence of an attempted bank robbery. Appellant made no objection at trial to the admission of the evidence for either of the complained-of offenses on the grounds of insufficient evidence.29 Because appellant did
Next, in supplemental points of error twenty-seven and twenty-eight, appellant contends that the admission of evidence of unadjudicated extraneous offenses during the punishment phase violated
Even if we perceive this objection to be sufficient for the purposes of this point, it was not timely made and error was not preserved. See
In his twenty-sixth point of error, appellant avers that “it was reversible error for the State to argue that the jury could reach their own conclusion of whether or not there was to be a robbery at the Lockwood Bank” because there was insufficient evidence to prove up a robbery. Appellant does not cite to where in the record the allegedly improper argument occurred, nor does he cite any authority in support of his argument. Therefore, we consider the point to be inadequately briefed, presenting nothing for our review.
Jury Charge
1. Guilt/Innocence
In points of error eighteen and twenty, appellant argues that the trial court erred in refusing his requested charges on voluntary conduct.30 He argues that the evidence raised the issue that appellant‘s firing of the gun may have been accidental due to a struggle with the security guard. Appellant claims the requested instructions asked the jury to take the voluntariness of the shooting into account, and that the trial court had an obligation to instruct the jury on this relevant legal issue. We disagree.
Appellant insists that the following portions of testimony raised reasonable doubt regarding the voluntariness of appellant‘s actions:
Testimony of Carolyn Bartie:
Q. [Appellant] passed Mr. Kwan, and then what happened?
A. I looked down at my purse again.
Q. What did you notice next?
A. Then I heard this noise. I looked up and he had the security guard by the neck.
Q. When you say he had the security guard, who are you talking about?
A. The man who had the bag.
Q. During this time were you able to see his face?
A. Yes.
Q. You said you heard a noise or a sound before you looked up to look and you saw him—the man that had the bag holding the security guard. Could you describe the noise?
A. It was like a popping sound.
Q. When you looked up, what was the man doing with the security guard?
A. Holding him, firing into the store.
*
*
*
*
*
Q. Had a good hold on him?
A. Yes.
Q. Where was the gun?
A. He was firing like this (indicating).
Q. When you looked up, his arm was extended and he was firing a gun?
A. Right.
*
*
*
*
*
*
Q. What direction did you see him firing the gun?
A. Straight into the door that was closed.
Testimony of James L. Powell:31
A. I felt a gun up side my head.
Q. And this gun that was up side your head, was it touching your face or head?
A. It was to my head.
Q. Don‘t be embarrassed. What did that person say to you that had the gun up there?
A. “Drop the gun. Drop the gun.” Excuse my language. He said, “If you don‘t, I‘ll blow your God-damned brains out.”
Q. Did you believe him?
A. I throwed [sic] the gun down.
Q. So, you took the shotgun you had—are you saying you just threw it to the ground?
A. Yes, sir.
Q. Didn‘t have to argue with him or anything like that?
A. No.
Q. You knew he had the drop on you.
A. That‘s right.
Q. At that time, did he come into any kind of physical contact with you? Did he touch you in any place or grab you in any way?
A. I felt the gun. I don‘t remember if he grabbed me or what. I think he had his hand on my shoulder, I think. I‘m not sure.
Q. You knew you were in no position to argue with him?
A. That‘s right.
At no time does the record raise any evidence that appellant‘s conduct was not voluntary. We find no evidence that a struggle over the gun occurred between appellant and Powell. See Adanandus, 866 S.W.2d at 230. Because appellant raises no evidence to show that he did not voluntarily engage in the conduct charged, the trial court did not err in
In point of error nineteen, appellant maintains that the trial court erred by denying his requested instruction regarding accomplice-witness testimony. Specifically, appellant claims that Craig Burks, appellant‘s nephew, was an accomplice as a matter of law and, therefore, the trial court was required to give the requested instruction. An accomplice witness is one who participates with a defendant before, during, or after the commission of a crime. Kunkle v. State, 771 S.W.2d 435, 439 (Tex.Cr.App.1986), cert. denied, 492 U.S. 925, 109 S.Ct. 3259, 106 L.Ed.2d 604 (1989). The participation must involve some form of an affirmative act committed by the witness to promote the commission of that offense. Id. at 441. In order to be an accomplice as a matter of law, the witness must be susceptible to prosecution for the offense with which the accused is charged. Id. at 439.
Appellant claims that Burks is an accomplice as a matter of law because: (1) Burks was taken to the crime scene two weeks before the offense by Mike Clark; (2) Burks admitted he used to steal cars for Clark; (3) Burks was a suspect in the case when he called Crime Stoppers; and (4) Burks was drinking beer bought from the proceeds of the robbery. We first note that Burks was never indicted for the instant offense. Also, there is no evidence that Burks was ever a suspect in the case.32 A witness is not an accomplice witness merely because he may have known of the offense and did not disclose it or even concealed it. Kunkle, 771 S.W.2d at 439. Furthermore, complicity with an accused in the commission of another offense does not make that witness an accomplice in the offense for which the accused is on trial if there is no showing of the witness’ complicity in that particular offense. Id. There is no evidence that Burks made any affirmative act to promote the commission of the crime either before, during, or after the offense. Therefore, Burks was not an accomplice as a matter of law or fact. Id. at 438-41. The trial court did not err in failing to submit appellant‘s requested instruction. Point of error nineteen is overruled.
In supplemental point of error seven, appellant complains that the trial court‘s instruction under
The jury was instructed in the abstract portion of the charge under both
All persons are parties to an offense who are guilty of acting together in the commission of the offense. A person is criminally responsible as a party to an offense if the offense is committed by his own conduct, by the conduct of another for which he is criminally responsible, or both.
A person is criminally responsible for an offense committed by the conduct of another if, acting with intent to promote or assist the commission of the offense, he solicits, encourages, directs, aids, or attempts to aid the other person to commit the offense.
Mere presence alone will not constitute one a party to an offense.
If, in the attempt to carry out a conspiracy to commit one felony, another felony is committed by one of the conspirators, all conspirators are guilty of the felony actually committed, though having no intent to commit it, if the offense was committed in furtherance of the unlawful purpose and was one that should have been anticipated as a result of the carrying out of the conspiracy.
However, the application portion of the charge provided:
Now if you find from the evidence beyond a reasonable doubt that on or about the 15th day of November, 1991, in Harris County, Texas, the [defendant], did then and there unlawfully while in the course of committing or attempting to commit the aggravated robbery of Kenneth Kwan, intentionally cause the death of [Kwan], by shooting [him] with a deadly weapon, namely, a firearm; or if you find from the evidence beyond a reasonable doubt that on or about the [above date], Albert Harris and/or Michael Clark and/or Marty did then and there unlawfully while in the course of committing or attempting to commit the aggravated robbery of [Kwan], intentionally cause the death of [Kwan] with a deadly weapon, namely, a firearm, and that the [defendant], with the intent to promote or assist the commission of the offense, if any, solicited, encouraged, directed, aided or attempted to aid Albert Harris and/or Michael Clark and/or Marty to commit the offense, if he did, then you will find the defendant guilty of capital murder as charged in the indictment.
(Emphasis added.) The trial court did not charge the jury on the
The application paragraph of a jury charge is that which authorizes conviction, and an abstract charge on a theory of law which is not applied to the facts is insufficient to bring that theory before the jury. Jones v. State, 815 S.W.2d 667, 669 (Tex.Cr.App.1991). Where the application paragraph refers to the law of parties described in the abstract portion of the charge, the jury is authorized to convict upon a parties theory. Johnson v. State, 739 S.W.2d 299, 305 n. 4 (Tex.Cr.App.1987). It is error to refer to the law of parties in the abstract portion of the charge and not to apply the law or to refer to that law in the application paragraph of the jury charge. Id. at 303-05; Romo v. State, 568 S.W.2d 298, 303 (Tex.Cr.App.1977) (opinion on rehearing). However, the error is not reversible unless there is a timely and sufficient objection to the charge or a specially requested charge is timely filed. Romo, 568 S.W.2d at 303.
In the instant case, appellant did not object to the inclusion of the
In supplemental point of error eleven, appellant maintains that the trial court erred by refusing to submit his special requested instruction on concurrent causation under
2. Punishment
In supplemental point of error nine, appellant contends that the trial court erred by refusing to submit the anti-parties charge he requested. In his tenth supplemental point of error, he claims that the second statutory special issue,
Appellant requested the following charge:
You are instructed that in arriving at your answers to the special issues in this punishment phase of trial, which are contained in these written instructions, you must not consider the instructions given you in the first phase of trial—that is, the guilt-innocence phase of trial—that relate to the law of parties and the responsibility of parties for the acts of others in the commission of offenses. In this punishment phase of trial, only the conduct of [appellant], and no other in the commission of the offense on trial, shall be considered by you in the [sic] determining what his punishment shall be.
The trial court refused this instruction, but charged the jury in compliance with
Do you find from the evidence beyond a reasonable doubt that [appellant], the defendant himself, actually caused the death of Kenneth Kwan, the deceased, on the occasion in question, or if he did not actually cause Kenneth Kwan‘s death, that he intended to kill Kenneth Kwan or another, or that he anticipated that a human life would be taken?
(Emphasis added). Under the prior version of
In reviewing the constitutionality of the statute, we must view it as applied to appellant only. Dinkins v. State, 894 S.W.2d 330, 340 (Tex.Cr.App.), cert. denied, 516 U.S. 832, 116 S.Ct. 106, 133 L.Ed.2d 59 (1995); McBride v. State, 862 S.W.2d 600, 610-11 (Tex.Cr.App.1993), cert. denied, 512 U.S. 1246, 114 S.Ct. 2765, 129 L.Ed.2d 879 (1994). Appellant argues that the phrase “or that he anticipated that a human life would be taken” renders
Both Tison and Enmund were concerned with the implementation of the death penalty on defendants who were not proven to have an intent to kill. At guilt/innocence, the jury was specifically charged that they could not find appellant guilty of capital murder unless he intentionally murdered Kwan or intentionally assisted in the commission of the robbery and murder. See Webb v. State, 760 S.W.2d 263, 268 (Tex.Cr.App.1988), cert. denied, 491 U.S. 910, 109 S.Ct. 3202, 105 L.Ed.2d 709 (1989); Tucker v. State, 771 S.W.2d 523, 530 (Tex.Cr.App.1988), cert. denied, 492 U.S. 912, 109 S.Ct. 3230, 106 L.Ed.2d 578 (1989); see also supplemental points of error seven and eight, ante. The jury found appellant to be guilty. Having previously held the evidence was sufficient to support the jury‘s verdict, see point of error one, ante, we also hold Tison and Enmund are satisfied. Webb, 760 S.W.2d at 268; Tucker, 771 S.W.2d at 530. For purposes of the
Appellant‘s thirteenth supplemental contention is based upon the trial court‘s failure to respond in open court to questions from the jury during deliberations. He specifically claims that the trial court did not comply with the “mandatory” requirements of
Any communication relative to the cause must be written, prepared by the foreman and shall be submitted to the court through the bailiff. The court shall answer any such communication in writing, and before giving such answer to the jury shall use reasonable diligence to secure the presence of the defendant and his counsel, and shall first submit the question and also submit his answer to the same to the defendant or his counsel for objections and exceptions, in the same manner as any other written instructions are submitted to such counsel, before the court gives such answer to the jury, but if he is unable to secure the presence of the defendant and his counsel, then he shall proceed to answer the same as he deems proper. The written instruction or answer to the communication shall be read in open court unless expressly waived by the defendant.
All such proceedings in felony cases shall be a part of the record and recorded by the court reporter.
Appellant‘s argument on appeal centers on the jury‘s request for a definition of “society.”40 The trial court simply answered, “No.” No objection was lodged to this answer. Appellant argues that by refusing to define the term, the trial court in effect gave the jurors an additional instruction. We disagree.
Where communication between the jury and the court does not amount to additional instructions, noncompliance with the
In supplemental point of error fourteen, appellant avers that
First, we note that appellant made no objection to the definition at trial. Therefore, he failed to preserve error.
In supplemental point of error nineteen, appellant contends that the special issue regarding mitigating evidence,
Appellant first argues that the trial court failed to instruct that the burden to prove aggravating factors was on the State. However, we note that the burden to prove the aggravating factors under
Next, appellant complains that the burden to prove mitigating factors is, by the language of
The
Eighth andFourteenth Amendments do not require that a burden be placed on the State. In a plurality opinion, the United States Supreme Court in Walton v. Arizona affirmatively declined to “adopt as a constitutional imperative a rule that would require the court to consider the mitigating circumstances claimed by a defendant unless the State negated them by a preponderance of the evidence.” 497 U.S. 639, at 650, 110 S.Ct. 3047, at 3055, 111 L.Ed.2d 511, at 526 (1990) (plurality opinion). The plurality in Walton further held that it is not unconstitutional to placea burden on the defendant to establish sufficient mitigating circumstances by a preponderance of the evidence. Id. [497 U.S. at 649-651, 110 S.Ct. at 3055-56, 111 L.Ed.2d at 525-27].
It is true that the Legislature has not explicitly assigned a burden of proof under
Appellant‘s twenty-second supplemental point of error argues that the punishment charge violated his constitutional rights in that the jury was instructed that unless at least ten jurors collectively agreed that one or more of the special issues should be answered in appellant‘s favor, a life sentence would not be imposed. He contends the instructions mandated by
First, this Court has previously held that, with regard to the
In the event the jury is unable to agree upon an answer to Special Issue No. [1, 2, or 3] under the conditions and instructions outlined above, the Foreman will not sign either form of answer to the Special Issue.
In appellant‘s “Special Requested Punishment Charge # 2,” he requested the above instruction.45 Because the jury was instructed not to answer a special issue if a unanimous affirmative answer or a ten-juror negative answer could not be reached, the jury was given an avenue to accommodate the complained-of potential disagreements. Therefore, appellant‘s contention is without merit. Accordingly, appellant‘s supplemental
In his supplemental points of error twenty and twenty-one, appellant alleges that capital punishment is cruel and unusual under the
The United States Supreme Court has often recognized the dichotomous commandments of the
Appellant‘s complaint concerning our “open-ended” Penry mitigation issue concerns not the “eligibility” requirement, but the “selection” decision. “What is important at the selection stage is an individualized determination on the basis of the character of the individual and the circumstances of the crime.” Zant v. Stephens, 462 U.S. 862, 879, 103 S.Ct. 2733, 2743-44, 77 L.Ed.2d 235 (1983). That requirement is met when the jury is able to consider relevant mitigating evidence of the character and record of the defendant and the circumstances of the crime. Tuilaepa, 512 U.S. at —, 114 S.Ct. at 2635; Johnson v. Texas, 509 U.S. 350, 113 S.Ct. 2658, 2669, 125 L.Ed.2d 290 (1993). Unlike the eligibility decision, which fits the crime within a defined classification, the selection decision, “requires individualized sentencing and must be expansive enough to accommodate relevant mitigating evidence so as to assure an assessment of the defendant‘s culpability.” Tuilaepa, 512 U.S. at —, 114 S.Ct. at 2635.
We note that the Court in Penry specifically denied that its holding signaled a return to unbridled jury discretion, reasoning that as long as the class of murderers subject to capital punishment is narrowed, a procedure allowing a jury to recommend mercy based on mitigating evidence introduced by a defendant raises no constitutional infirmity. 492 U.S. at 327, 109 S.Ct. at 2951. The inclusion of the mitigation issue in the present Texas scheme is merely a codification of the dictates of Penry. While the open-ended selection determination can appear to be at some tension with the narrow eligibility decision, see Walton v. Arizona, 497 U.S. at 656-74 (Scalia, J., concurring), our statute properly narrows the eligibility decision during the guilt phase while permitting the jury a broad reviewing ability at punishment to determine a defendant‘s culpability. Our broad selection determination does not violate the
In a similar argument, appellant‘s twenty-sixth supplemental point of error alleges that
In Penry the Supreme Court held that
In 1991, in order to comply with Penry, the Texas Legislature revised
In supplemental points of error twenty-four and twenty-five, appellant maintains that the Texas death penalty has been arbitrarily imposed and is unconstitutional because of the different capital sentencing schemes that have been in effect since 1989. He specifically states that the Texas death penalty is unconstitutional under the
This Court has held:
[I]t is incumbent upon the defendant to show that in its operation the statute is unconstitutional as to him in his situation; that it may be unconstitutional as to others is not sufficient.
Santikos v. State, 836 S.W.2d 631, 633 (Tex.Cr.App.), cert. denied, 506 U.S. 999, 113 S.Ct. 600, 121 L.Ed.2d 537 (1992); see also James v. State, 772 S.W.2d 84, 91 (Tex.Cr.App.), vacated on other grounds, 493 U.S. 885, 110 S.Ct. 225, 107 L.Ed.2d 178 (1989). Appellant was tried under the 1992 version of
Supplemental points of error thirty-one and thirty-two complain about the “anti-sympathy” instruction given by the trial court at punishment.50 Specifically, in the latter, appellant contends that the instruction violates the
We have already addressed the validity of this charge with regards to the
With regard to appellant‘s separation of powers contention, we note that the United States Supreme Court has intimated that an anti-sympathy instruction may be, not just permitted, but actually required under the
It is no doubt constitutionally permissible, if not constitutionally required, for the State to insist that the individualized assessment of the appropriateness of the death penalty [be] a moral inquiry into the culpability of the defendant, and not an emotional response to the mitigating evidence. Whether a juror feels sympathy for a capital defendant is more likely to depend on that juror‘s own emotions than on the actual evidence regarding the crime and the defendant. It would be very difficult to reconcile a rule allowing the fate of a defendant to turn on the vagaries of particular jurors’ emotional sensitivities with our longstanding recognition that, above all, capital sentencing must be reliable, accurate, and nonarbitrary.
Id., 494 U.S. at 492-93, 110 S.Ct. at 1262-63 (emphasis added). If, in fact, the
Assuming an anti-sympathy instruction is not required under the
In points of error twenty-eight through thirty-three51 and supplemental point of error thirty-three, appellant contends that the trial court erred by refusing his requests to instruct the jury on the meaning of a life sentence and his eligibility for parole. Specifically, he argues that his due process rights were violated under both the
We have already resolved this issue against appellant. Smith, 898 S.W.2d at 846-53, and cases cited therein; Willingham v. State, 897 S.W.2d 351, 358-59 (Tex.Cr.App.1995). Because appellant produced no evidence showing why the evidence of parole would be mitigating in the instant case53 and he raises no argument to persuade us to revisit our previous holding, see Smith, 898 S.W.2d at 849 n. 16, we overrule appellant‘s twenty-eighth through thirty-third points of error and thirty-third supplemental point of error.
In his thirty-fourth supplemental point of error, appellant contends the trial court reversibly erred when it charged the jury at punishment as follows on parole:
During your deliberations, you are not to consider or discuss any possible action of the Board of Pardons and Paroles division of the Texas Department of Criminal Justice or of the Governor, or how long the defendant would be required to serve to satisfy a sentence of life imprisonment.
Appellant‘s contention is without merit. Because we have held that the matter of parole or an inmate‘s release thereon is not a proper consideration for the jury‘s deliberations at punishment, ante, the trial judge‘s instruction was a correct statement of the law. This Court has held that the giving of such an instruction is not reversible error. Ramirez v. State, 815 S.W.2d 636, 653 (Tex.Cr.App.1991); Williams v. State, 668 S.W.2d 692, 701 (Tex.Cr.App.1983), cert. denied, 466 U.S. 954, 104 S.Ct. 2161, 80 L.Ed.2d 545 (1984). Ap
Finally, appellant‘s thirty-fifth supplemental point of error complains that the trial court violated his
Finding no reversible error, we affirm the judgment of the trial court.
MALONEY, J., concurs on points 6, 16 and 17, otherwise joins.
KELLER, Judge, concurring.
I write separately with regard to supplemental points of error sixteen and seventeen to dispel the notion that the failure to conduct a sufficiency review of the mitigation special issue (
The court of criminal appeals shall reform a sentence of death to a sentence of confinement in the institutional division of the Texas Department of Criminal Justice for life if the court finds that there is insufficient evidence to support an affirmative answer to an issue submitted to the jury under Section 2(b), Article 37.071, or Section 3(b), Article 37.0711, of this code or a negative answer to an issue submitted to a jury under Section 2(e), Article 37.071, or Section 3(e), Article 37.0711, of this code.
Further, before the passage of the original version of this provision, this Court did not have the power to reform a death sentence to life imprisonment and was required to remand the case for a new trial. Ocker v. State, 477 S.W.2d 288, 290 (Tex.Crim.App.1972). Harris v. State, 485 S.W.2d 284 (Tex.Crim.App.1972). Bogany v. State, 661 S.W.2d 957, 959 (Tex.Crim.App.1983) (Teague, J. concurring). We held that limited authorization to make such reformations was conferred when the legislature enacted
Legislative history further supports the view that
Before the effective date of the 1991 amendment that inserted the emphasized language regarding mitigation into
The fact that this interpretation may leave the provision without practical effect under current law is of no concern. As the majority opinion explains, the statutory mitigation issue is merely a codification of Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989). In reacting to the Supreme Court‘s decision, the legislature may not have had an opinion as to whether a sufficiency review was appropriate. Or, it may have believed that there was some possibility that the courts would decide that such a review was constitutionally required. Because
To the extent that the majority holds or implies that the language of
MCCORMICK, P.J., and WHITE, J., join.
BAIRD, Judge, dissenting.
In his sixth point of error, appellant contends he was denied effective assistance of counsel because his attorney, John Benn, slept during trial. See, Appellant‘s Brief, pp. 43-45. The State contends Benn‘s sleeping did not affect the outcome of the trial because appellant was represented by two attorneys. See, State‘s Brief, pp. 50-51. The Majority agrees with the State, holding appellant “failed to show that he was prejudiced to the extent that the result of his trial would have been different. . . .” Ante, 928 S.W.2d at 505. For the following reasons, I respectfully dissent.
I.
In Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), the Supreme Court adopted a two-step analysis to review claims of ineffective assistance of counsel. The appellate court must first determine whether trial counsel‘s representation fell below an objective standard of reasonableness under prevailing professional norms. If so, the appellate court must then determine whether there is a reasonable probability the result of the trial would have been different but for counsel‘s deficient representation. A reasonable probability is nothing more than a “probability sufficient to undermine the confidence in the outcome.” Id., 466 U.S. at 694, 104 S.Ct. at 2064. See, Ex parte Menchaca, 854 S.W.2d 128, 131 (Tex.Cr.App.1993); and, Boyd v. State, 811 S.W.2d 105, 109 (Tex.Cr.App.1991).
The Supreme Court has recognized situations where prejudice should be presumed once trial counsel‘s deficient representation is shown. Strickland, 466 U.S. at 692, 104 S.Ct. at 2067 (“In certain Sixth Amendment contexts, prejudice is presumed. Actual or constructive denial of the assistance of counsel altogether is legally presumed to result in prejudice.“). In United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984), the Supreme Court stated:
. . . There are . . . circumstances that are so likely to prejudice the accused that the cost of litigating their effect in a particular case is unjustified. Most obvious, of course, is the complete denial of counsel. The presumption that counsel‘s assistance is essential requires us to conclude that a trial is unfair if the accused is denied counsel at a critical stage of his trial. Similarly, if counsel entirely fails to subject the prosecution‘s case to meaningful adversarial testing, then there has been a denial of Sixth Amendment rights that
makes the adversary process itself presumptively unreliable.1
Id., 466 U.S. at 658-659, 104 S.Ct. at 2046-2047. Appellant contends the instant case is one where prejudice should be presumed.
II.
After his arrest, appellant retained the services of John Benn, an attorney for forty-two years. However, while in a holding cell, appellant was visited by Sandy Melamed who stated he was going to be appellant‘s attorney. When Melamed asked appellant to “sign some papers,” appellant refused and asked to speak to Benn. The transcript includes a Request for Appointment of Counsel and Order of Court. Although the request purports to have been sworn to before a Harris County deputy district clerk, appellant did not execute this request. Instead, there appears a notation that appellant refused to sign the Request for Appointment of Counsel. In spite of this the trial judge found appellant “executed an affidavit stating he is without counsel and is too poor to employ counsel. . . .” The trial judge appointed Melamed to represent appellant.2
Both attorneys understood Benn was to be lead counsel. After his appointment, Melamed contacted Benn to determine “if he wanted to have a discussion about who would do what.” However, Benn wanted no such discussion. According to Benn, the attorneys’ joint preparation for trial was “three or four hours.”3 As the trial began, Benn indicated after the State‘s examination of each witness whether he wished to cross-examine that witness. If not, Melamed handled the cross-examination. The attorneys did not discuss the witnesses’ examinations.
Benn testified his preparation for appellant‘s trial consisted of “reading the State‘s case and briefing a few points of law on evidence.” Benn could not remember the number of times he visited appellant, but believes it was fewer than five.4 Benn prepared no motions, made no request for the issuance of subpoenas, and did not seek to talk to any witnesses, nor did he contact any of the co-defendants in appellant‘s extraneous offenses.
Because of the circumstances in which he was appointed, and because of Benn‘s unwillingness to discuss the case with him, Melamed testified he felt he had to be prepared “to do everything.” However, Melamed further testified he felt constrained to obtain an agreement from Benn and appellant on any decision. Melamed testified his preparation for appellant‘s trial consisted of a seven hour review of the State‘s files, visiting appellant once in the Harris County Jail, and conferring with appellant on the telephone and during trial. Melamed attempted to contact a list of witnesses provided by appellant but was not successful.5 Melamed prepared and filed several motions in appellant‘s behalf and made a request to have a subpoena issued for several witnesses but did not speak to any of the State‘s witnesses or the co-defendants in appellant‘s extraneous offenses.
Finally, the uncontroverted evidence before us establishes that Benn slept during appellant‘s trial. Appellant and Melamed testified Benn slept. Indeed, Benn testified:
Q. Do you have an illness that has caused you to sleep?
A. I‘m 72 years old. I customarily take a short nap in the afternoon.
Q. Did you inform your client that you had to take a nap during the afternoon?
A. No, I did not. I had capable co-counsel all the time with me.
III.
I find the majority‘s suggestion that it was somehow reasonable trial strategy for appellant‘s lead counsel to take a “short nap” during trial utterly ridiculous. Ante, 928 S.W.2d at 505, n. 20. The possibility of jury sympathy can never be a reasonable alternative to effective representation. A sleeping counsel is unprepared to present evidence, to cross-examine witnesses, and to present any coordinated effort to evaluate evidence and present a defense. In my view, a sleeping attorney is no attorney at all.6 See, Javor v. United States, 724 F.2d 831, 833 (9th Cir.1984) (“When an attorney . . . sleeps through a substantial portion of the trial, such conduct is inherently prejudicial. . . .“) In such situations prejudice should be presumed. See, Cronic, supra.
Even if prejudice could not be presumed in this case, I believe appellant satisfied his burden under Strickland. There can be no doubt that Benn‘s representation fell below any objective standard of reasonableness. And I believe the representation appellant received in this case was sufficient to “undermine the confidence in the outcome.” Strickland, 466 U.S. at 694, 104 S.Ct. at 2064.
The Supreme Court has recognized the importance of an attorney to the trial process:
. . . Even the intelligent and educated layman has small and sometimes no skill in the science of law. If charged with crime, he is incapable, generally, of determining for himself whether the indictment was good or bad. He is unfamiliar with the rules of evidence. Left without the aid of counsel he may be put on trial without a proper charge, and convicted upon incompetent evidence, or evidence irrelevant to the issue or otherwise inadmissible. He lacks both the skill and knowledge adequately to prepare his defense, even though he may have a perfect one. He requires the guiding hand of counsel at every step in the proceedings against him. Without it, though he may not be guilty, he faces the danger of conviction because he does not know how to establish his innocence.
Gideon v. Wainwright, 372 U.S. 335, 345, 83 S.Ct. 792, 797, 9 L.Ed.2d 799 (1963). Thus, as the Gideon Court recognized, the assistance of counsel is essential to the fair administration of justice. The trial judge had so little confidence in Benn‘s ability to represent appellant that Melamed was appointed to assist Benn. But Benn remained the lead attorney. And considering the lack of communication between Benn and Melamed, the lack of preparation for trial, and the uncontroverted evidence of Benn‘s sleeping, I have no confidence in the hand that guided appellant‘s representation. Ibid. Stated differently, I have no confidence that appellant was represented by counsel with adequate skill or knowledge to prepare his defenses, if any, and to prevent his conviction upon incompetent or irrelevant evidence.
In my view, Melamed‘s presence did not excuse or rehabilitate Benn‘s incompetent representation. Melamed‘s preparation for this trial consisted of only a seven hour review of the State‘s files. He visited appellant once before trial and prepared some pre-trial motions. Such preparation cannot be what the
IV.
I believe appellant has established that he received ineffective assistance of counsel and is entitled to a new trial. See, Cronic, supra; and, Strickland, supra. However, because the majority holds a defendant may receive effective representation from slumbering counsel, I respectfully dissent.
OVERSTREET, J., joins this opinion.
Notes
Appellant cites to the following testimony by Melamed as the only evidence that Melamed was unprepared:
Before each witness I would ask Mr. Benn whether or not he wanted to take them or whether he wanted me to. There were several witnesses where Mr. Benn—State‘s witnesses where Mr. Benn initially said he was going to take them and subsequently after their testimony he told me to take them on cross. At the latter parts of the trial, I think I did all the witnesses on the innocence-guilt portion except one eyeball witness which Mr. Benn told me ahead of time that he wanted to cross-examine the lady.
However, appellant failed to cite the rest of Melamed‘s testimony on the subject:
[State]: So, you were prepared to handle the cross-examination of any witness the State presented?
[Melamed]: I prepared as if I was going to do the whole trial. I was not sure of what Mr. Benn was going to do or wanted me to do.
The record does not support appellant‘s inference. Appellant further attacks the adequacy of Benn‘s cross-examination of Carolyn Bartie, but fails to cite us to any portion of the questioning.
We note appellant‘s equal protection argument centers around the fact that prospective jurors in non-capital cases cannot be struck for cause due to their belief in the death penalty. However, the complained-of classification must discriminate against similarly situated individuals. Smith v. State, 898 S.W.2d 838, 847 (Tex.Cr.App.1995). Appellant‘s complaint is not among similarly situated individuals—appellant is treated the same as all capital defendants. Id.
Further, we note that
Appellant also argues that his equal protection rights were violated because all blacks, Christians, and economically deprived people are against the death penalty and would, therefore, be struck from the jury. Appellant cites no authority for these generalizations and identifies no jurors struck from his jury for the above reasons.
Appellant did object regarding the attempted bank robbery, but not until after Sergeant John Swaim testified. Swaim discussed how he had been told by a confidential informant about a planned robbery at the Lockwood Bank. Swaim and another officer set up surveillance on the bank. Swaim spotted a vehicle that matched the description given him by the informant. Michael Clark was the driver of the car. Swaim radioed for another unit and a helicopter to assist in the surveillance. Swaim followed Clark‘s vehicle which moved to various locations in the bank parking lot. The helicopter unit also spotted a van that looked suspicious. Swaim was unable to identify the people in the van, other than that they were two black males. Another unit followed the van which was determined to have been stolen. No robbery occurred. Swaim was of the opinion that the perpetrators “made” the police and abandoned the robbery. Appellant did not object to any of this testimony.
Appellant objected just prior to the testimony of Sergeant D.D. Shirley. Shirley was the officer who followed the aforementioned van and identified appellant exiting it on the driver‘s side. Appellant objected to Shirley testifying about any possible conclusions that may have been drawn about a possible bank robbery because no robbery actually occurred. The trial court sustained the objection and questioning was limited to what Shirley saw or heard as to anyone driving the stolen van.
Appellant requested the following instructions:
A person commits an offense only if he voluntarily engages in conduct, including an act, an omission or possession. See
TPC Section 6.01 .Therefore, if you believe from the evidence beyond a reasonable doubt that on the occasion in question the [defendant] did cause the death of Kenneth Kwan by shooting him with a gun, as alleged in the indictment, but you further believe from the evidence, or you have a reasonable doubt thereof, that the shooting was a result of an accidental discharge of the gun while Jim Powell and the defendant were struggling or scuffling for the possession of the gun or a reaction to the movements of Jim Powell and was not the voluntary act or conduct of the defendant, you will acquit the defendant and say by your verdict “Not Guilty“.
*
*
*
*
*
*
Unless you believe from the evidence, or you have a reasonable doubt thereof, that the death of Kenneth Kwan was caused by the intentional, voluntary conduct of the Defendant, or that the Defendant was responsible for the conduct of another as heretofore defined, you will find the Defendant not guilty.
Appellant requested the following charge:
Under the law applicable to this case, in order to find [the defendant], guilty of capital murder, you must believe beyond a reasonable doubt that:
1. He specifically intended to cause the death of Kenneth Kwan; AND
2. EITHER he actually did cause the death of [Kwan] OR was criminally responsible for his death as a party as heretofore defined. AND
3. Such killing was in furtherance of the robbery or attempted robbery. AND
4. Such killing was part of the common design and intent of all conspirators, including [defendant], and not the result of another acting independently of [defendant].
Appellant requested the following instruction:
A person is criminally responsible if the result would not have occurred but for his conduct, operating either alone or concurrently with another cause, unless the concurrent cause was clearly sufficient to produce the result and the conduct of the actor clearly insufficient.
The previous version of
(1) whether the conduct of the defendant that caused the death of the deceased was committed deliberately and with the reasonable expectation that the death would result;
(2) whether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society; and
(3) if raised by the evidence, whether the conduct of the defendant in killing the deceased was unreasonable in response to the provocation, if any, by the deceased.
No anti-parties charge was included.
The court shall charge the jury that in answering the issue submitted under Subsection [2(b) or 2(e)] of this article, the jury:
(1) shall answer the issue “yes” or “no“;
(2) may not answer the issue [“no” under 2(b) or “yes” under 2(e)] unless it agrees unanimously and may not answer the issue [“yes” under 2(b) or “no” under 2(e)] unless 10 or more jurors agree; . . . .
The trial court submitted the following instruction:
You are further instructed that you are not to be swayed by mere sentiment, conjecture, sympathy, passion, prejudice, public opinion or public feeling in considering all the evidence before you in answering the special issues.
Appellant‘s mitigating evidence consisted of the following: (1) a prison guard testified that appellant had no disciplinary problems during the eight months that appellant awaited his trial for capital murder; (2) a former employer testified that appellant was a good and dependable worker; and (3) appellant‘s wife testified that he was a good husband and she believed he was innocent. Appellant makes no argument as to how this evidence in combination with the parole information would tend to show that he would not “commit criminal acts of violence that would pose a continuing threat to society,” either in prison or out. Smith, 898 S.W.2d at 857-60, 864 (Clinton, J., dissenting); Willingham, 897 S.W.2d at 359 (Clinton, J., concurring).
