6 Wend. 297 | Court for the Trial of Impeachments and Correction of Errors | 1830
Lead Opinion
I have come to the conclusion that this judgment must be affirmed, although for reasons different from those assigned by the supreme court.
There is no weight in the objection that an action should have been brought against M’Lean alone. He and Crary were partners, and for monies received by one, the copartners were liable.
The statute giving double costs to sheriffs, coroners, justices, constables, overseers of the poor, &c. was intended as a protection to the several officers whose duties rendered them peculiary liable to be subjected to suits. 1 R. L. 155. It therefore had two objects in view: one was in a measure to compensate the party who should be harrassed without cause, and the other was to deter the bringing of frivolous causes against officers by subjecting the plaintiff to double costs. 5 Taunton, 820.
I feel a perfect conviction that the legislature never intended to give these double costs to the attorney. He runs no risque, nor is he subjected to additional labor or responsibility in defending a suit brought against an officer. Single costs under the fee bill, are considered a fair compensation for his services as attorney. Why, then, should he receive double costs 1 The supreme court say: “ The correct rule undoubtedly is, that the costs taxable in the cause are the rule of the attorney’s compensationand further, that “ the other officers of the court are entitled to the same rule of compensationthus doubly remunerating the officers for their services, while the party litigating, who runs all the risque, obtains no part of the additional fees. It is supposed by the supreme court that the case of Scott v. Elmendorf sanctions this doctrine. 12 Johns. R. 315. There the plaintiff had commenced a suit in the supreme court to recover a note of about $50, and on failing to recover, sued his client for his fees, and charged supreme court costs. The court decided that the attorney was entitled to common pleas costs only, because the statute would have given but common pleas costs had judgment been recovered on the note, it being for
Although the attorney is not entitled to double costs, still I think this action cannot be sustained. McFarland required an indemnity from Billings, the judgment creditor, before he would proceed. Billings gave him a satisfactory indemnity, and on suits being commenced against McFarland, Billings retained Crary and McLean to defend them. McFarland, then, ran no risque, as he had taken satisfactory indemnity ; he was not bound to employ attornies or counsel, and the case rebuts the idea that he did employ Crary and McLean, as it is expressly stated that Billings employed them. It does not appear that McFarland ever took any part in the defence, and he was not bound to do so; all that could be required of him was to give Billings notice of the suit, and if he neglected to defend, he was bound to indemnify McFarland. What, claim, then, has McFarland for the
Had Billings brought the suit, he could have maintained it in his own name, and probably he might in the name of McFarland; but it is not brought- by Billings, but in hostility to his, right; and I think the action for this cause cannot .be sustained by McFarland.
Several questions arise upon', the record in this cause, and several points were made upon theargument. Having come to the conclusion, in the examination which I have given the facts and circumstances of the case, that the judgment of the supreme court ought to be affirmed, but not for the reasons assigned in the-opinion delivered in that court, it is proper, that the reasons for my opinion and conclusion should be stated.
The plaintiff before he made himself liable by any act as an officer, undoubtedly calculated upon the contingencies of death and insolvency, and made provision against both. We are not, I think, to presume he did not. It was his right, his interest and his duty to do so ; and if he neglected it, he alone is chargeable with the fault. All the advances for dis
Although, for certain purposes, an - attorney is deemed the agent merely of a party to a suit, yet, for his own protection and the preservation of his rights, and the protection of his interest as an officer of the court, bound by his duty and oath of office to perform certain acts, he is deemed an assignee or quasi principal. In the case of Martin v. Hawks, 15 Johns. R. 405, this doctrine received a pretty full discussion in the supreme court; and the principles there .settled are deemed to have a bearing upon the question presented in this case. Martin had recovered a judgment against one Robinson of 77,44 all of which sum, except six cents damages, was for costs of
This suit is brought by the plaintiff for his own benefit, and not for the benefit of Billings; McFarland, not Billings, made the demand. The contract having been made between the defendants and Billings, who relied in making it upon his indemnity to the plaintiff, he entered into such stipulations with his attornies and counsel as the nature and importance of the controversy demanded of him. It was, in my judgment, competent for the officer to make any conditions he might deem advisable in regard to the fruits of the controversy; he-might waive all claim to the double costs, if he supposed himself entitled to them upon a recovery, to the creditor who indemnified him. But this matter in no respect enters into the decision of this question.
In the consideration I have given this cause, I have purposely omitted the expression of any opinion in regard to the remedies the plaintiff may pursue, and have confined myself to the, single point of inquiry above stated; and being of opinion that the plaintiff cannot maintain an indebitatus assumpsit against the defendants for money had and received to his use, I shall vote for an affirmance of the judgment of the supreme court, with costs.
The first question that natturally presents itself, is whether the attorney or the client is entitled to the double costs; and next, who is to be considered the client in the present case. It is urged, on behalf of the plaintiff, that the double costs are given to the party, instead of the attorney, as a compensation for a supposed oppression committed by the original plaintiff in bringing the action, Dunbar v. Hitchcock, 5 Taunt. 820, is cited in support of this position. That case differs in some respects from the one under consideration. The plaintiff there declared for an assault and battery and false imprisonment for an act done by the defendant, who was his superior officer in a militia regiment, under colour of discipline. The defendant pleaded the general issue, and gave the special matter in evidence under the mutiny act, and obtained a verdict; upon which Mansfield, Ch. J. certified to entitle him to treble costs. There was an irregularity in entering up the judgment on which the question in that case arose. The court, in their opinion, say: 66 It is supposed by the law that the measure of those costs allowed by the officer of the court is a full indemnity for the expenses the defendant has incurred. If an act of parliament says that in certain actions the judge shall certify, and the defendant shall have double or treble costs, it gives a compensation for a supposed oppression committed by the plaintiff in bringing the action.” The certificate above spoken of may be like the certificate required by our statute in certain actions of trespass, where the plaintiff, if he recovers damages, shall be entitled to his full costs, provided the court before whom the same shall be pending shall certify in their minutes that the trespass appeared to be wilful and malicious. 1 R. L. 345, § 7. 2 R. S. 614, § 12. This provision for a certificate presupposes that such actions may be brought in good faith, and no bad intentions enter into the commission of the trespass. In either case, it cannot for one moment be supposed that the double or treble costs ought to be given, for that proceeds on the ground that the action was brought and the tresspass committed from improper motives. But in an action against a sheriff, the statute gives double costs against the unsuccessful plaintiff in all cases, without regard to the
But it is said that the attorney is entitled to receive for his services the amount of costs taxed in favor of the party, whether it be single or double, supreme court or common pleas costs. That the statute awards the double costs to the party is, of itself, no objection to this position; for all costs are given to the party; but the attorney is entitled to them, and the court will always protect his rights where he has taken the proper steps to secure them. 3 Caines' R. 164. 15 Johns. R. 405. In the supreme court, where the recovery is less than $250, the party recovers only common pleas costs against his adversary; but in Scott v. Elmendorf, 12 Johns. R. 315, the attorney claimed that he was entitled to receive of his client the full costs in the supreme court, notwithstanding the recovery only entitled the client to common pleas costs. The court held that the attorney, on the implied assumpsit arising from his retainer, was entitled to common pleas costs only. This case is supposed by the defendants’ counsel to settle the construction of the act upon which the present suit arises, on the ground that the attorney receives whatever costs are awarded to the party. It is true, that a certain rate of fees is established for the attorney in the supreme court, and a certain other rate in the common pleas; but it by no means follows, because the attorney brings the suit in the supreme court and the recovery only entitles the party to common pleas costs, that he shall receive a higher rate. The statute establishing the fee bill can
But it has been said that the practice in such cases is evidence of the received construction of the statute. It is undoubtedly true, that the general practice has been for the attorney to receive and retain the double costs. This practice, however, cannot settle the legal construction which this court is bound to give the act; neither, in my apprehension, has this practice prevailed Under any idea of the attorney’s legal right to receive them, but has arisen from an arrangement with his client to retain them as an equivalent for counsel fees, which he would be entitled to charge. These actions against public officers are generally litigated with great zeal by the parties. From their very nature they command the first talents of the profession where they originate. This litigation, too, is often protracted by reason of the “law’s delay and at its termination the counsel employed must be fairly compensated for the services rendered. This cannot be done by the ordinary taxable costs to which the attorney Is entitled ; they are a scanty remuneration for his labor in the formal part of the proceedings. Hence it is, so far as my information on this subject goes, that the double costs are retained by the attorney, by consent of the client, as a compensation for counsel fees which the client would otherwise pay. That double costs were heretofore awarded only on an issue in fact, and not on an issue in law, 5 Johns. R. 182, 9 id. 254, is another evidence that they belong to the client,
Before passing to the next point, it may be as well here to remark, that if McFarland can maintain an action for the double costs, he may sustain the present one. It is no objection that McLean alone received the costs. The defendants are partners, and the receipt of this money being within the legitimate scope of the partnership, they are therefore liable as such, if liable at all. Willet v. Chambers, Cowper, 814. There is no weight in the suggestion of the defendants’ counsel, that if any action can be maintained, it must be for money extorted, which would not lie against the partners. There is no extortion in the case, nor is any pretended by the plaintiff. Extortion consists in the illegality of receiving the money, and not in the omission to pay it over. It is conceded that McLean rightfully received it, but it is insisted that he wrongfully detained McFarland’s part.
The next question is, does the relation of attorney and client exist between Crary and McLean,' and McFarland ? In other words, who was the real client in the original suit against the deputy sheriff? was it McFarland; the party to the record, or Billings, who indemnified him and assumed the burden and responsibility of the defence of the suit ? A client is one who applies to an advocate for counsel and defence ; one who retains the attorney; is responsible to him for his fees, and to whom the attorney is responsible for the management of the suit. In this view of the case, who retained or employed Crary and McLean to defend the suits ? It was contended on the argument, and assumed by the supreme court, that McFarland was the client, the real defendant; and that Crary and McLean were attornies upon the record for him, and that they are estopped from denying that they were bis attornies. There is no positive evidence to shew this; it is mere presumption, from the fact that their names appear on the record and proceedings in the cause as
What then is the evidence on this subject 1 It is contained in the mutual admissions of the parties themselves. It will be observed that the most important facts in the plaintiff’s case, and without which he could not move one step, are admitted by the defendants. On the other hand it is admitted Billings was to indemnify McFarland against the suits brought against him by Wilson and Root, and tkat he, the said Billings, employed the said defendants to defend the said suits. While this admission affords the strongest evidence of the employment of Crary and McLean by Billings, it at the same time repels all idea of their employment by McFarland. It seems to have been taken for granted by the supreme court that the employment was by Billings; still it is supposed that does not affect the question, because, say they, McFarland, must have employed an attorney ifBillings had not. With due deference to that opinion, it is not perceived how that conjecture, for it is merely conjecture, can or ought to make any difference. The question is one of fact as to the retainer or employment of the attornies, and not what might or might not have been done by McFarland if Billings had not employed them. Suppose McFarland, after Billings had indemnified him against any suits by Wilson and Root, had given him notice of the suits being brought and that he must defend them. If Billings had neglected to defend after such notice, it may well
Again; it is supposed the deputy may have made all the advances in the progress of the suit, and that if his recourse to Billings had failed by reason of Billings’ death and insolvency, he could have claimed from the attornies his disbursements. It is a sufficient answer to this, that it does not appear that the deputy did make any such advances, and in the absence of other proof, the presumption is he did not; because the employment was by Billings; and as between him and the attornies,. it was his duty to make them on the ground of his retainer, and as between him and McFarland, it was his duty on the ground of his indemnity; If the indemnity was not sufficient to protect him against any imaginary or contemplated or even actual insolvency of Billings, the fault was his own; he had it in hi.s power to protect himself against any such casualty by taking an indemnity sufficiently ample. If he failed or neglected to do that, such failure or neglect shall not be permitted to affect the rights of the other parties;. but even if this were material, the presumption of law is that the indemnity is sufficient. In this case nothing appears to the.contrary.
The relation of attorney, and client may be further tested by the application of well settled principles of law to the case. If a bond be prosecuted for the benefit of an assignee, it must be sued in- the name of the original obligee. He be-, comes a party to the record; and although a nominal plaintiff, he is liable to costs, if unsuccessful, to the opposite party. The defendant in such case only looks to the party on record. If the plaintiff’s name is used without his knowledge or consent, the attorney who thus uses it is liable to him for any damages sustained by reason thereof; and if with his knowledge and consent, still the attorney would look to his client, the real plaintiff for his costs; and the real plaintiff would also be responsible, for the'costs of the opposite party if the prosecution should fail. In such a case the name of the obligee is used merely to answer the forms of law.
To test this principle farther, let us see to whom Crary and McLean would be liable for want of skill, negligence or mismanagement in the suit. Suppose for any such cause the defence had failed, could McFarland maintain his action against them for it 1 His first step on the trial would be to prove his retainer. This might be done by evidence of a direct retainer or from their conduct in the business or from their admission. Saund. Pl. & Ev. 165. As to a direct retainer, none is pretended; none can be inferred from their conduct in the business; there is no admission except that of the opposite party, and that proves directly the reverse. Should Billings bring such a suit, he could sustain it by all the above evidence. If he could maintain the action, then certainly the attornies are not also responsible to McFarland. They cannot and ought not to be made to serve two masters.
But it is said Billings was the agent of McFarland. If there is any thing in the case to constitute an agency, McFarland, in my view of the matter, is the agent, and not Billings. Standing as a mere party to the record, indemnified against eventual responsibility, employing no attorney and taking no part in the defence of the suit, he cannot be considered in that light without contravening all well settled notions of principal and agent. As well might we say that the assignee of a bond, the real plaintiff, is the agent of the obligee, the nominal plaintiff in the suit.
In my judgment, enough has been said to shew that the relation of attorney and client existed between the defendants and Billings, and not between them and McFarland. What then are their rights and duties as attornies on the one hand, and the rights and duties of Billings as client, and of McFarland as party to the record, on the other 1 These are to be ascertained from an examination of the relative situation of the respective parties. It is the duty of the attornies to conduct the defence of the suit in a faithful and diligent
From what has been attempted to be shewn, and it is hoped satisfactorily shewn, it will be seen that, as between the attornies and the client, the latter is entitled to the double costs ; that Billings is the client in this case, and that it is his right to receive them ; that it is also his duty to compensate the defendants for any counsel fees that are properly chargeable under the circumstances of the case. This, it may be fairly inferred, he has done, by permitting them to retain the double costs, except the disbursements, which they have paid over to him. But whether there has been a settlement between the defendants and Billings is immaterial. No one can call on them for the double costs except himself; and it is enough for the present purpose that we hear of no claim or demand or even complaint from Billings.
On the whole, I am in favor of affirming the judgment o the supreme court, but for different reasons than those on which it was rendered.
The plaintiff puts his case upon the ground that, he being the officer who was sued for an official act, and judgment having been rendered in his favor and double costs awarded, be, and not the attorney and oth7 y er officers of the court, is entitled to all the excess beyond single costs. The act entitled, “An act for more easy pleading in certain cases,” 1 R. L. 155, furnishes the only ground for the allowance of double costs. The first section of that act provides, that if any action upon the case, battery or false imprisonment, be brought against any sheriff, coroner, justice of the peace, mayor, recorder or alderman, bailiff, constable, marshal, collector, or overseer of the poor, and their deputies or any of them, or any other person who, in their aid or assistance or by their commandment, do any thing touching his or their office, for or concerning any matter or thing by them or any of them done by virtue of their office, the action shall be laid within the county where the trespass or fact be done and committed, and not elsewhere. It further provides, that if, upon the trial of any such action, the plaintiff shall not prove that the cause of his action arose within the county wherein such action is laid, in every such case, the jury which shall try the same shall find the defendant not guilty, without having regard to any evidence given by the plaintiff touching the cause for which such action is brought. The act further provides, that if the verdict shall pass with the defendant, or the plaintiff become nonsuited or suffer any discontinuance, in every such case, the court in which the action shall be brought shall allow unto the defendant or defendants his or their double costs, which he or they shall have sustained by reason of his or their wrongful vexation in defence of such action.
It does not depend upon doubtful construction what was the intention of the legislature in passing this act; for it expressly appears that it was intended for the benefit of the officers named therein, undoubted^ supposing that in the variety of duties which they were called upon to perform, some acts might be done'which could not be justified, and intending to give to the officer the benefit of all doubtful cases, by awarding double costs against the party who should be unsuc
Whenever costs are allowed, they are awarded to the party on the record, and the attorney’s right to costs depends upon the fee bill, which fixes the amount which he is entitled to receive for the services therein expressed. If a judgment is paid to the attorney, he may retain the costs which he would be entitled to recover against his client; but this results from his claim on his client, not from his interest in the judgment. In consideration of the attorney’s labor having contributed to produce the costs which are awarded to the party, he is considered as having an equitable claim upon the eventual costs allowed, where he gives notice of his claim
It is contended that the taxed bill of costs is the measure of the attorney’s compensation. This rule is too general; it will apply in a case in the supreme court,, where the recovery is over $250, because the statute gives the attorney the same costs which are taxed. Where the recovery is less than $250, the costs which the party recovers may, or may not be the measure of the attorney’s compensation. Beyond this, I apprehend, the rule cannot apply. It cannot apply, for instance, to a case of slander, where the verdict of a jury is twenty dollars; for in such a case the costs cannot exceed the amount of the verdict; whereas the attorney’s bill may amount to three times that sum. The attorney’s fees are fixed and certain, and not dependant upon the uncertain determination of the controversy.
The case of Scott v. Elmendorf, 12 Johns. Rep. 315, lays down the rule that the attorney can recover no more from the client than the latter recovers from his adversary. As applicable to the case then under consideration, the rule was undoubtedly correctly laid down. The decision was placed upon the ground of the presumption that the attorney was to receive no more than the taxed costs, as there was no evidence of an agreement to pay more. This presumption is indulged for the protection of the interest of the client; but it is a presumption which may be repelled. If a party elects to have his suit commenced in the supreme court, and retains his attorney to attend to the cause in that court, the taxed bill of costs which the party might recover would not be the extent of the attorney’s compensation, but the fee bill regulating the compensation of the attorney in the court in which the services were rendered. The case of Scott v. Elmendorf does not furnish a precedent for the defence of this action.
If the attornies are entitled to double costs, all the other officers are also entitled to them. This is the rule laid down by the court below. I cannot assent to this position ; but it necessarily follows if the first is correct. Can it be true that the jurors are to be rewarded by double pay if they find
It is said that the relation of attorney and client did not exist between these parties. This was an action of assumpsit for money had and received by the defendants for the use of the plaintiff. If they have received the money which belongs to the plaintiff, they are bound to refund it; and I apprehend it can make no difference whether they were or were not the attornies of McFarland. But they were the attornies of McFarland; he was an interested party, liable individually for any sum which might be recovered against him; the defendants have appeared upon the record as his attornies; they admitted themselves to act in that capacity when they received the money; and they cannot, therefore, now deny it. That McFarland had been indemnified could not deprive him of an official right; he had never parted with his interest in any way. If his security had failed, and a recovery had been had, he must have paid it; he was not therefore a mere nominal party. That Billings agreed to indemnify McFarland, cannot be considered as an abandonment of McFarland’s rights; it was a commendable precaution, and perfectly justifiable; it was intended to add to, not detract from
I am therefore of opinion that the judgment of the supreme court should be reversed.
On the question being put, Shall the judgment of the supreme court be reversed? the members voted as follows:
For affirmance—Senators Armstrong, Beardsley, Benton, Conkling, Deitz, Eaton, Hubbard, Mather, Oliver, Sherman, and Tallmadge—11.
For reversal—Senators Boughton, Rexford, Todd, Warren, Wheeler, and Woodward—6.
Whereupon the judgment of the supreme court was affirmed.
On a subsequent day, a motion was made in behalf of the plaintiff in error, that the record be retained in this court until the plaintiff could have an opportunity to move for a re-argument, on the ground that the cause had not been decided by a major part of the members of the court. It was argued, that as the court consisted of the president of the senate, the senators, the chancellor, and the judges of the su
was of opinion that the motion'should be denied. He considered the question as settled by the determinations of this court, upon similar applications in the cases of Lansing v. Goelet and The People v. Lambert. Nineteen members, he observed, constituted a quorum of the court for the hearing of causes, and consequently it was competent to ten members, being a majority of nineteen, to decide a cause, provided that nineteen members were present when the decision was made; that the decision of the ten who concurred would dispose of the case, although the remaining nine did not vote in the decision of the question, or even had not heard the argument of the cause. A different principle, he added, would lead to great embarrassment and delays in the administration of justice ; and he illustrated his observations by reference to the effect, which would be produced by its adoption upon the judgments of the courts of common pleas. Those courts consist of five judges, and three form a quorum; and unless the decision of two, a majority of the quorum, was held to be valid, many of the judgments of those courts would be erroneous.
Concurrence Opinion
concurred with the chancellor that t^e qUestion must be deemed as settled in this court, that a decision by ten members, affirming or reversing a judgment, is enough to enable this court to render an effective iudgment, and that the maxim stare decisis must govern.
was of opinion that at least nineteen members of the court should hear and deliberate; ten may decide the case, but the nine others should participate in the examination, as by possibility the light in which a question might be presented by a member in the minority, might produce a change in the opinion of one in the majority, and thus lead to a very different result from what otherwise would have taken place.
The motion to stay the record in this court was denied.
During the present session, a re-urgmnent was ordered in two causes, call_ ed up for decision, because there was not a concurrence of ten members in either case for an affirmance or reversal. In both cases the vote stood, for reversal nine, and for affirmance in one case eight, and in the other five.