LAUREN ELMORE MCELLIGOTT, AS EXECUTRIX OF THE ESTATE OF THOMAS ELMORE v. MICHAEL G. FOLEY, SHARON WAGNER, et al.
No. 98-3451
United States Court of Appeals, Eleventh Circuit
August 3, 1999
D. C. Docket No. 3:97-CV-281-LAC
Before BARKETT, Circuit Judge, KRAVITCH and MAGILL*, Senior Circuit Judges. BARKETT, Circuit Judge:
PUBLISH
McElligott argues that the district court erred in concluding that defendants were not deliberately indifferent to Elmore‘s serious medical needs and awarding them qualified immunity. We reverse and remand for further proceedings on Elmore‘s claim against Dr. Foley and nurse Wagner in their individual capacity, but affirm the grant of summary judgment to Okaloosa County.
BACKGROUND
We review the district court‘s
After his incarceration on August 4, Elmore began experiencing severe abdominal pain, vomiting, and nausea, telling jail medical staff that his abdomen was cramping and “on fire.” On August 10, he was examined by nurse Roberta Eastman and placed on a liquid diet and given pepto-bismol. Both Dr. Foley and nurse Wagner were notified of Elmore‘s symptoms. Although Dr. Foley visited the jail several days later, he again did not see Elmore, explaining that his symptoms had improved and that “it did not appear he was ill enough for me to see him.”
On September 1, 1996, nurse Wagner received a telephone call at 3:00 A.M. from one of the jail nurses, who reported that Elmore had severe intestinal pain and had vomited several times. The medical records indicate that Elmore was still vomiting one-half hour later. Elmore‘s pain persisted throughout the morning and, after making morning rounds, nurse Barrow telephoned Dr. Foley. Despite not having examined Elmore, Dr. Foley prescribed a liquid diet, tylenol for pain, and pepto-bismol for nausea, vomiting, and diarrhea. Later that day, Elmore told the jail nurses that he still felt severe pain in his stomach, describing the pain as a knot in his stomach which someone is turning, and that his vomit had a foul odor of stool.
On September 3, 1996, Dr. Foley examined Elmore for the first time. Dr. Foley was aware that Elmore was in severe pain, observing that “when I touched his abdomen just with the tip of my finger, he became rigid, clenched his fist as if I was causing him some really severe acute pain.” Dr. Foley also noted that Elmore‘s feces had a foul smell. Dr. Foley ordered blood work and a urinalysis and prescribed Bentyl, an anti-gas medication. Dr. Foley also requested records from Elmore‘s prior treatment at a Veterans Administration hospital in Atlanta. Elmore took this medication for approximately one month, at which time Dr. Foley ordered that the prescription not be refilled. The Bentyl relaxed his stomach, and, at least for a small period of time, eased his pain. However, after a short period without pain, the pain began to recur and worsened once the medication ran out. Elmore filed a number of inmate request forms, but these forms never made it into Elmore‘s medical file and were apparently lost or not acted upon. On October 22, 1996, Elmore wrote an inmate request form to nurse Wagner, explaining that the stomach pain had increased and was getting stronger, harder, and more frequent and that he needed to get back on medication before the pain became unbearable. On October 23, 1996, Dr. Foley examined Elmore for a second time. He described Elmore‘s abdominal pain “as an ache that goes all the way through.” Dr. Foley once again placed Elmore on Bentyl, the anti-gas medication, ordered another urinalysis, and follow up for a week later if Elmore did not improve. Although Elmore continued to report pain to the staff nurses, Dr. Foley did not see Elmore until more than a month later, on December 3, 1996.
During this period, on November 27 and December 1, Elmore wrote inmate request forms to Dr. Foley begging him for medication to relieve the pain. On November 27, Elmore filled out an inmate request form, indicating that his stomach pains and nausea “are getting severe.” In block letters, he pleaded, “NEED MEDICATION AGAIN!!” When Dr. Foley did not respond,
After being examined by Dr. Foley on December 3, Elmore continued to be in pain and experience other symptoms, yet had a difficult time even in obtaining the only medication that had been prescribed, his Bentyl medication. He filed several inmate request forms, pleading with nurse Wagner, Dr. Foley, and the other staff nurses to deliver the medication more than twice a day. Elmore continued to complain that he was experiencing pain, was unable to eat, and that the medication was not effective, noting on an inmate request form filed on December 29 that he was still having muscle spasms and gas and that the Bentyl was not as effective as it had been in the past in relaxing his stomach.
Dr. Foley did not examine Elmore again until January 9, 1997. Dr. Foley recognized that Elmore continued to suffer from pain, muscle spasms, continual vomiting, and was beginning to lose weight and that the Bentyl medication was not helping Elmore. Nevertheless, Dr. Foley continued Elmore‘s Bentyl medication and also prescribed Reglan, a medication used to promote the increased motion of food through the gastrointestinal tract. However, Dr. Foley still did not prescribe anything to address the pain Elmore was experiencing.
On January 21, 1997, Elmore submitted an inmate request form addressed to Dr. Foley, asking to see him and stating that “[m]edicine is not helping condition. Seems to be getting worse. Can‘t eat. In pain almost all the time! Already lost 15 lb. Weak from no nourishment.” Elmore also stated, “I feel like I‘m dying.” Dr. Foley did not see or prescribe any other medication for pain or otherwise. One week later, on January 28, Elmore filed another request to see Dr. Foley, stating that his condition was getting yet worse. At this time, Elmore spoke to his daughter, McElligott, telling her that he thought he was dying and would not make it out of the jail alive. She attempted to contact the director and deputy director of the jail. She spoke with Larry Caskey, the deputy director of the jail, who told her that he “would stay on top of the situation.” Larry Caskey also called nurse Wagner, telling her to look into Elmore‘s care. However, it does not appear that nurse Wagner ever did so.
On that same day, January 28, Dr. Foley once again examined Elmore. Although Elmore had not been eating solid foods for some time, causing him to lose a significant amount of weight, Dr. Foley did not order any further examinations, choosing again to continue to wait until the VA hospital records arrived. Dr. Foley discontinued Elmore‘s use of Bentyl and Reglan, recognizing that they were not working, and prescribed Prilosec, a medication for ulcers, believing that Elmore might be having trouble with ulcers. Dr. Foley, however, did not confirm this belief through further diagnostic testing. Nor did he prescribe anything for pain.
On February 2, a correctional officer brought Elmore into the medical department, where he was examined by nurse Parsons. She noted in the records that he was vomiting and that he was pale and thin. His weight was down to 128 pounds and Dr. Foley testified that, at this point, it was apparent that Elmore‘s condition had deteriorated considerably. On the next day, nurse Barrow noted that Elmore could not even tolerate liquids. On February 4, McElligott spoke with Okaloosa
On February 10, after receiving the results of the testing, which indicated an intestinal obstruction, Elmore was hospitalized at the North Okaloosa Medical Center. Weak and emaciated, Elmore was given demerol for pain. That same day, nurse Wagner estimated that the cost of hospitalization would be approximately $8,000-15,000 or higher. The next day, Elmore was prematurely released from the jail and was discharged from the hospital without diagnosis two days later. Several days later, he was admitted to the VA Hospital in Atlanta and was diagnosed with terminal cancer.
On June 18, 1997, Elmore filed this action alleging that the County, Dr. Foley, and nurse Wagner had acted with deliberate indifference to Elmore‘s serious medical needs in violation of the
DISCUSSION
In reviewing the district court‘s grant of summary judgment, we “must first determine whether the plaintiff has alleged the deprivation of an actual constitutional right at all, and if so, proceed to determine whether that right was clearly established at the time of the alleged violation.” Conn v. Gabbert, 119 S. Ct. 1292, 1295 (1999); County of Sacramento v. Lewis, 118 S. Ct. 1708, 1714 n.5 (1998).
I
It is well settled that the “deliberate indifference to serious medical needs of prisoners constitutes the ‘unnecessary and wanton infliction of pain,’ proscribed by the
In Estelle, the Supreme Court established the “deliberate indifference” standard. The meaning of that term was further clarified by the Supreme Court in Farmer v. Brennan, 511 U.S. 825 (1994), a case that considered its meaning with reference
Our cases have given substance to Estelle‘s distinction between “deliberate indifference” and mere negligence, explicating categories of action or inaction that may constitute deliberate indifference. We have repeatedly found that “an official acts with deliberate indifference when he or she knows that an inmate is in serious need of medical care, but he fails or refuses to obtain medical treatment for the inmate.” Lancaster v. Monroe County, Ala., 116 F.3d 1419, 1425 (11th Cir. 1997); Mandel v. Doe, 888 F.2d 783, 788 (11th Cir. 1989) (noting that “knowledge of the need for medical care and intentional refusal to provide that care constitute deliberate indifference“). Even where medical care is ultimately provided, a prison official may nonetheless act with deliberate indifference by delaying the treatment of serious medical needs, even for a period of hours, though the reason for the delay and the nature of the medical need is relevant in determining what type of delay is constitutionally intolerable. See Harris v. Coweta County, 21 F.3d 388, 393-94 (11th Cir. 1994); Brown v. Hughes, 894 F.2d 1533, 1537-39 (11th Cir. 1990). We have also held that deliberate indifference may be established by a showing of grossly inadequate care as well as by a decision to take an easier but less efficacious course of treatment. See Steele v. Shah, 87 F.3d 1266, 1269-70 (11th Cir. 1996); Waldrop v. Evans, 871 F.2d 1030, 1035 (11th Cir. 1989). Moreover, “[w]hen the need for treatment is obvious, medical care which is so cursory as to amount to no treatment at all may amount to deliberate indifference.” Mandel, 888 F.2d at 789; Ancata v. Prison Health Servs., Inc., 769 F.2d 700, 704 (11th Cir. 1985).
II
With these principles in mind, we turn to the parties’ contentions.
McElligott argues that there was sufficient evidence in the summary judgment record to
There was sufficient evidence in the summary judgment record to show that defendants acted with deliberate indifference as that term as been defined in Farmer and our cases. First, as detailed above, there can be little question that there was sufficient evidence to permit a jury to infer that the defendants in this case knew of a substantial risk of harm to Elmore. Second, there was sufficient evidence to permit a jury to draw the conclusion that Dr. Foley and Wagner were not merely negligent in the care that they provided Elmore, but knowingly provided grossly inadequate, and at times no care to Elmore.
The record in this case permits a jury to infer that Dr. Foley and nurse Wagner were aware of a substantial risk of harm to Elmore. Although Dr. Foley did not diagnose Elmore‘s condition as cancer and did not know that he had cancer, a jury could find that Dr. Foley and Wagner were aware of the tremendous pain and illness that Elmore was suffering from at the very outset of his incarceration. Dr. Foley‘s examinations, infrequent as they were, as well as Elmore‘s nearly constant complaints about the pain he was having, addressed to both Dr. Foley and nurse Wagner, were sufficient to create a question for the jury whether Foley and nurse Wagner were aware of a substantial risk of harm to Elmore. Indeed, Dr. Foley‘s notes from his examinations, as well as his deposition testimony, reflect that he was aware that Elmore was suffering from serious abdominal pain. Further, given the extent of the deterioration and weight loss that Elmore faced in his last months at the jail, the risk of harm to Elmore was obvious, permitting a jury to infer knowledge of a substantial risk of serious harm. Finally, in early February, 1997, Okaloosa County administration, after Elmore‘s sister‘s complaints to the County Commissioner, notified both Dr. Foley and Wagner of the need to look into Elmore‘s care. Given the totality of circumstances described above, a jury could conclude that Dr. Foley and Wagner were aware that Elmore was vitally in need of medical treatment to address his pain. Foley argues that he did not know that Elmore faced a substantial risk of harm. He may be able to persuade a jury that he did not know of a risk of serious harm to Elmore, but there is sufficient evidence to support a jury finding that he had the requisite subjective knowledge.3 This case is thus a far cry from Campbell, where we affirmed the grant of summary judgment because there was no evidence that the psychiatrist knew of a substantial risk of serious harm to the inmate as a result of the course of his treatment. Campbell, 169 F.3d at 1367-72.
The closer question in this case is whether the evidence in the summary judgment record would permit a jury to conclude that the care received by Elmore was so inadequate that defendants violated the
A core principle of
Our cases, too, have recognized that prison officials may violate the
In light of these principles and the summary judgment record, the district court erred in finding that the facts, viewed in the light most favorable to the plaintiff, did not establish deliberate indifference to Elmore‘s serious medical needs. Despite the repeated complaints about the pain he was suffering from, a jury could find that Dr. Foley and nurse Wagner basically did nothing to alleviate that pain, essentially letting Elmore suffer even as his condition was deteriorating. Other than tylenol and pepto-bismol, the main medication Elmore received was an anti-gas medication, Bentyl.4 Insofar as Elmore‘s pain was concerned, a jury could find that the medication provided to Elmore was so cursory as to amount to no care at all. A jury could conclude that, despite being aware that the medication prescribed for Elmore was not treating the severe pain he was experiencing, Dr. Foley and Wagner did nothing to treat Elmore‘s pain or respond to the deterioration of his condition. See Ancata, 769 F.2d at 704. “A jury could infer deliberate indifference from the fact that [Dr. Foley] knew the extent of [Elmore‘s] pain, knew that the course of treatment was largely ineffective, and declined
Despite Elmore‘s condition, a jury could conclude that, rather than try to diagnose and treat Elmore‘s worsening condition, the defendants knowingly took an “easier but less efficacious course of treatment,” Waldrop, 871 F.2d at 1035, reflecting their deliberate indifference to the pain and suffering he was experiencing. Even the care they did provide often came after significant delays. For example, Elmore often had to wait in great pain in order even to be seen by Dr. Foley.6 A jury could find that these delays evidence the defendants’ deliberate indifference.7 Finally, a jury could also find deliberate indifference in defendants’ failure to do anything to alleviate Elmore‘s pain or even monitor his condition from February 5 - February 10, 1997, when Dr. Foley finally decided to order much-needed and long-overdue testing for Elmore.
A similar situation was present in Carswell v. Bay County, 854 F.2d 454 (11th Cir. 1988). In Carswell, the plaintiff made a series of requests for medical care and attention. Although the medical staff diagnosed and provided some medication to the plaintiff, we nonetheless affirmed a jury verdict for the plaintiff, explaining that, because plaintiff‘s condition worsened and the jail medical staff failed to respond, “with evidence of knowledge the jury could have concluded that the failure to provide Carswell with medical care constituted deliberate indifference.” Id. at 457. As in Carswell, a jury in this case could find that, although Dr. Foley and Wagner provided some medication to Elmore, as Elmore continued to feel severe pain and as his condition deteriorated, Dr. Foley and Wagner, with knowledge of Elmore‘s condition, failed to provide care in response to his needs. The fact that Elmore was ultimately hospitalized does not change matters; the same was true in Carswell yet we still upheld the jury‘s verdict.8
This case is quite different than Adams v. Poag, 61 F.3d 1537 (11th Cir. 1995), and Howell, the cases on which Dr. Foley primarily relies. In Adams, we held that the plaintiff‘s part-time jail physician was not deliberately indifferent. We held that plaintiff‘s claim – that the physician “did not diligently pursue alternative means of treating [plaintiff‘s] condition” – “did not ‘rise beyond negligence to the refusal to treat as outlined by Estelle.‘” Adams, 61 F.3d at 1546 (quoting Howell, 922 F.2d at 721). Likewise, in Howell, we found that plaintiff‘s allegations did not rise above the level of negligence. The plaintiff in Howell did not argue that the treatment provided by the defendant was inappropriate, but that the defendant should have known that plaintiff‘s condition could deteriorate and, consequently, should have monitored the plaintiff closely. We rejected this argument, explaining that
none of the . . . allegations meet the criteria for reasonable knowledge or deliberate indifference. We acknowledge that . . . [the defendant] could have committed malpractice. He left the hospital when the patient was receiving treatment for a serious illness, and he was unavailable during the day when needed. He also may not have diligently pursued alternatate treatment at another hospital and may not have prescribed further treatment soon enough. Yet none of these allegations rise beyond negligence to the level of a refusal to treat . . . .
Howell, 922 F.2d at 721. Further, the plaintiff‘s medical testimony did not “state that [defendant‘s] actions were grossly inadequate, but only that they deviated from established standards,” id. at 722, reinforcing the notion that the claim was only one of mere negligence.
The crucial difference between this case and Howell is that here plaintiff does not allege that the defendant should have known that deterioration of plaintiff‘s condition was possible, but that the defendant was aware that plaintiff‘s condition was, in fact, deteriorating, and still did nothing to treat this deteriorating state. This makes the case more akin to Carswell and distinguishable from Howell. Further, unlike Adams and Howell, this case does not involve a claim that different treatment should have been provided, which is tantamount to a medical judgment call, but that the treatment provided was grossly inadequate, amounting to no treatment at all.
Accordingly, because there was sufficient evidence to support an
Foley contends that, notwithstanding any constitutional violation, he is entitled to qualified immunity. In response, McElligot argues that the recent Supreme Court case of Richardson v. McKnight, 521 U.S. 399 (1997), precludes Foley and Wagner from raising qualified immunity as a defense.
Qualified immunity is a guarantee of fair warning. Under the doctrine of qualified immunity, a government official sued for damages for injuries arising out of the performance of discretionary functions must be “shown to have violated ‘clearly established statutory or constitutional rights of which a reasonable person would have known.‘” Conn, 119 S. Ct. at 1295 (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). As the Supreme Court has explained, “qualified immunity seeks to ensure that defendants ‘reasonably can anticipate when their conduct may give rise to liability,’ by attaching liability only if ‘[t]he contours of the right [violated are] sufficiently clear that a reasonable official would understand that what he is doing violates that right.” United States v. Lanier, 520 U.S. 259, 270 (1997) (citations omitted). “This is not to say that an official action is protected by qualified immunity unless the very action in question has been held unlawful; but it is to say that in the light of preexisting law the unlawfulness must be apparent.” Anderson v. Creighton, 483 U.S. 635, 640 (1987) (citations omitted).
This standard has been met in this case. Well before the actions here, we established the
Our circuit precedent makes clear that no more is required to strip Dr. Foley and Wagner of the qualified immunity protections they might otherwise enjoy.9 In Greason v. Kemp, 891 F.2d 829 (11th Cir. 1990), we said that “one simply cannot say that a prisoner has a clearly established right to adequate psychiatric care but that that right is not violated by a particular treatment amounting to grossly inadequate care unless some prior court has expressly so held on ‘materially similar’ facts. Such an approach would add an unwarranted degree of rigidity to the law of qualified immunity.” Id. at 834 n.10. See also Hill v. Dekalb Regional Youth Detention Ctr., 40 F.3d 1176, 1186 (11th Cir. 1994) (“‘A finding of deliberate indifference necessarily precludes a finding of qualified immunity; prison officials who deliberately ignore the serious medical needs of inmates cannot claim that it was not apparent to a reasonable person that such actions violated the law.‘“) (quoting Hamilton v. Endell, 981 F.2d 1062, 1066 (9th Cir. 1992) (emphasis in original)).
Accordingly, the judgment of the district court is AFFIRMED IN PART AND REVERSED
