*1 Before: MERRITT and ROGERS, Circuit Judges; HOOD, Chief District Judge. [*] _________________
COUNSEL ARGUED: W. Les Jones, Jr., BURCH, PORTER & JOHNSON, Memphis, Tennessee, for Appellants. Melanie M. Stewart, STEWART & WILKINSON, Memphis, Tennessee, for Appellees. ON BRIEF: W. Les Jones, Jr., BURCH, PORTER & JOHNSON, Memphis, Tennessee, Dexter C. Nettles, Jr., NETTLES & RHEA, Carthage, Mississippi, for Appellants. Melanie M. Stewart, Matthew S. Russell, STEWART & WILKINSON, Memphis, Tennessee, Kevin David Bernstein, SPICER, FLYNN & RUDSTROM, Memphis, Tennessee, for Appellees.
_________________
OPINION _________________ HOOD, Chief District Judge. Plaintiffs-Appellants Joy and Frances McDonald (“Mr. and Mrs. McDonald”) brought this diversity action, alleging that Defendants-Appellants Nancy Petree (“Petree”) and Holly Ann Hudspeth (“Hudspeth”) negligently caused Mrs. McDonald to be injured in a car accident. The district court below granted summary judgment in favor of Hudspeth. A jury later returned a verdict in favor of Petree, and the district court denied Mr. and Mrs. McDonald’s motion for new trial. The district court also granted both Petree’s and Hudspeth’s motions for costs. Mr. and Mrs. McDonald appeal the grant of summary judgment, denial of the motion for new trial, admission of evidence of Hudspeth’s negligence in Petree’s trial, and grant of Petree’s and * The Honorable Joseph M. Hood, Chief United States District Judge for the Eastern District of Kentucky, sitting by designation.
1
Hudspeth’s motions for costs. For the reasons set forth below, we AFFIRM the district court in all respects.
FACTUAL BACKGROUND
On Friday, March 2, 2001, Mrs. McDonald and Hudspeth were riding in Hudspeth’s vehicle, which Hudspeth was driving, in Memphis, Tennessee, where the women would attend a trade show with their husbands. Shortly before five o’clock in the evening and while the women were traveling to pick up their husbands for dinner, Petree’s vehicle struck Hudspeth’s vehicle from behind. Mrs. McDonald contends that, upon impact, her knees hit Hudspeth’s dashboard, but Hudspeth testified in her deposition that she did not see that happen.
When asked at trial what caused the accident at issue, Petree replied, “Me not stopping as fast as the car in front of me stopping.” (Test. of Petree at 130, Joint Appendix (“JA”) at 290.) Petree also contended throughout trial that an ambulance pulled onto Poplar Avenue causing Hudspeth to apply her brakes. Mrs. McDonald testified that she never heard an emergency vehicle, and Hudspeth testified that an ambulance did not cause her to apply her brakes. Immediately after the accident, when Petree asked whether anyone was injured, Hudspeth and Mrs. McDonald did not indicate that they were injured. After the police completed their on-scene investigation, Mrs. McDonald and Hudspeth went to dinner with their husbands as planned. Mrs. McDonald testified that she complained of discomfort in her knees during dinner. However, Hudspeth testified that she did not recall Mrs. McDonald complaining at any point during the evening. After dinner, both couples returned to their hotel and took a horse-drawn carriage to the Pyramid Arena for a basketball game. Mrs. McDonald climbed the steep stairs at the Pyramid and walked back to the hotel following the game.
Mrs. McDonald testified that, on the night of the accident, she had trouble sleeping and mentioned to her husband that her knees hurt. She further testified that, by the day following the accident, her knees began to swell. Hudspeth testified that the day following the accident, Mrs. McDonald walked all day at the trade show and that, although Mrs. McDonald walked slowly, she never complained of pain. On Monday following the accident, Mrs. McDonald was treated by a chiropractor. In the statement that Mrs. McDonald prepared at the chiropractor’s office, Mrs. McDonald wrote that when she stood up to get out of bed that morning, her right knee hurt, and that she turned and twisted her left foot. The chiropractor referred Mrs. McDonald for an MRI. The individual who later performed the MRI gave Mrs. McDonald the name of Dr. William B. Geissler, an orthopedic surgeon whose advice Mrs. McDonald later sought regarding her knees.
Dr. Geissler began treating Mrs. McDonald and initially determined that she had a “possible torn knee meniscus” and “patellofemoral pain” in her right knee and “a torn medial and lateral meniscus tear” in her left knee. (Test. of Dr. Geissler at 166, JA at 227.) Dr. Geissler testified that he could not view the injuries and determine whether the accident caused them; he could merely determine that a traumatic incident caused the injuries. On May 10, 2001, Dr. Geissler performed arthroscopic surgery on Mrs. McDonald’s left knee. Mrs. McDonald returned to Dr. Geissler on July 2, 2001, and told him that her left knee was doing fine but that she was experiencing pain in her right knee. Dr. Geissler continued physical therapy but later performed arthritic surgery on the right knee when the pain did not improve. Mrs. McDonald underwent follow-up treatment but continued to experience pain. In October of 2001, Dr. Geissler concluded that Mrs. McDonald was experiencing pain in her right knee as a result of the accident. In April of 2003, however, Dr. Geissler concluded that the pain that Mrs. McDonald was experiencing at that time in both knees resulted from degenerative arthritis unrelated to the accident.
At trial, Dr. Geissler testified that Mrs. McDonald had significant arthritic changes in both knees that were unrelated to the accident. He further testified that the March 7, 2001 MRI results *3 showed meniscal degeneration related to the arthritic changes and unrelated to the accident. On a form that Mrs. McDonald filled out at Dr. Geissler’s request, which sought Mrs. McDonald’s relevant past medical history, Mrs. McDonald noted a past hysterectomy, gall bladder surgery, and colon cancer. Mrs. McDonald did not indicate at any point during Dr. Geissler’s treatment, however, that she had undergone orthopedic surgery on her left knee prior to Dr. Geissler’s treatment of her knees. Although Mrs. McDonald testified on direct examination that the prior knee surgery was conducted in 1995, she agreed on cross examination that the surgery instead was conducted in “1998, probably.” (Test. of Mrs. McDonald at 112, JA at 285.) Dr. Geissler testified that Mrs. McDonald had an old tranverse incision, consistent with surgery for a patella [knee cap] fracture and that information regarding the prior surgery would have been pertinent to his treatment of her injuries.
PROCEDURAL BACKGROUND
On July 14, 2003, Hudspeth filed a motion for summary judgment to which both Petree and Mr. and Mrs. McDonald responded. Mr. and Mrs. McDonald responded that although they were not aware of any negligence on the part of Hudspeth, if Petree could prove Hudspeth’s negligence, they should be allowed to recover against Hudspeth under Tennessee’s comparative fault doctrine. On September 4, 2003, the district court granted summary judgment in favor of Hudspeth. Mr. and Mrs. McDonald filed a motion for reconsideration arguing that (1) genuine issues of material fact remained regarding Hudspeth’s negligence and, in the alternative, (2) if Hudspeth was entitled to summary judgment, neither Mr. and Mrs. McDonald nor Petree should be able to argue Hudspeth’s negligence to the jury that would determine whether Petree was negligent. The district court denied Mr. and Mrs. McDonald’s motion and noted, “The McDonalds’ acknowledgment that Hudspeth was not negligent does not prevent Petree from attempting to prove that Huspeth [sic] was at least partially responsible for the accident.” (Order on Pls.’ Mot. for Recons. at 2, JA at 162.)
On October 23, 2003, at the conclusion of the jury trial in Mr. and Mrs. McDonald’s case against Petree, the jury returned a verdict in favor of Petree. Mr. and Mrs. McDonald moved for a new trial, which the district court denied on grounds that the jury could have reasonably believed that Petree did not cause Mrs. McDonald’s injuries. The district court also granted both Defendants’ motions for costs. Mr. and Mrs. McDonald then brought this appeal.
STANDARD OF REVIEW
This Court reviews a district court’s grant of summary judgment
de novo
.
Kellner v. Budget
Car & Truck Rental, Inc.
,
Additionally, the Court’s review of whether Hudspeth’s negligence could be argued to the
jury despite Hudspeth’s prior dismissal from the suit is a comparative fault issue. Because
comparative fault issues are issues of law,
see Fox v. Allied-Signal, Inc.
,
A district court’s denial of a motion for new trial is reviewed under an abuse of discretion
standard.
Holmes v. City of Massillon, Ohio
,
DISCUSSION
A. Summary Judgment in Favor of Hudspeth
Mr. and Mrs. McDonald first argue that, in their response to Hudspeth’s motion for summary judgment, they adopted by reference the arguments of Petree from Petree’s response to Hudspeth’s motion. Therefore, Mr. and Mrs. McDonald contend that the district court erred in not considering Petree’s sworn deposition testimony, which was cited in Petree’s response and, in Mr. and Mrs. McDonald’s view, created a genuine issue of material fact. However, this argument is unsupported by the record. Mr. and Mrs. McDonald’s response to Hudspeth’s motion for summary judgment consisted only of the following:
Plaintiffs are not at this time aware of any negligence on the part of Defendant Hudspeth. However, if Defendant Petree is able to prove any negligence on the part of Defendant Hudspeth, then Plaintiffs should, accordingly, be allowed to recover against Defendant Hudspeth pursuant to the Tennessee law of comparative fault. (Pls.’ Resp. to Def. Hudspeth’s Mot. for Summ. J. at 1, JA at 100.) Nothing in this response may reasonably be construed as adopting the arguments of Petree. In fact, Mr. and Mrs. McDonald, admittedly unaware of any negligence on the part of Hudspeth, maintained a position opposite to Petree’s.
Rather, Mr. and Mrs. McDonald, through their response and their amended complaint as well, sought only to guarantee recovery from someone in the event that either of the two Defendants was found liable—a position that is very different than affirmatively alleging negligence on the part of Hudspeth. [1] In fact, Mr. and Mrs. McDonald’s motion for reconsideration before the district court following entry of summary judgment in favor of Hudspeth stated, “Plaintiffs further submit that, regardless of the wording of their response [to Hudspeth’s motion], the effect is the same, i.e. , the reservation of their rights to recover against Defendant Hudspeth.” (Pls.’ Mem. in Supp. of Mot. to Recons. at 5 n.2, JA at 117.) However, Mr. and Mrs. McDonald’s burden as the party opposing summary judgment, and more importantly as the plaintiff in a lawsuit, extends beyond merely “reserving” rights; instead, they must allege wrongdoing on the part of Hudspeth, which they have failed to do.
Additionally, although the Federal Rules of Civil Procedure provide for alternative pleading, Mr. and Mrs. McDonald’s argument that the paragraph in their amended complaint regarding Hudspeth qualifies as alternative pleading is without merit. Federal Rule of Civil Procedure 8(e)(2), which allows a party to “set forth two or more statements of a claim or defense alternately or 1 With respect to Mr. and Mrs. McDonald’s claims against Hudspeth, their amended complaint stated only that “if defendant Petree can prove that defendant Hudspeth was negligent and that her negligence proximately caused the injuries alleged in the complaint, defendant Hudspeth is liable to plaintiffs under the doctrine of comparative fault.” (Pls.’ Am. Compl. at 3, JA at 19.)
hypothetically, either in one count or defense or in separate counts or defenses,” necessarily implies that the plaintiff’s complaint contains a “statement of a claim” against the defendant. Mr. and Mrs. McDonald’s amended complaint does not allege any wrongdoing on the part of Hudspeth. Rather than alternatively pleading, the amended complaint merely states a contingency: if Petree proves that Hudspeth was at fault, Mr. and Mrs. McDonald should be able to recover from Hudspeth.
As the district court properly recognized, “Defendant Hudspeth presented evidence, in the form of her own deposition testimony and the deposition testimony of Plaintiff Mrs. McDonald, that no genuine issue of material fact exist[ed]. The burden then shifted to the Plaintiffs to show a genuine issue for trial remained.” (Order on Def. Hudspeth’s Mot. for Summ. J. at 7, JA at 108.) As indicated previously, Mr. and Mrs. McDonald’s argument that they adopted Petree’s response to Hudspeth’s motion is without merit. Furthermore, regardless of whether Petree’s response to Hudspeth’s motion for summary judgment created a genuine issue of fact, Mr. and Mrs. McDonald’s complaint contains absolutely no allegations of wrongdoing on the part of Hudspeth. Throughout this litigation, Mr. and Mrs. McDonald consistently maintained that Hudspeth was not negligent. Under these circumstances, it is beyond reason that the district court should have reached the question of whether genuine issues of material fact existed as to Hudspeth’s negligence. Accordingly, the district court did not err in granting summary judgment in favor of Hudspeth. B. Evidence of Hudspeth’s Alleged Negligence
In granting summary judgment to Hudspeth, the district court refused to preclude Petree from presenting to the jury evidence of Hudspeth’s negligence despite Hudspeth’s dismissal from the suit. The district court relied on the Fifth Circuit’s holding in Golman v. Tesoro Drilling Corp. , 700 F.2d 249 (5th Cir. 1983), when it reached this conclusion. In Golman , the court held that one defendant was not precluded from introducing evidence of another defendant’s negligence despite the second defendant’s prior dismissal from the suit at the summary judgment stage. Id. at 252-53. The Golman court reasoned that a final judgment had not been entered with respect to the dismissed defendant and, therefore, that the order dismissing the second defendant was “‘subject to revision at any time before the entry of [final] judgment.’” Id. at 253 (quoting Fed. R. Civ. P. 54(b)).
First, Mr. and Mrs. McDonald’s argument that Golman is distinguishable on its facts is strained at best. In Golman , at the trial on the merits, counsel for the plaintiff conceded in opening statement that the plaintiff had no evidence of a particular defendant’s liability. Id. at 251. As a result, the defendant moved for summary judgment following opening statements. Id. In response to the defendant’s motion, the plaintiff’s counsel merely stated:
I know of no evidence to implicate [the movant defendant]. My concern is that we don’t know what the evidence is going to be, and it may be that some witness or other called by one of the parties may put some responsibility on [the movant defendant] that I don’t see. . . . I don’t want the plaintiff to be out of Court if someone else establishes evidence that I am not aware of. Though this statement was made during trial rather than in the pre-trial phase of the litigation, the situation is strikingly similar to that before the Court. In this case, Mr. and Mrs. McDonald similarly knew of no negligence on the part of Hudspeth but merely kept her in the suit to allow for recovery if evidence later revealed that Hudspeth was negligent. Mr. and Mrs. McDonald argue that because Petree vigorously opposed summary judgment, whereas the co-defendants in Golman did not oppose summary judgment, the cases are sufficiently distinguishable to render Golman inapplicable. This distinction is immaterial. In both cases, the defendant was dismissed because the plaintiff alleged no evidence of wrongdoing, and the two cases are sufficiently similar to allow for the application of one to the other.
Second, the policy-based arguments for rejecting Golman are unpersuasive. Mr. and Mrs. McDonald argue that the Golman approach provides defendants in multiple-defendant cases the strategic advantage of being able to lie in wait without responding while another defendant moves for summary judgment and is dismissed, only to present proof of the dismissed defendant’s negligence, for the first time, at trial. However, the other side of Mr. and Mrs. McDonald’s coin proves to be equally advantageous for a plaintiff opposing summary judgment. If the Court were to reject the Golman approach, a defendant who may be only partially at fault, or not at fault at all, would be precluded from arguing a former co-defendant’s negligence merely because the plaintiff failed to adequately plead or oppose summary judgment. Therefore, application of Golman results in no greater injustice than would the opposite conclusion.
Third, the mere fact that some jurisdictions disagree with the
Golman
approach to this issue
does not preclude this Court from adopting its holding.
See, e.g.
,
Siemens Med. Sys., Inc. v. Nuclear
Cardiology Sys., Inc.
,
Mr. and Mrs. McDonald next argue that the district court abused its discretion in denying their motion for new trial. They argue that the only medical evidence presented was that of their *7 expert, Dr. Geissler, and that the jury verdict was against the clear weight of the evidence. The district court denied Mr. and Mrs. McDonald’s motion noting that although “no party seriously contends that Petree was not negligent in causing the accident,” the jury did not have to accept Dr. Geissler’s opinion and could have reasonably concluded that legal cause was lacking. (Order Den. Mot. for New Trial at 5-6, JA at 216-17.) This Court agrees.
Dr. Geissler testified that at least some of Mrs. McDonald’s injuries were secondary to the accident. On the other hand, Dr. Geissler noted “significant arthritic changes” in Mrs. McDonald’s knees that were unrelated to the accident. Furthermore, despite Mrs. McDonald’s candor regarding several former and unrelated surgeries and conditions, Mrs. McDonald neglected to inform Dr. Geissler of her former knee surgery. The jury answered “No” to the two-part question of (1) whether Petree was negligent and (2) whether Petree’s negligence legally caused Mrs. McDonald’s injuries. Despite the overwhelming evidence of Petree’s negligence, the jurors could answer “No” to this two-part question even if they believed that Petree was negligent but did not believe that Petree was the legal cause of Mrs. McDonald’s injuries.
Dr. Geissler’s expert opinion is not conclusive on the issue of causation, and the jury did not
have to accept it as true.
See Davis v. Combustion Eng’g, Inc.
,
Fed. R. Civ. P. 54(d)(1) provides, “Except when express provision therefor is made either
in a statute of the United States or in these rules, costs other than attorneys’ fees shall be allowed
as of course to the prevailing party unless the court otherwise directs.” This Rule raises “a
presumption in favor of awarding costs, but allows denial of costs at the discretion of the trial court.”
White & White, Inc. v. Am. Hosp. Supply Corp.
,
Although the fact that a particular case is “close and difficult”
may
serve as grounds for
denying a motion for costs, a district court does not abuse its discretion merely because it awards
costs in a “close and difficult” case. (quoting
United States Plywood Corp. v. Gen. Plywood
Corp.
,
CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s grant of summary judgment in favor of Hudspeth, admission of evidence of Hudspeth’s negligence in Petree’s trial, denial of Mr. and Mrs. McDonald’s motion for new trial, and grant of both Hudspeth’s and Petree’s motions for costs.
Notes
[2]
If Tennessee comparative fault law urged a contrary result, that factor might weigh against following
Golman
;
however, Tennessee law has not spoken to this issue.
Golman
analyzed whether a defendant may introduce evidence
of the negligence of a dismissed defendant, in light of the doctrines of collateral estoppel and the law of the case.
Summary judgment in favor of a defendant,
Golman
reasoned, is not a final judgment; therefore, after a court finds that
a plaintiff has not created genuine fact questions as to the defendant’s fault, collateral estoppel does not bind the court
to adhere to the conclusion that the defendant is faultless when, at a later stage in the litigation, a co-defendant seeks to
avoid liability by proving the dismissed defendant’s negligence.
