135 S.W. 1089 | Tex. App. | 1911
Lead Opinion
Under proper assignment the appellant challenges the ruling of the court, and contends that the judgment in issue, as far as it operated in personam, was under the facts void for the want of jurisdiction in the court to render such character of judgment. The question presented is to be considered under the conclusive facts that the defendant in the said judgment, though a citizen of Texas and claiming Texas as his residence, was at the time of the suit and publication of the citation and rendition of judgment absent from the state of Texas and in St. Louis, Mo. He was in St. Louis, Mo., from December, 1892, to January 1, 1894. The purpose of his leaving and absence from the state of Texas at the time was, as found by the court, "to establish a home in some other place," and he and his family in the spring of 1894 did remove to St. Louis, Mo., and have since resided there. It was shown that the suit in question was filed on November 30, 1892, to recover the amount of the note and to foreclose a lien on real estate in this state. Personal citation was issued to appellee on December 29, 1892, returnable to the April term of court, 1893. This citation was returned by the sheriff on December 30, 1892, not executed as to appellee, and with the indorsement, "Learned to be out of the state of Texas." Citation by publication, under the statute of this state, then issued on February 20, 1893, and was duly published four weeks, ending March, 1893. Judgment was finally rendered on October 3, 1893, against appellee personally for the amount of the note and execution awarded generally, as well as for foreclosure of the lien and sale of the land. The judgment on its face recited that it was rendered upon citation by publication based on the defendant's being absent from the state of Texas. The defendant in the suit had no notice of the suit, and did not appear, To make the appeal clear, it is admitted by appellant that the former judgment of the district court in issue was valid to the extent that it foreclosed a lien on the property as a proceeding in rem. It is contended by him that it is invalid as far as it was made a personal judgment, as it was, against appellee for any balance of the original obligation remaining unpaid after exhausting the property on which the foreclosure was had. Appellee at the time of the instant suit was a citizen and resident of Missouri, but appeared and answered and defended the suit. Therefore, without question, appellant had the right to sue and have judgment rendered in his favor in the instant suit for the balance due on the original note, interest, attorney's fees, and costs of court, with foreclosure of his attachment lien, if the former judgment in personam was a nullity for want of jurisdiction. If the former judgment was a valid judgment in personam, then it operated as a merger of the original cause of action, and was a bar to the original suit. The trial court concluded as a matter of law that it was a valid judgment in personam. The facts positively appearing, as they do, upon the record, any presumption of fact that would be required to be indulged in a collateral attack upon a judgment here ceased, and the question presented becomes one of law.
The celebrated case of Pennoyer v. Neff,
Is the principle of the Pennoyer Case applicable and ruling the instant case? Neff, the party defendant in the judgment, it is true, was a nonresident of Oregon and a citizen and resident of California, and in that particular fact the instant case differs. But the two cases are identical in the fact of the absence of the defendant from the state at the time of publication. And it was to the fact of being beyond the reach of the process, and not to the status of citizenship, a majority of this court think that the court in that case was applying as governing the principle that a court has no power to extend its process beyond the limits of the state, and the laws of one state have no operation outside of its own territory. The court was determining whether or not there had been in fact any legal service upon the defendant, as essential to the jurisdiction of the court over the person of the defendant and the validity of the judgment. It is a cardinal principle that an opportunity be given for a day in court to the defendant by legal service. It is the fact appearing of service that gives the court jurisdiction in personal judgments. So if it be conceded, as it must, that constructive notice has no extraterritorial force, and such notice only is, as here, relied on to sustain a personal judgment against a defendant who was not in fact within the state, then it would affirmatively appear in the record in legal effect a want of any service upon the defendant. To say otherwise would be to reverse the rule of law and state that the published notice had legal force outside the limits of the state, and to charge the defendant with notice. In such event the defendant out of the state would be held to know the fact of notice in the face of the law declaring such notice ineffectual and void, and not existent or potent as a legal fact. It would be an inconsistent rule that makes valid the same act and procedure that is deemed at the same time ineffectual and void and without the power of the court. And to predicate the test of jurisdiction of the court here to render personal judgment on constructive notice only, upon the fact of being beyond the territorial limits and bounds of the court's process, rather than the mere fact of being in the relation of citizen towards the state where the court's process issues, makes the principle involved, we think, reasonable. To grant jurisdiction because of the bare fact of being in the relation of citizen to the particular state predicates the authority of the court to enter the personal judgment on such notice upon the ground, either that citizenship as a political status makes, as a conclusive matter of law, the particular citizen constructively present within the territorial limits of the court's process, though in fact absent, or it gives extraterritorial force to the court's process when he is absent from the state. It would be fallacious reasoning, it is believed, to so argue that upon that ground the defendant has had his day in court by due process of law. The Supreme Court of this state, in Railway Co. v. Gay, supra,
Under the facts of this case, and in conformity with the principle of law discussed, a majority of this court are of the opinion that the trial court erred in holding that the judgment in issue was a valid personal judgment; and it is ordered that the judgment of the court be reversed and here rendered for appellant, with costs of appeal against the appellee.
Dissenting Opinion
I am not prepared to concur in the views expressed or the disposition made of this case by my Associates; and for the purpose of making my position understood I shall restate the case in part.
As stated by Justice LEVY, the suit is one instituted in the county court of Lamar county by H. D. McDonald against F. A. Mabee, to recover a sum of money alleged to be due on a promissory note executed by Mabee and others in 1891. It is alleged that Mabee is a nonresident, but is temporarily within the state of Texas. Among other defenses interposed by the defendant, Mabee, he pleaded in bar a former judgment recovered in October, 1893, by the plaintiff, McDonald, against him and other parties in the district court of Lamar county, Tex., in cause No. 5468, for the sum of $431.97; that said judgment was rendered in a suit on the same note upon which this suit is based, and claims that the debt evidenced by that note was merged in that judgment, and for that reason that this suit should not be maintained. By supplemental petition the plaintiff (appellant here) replied, setting up substantially the following facts: "That at the time the aforesaid suit was instituted the defendant Mabee was actually a nonresident of the state of Texas, but, erroneously supposing him then to be a resident of this state, the plaintiff alleged that fact in his original petition in that suit, and citation was issued in pursuance of, such allegation to Lamar county, Tex. That upon the sheriffs return being made, showing the defendant to be out of the state of Texas, plaintiff filed an affidavit in said cause to the effect that defendant was absent from the state of Texas, and praying for citation by publication. Citation was thereupon issued and published according to law; and thereafter, on the 3d day of October, 1893, judgment was rendered in plaintiffs favor against all of the defendants; that is to say, against the defendants Mabee and Hollon, for the amount of the note sued on, including interest and attorney's fees, amounting to the sum of $431.97. * * That the record in said cause shows that said defendants Mabee and M. C. and Guy L. Thompson had been cited by publication only; and the judgment therein, which defendant now pleads as a merger and res adjudicata, shows on its face that fact, and that it was rendered upon such service, and upon that only." The supplemental petition further alleges that the land upon which it was sought to foreclose a vendor's lien in the same proceeding was sold in compliance with an order of the court, and that a credit for the sum of $19.45 resulting from that sale was entered upon the note. It is unnecessary to further notice the pleadings.
It seems to be conceded in the briefs of both parties that the only question which this court is called upon to decide is whether the judgment rendered in favor of the appellant, McDonald, against Mabee and others in cause No. 5468 in the district court of Lamar county, Tex., in 1893, was a valid personal judgment against Mabee.
This being an action instituted in the county court, any issue questioning the validity of a judgment rendered in the district court necessarily presents a collateral, and not a direct, impeachment. In a collateral attack the validity of a domestic judgment must be determined by the record itself, and not by evidence aliunde. Martin v. Burns,
There is no statement of facts in this record, and in order to ascertain the contents of the judgment recovered in the former suit we must have recourse to the findings of the trial court. From these I gather the following facts: That H. D. McDonald filed his petition in the district court of Lamar county on the 30th of November, 1892, against F. A. Mabee and others, not necessary to name, *1093 seeking to recover a judgment on the note now forming the basis of this suit, and to foreclose a vendor's lien on a tract of 260 acres of land situated in Lamar county. The petition alleged that all of the defendants resided in Lamar county, Tex. Citation was issued upon that petition, on the 29th of December, 1892, in form required by law, directed to the sheriff of Lamar county, Tex. The sheriff returned the citation with the following indorsement: "Came to hand on the 29th day of December, 1892, at 10 o'clock a. m., and executed within said county of Lamar on the 30th day of December, 1892, by delivering to the within-named defendant D. P. Hollon in person a true copy of this citation. The remaining within-named defendants were searched for diligently, and learned to be out of the state of Texas." On February 20, 1893, plaintiff McDonald made his affidavit before the district clerk, in which he stated that the defendants Mabee and M. C. and Guy L. Thompson, the other defendants, were absent from the state of Texas, and prayed that they be cited by publication. The affidavit was filed on the same day, and is now among the papers in that case on file in the district clerk's office. Citation was issued accordingly, and published for the time required by law previous to the return day in a newspaper published in Lamar county. On the 3d day of October, at a regular term of the district court, the final Judgment was entered in favor of H. D. McDonald against F. A. Mabee, M. C. Thompson, and Guy Thompson. The recitation in the judgment, so far as material, is as follows: "Now on this day the cause was called; and it appearing to the court that at a former term, to wit, the spring term, 1893, an interlocutory judgment by default was rendered against the defendant D. P. Hollon, who had been duly cited by personal service more than ten days before the first day of said term, and it further appearing to the court that the defendants F. A. Mabee, M. C. Thompson, and Guy L. Thompson had been duly and legally cited by publication to appear and answer herein by citation duly issued in pursuance of law, and which was duly and legally published in the Weekly News, a newspaper published in said county of Lamar, for four successive weeks previous to the return day thereof," etc., reciting thereafter the appointment of an attorney to represent the absent defendants, and rendering a personal judgment in proper form against all of them for the amount sued for, and a foreclosure of the vendor's lien on the land described in the petition.
When the entire record is considered, it appears that Mabee, the only party to that suit with which we now have any concern, was a resident of Texas, but was at the time absent from the state; that he was cited by publication only, and never entered his appearance in the case. If these disclosures are to be taken as affirmatively showing the rendition of a personal judgment without proper process, it must be because Mabee was cited only by publication while absent from the state. The question, then, is, Does the mere absence from the state, even though temporary, of a citizen domiciled in Texas, place him beyond the reach of the processes of our courts, so as to render them powerless to determine any issue involving his personal liability? The majority of the court have answered that question in the affirmative. I am frank to concede that the position which they have taken is not without support, both in reason and authority, and the argument upon which it is grounded has much force to commend it. The high regard which I entertain for the legal ability of my associates makes me loath to record any dissent from their views on any question which has received their thoughtful consideration. Difference with them is alone sufficient to cause me to doubt the correctness of my own conclusions until I have satisfied myself by as careful an investigation as I may be able to give the subject. Such sentiments and misgivings furnish the only excuse I have to offer for the length to which I have extended this discussion.
The doctrine announced in Pennoyer v. Neff, cited in the opinion of the majority, and which has been followed throughout the country, is relied upon as controlling the disposition made of this case. The facts of that case show that the judgment there attacked was rendered by a state court in Oregon against Neff, the defendant in the suit, upon service of citation by publication, that Neff was, at the time he was sued and notice published, domiciled and residing in the state of California, and that he never entered his appearance in the proceeding. Upon that state of facts Justice Field announced the rule that: "Where the entire object of the action is to determine the personal rights and obligations of the defendants — that is, where the suit is merely in personam — constructive service in this form upon a nonresident is ineffectual for any purpose. Process from the tribunals of one state cannot run in another state, and summon parties there domiciled to leave its territory and respond to proceedings against them." As stated by the court in that opinion, that was no new doctrine, but had been recognized in that and other courts in many previous adjudications. So far as I have been able to ascertain, neither before nor since the case of Pennoyer v. Neff was decided has the Supreme Court of the United States enlarged the rule there laid down, so as to include a state of facts like that presented in this appeal. It is only by the application of a rule of construction to the reasons assigned for the holding there announced that that case can be regarded as direct authority for the conclusion reached by the majority in this case. The statement that the processes *1094 issued from state courts can have no extraterritorial effect, when standing alone and without qualification, strongly supports the contention of counsel for appellant. If the use of this language immediately following, "and summon parties there domiciled to leave itsterritory and respond to proceedings against them" (italics mine), does not limit the rule previously announced, then I see no escape from the conclusion reached by the majority and insisted upon by the appellant, unless that decision is to be ignored as an authority. In that case, and others where the same question is considered, the limitation placed upon the power of state tribunals is predicated upon the lack of jurisdiction in the court over the person of the nonresident where constructive service alone is relied on. It occurs to me that in its final analysis the question is more properly one which involves the power of a state, rather than the jurisdiction of the state court. If the state can constitutionally confer judicial authority upon its courts, then in this instance the court did not exceed its power. Article 1235, Sayles' Ann.Civ.St. 1897. It is not contended that there was any irregularity in the original proceedings in observing the statutory requirements.
That the Supreme Court of the United States does not mean to hold that a personal judgment cannot, under any circumstances, be rendered against an absent defendant upon constructive service is made clear by reference to other decisions rendered by it. In Knowles v. Logansport G. C. Co., 19 Wall. 59,
That a court of this state may render a personal judgment against a resident defendant domiciled here during his absence from the state upon constructive service, is, I think, well settled by the decisions of this state. In Northcraft v. Oliver,
In Fernandez v. Casey,
Horst v. Lightfoot (Tex.Sup.)
Mr. Black, after quoting approvingly from Harryman v. Roberts,
That these authorities are opposed to the contention of the appellant will hardly be questioned. But there are cases cited in the opinion by the majority holding to the contrary. Under such conditions I understand it to be our duty to follow the rules adopted by the court of last resort in this state.
But aside from the question of authority, there appears to me to be room for a well-merited distinction between the situation presented in the case of the defendant in Pennoyer v. Neff, and others of a similar nature, and that of Mabee. Neff was a resident of the state of California, and was sued and cited by publication in the state of Oregon while still at the place of his residence. Mabee was a resident and citizen of Texas, the state in which he was sued and cited, and was only temporarily absent. There is much reason for holding that Neff, situated as he was, should not be compelled to leave his home, go into a foreign jurisdiction, and there defend himself against a claim of personal liability. A rule permitting that to be done would not only deprive such a defendant of the right to have questions affecting his personal liability determined by the laws and regulations of his domicile, whose protection he had a right to claim, but would render him amenable to foreign laws, to which he had in no wise subjected himself. No such *1096 considerations can be urged to justify the application of the same rule to the case of Mabee. He was a resident of the state in which he was cited; had voluntarily made it the place of his domicile. In so doing he submitted his person to the dominion of the laws of Texas, invoked their protection, and had the right to enjoy such privileges and immunities as they afforded. Certainly he could not complain at being called upon to defend himself in civil litigation at his own home, or object that his rights were to be determined by the laws of the state of his own adoption.
But it may be asked, Why should it be said that process issued from the courts of this state would reach him while sojourning beyond its territorial limits, and not have the same effect upon a nonresident? If to make it binding upon a nonresident would be giving extraterritorial effect to domestic writs, why would not the same results follow in making them binding upon absent residents? How can it be said that the writs will go beyond the state line and reach one defendant, and not reach all others in the same territory? The difficulty of pointing out an appreciable distinction between the two different situations, and of giving a satisfactory reason for it, is probably the cause of the conflicting views on the subject But that there is a difference and that a distinction should be made is, I think, too obvious to be ignored.
The issuance and service of citations in civil suits, as is well known, are intended only for the purpose of giving notice to defendants of the institution of suits against them, and of their nature and purpose, in order that such parties may have an opportunity to present whatever defenses they may see proper. Writs issued for that purpose are not intended to have any compulsory effect; obedience is optional with the party served. Within certain limitations the state may prescribe any form for serving such notice upon its citizens, or those found within its territorial limits, that it deems reasonable and sufficient. Until notice is given in some legally prescribed form, or the defendant voluntarily appears in the suit, no court has the authority to pronounce any judgment against him. To do otherwise would not only violate a statutory requirement, but would disregard a fundamental rule of justice.
We come, then, to the question: The state having provided by legislation that notice by publication of a citation is sufficient to empower its courts to determine questions affecting the personal liability of its citizens, or residents, while absent from the state, and to pronounce judgment thereon, is this method so unreasonable and insufficient as to deprive such citizen of his property without due process of law?
Using the terms "resident" and "citizen" as synonymous, the resident stands in a different attitude toward the state of its adoption from that occupied by the nonresident. By construction the former, though physically absent, is ever present in the state for the purpose of holding and enjoying certain rights and privileges not accorded to the latter, as, for instance, a homestead right and other exemptions, the right of local suffrage, and the privilege of having his children patronize the state's public free schools. By residing within its limits and acquiring the right to the benefits conferred by its laws, the citizen submits himself to the state's laws and consents to be governed by all of its valid enactments. It is often said that consent cannot confer jurisdiction upon a court, but that is true only as to the subjectmatter in controversy. Consent can confer jurisdiction over the person of the defendant, and the state may prescribe the form by which this consent shall be evidenced. Is it going too far to say that one who takes up his residence within the state invokes the protection of its laws, and enjoys its rights and immunities, shall be held to have consented that he may be served with notice by publication when temporarily beyond its limits? It is now the well-settled law that a foreign corporation seeking to do business in another state may be required, as a condition upon which it will be admitted, to designate in advance some person, or place, with whom, or where, citations issued in civil suits against it may be left, and that such service will authorize the recovery of a personal judgment. This exaction may even be extended to the stockholders of the corporation. Wilson v. Seligman,
In some states the leaving of a citation at the residence of a defendant is sufficient notice, and will support a personal judgment by default. I know of no instance in which the reasonableness of such method of giving notice has ever been successfully attacked. Such service would not be vitiated by showing that the defendant was at the time beyond the limits of the state. If not, then why consider void service given by publication under similar circumstances? To hold that constructive service is binding on an absent defendant is not giving such service extraterritorial effect, but is merely saying that the absent citizen is amenable to its intrastate effect. If such an absentee is constructively within the state for the purpose of retaining and exercising his rights as a citizen, I see no good reason why he should not be held amenable to the processes of its courts. He cannot claim the benefit of the rights, privileges, and immunities *1097 accorded to a citizen, and escape the burdens and exactions the state imposes upon citizenship. He cannot gather its good things with one hand, and ward off its processes with the other.
In my judgment this case should be affirmed.