Winston McDonald appeals from a judgment of the United States District Court for the Southern District of New York, Robert W. Sweet, J., dismissing McDonald’s complaint with prejudice pursuant to Rule 37(b)(2)(C) of the Federal Rules of Civil Procedure for failure to comply with a discovery order. Judge Sweet’s decision granting defendants’ motion to dismiss is reported at
I. Background
McDonald commenced this action pursuant to 42 U.S.C. §§ 1983, 1985 in March 1986 with the filing of a pro se complaint in the district court. He claims that his civil rights were violated in January 1984, when he and his wife arrived at the Bronx Criminal Court Building to appear at a proceeding in a then pending criminal case against him. On that occasion, two court officers allegedly pulled him off an escalator using excessive force, took him into a fingerprinting room (where a third officer was present), beat him and then arrested him without probable cause. McDonald also alleges that a Bronx County Assistant District Attorney, David Bamhard, conspired with the court officers to bring false charges against him, refused to produce evidence relating to the allegedly false charge that McDonald had a bottle of rum with him in the courthouse, lied to the court concerning the status of McDonald’s fingerprints and directed the officers to assault and harass him. At the time the complaint was filed McDonald was, and apparently still is, incarcerated at the Fish-kill Correctional Facility in New York.
In September 1986, the district court granted the state’s motion to depose McDonald at Fishkill and in October McDonald wrote to the district court requesting assignment of counsel and a 90-day postponement of the deposition. His letter was returned, however, due to his failure to provide proof of service and in late October an assistant attorney general arrived at Fishkill to depose McDonald, but left when McDonald indicated he would not proceed without an attorney. McDonald then sent a follow-up letter to the court restating his request for counsel and a 90-day postponement of the deposition. In December 1986, McDonald again wrote to the district court asking for appointed counsel, requesting that the court send him a few addresses of attorneys “who volunteer their help to people like me,” and indicating that he had “written to several places, asking for help from attomies [sic], and get no reply as yet.” It is not entirely clear when Judge Sweet received this letter; the letter is stamped as received by the pro se clerk’s office on December 23, 1986 but is not stamped as filed until February 20, 1987.
Simultaneously with the state’s attempt to depose McDonald, defendant Bamhard moved to dismiss the complaint as to him on the basis of immunity. In December
In February 1987, the district court specifically addressed McDonald’s repeated requests for counsel. In an opinion, reported at
Later in February, the district court granted summary judgment to Bamhard on the remaining claim against him and again ordered that McDonald be deposed. McDonald then sent two letters to the court protesting the court’s order that he be deposed without counsel, but apparently never responded to the court’s instruction that he submit a list of attorneys that he had contacted in an attempt to secure counsel before his request for counsel would be considered. There is nothing in the record to indicate that McDonald ever contacted any of the organizations in the Legal Aid Directory or ever contacted the Pro Se Office for assistance. In April 1987, in response to McDonald’s letters, the district court issued yet another order stating clearly that McDonald’s requests were denied, that the deposition would go forward as scheduled and that McDonald must answer all questions put to him. The court instructed McDonald not to make any further applications until after the deposition and warned him that his failure to comply with the court’s order could lead to serious sanctions such as dismissal of his complaint.
The deposition of McDonald then took place on April 28, 1987. McDonald apparently cooperated during the morning session, answering questions mainly concerning the courthouse incident in January 1984. During the afternoon session, however, McDonald refused to answer various questions about injuries he sustained to his back prior to January 1984, the offense for which he was presently incarcerated, his criminal history, his alleged alcohol related and disorderly conduct offenses, his alleged aliases, other pending lawsuits against state employees and his wife’s address. For some questions he invoked his fifth amendment privilege, for others he simply refused to answer on relevancy grounds. He also refused to execute a form giving defendants access to his medical records. On several occasions, the assistant attor
Following the deposition, the state moved for dismissal of McDonald’s complaint pursuant to Rule 37(b)(2)(C), which provides that if a party fails to obey a discovery order the court may, among other things, dismiss the action. The district court granted the motion.
II. Discussion
Appointed appellate counsel has done an excellent job arguing that we should not place unnecessary roadblocks in the path of a pro se litigant seeking counsel. Nevertheless, we cannot say that the district court erred in dismissing McDonald’s complaint pursuant to Rule 37(b)(2)(C). The court was well within its discretion in determining that McDonald had acted in bad faith in violating the court’s discovery order. Even in light of the special solicitude that this court has shown pro se litigants, McDonald’s conduct at the deposition cannot be condoned. Counsel argues that McDonald was prejudiced by the court’s denial of his repeated requests for counsel, and that therefore his failure to comply with the discovery order was justified. We disagree. An order issued by a court must be obeyed, even if it is later shown to be erroneous. “If a person to whom a court directs an order believes that order is incorrect the remedy is to appeal, but, absent a stay, he must comply promptly with the order pending appeal.” Maness v. Meyers,
We thus do not rule on the adequacy of the district court’s response to McDonald’s requests for counsel, but we believe some further comments on this problem are appropriate to give some guidance to district courts facing similar requests in the future. Hodge establishes a threshold requirement that the pro se show he is unable to obtain counsel before his request “will even be considered.”
The judgment of the district court is affirmed.
