Plaintiff Smith appeals a grant of summary judgment in favor of defendant Cook County Hospital (the Hospital). Smith alleged that the Hospital violated the Age Discrimination in Employment Act (ADEA), 29 U.S.C. § 621
et seq.,
in terminating his employment on December 15, 1991. The district court found that, even assuming that Smith could make a
prima facie
case of discrimination, he had given the court “no basis to conclude that the legitimate business reason for Smith’s termination proffered by Cook County Hospital is merely pretext for age discrimination.”
Factual Background
In the fall of 1991, Smith was employed by the Hospital as a Management Analyst IV within the Hospital Information Systems (HIS) department. At that time Smith was 48 years old. In this position Smith was responsible for several projects involving the implementation of computer software for the Hospital’s use. His main project was to work with the clinical departments in the Hospital to develop a detailed list of services and their respective costs. This compilation was called a Charge Master and could be used with the Hospital’s computerized billing program (PATCOM). The parties dispute whether Smith was performing this task adequately.
Smith lost his job as part of a reduction-in-force (RIF), which involved 154 employees.
According to the Hospital, the pending reorganization of the HIS department led to a decision to terminate, as part of the RIF, any employees who were not vital to the operation of HIS. Seven employees were terminated, five of whom, Smith included, were serving as systems managers. The other terminated employees were aged 52, 49, 48, 40, 38, and 36. Only three employees who worked on software applications were retained. One of these, Solomon Appavu, was 45 years old at the time and was the director of the HIS department. The other, Vasanta Doss, to whom Smith reported in his work on the Charge Master, was 32 years old at the time and was the project director for PATCOM. The remaining individual, Kathleen Shay, although working in the HIS department, was being paid out of the budget of the Nursing department, which did not experience any layoffs during the RIF.
Analysis
We review a grant of summary judgment de novo and affirm only if “there is no genuine issue as to any material fact, and ... the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(e). On appeal, Smith argues that there is an issue of material fact whether the reasons for his termination proffered by the Hospital are pretextual.
When an employee has no direct evidence of discrimination under the ADEA, the burden-shifting approach of
McDonnell Douglas Corp. v. Green,
In a case involving a RIF, the elements of the
prima facie
case which Smith must prove are: i) that the plaintiff was in the protected age group, ii) that he was performing according to his employer’s legitimate expectations, iii) that he was terminated and iv) that others not in the protected class were treated more favorably.
Robinson v. PPG Industries, Inc.,
The district court assumed for purposes of its decision that Smith could meet the burden of proving a
prima facie
case. In our view the district court was very generous to Smith in adopting this assumption. Of course, it is undeniable that Smith was over forty and in the protected age group at the time of his termination. It is equally clear that he was terminated. But there is a dispute whether Smith was performing satisfactorily. Most importantly, the record does not support the contention that others not in the protected class who were situated similarly to Smith were treated more favorably in the RIF. Smith does not dispute that the only employee who was under forty, who specialized in software and who was retained in the HIS budget after the RIF was Doss. Nor is there any question that Doss was the project director of the PATCOM system and Smith’s supervisor. R. 42 para. 29 and Exh. I, Organization Chart. Thus, it is difficult to see how she was situated similarly to Smith, who
Even if we were to assume, as did the district court, that Smith could have successfully defeated a motion for summary judgment with respect to his prima foxie case, he makes no showing of an issue of material fact as to the genuineness of the Hospital’s explanation of its decision.
The Hospital explains that, since it intended to reorganize the HIS department under the guidance of the Foster Group and since it was required to eliminate some positions pursuant to the RIF, only the most essential employees were retained. No one disputes that, of the employees for whom it was financially responsible, the HIS department retained only two, Doss and Appavu, to work in the software area. The Hospital contends that these two were chosen for their superior knowledge and expertise and, as already discussed, this explanation is amply supported. They held supervisory positions and there is no evidence to put their expertise in doubt.
Smith argues that the RIF and the reorganization of the HIS department were pretexts for laying him off on account of his age. Thus, Smith points to four Management Analyst positions in the HIS department which were not allocated to the department in the Cook County Board President’s original 1992 budget proposal but were instead reinstated during the budget process. He suggests that these were positions in which he could have been placed rather than being laid off. In fact, these positions were reinstated several days before Smith received the notice that he was being terminated. Def.Reply Br. to the Dist.Ct., R. 52, Exh. T. Had these positions not been reinstated, the HIS department would have been forced to lay off even more than the seven individuals terminated on December 15, 1991. For in 1991 the HIS department had 17 budgeted positions. Id. The President’s original budget recommendation would have reduced the staff of HIS to only six positions. Id. The final budget in fact left the department with a total of ten positions. Id. The eventual number of employees laid off under the final budget was thus seven. The reinstatement of positions in November 1991 has no bearing on Smith’s claim, since it occurred prior to his termination and was already taken into account in the decision to terminate seven employees, including Smith, on December 15,1991.
As further evidence that the RIF and the reorganization of the HIS department were pretextual, Smith alleges that positions for which he would have been qualified became available within a few days of his termination. R. 44, Exh. I. All of these positions were not in HIS, but were in the Financial Services department. None were Management Analyst positions and all paid substantially less than Smith had been paid. Seven were for Accountants, one was for a Senior Clerk and one was for a Bookkeeper. R. 44, Exh. I. We assume, for purposes of summary judgment, that, in spite of the mismatch between these positions and Smith’s, he would have been qualified to fill these positions and would have applied for them if he had been allowed. 2
Even if Smith would have been qualified for the positions, however, the fact that they became available shortly after the RIF cannot support an inference of discriminatory motivation for his termination. First of all,
Smith relies on
Ayala v. Mayfair Molded Products Corp.,
Smith also relies on
McNeil v. Economics Laboratory, Inc.,
Finally, Smith points to
Montana v. First Federal Savings and Loan Ass’n,
Turner v. Schering-Plough Corp.,
In the final analysis, Smith has provided neither authority nor evidence to persuade us that the reasons for his termination offered by the Hospital were anything other than candid.
Last, we note that Smith has raised a number of specific objections to the district court’s analysis. Since we have conducted a
de novo
review of the motion for summary judgment we need not tarry long over these objections. However, a few comments are in order. Smith repeatedly suggests that the district court erred by treating his evidence of pretext in a piecemeal fashion, rather than viewing the evidence in totality. Def.Br. at 11-12, 20-21; Def.Reply Br. at 2-3. He relies on
Graefenhain v. Pabst Brewing Co.,
Smith also argues that the district court invented a broad rule barring Smith from relying, in proving pretext, on any of the evidence presented to prove his initial
prima facie
case of discrimination. Def.Br. at 10-12, 20-21; Def.Reply Br. at 5-6. Again Smith misinterprets the district court. That court did not follow a purported rule against considering the evidence supporting a
prima facie
case. Instead, it simply noted that the evidence which Smith presented to support his
prima facie
case — i.e. evidence that younger employees were retained — was
irrelevant in this instance
in evaluating whether the proffered reasons for the discharge were pre-textual.
Finally, Smith complains about the district court’s reliance on
Simpson v. Midland-Boss Corp.,
Conclusion
Having reviewed the evidence that Smith presents in support of his ADEA claim, we
AFFIRMED.
