Mrs. Ruby L. McCOY
v.
COLONIAL BAKING COMPANY, INC. and
Jerry McCOY and his Wife, Mrs. Ruby L. McCoy
v.
COLONIAL BAKING COMPANY, INC., а Delaware Corporation, and James S. Adams.
Supreme Court of Mississippi.
*851 Louis Fondren, Pascagoula, for appellant.
Fred Mannino, Page Mannino & Peresich, Ronald S. Cochran, Biloxi, Victoria W. Jenkins, Phelps Dunbar Marks Claverie & Sims, Jackson, Vincent J. Castigliola, Jr., Ernest R. Schroeder, Bryan Nelson Allen Schroeder & Backstrom, Pascagoula, for appellee.
En Banc.
BLASS, Justice, for the Court:
I. INTRODUCTION
This appeal involves two separate cases which have been consolidated.
A. The First Case
On May 22, 1986, Ruby McCoy was injured in an automobile accident involving James Adams and Gregory Osborne the latter of whom had been making deliveries for his employer, Colonial Baking Company (Colonial). Ruby subsequently filed a negligence action against Colonial for her personal injuries. A jury trial was held at the Jackson County Circuit Court after which a verdict was rendered in favor of the defendant. Ruby appealed.
B. The Second Case
Subsequent to his wife's trial, Jerry McCoy filеd an action against Adams and Colonial for loss of consortium resulting from the injuries Ruby sustained in the accident. Colonial moved for a dismissal on the basis that the jury in Ruby's action ("the first case") found it not guilty of negligence and, thus, Jerry should be collaterally estopped from relitigating the issue of negligence in his action. The trial judge agreed and dismissed the action. Jerry appealed.
C. The Issue
Numerous issues were presented in this consolidated appeal. All are deemed devoid of merit, and only one warrants discussion: Whether the trial judge properly ruled that Jerry was collaterally estopped from relitigating the negligence issue in his loss-of-consortium action?
*852 II. ANALYSIS
A. Collateral Estoppel: A Multi-Purpose Doctrine
The doctrine of "`[c]ollateral estoppel [issue preclusion], like the related doctrine of res judicata [claim preclusion], has the dual purpose of protecting litigants from the burden of relitigating an identical issue ... and of providing judicial economy.'" Roy v. Jasper Co.,
B. Judicial Application of Collateral Estoppel to Loss-of-Consortium Actions: An Historical Perspective
Nearly three decades ago, the supreme court of our neighboring state of Arkansas aligned itself with the then-minority view and opined: (1) that the consortium claim is derivative in the sense that it is dependent upon the right of the personally-injured spouse to recover against the defendant; (2) that every element of a personal-injury claim must be proved to support a loss-of-consortium claim and every defense good against the personal-injury claim is good against the loss-of-consortium claim; and (3) that the spouses are in "privity" for purposes of the operation of collateral estoppel. Sisemore v. Neal,
Arkansas' minority view was exemplary. For example, the Oklahoma Supreme Court held:
Because of the privity between the plaintiff husband in his [consortium] action and the plaintiff wife in her earlier [personal-injury] and considering further the fact that apparently no adversity of interest is shown as between the husband and his wife, and, finally because the determinative issue in the wife's action (alleged negligence of the common defendant and causation) is also the determinative issue in the husband's action, we hold that the husband was and is collaterally estopped from litigating the issue.
Laws v. Fisher,
The first federal court to publish an opinion on the application of collateral estoppel to loss-of-consortium actions concurred with the Arkansas Supreme Court's rationale:
The interests of the spouses in their respective claims are so closely aligned that they should be deemed "in privity." ... This court, therefore, concludes that the plaintiff in this [loss-of-consortium] action is precluded from relitigating those issues determined in defendants' favor in plaintiff's husband's personal injury action. As a result, plaintiff's claim must fail.
*853 Jones v. Beasley,
Two years later, in 1981, the First Circuit Court of Appeals joined the trend:
In a loss of consortium action, issues that also arose in the underlying personal injury action brought by the other spouse are precluded because the loss of consortium action is fundamentally derivative of the first spouse's personal injury action... . Even though the spouses are separate individuals, there is no point in allowing litigation of issues in a loss of consortium action when those same issues have been litigated in the underlying claim.
Jasper,
And finally, in aligning itself with what has ultimately become the majority view, the federal district court in Courtney v. Remler wrote:
Collateral estoppel is a broad rule, which unlike res judicata, does not require technical privity between the parties or a requirement that the causes of action in the two suits be the same... . Applying the definition of collateral estoppel to the instant case, it is apparent that consortium ... claim[] should be barred because in the prior judgment, exonerating all defendants, all the issues presented in the instant case were fully and fairly litigated.
Today, the "distinct weight of authority is that a judgment against the injured person in his action for personal injuries precludes a subsequent [consortium] action for losses that [s]he might have [suffered]." Restatement (Second) of Judgments § 48 Reporter's Note to comment c, at 33 (1982).
C. Mississippi's Position
In the early consortium case, Palmer v. Clarksdale Hosp., this Court noted that "[t]here is practically an unbroken line of authority to the effect that an adjudication unfavorable to the [husband] in an action for personal injuries is no bar to an action by the [wife] for loss of ... consortium arising out of the same injuries."
Nearly four decades later, this Court seemed to be moving away from the antiquated Palmer position. In the consortium case of Choctaw v. Wichner, this Court cited with approval the Arkansas Supreme Court's long-standing position: "[O]ur neighbor Arkansas... reasoned that the husband's right to such damages for loss of consortium was derivative, and that it was only logical that since the husband's cause of action was derivative he could have no better standing in court than his wife had."
This Court now follows Choctaw's lead[3] and adopts the American Law Institute's ("ALI") recommended approach:
(1) When a loss resulting from injury to a person may be rеcovered by either the *854 injured person or another person [e.g., for loss of consortium]:
(a) A judgment for or against the injured party has preclusive effects on any such other person's claim for the loss to the same extent as upon the injured person.
(b) A judgment for or against any such other person precludes recovery by or on behalf of the injured person of any loss that could have been recovered in the first action.
(2) When a person with a family relationship to one suffering personal injury has a claim for loss to himself resulting from the injury, the determination of issues in an action by the injured person to recover for his injuries is preclusive against the family member, unless the judgment was based on a defense that is unavailable against the family member in the second action.
RESTATEMENT (SECOND) OF JUDGMENTS § 48 (1982). The ALI explains that, by declaring that the "supplemental" (consortium) clаim "should stand or fall with the injured person's claim," its approach promotes the purposes of the collateral-estoppel doctrine. See id. comment a, at 32; id. Reporter's Note, at 32-33. Notably, the ALI concedes that its approach is "second-best" and that the matter is "better dealt with by rules of compulsory joinder."[4]See MISS.R.CIV.P. 20 (providing for "permissive joinder of parties").
With all the foregoing in mind, collateral estoppel must be applied cautiously on a ad hoc basis in order to preserve the critical component of due process i.e., the requirement that every party have an opportunity to fully and fairly litigate an issue. See, e.g., RESTATEMENT (SECOND) OF JUDGMENTS § 29 & comment (1982). More specifically, the facts of each case should be perused in order to determine whether the issue of which a party seeks to collаterally estop relitigation was fully and fairly tried in the personal-injury action.
III. CONCLUSION
This Court aligns itself with the "more modern authorities" and adopts the ALI's better-reasoned approach as set out in the Restatement and delineated in this opinion. As a compromise and recognizing that the lawyers and litigants relied upon the outmoded thirty-eight-year-old opinion of this Court in Palmer v. Clarksdale Hosp., the approach adopted through this opinion shall be applied prospectively and, thus, the second case is affirmed as to the verdict and judgment in favor of Adams and is reversed and remanded for a trial on the merits of Jerry's loss of consortium claim against Colonial Baking Company, Inc. As noted in I(C) of this opinion, all other issues were deemed devoid of merit and, therefore, the first case is affirmed.[5]
FIRST CASE AFFIRMED; SECOND CASE IS AFFIRMED IN PART AND REVERSED AND REMANDED IN PART.
PRATHER, ROBERTSON and ANDERSON, JJ., concur.
PITTMAN, J., concurs in result only.
ROBERTSON, PRATHER, ANDERSON, PITTMAN and BLASS, JJ., concur with separate written opinion.
SULLIVAN, J., ROY NOBLE LEE, C.J., HAWKINS and DAN M. LEE, P.JJ., dissent.
*855 I. APPENDIX: STATE-BY-STATE ANALYSIS "AT A GLANCE"
A. The Laws of the Following States Provide Support for the Majority Position in McCoy v. Colonial Bakery Co., Inc.
1. Alabama
2. Alaska
3. Arizona
4. Arkansas
5. California
6. Colorado
7. Connecticut
8. Delaware
9. Florida
10. Georgia
11. Hawaii
12. Idaho
13. Illinois
14. Indiana
15. Kansas
16. Kentucky
17. Louisiana
18. Maine
19. Maryland
20. Michigan
21. Minnesota
22. Missouri
23. Montana
24. Nebraska
25. Nevada
26. New Hampshire
27. New Jersey
28. New York
29. North Carolina
30. Ohio
31. Oklahoma
32. Oregon
33. Pennsylvania
34. Rhode Island
35. South Dakota
36. South Carolina
37. Tennessee
38. Texas
39. Vermont
40. Washington
41. Wyoming
B. The Laws of the Following States Provide Support for the Minority Position in McCoy v. Colonial Bakery Co., Inc.
42. Iowa
43. Massachusetts
44. Wisconsin
C. The Following States Do Not Permit Loss-of-Consortium Claims
45. New Mexico
46. Utah
D. The Following States Have Not Specifically Addressed the Issue, But Nebulous Dicta Seems Supportive of the Majority Position
47. North Dakota
48. West Virginia
E. The Following State Has Not Addressed the Issue
49. Virginia
F. And Finally
50. Mississippi
*856 II. APPENDIX: AN IN-DEPTH STATE-BY-STATE ANALYSIS
ALABAMA: Fenley v. Rouselle Corp.,
ALASKA: Schreiner v. Fruit,
ARIZONA: Villareal v. State Dep't of Transportation,
ARKANSAS: Welter v. Curry,
CALIFORNIA: Jablonski v. Royal Globe Ins. Co.,
COLORADO: Watson v. Regional Transportation Dist.,
CONNECTICUT: Champagne v. Raybestos-Manhattan,
DELAWARE: Jones v. Elliott,
FLORIDA: Davis v. Asbell,
GEORGIA: Gurly v. Hinson,
HAWAII: Hara v. Island Ins. Co. Ltd.,
IDAHO: Buckley v. Orem,
ILLINOIS: Erickson v. Muskin Corp.,
INDIANA: Kolkman v. Falstaff Brewing Corp.,
IOWA: Schwennen v. Abell,
KANSAS: McGuire v. Sifers,
KENTUCKY: Transit Auth. of River City v. Vinson,
LOUISIANA: Johnston v. Fidelity Nat'l Bank of Baton Rouge,
MAINE: Box v. Walker,
MARYLAND: Daley v. United Servs. Automobile Ass'n,
MASSACHUSETTS: Morgan v. Lalumiere, 22 Mass. App. 262,
MICHIGAN: Gibbs v. Armovit,
MINNESOTA: Kohler v. Fletcher,
MISSOURI: Teschner v. Physicians Radiology,
MONTANA: Hunsaker v. Bozeman Deaconess Foundation,
NEBRASKA: Johnston v. State,
NEVADA: Leslie v. Tiberti Constr. Co.,
NEW HAMPSHIRE: Roy v. Jasper Corp.,
NEW JERSEY: Walko v. Kean College of N.J.,
NEW MEXICO: New Mexico does not permit recovery for loss of consortium. See Tondre v. Thurmond-Hollis-Thurmond, Inc.,
NEW YORK: Daniels v. Zelco, Inc.,
NORTH CAROLINA: Nicholson v. Hugh Chatham Memorial Hosp., Inc.,
NORTH DAKOTA: The issue has never been addressed in North Dakota with the exception of a blurb in Anderson v. Otis Elevator Co.,
OHIO: Lynn v. Allied Corp.,
OKLAHOMA: Ingram v. State,
OREGON: Ross v. Cuthbert,
PENNSYLVANIA: Pugh v. Super Fresh Food Markets, Inc.,
RHODE ISLAND: Sama v. Cardi Corp.,
SOUTH CAROLINA: Courtney v. Remler,
SOUTH DAKOTA: Barger v. Cox,
TENNESSEE: Brown v. University Nursing Home, Inc.,
TEXAS: National County Mut. Fire Ins. Co. v. Howard,
UTAH: Utah does not permit recovery for loss of consortium. See Hackford v. Utah Power & Light Co.,
VERMONT: Brennen v. Mogul Corp.,
VIRGINIA: WESTLAW revealed no published opinion on the subject.
WASHINGTON: Long v. Dugan,
WEST VIRGINIA: The issue has not been specifically addressed with the exception of a blurb in Vest v. St. Albans Psychiatric Hosp., Inc.,
WYOMING: Boehm v. Cody County Chamber of Commerce,
SULLIVAN, Justice, dissenting:
I respectfully dissent.
The majority has misapplied the doctrine of collateral estoppel at the extravagant expense of litigants who will in the future pursue a loss of consortium claim. The effect of the majority's decision will be to deny these future litigants their guaranteed due process rights.
The United States Supreme Court discussed the doctrine of collateral estoppel in Parklane Hosiery Co. v. Shore,
The Blonder-Tongue case involved defensive use of collateral estoppel a plaintiff was estopped from asserting a claim that the plaintiff had previously litigated and lost against another defendant. The present case, by contrast, involves offensive use of collateral estoppel a plaintiff is seeking to estop a defendant from relitigating the issues which the defendant previously litigated and lost against another plaintiff. In both the offensive and defensive use situations, the party against whom estoppel is asserted has litigated and lost in an earlier action. (Emphasis added).
Blonder-Tongue supports the position of Mr. McCoy in that it specifically recognizes that it is a violation of due process to collaterally estop a litigant who has never appeared in a prior action. "Some litigants those who never appeared in a prior action may not be collaterally estopped without litigating the issue. They have never had a chance to present their evidence and arguments on the claim. Due process prohibits estopping them despite one or more existing adjudications of the identical issue which stand squarely against thеir position." Blonder-Tongue,
Since the Parklane decision, the United States Supreme Court has again considered application of the doctrine. In Allen v. McCurry,
Mississippi has also considered the use of collateral estoppel against a non-party. In Weaver v. City of Pascagoula,
Analogizing this situation with that found in actions for loss of consortium, Chief Justice Roy Noble Lee, speaking for a unanimous court, stated:
We agree that the theory of collateral estoppel is misplaced and is not applicable here. Collateral estoppel binds only those who have already "had their day in court" regarding the particular issue. Any other application of collateral estoppel would result in a denial of due process for those neither party nor privy to the prior action. (Citations omitted) (Emphasis added).
Id. at 652.
Collateral estoppеl operates as a rule of evidence in civil cases. "Where an issue of fact is actually litigated and resolved in one trial and where that fact was essential to the judgment in the first trial, that fact is taken as established in subsequent trials involving the same parties." Sanders v. State,
A non-party should not be denied process rights of notice and an opportunity to appear and be heard.
First, the interest of the nonparty in having his day in court is important and requires extremely strong countervailing interests to justify its being overriden. [sic] Second, an appeal in general terms to such interests as cost and time savings to the proponent, and especially to concerns for judicial economy and avoidance of inconsistent results, should not suffice to overcome the interest of the opponent of estopрel, since such general appeals can be made in virtually any case.
*863 Note, Collateral Estoppel of Nonparties, 87 Harv.L.Rev. 1485, 1501 (1974).
Mississippi has long recognized that the loss of consortium claim is separate and distinct from that of the injured spouse's claim. In Palmer v. Clarksdale Hospital,
Miss. Code Ann. § 93-3-1 (1972) extended the loss of consortium claim to a married woman for negligent injury to her husband. Tribble v. Gregory,
The majority cites the case of Choctaw, Inc. v. Wichner,
However, in Choctaw, we agreed with the reasoning of the Arkansas court only to the extent "that the contributory negligence statute applies because the consortium action lies `on account of' injuries to the other spouse." Id. at 882. In fact, in reaching that conclusion, we quoted with approval from the Palmer decision as follows:
Of course, the burden is on the plaintiff husband to prove that the alleged tort feasor is guilty of negligence which directly contributed to his loss and damage, and the contributory negligence of the wife would be a defense, but the issues are to be determinеd wholly independently of any adjudication in the suit brought by the wife; in fact, the husband may bring his action whether or not the wife sues.57 So.2d at 479-80 .
Choctaw at 880-881.
The distinction some courts make, and indeed the majority opinion makes, is that the loss of consortium claim is derivative to, rather than independent of, the personal injury claim. In Feltch v. General Rental Co.,
The courts that have characterized the consortium claim as derivative have viewed the husband and wife as a single unit or have viewed the cause of action for loss of consortium as arising from the physical injury to one spouse... . Those courts which view the action as independent have analyzed the differences in the damages sustained by each spouse and have concluded that these differences сreate distinct causes of action, despite the fact that the consortium action and the negligence action arise out of injuries to one spouse. (Citations omitted).
Id. at 606,
The Massachusetts court felt that the better reasoning supported the independent nature of the claim. By examining the nature of the claims rather than the source of the injuries, clearly the loss of consortium claim is one "for a loss which `never did belong to the injured party,' ... just as the suit for physical injuries never belonged to the noninjured spouse." Id. at 608,
The majority's state-by-state analysis included in an appendix at the end of the opinion would have us believe that forty-one states agree with the majority's position. However, at least seven of the states listed as supporting the majority position have indicated contrary positions. They are:
1) California "Loss of her husband's consortium impairs a wife's interests which are wholly separate and distinct from that of her husband... . `She can no longer enjoy her legally sanctioned and morally *864 proper privilege of copulation or procreation... . These are her rights, not his.'" Lantis v. Condon,
2) Colorado "[A] claim for loss of consortium, while derivative for purposes of attributing the injured spouse's negligence to the other spouse's consortium claim, is nonetheless a separate injury ... and thus gives rise to a separate right of recovery." Lee v. Colorado Dept. of Health,
3) Georgia "The defendant in this case was not entitled to summary judgment against the [husband] in [his] loss of consortium suit merely because a previous jury in a prior trial had determined the defendant was not liable for the [wife's] injury." Winkles v. Thomas,
4) New Hampshire "A wife's cause of action for loss of consortium is created by statute as a separate and distinct claim and is not derivative from the claim of the husband... . [S]he was not a party to his action. Therefore, neither res judicata nor collateral estoppel against her result from that judgment." Reid v. Spadone Machine Company,
5) Oregon "Plaintiff's cause of action for loss of consortium was separate and independent of the husband's action for personal injuries, ... and her presence was not necessary for a "complete determination" of the controversy between her husband and defendant." Snodgrass v. General Tel. Co. of Northwest, Inc.,
6) South Carolina "It is well settled in South Carolina that one spouse's cause of action for medical expenses and loss of consortium resulting from negligent injuries to the other spouse is a different and distinct cause of action frоm one maintained by the injured spouse; judgment in favor of the defendant in one action is not a bar to the other action." Graham v. Whitaker,
7) Washington The "better rule is that a `deprived' spouse may sue for loss of consortium damages by either joining in a lawsuit with the spouse who sustained primary injuries or by bringing an independent suit." Lund v. Caple,
The majority's proposal is contrary to our jurisprudence which recognizes that a deprived spouse is not collaterally estopped in his or her loss of consortium claim by the prior judgment rendered against the injured spouse in his or her personal injury action. Although considering the two claims to be independent rather than derivative in nature may be a minority view at present, "[c]ertainly not all minority views are the less fair views; nor are they all destined to always be minority views." Fuller v. Buhrow,
Respectfully, I must dissent.
ROY NOBLE LEE, C.J., HAWKINS and DAN M. LEE, P.JJ., join this dissent.
ROBERTSON, Justice, concurring:
I concur that the judgment of the Circuit Court of Jackson County, Mississippi, should be reversed and that the case should be remanded for a new trial and in what the Court says en route. I write separately to emphasize my understanding of two implications of the rule we adopt.
First, collateral estoppel is a two-way street, when applied to cases such as that at bar, where in the original action the trier of fact has found the defendant negligent in the premises and that the defendant's negligence proximately caused that plaintiff's injuries. Where that has occurred, the second plaintiff enters the second trial armed with the right to preclude the defendant from relitigating the questions of his negligence and causation.
Second, as a practical matter, the rule we adopt effects compulsory joinder. *865 See Rule 19, Miss.R.Civ.P. The second plaintiff will invariably be so situated that he or she is a party who ought to be joined. Cases in which both plaintiffs have not joined in the same action will be subject to a motion to dismiss under Rule 12(b)(7), Miss.R.Civ.P. Having said this, however, the trial court will not be stripped of the prerogative in unusual cases (which, for the moment, I cannot imagine) of ordering a severence of trials. See Rule 42(b), Miss. R.Civ.P.
PRATHER, ANDERSON, PITTMAN and BLASS, JJ., join this opinion.
NOTES
Notes
[1] A loss of consortium is a personal injury. However, for the sake of convenience, "personal-injury" actions will mean those from which the loss-of-consortium action is derived.
[2] Conversely, if the loss-of-consortium action is filed first, then collateral estoppel may apply in a subsequent personal-injury action.
[3] The minority in this case seems to ignore the direction toward which this Court was heading in Choctaw. They rely heavily on Weaver v. City of Pascagoula,
Since a loss of consortium claim derives its viability from the injured spouse's claim for injuries, we fail totally to understand how a defendant could be held liable to one spouse on a loss of consortium claim when it has already been determined he or she did not cause the other spouse's injuries. To hold otherwise by ... indulging in hair splitting technicalities, such as ... technical definitions of "privity," is to promote form over substance. Common sense and logic demand a holding which precludes one from pursuing a claim which is totally derivative when the claim from which it is derived has been fully [and fairly] litigated, adjudicated, and denied.
Bender v. Peay,
[4] One commentator explains that requiring joinder is "the only way to eliminate the danger of double recovery altogether." Love, Tortious Interference with the Parent-Child Relationship: Loss of an Injured Person's Society and Companionship, 51 IND.L.J. 590, 626-27 (1976). This Court, on the other hand, has held that negligence and consortium claims should be distinguished in order to prevent dual recovery. Tribble v. Gregory,
[5] This Court, prior to the disposition of these cases, granted the appellant's motion to consolidate "provided that separate opinions and mandates will issue." Upon reflection, this Court found it unnecessary to issue separate opinions.
