MEMORANDUM & ORDER
This action involves multiple 42 U.S.C. § 1983 claims Dale E. McCormick has brought against government officials of both the City of Lawrence, Kansas and the State of Kansas in their individual capacities, alleging that they have violated his constitutional rights on a number of occasions. More specifically, Mr. McCormick alleges three broad groups of government officials as well as the City of Lawrence violated his constitutional rights. First, he alleges police officers of the City of Lawrence — Vince Casagrande, Gil Crouse, James White, Leo Souders, Chris Mann, Ken Farrar, Mike Byrn, Susan Hadl, Sam Harvey, and officers referred to as John Doe 1 and John Doe 3 — retaliated against him for exercising his First Amendment rights (as well as violated his constitutional rights in other ways) on numerous occasions, usually when he was protesting traf
The matter is currently before the court on the following defendants’ motions to dismiss: Vince Casagrande (Doc. 28), Ken Farrar and Mike Byrn (Doc. 30), the City of Lawrence, Kansas (Doc. 34), James Wfiiite and Leo Souder (Doc. 36), Sam Harvey and Susan Hadl (Doc. 40), Gerard Little (Doc. 42), Gil Crouse (Doc. 44), Chris Mann (Doc. 46), Christine Kenney and Bradley Burke (Doc. 52), and M.J. Willoughby, David Harder, and Shelly Welch (Doc. 58). The matter is also before the court оn Mr. McCormick’s motion for summary judgment (Doc. 20). 1 For the reasons set forth in detail below, the motions are granted in part and denied in part. More specifically, Mr. McCormick’s motion for summary judgment is denied. 2 The defendants’ motions to dismiss are granted as to Gerard Little, Christine Kenney, Bradley Burke, David Harder, Shelly Welch, and Vince Casagrande. They are granted in part and denied in part as to James White, Leo Souder, and M.J. Willoughby. Finally, they are denied as to Gil Crouse, Chris Mann, Ken Farrar, Mike Byrn, Susan Hadl, Sam Harvey, and the City of Lawrence.
1. 12(b)(6) Motion to Dismiss Standard
The court will dismiss a cause of action for failure to state a claim only when “it appears beyond a doubt that the plaintiff can prove no set of facts in support of his [or her] claims which would entitle him [or her] to relief,”
Poole v. County of Otero,
When, as here, a plaintiff is proceeding pro se, the court construes his or her pleadings liberally and holds the pleadings to a less stringent standard than formal pleadings drafted by lawyers.
McBride v. Deer,
II. Allegations in the First Amended Complaint
The following allegations are set out in Mr. McCormick’s
pro se
first amended complaint.
3
Of course, on a motion to dismiss pursuant to Rule 12(b)(6), the only facts considered by the court are those contained in the plaintiffs complaint or documents attached as exhibits to the complaint.
Oxendine v. Kaplan,
Confrontation at Mr. McCormick’s House
On December 27, 2001, Mr. McCormick drove home to find a “police-cruiser,” with no emergency or other lights on, parked on the street blocking his entire driveway. Mr. McCormick put his turn signal on and waited for the “cruiser” to move. After the cruiser did not move, Mr. McCormick began honking his horn in an attempt to prod the cruiser to move. After a short while the cruiser moved in reverse, out of the path of Mr. McCormick’s driveway, and Mr. McCormick pulled into his driveway. Mr. McCormick then took his briefcase and other items inside his house and went back outside to find out why the cruiser was parked in front of his driveway. Mr. McCormick asked Officer Gil Crouse why he was illegally parked in front of Mr. McCormick’s driveway. Officer Crouse responded: “I know the law better than you, and I was not illegally parked.” Mr. McCormick responded by calling Officer Crouse a “cognitively impotent pig,” and “instructed [Officer] Crouse that it most certainly was not lawful for [him] to park blocking [Mr. McCormick’s]
Mr. McCormick then told Officer Crouse to wait one minute, and he went inside his house to get his video camera. Several moments later, he made “peaceful (albeit perhaps crude) verbal expressions” — calling Officer Crouse a pig. In response, Officer Crouse, talking directly into Mr. McCormick’s video camera, threatened to take Mr. McCormick to jail. Mr. McCormick alleges the threats of arrest and incarceration caused Mr. McCormick “immediate fear and apprehension of losing his very Liberty for making simple expressions from the curtilage of his home, and provoked [Mr. McCormick] to wrath, as [his] video shows.”
Shortly thereafter, Mr. McCormick went to his neighbor’s house and asked the neighbor to videotape the incident if Mr. McCormick’s camera was taken. Soon, two more “police-cruisers” arrived in front of Mr. McCormick’s house. The officers conferred with Officer Crouse for several minutes, then went back to their vehicles and left the scene. Mr. Crouse remained parked in front of Mr. McCormick’s house for approximately the next half hour, then left briefly, then returned for approximately 15 minutes, then left and did not return.
Confrontation on the University of Kansas Campus
On January 1, 2002, at or around 10:30 a.m., Mr. McCormick approached a “police-cruiser,” parked in the middle of the street with no emergency lights or blinker on. He was in the South-bound lane heading South in his vehicle, around the 900 block, on Mississippi Street in Lawrence. As he slowed down and went around the cruiser via the North-bound lane, he honked at the cruiser. Officer Vince Cas-agrande, who was in the cruiser, “cast an angry looking scowl at [Mr. McCormick,] apparently in response to [Mr. McCormick] honking [his] vehicle’s horn.” Seeing the scowl, Mr. McCormick “flipped the bird” to Officer Casagrande (mostly to “test” his First Amendment rights), and continued doing so until he was a block or more away. Mr. McCormick then proceeded South on Mississippi Street for approximately half a mile to the University of Kansas main campus where he parked his vehicle at the curb on the far west edge of parking lot 94 and prepared to depart his car to walk his dogs on the part of the campus known as Campanile Hill.
As Mr. McCormick put on his scarf and hat and prepared to exit his vehicle, he noticed that Officer Casagrande had parked his cruiser diagonally, several feet behind Mr. McCormick’s vehicle, preventing Mr. McCormick from reversing his vehicle. Mr. McCormick picked up his micro cassette recorder and he and Officer Casagrande exited their respective vehicles simultaneously. Officer Casagrande then asked Mr. McCormick: “Do you have some kind of problem with me?” To which Mr. McCormick responded: “Well, I didn’t; but I do now. Just what the hell do you think you’re seizing me for?” Officer Casagrande then made comments abоut Mr. McCormick taking an “attitude” with him and he stated that he could “arrest” Mr. McCormick. Mr. McCormick alleges that the threat of arrest caused him “immediate apprehension and fear of losing his Liberty for making simple, protected expressions of his opinion.”
After overcoming this fear of arrest, Mr. McCormick — alleging that he was aware that Officer Casagrande was simply harassing him for “flipping Casagrande ‘the bird’ ” and that certain types of police officers are not professional enough to remain calm when insulted — called Officer Casagrande a “sick pig” and told him:
But after “gathering his wits,” Mr. McCormick informed Officer Casagrande that he would be sued for retaliating against Mr. McCormick for expressing his First Amendment rights and seizing Mr. McCormick in a “patently unreasonable manner.” Officer Casagrande then backed away several feet and asked Mr. McCormick: “Why do you have such a problem with us?” (as Mr. McCormick notes, presumably in regard to his “perpetual protesting and heckling of police activities in Lawrence”). Mr. McCormick responded that the officer “was not ‘cognitively capable of grasping’ the answer to his question, and so [he] would not ‘waste [his] breath’ answering the same.” Mr. McCormick then walked way from the scene to walk his dogs and Officer Casagrande got in his vehicle and left.
Protesting Police Stop on New Jersey Street
On January 9, 2002, at or about 11:00 p.m., Mr. McCormick was protesting a traffic stop, which he alleges was a lawful protest pursuant to
Houston v. Hill,
Shortly after this encounter, Mr. McCormick was driving his vehicle through down town Lawrence when he noticed Officer Mann following him. Officer Mann activated his emergency lights and pulled Mr. McCormick over around 9th and Vermont in Lawrence. Officer Mann explained to Mr. McCormick, who taped the conversation on a micro-cassette recorder, that he pulled Mr. McCormick over because he hesitated when a traffic light turned green, and this gave Officer Mann probable cause to believe he was intoxicated. Officer Mann then found that Mr. McCormick was driving with a suspended driver’s license (as explained below, Mr. McCormick’s license was suspended because the City of Lawrence sent incorrect driver related information to the State of Kansas) and arrested and booked him for that offense. Mr. McCormick later posted bail and was out of jail by 3:00 a.m. the next day.
Confrontation at the Lawrence Municipal Court Clerk’s Office
On January 10, 2002, at or about 10:00 a.m., approximately seven hours after getting out of jail, Mr. McCormick went to the Lawrence Municipal Court Clerk’s Office to find out why incorrect driver related information was sent to the State of Kansas, thereby leading to his arrest, and to have proper information sent to the State of Kansas. Gerard Little, the Lawrence City Prosecutor, attempted to explain why such information was sent. Mr. McCormick, believing Mr. Little to be “directly lying” to him (as documented on his
Officers Ken Farrar and Mike Byrn then arrived on the scene, and Mr. Little instructed them that Mr. McCormick was being “disorderly” and “profane” (which Mr. McCormick alleges his micro-cassette recording refutes) and told them he wanted Mr. McCormick to leave. The officers then began threatening to take Mr. McCormick to jail if he did not leave. Such threat, Mr. McCormick alleges, caused him “immediate apprehension and fеar of losing his Liberty for trying to lawfully access the courts.” After overcoming his apprehension, Mr. McCormick, “provoked to wrath at being lied to” and being threatened by the officers, began calling the officers “pigs” and other crude phrases, and specifically began calling Officer Farrar a “lying, amoral, unethical, per-jurious piece of shit” (based on Mr. McCormick’s past experiences with Officer Farrar). The officers then continued to threaten to arrest Mr. McCormick.
Finally, Mr. McCormick was able to talk to a clerk or deputy clerk at the municipal clerk window and have the clerk fax information to the State of Kansas correcting the erroneous information previously sent on November 27, 2001. Within thirty minutes the State of Kansas lifted Mr. McCormick’s suspension and corrected his driving record. Mr. McCormick alleges that the only two non-government individuals that witnessed these events told Mr. McCormick they approved of his remarks to the officer and, therefore, were in no way disturbed or offended by his actions even though some of his “protected expressions were perhaps at times somewhat crude and distasteful.”
Protesting Police Stop on Massachusetts Street
Later on January 10, 2002, Mr. McCormick again returned to his protest activities, this time protesting from a sidewalk at approximately 1050 Massachusetts Street in Lawrence a “traffic stop” being conducted by Officers James White and Leo Sounders. Mr. McCormick alleges that he was not uttering “fighting words” or disturbing the peace, but Officer White nonetheless threatened to arrest him for disorderly conduct if he continued communicating with the officers. In response, Mr. McCormick took his micro-cassette recorder out of his pocket, extended the device toward Officer White, and asked him to repeat his unlawful threat. In response, Officer White grabbed Mr. McCormick’s hand and physically and forcefully took Mr. McCormick’s recorder from him and shut off the device. Officer Souder and Officer Scott Chamberlain also grabbed Mr. McCormick against his will and in a manner which Mr. McCormick “found offensive, violent and aggressive.” The officers then forcefully took Mr. McCormick into custody, placed him in handcuffs, placed him in a patrol car, and transported him to Douglas County jail, where Officer White had him “booked” for “disorderly conduct” and “interference with police duties.”
Apparently after making bail or otherwise being released, Mr. McCormick requested that Office White return his recording device, explaining to Officer White that he had no lawful right to take the device and that such device was vital to Mr. McCormick’s First Amendment activities. His request was denied, and as of March 12, 2002, two months later, the device had not been returned. But the charges against Mr. McCormick were dismissed by the City of Lawrence at Mr. McCormick’s first appearance for such charges on or about January 30, 2002. Mr. McCormick alleges that he had conducted virtually no First Amendment activities between this arrest and the date he filed this complaint because he is “mortified that he will again be arrested for making simple expressive protests pursu
Protesting Police Stop on Haskell Street
On April 14, 2002, at around 2:45 a.m., Mr. McCormick, who alleges he finally over came his fear of being unlawfully arrested for expressing his opinion, returned to his protesting activities, this time protesting a “traffic stop” from a sidewalk on about 13th and Haskell in Lawrence. Mr. McCormick alleges that he “greatly limited” his expressions due to his knowledge of the lawless nature of the Lawrence Police Department. Nonetheless, Officer Sam Harvey threatened to arrest Mr. McCormick, as documented by Mr. McCormick’s video camera. Mr. McCormick alleges this threat of arrest caused him “immediate apprehension and fear at losing his Liberty for making simple expressions” and, consequently, caused him to stop making expressions to the officers.
Having been prevented from orally challenging the stop, Mr. McCormick, now allegedly on a journalistic endeavor, began questioning Officer Harvey whether he was trained by the Lawrence Police Department to arrest and threaten persons who exercise their First Amendment right to orally challenge police activity. Officer Harvey responded to Mr. McCormick’s video camera that he had been so authorized and instructed by the Lawrence Police Department. After confirming several times that Officer Harvey had officially terminated his exercise of First Amendment rights by threatening to arrest Mr. McCormick, Mr. McCormick left the scene. Mr. McCormick alleges the threat of arrest frightened him to the point that he was shaking (as he alleges his video shows), humiliated and embarrassed, causing him “stress, anxiety, and consternation.”
But ten minutes later, at or about 2:55 a.m., after Mr. McCormick returned to his home and was reminded by the vow posted on his wall of his “eternal hostility against every form of tyranny over the mind of man” (T. Jefferson), he alleges he overcame his fear of unlawful threats made by Officer Harvey and returned to the sidewalk to renew his oral opposition to the police activity. And Officer Harvey again threatened to arrest him, as documented by his video camera. In response, Mr. McCormick again agreed to stop his oral challenge of the police stop and then turned his attention to questioning Officer Harvey about the First Amendment. He also began “peacefully, verbally opposing and challenging [Officer] Harvey.” In response, the officer in command of the scene, Sergeant Susan Hadl, approached Mr. McCormick and ordered him to stop communicating with Officer Harvey and leave the scene or be arrested. This “frightened” Mr. McCormick and provoked him “to wrath.” He asked her whether she had heard of the First Amendment or Houston v. Hill. He also informed her and Officer Harvey that he “had a right to be on the public sidewalk expressing his opinion in an open public forum.”
Officer Hadl then instructed Officer Harvey that Mr. McCormick was “10-15,” and Officer Hadl took handcuffs out of her belt and told Mr. McCormick he was under arrest. Both officers then approached Mr. McCormick and began indicating that they were arresting him. At that point, Mr. McCormick, now “mortified” that his video recorder would be confiscated and not returned, “plead for his Liberty” and offered to leave the scene if they did not arrest him. He alleges that Officer Hadl responded by telling him to “put the video-camera down so it doesn’t get broken” and continued to tell him he was under arrest. But after Mr. McCormick further “plead for his Liberty,” they agreed not to arrest
Involvement in the Cobum Lawsuit
At some point in the year 2001, Robert Coburn of Edgerton, Kansas contacted Mr. McCormick. Mr. Coburn explained that he believed his wife, Merrily Coburn, had been wronged by the government and was considering filing a lawsuit against the agents she believed wronged her. He also told Mr. McCormick he had read a case decided by the Kansas Court of Appeals —
McCormick v. Board of County Commissioners, et al.,
In or about January, 2002, an Assistant Attorney General of Kansas, M.J. Wil-loughby, the attorney representing Mr. Nordeen in Ms. Coburn’s lawsuit and the attorney who represented Cynthia J. Long in the Kansas Court of Appeals case described above, accused Mr. McCormick of drafting and writing documents filed by Ms. Coburn. Ms. Willoughby made the accusation in documents she filed on behalf of Mr. Nordeen in Ms. Coburn’s lawsuit. Mr. McCormick states the accusation “is and was patently false,” and it was made with no evidence to substantiate it. Mr. McCormick alleges that Ms. Willoughby also retaliated against him and the Co-burns for their previous interactions by filing a complaint against Mr. McCormick with the Consumer Protection Division of the Office of the Kansas Attorney General for practicing law without a license. Thereafter, Ms. Willoughby “connived” with David Harder and Shelly Welch, two agents in the Consumer Protection Division of the Office of the Kansas Attorney General, to launch a “fabricated and baseless inquisition” into Mr. McCormick’s interactions with the Coburns in order to “intimidate” the Coburns and Mr. McCormick, to interfere with their right of expression, to interfere with their right of petition, to harass them, to interfere with their right of association, and to “otherwise oppress” them in whatever way possible. .
After “so conniving,” Ms. Willoughby, Mr. Harder and Ms. Welch subpoenaed Merrily Coburn to appear at an “inquisition” regarding Mr. McCormick’s involvement in Ms. Coburn’s case. During their inquiry, Mr. Harder and Ms. Welch repeatedly “lied” to Ms. Coburn regarding Mr. McCormick, “threatened” Ms. Coburn regarding her association with Mr. McCormick, “misrepresented the law” to Ms. Co-burn, and “otherwise did everything in their power to prevent or dissuade Merrily Coburn and her husband from associating with [Mr. McCormick].”
Initiation of a Criminal Charge by the Lawrence District Attorney’s Office
In or around March, 2002, Mr. McCormick alleges that Christine Kenney, Bradley Burke, James White, and “likely others unknowable to [Mr. McCormick] without discovery,” made an agreement, expressly or impliedly, to retaliate against Mr. McCormick for exercising his First Amendment rights, to use harassing litigation to interfere with Mr. McCormick’s access to the courts, and to deter Mr. McCormick from accessing the courts. Specifically, he alleges they used “false information” in an affidavit to initiate a criminal charge — disorderly conduct — against him in case no. 02-cr-0527 in the District Court of Douglas County. Mr. McCormick sets out six particular facts in Officer White’s affidavit which he believes are false. He also points out that they “conspired” to omit from the affidavit three material facts, including that Mr. McCormick made a micro-cassette recording of the events, Officer White took the recorder during the incident, the recorder has not been returned, and Officer White “destroyed, altered or adulterated the recordings.”
After creating the “false affidavit,” the conspirators caused Officer White to swear the affidavit under oath, and Mr. Burke “swore a complaint under oath,” thereby instigating said false and falsely premised ‘disorderly conduct’ charge against [Mr. McCormick].” All of which caused Mr. McCormick to appear in court and defend himself against these charges.
Mr. McCormick alleges these actions: “provoked [him] to wrath;” deprived him of his Liberty in violation of clearly established law; caused him to feel “oppressed, frightened, sad;” “caused stress, anxiety and consternation” in him; and made him “scared to express his opinion or exercise other First Amendment rights.”
III. Analysis
Based on the allegations set forth in the first amendment complaint, Mr. McCormick brings twenty five § 1983 claims against government officials of the City of Lawrence and the State of Kansas in their individual capacities and one such claim against the City of Lawrence. 4
A. Motion to Dismiss Gerard Little
Gerard Little argues that he should be dismissed from this lawsuit because no claim is made against him in the first amended complaint. Mr. McCormick’s response states that he filed a motion to amend his allegations against Mr. Little and added a First Amendment retaliation claim against Mr. Little. Mr. Little’s reply points out that he never received a copy of a proposed amendment.
Subsequent to the parties filing their papers, Mr. McCormick filed a motion to amend his first amended complaint and included a proposed second amended complaint with his motion. Magistrate Judge O’Hara granted his motion to amend in part and this court upheld that decision. 5 Significantly, Mr. McCormick did not add a claim against Mr. Little in the proposed second amended complaint. Thus, Mr. McCormick has failed to plead a claim again Mr. Little and, consequently, the motion to dismiss is granted. Although normally the court would provide Mr. McCormick an opportunity to cure this deficiency, because Mr. McCormick did not include a claim against Mr. Little in the proposed second amended complaint after Mr. Little informed him of the deficiency in his first amended complaint, the court presumes Mr. McCormick chose not to include a claim against Mr. Little. Thus, the court dismisses the motion without leave to amend.
B. Motions to Dismiss Police Officers of the City of Lawrence
The first amended complaint sets forth the following claims against police officers of the City of Lawrence arising from six encounters Mr. McCormick had with different officers: Count I is an “unreasonable seizure claim” and Count II is a retaliation claim, both against Officer Vince Casagrande stemming from the January 1, 2002 encounter on the University of Kansas campus. Count III is a retaliation claim against Officer Gil Crouse stemming from the December 27, 2001 encounter at Mr. McCormick’s home. Count IV is a retaliation claim against Officers Chris Mann and John Doe 1 stemming from the
1. Qualified Immunity
All of the officers have filed motions to dismiss on the basis of qualified immunity. Qualified immunity safeguards government officials performing discretionary functions from individual liability under 42 U.S.C. § 1983 unless their actions violate “clearly established statutory or constitutional rights of which a reasonable person would have known.’ ”
Baptiste v. J.C. Penney Co.,
“Once a defendant raises the defense of qualified immunity in the context of a motion to dismiss, a court must first determine whether the plaintiff has asserted a violation of federal law.”
Currier v. Doran,
If the plaintiff fails to meet his or her initial burden of alleging a constitutional violation, “there is no necessity for further inquires concerning qualified immunity.”
Id.
If, on the other hand, he or she has pled allegations, that if proven, amount to a constitutional violation, “the next sequential step is to ask whether the right was clearly established at the time of the defendant’s unlawful conduct.”
Id.
That is, “the plaintiff must prove the right was sufficiently clear that a reasonable official would have understood that his [or her] conduct violated the right.”
Id.
“This inquiry, it is vital to note, must be undertaken in light of the specific context of the case, not as a broad general proposition.”
Id.
at 201,
a. Constitutional Violations
Mr. McCormick’s claims against the police officers can be grouped broadly into four different types of claims: unlawful seizure claims, First Amendment retaliation claims, First Amendment free speech claims, and a taking property without due process claim. The court will analyze each of the types of claims in turn.
i. Unreasonable Seizure Claims
The Fourth Amendment protects citizens from unreasonable searches and seizures by government actors.
United States v. Sanchez,
The Supreme Court noted in
Bostick
that “the crucial test is whether, taking into account all of the circumstances surrounding the encounter, the police conduct would have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.”
Id.
at 437,
Applying such a test is nonetheless difficult. The Tenth Circuit has helped ease the task by identifying the following factors that could lead a reasonable innocent person to believe that he or she is not free to disregard a police officer:
the threatening presence of several officers; the brandishing of a weapon by an officer; some physical touching by an officer; use of aggressive language or tone of voice indicating that compliance with an officer’s request is compulsory; prolonged retention of a person’s personal effects such as identification and plane or bus tickets; a request to accompany the officer to the station; interaction in a nonpublic place or a small, enclosed space; and absence of other members of the public.
Id. at 718.
In this action, Mr. McCormick has three different unreasonable seizure claims arising from two different encounters with police officers of the City of Lawrence. 8
Count I — Confrontation on the University of Kansas Campus
This claim, as described in detail above, alleges that Officer Casagrande seized Mr. McCormick when the officer followed him to the University of Kansas Campus, blocked his car, and confronted him. Officer Casagrande argues that only one of the factors set out by the Tenth Circuit was present; therefore, Mr. McCormick was not seized. Indeed, Officer Casagrande approached Mr. McCormick alone. He did not brandish a weapon, touch Mr. McCormick, retain any of Mr. McCormick’s personal effects, or request that Mr. McCormick do anything. The interaction occurred in broad daylight in a public parking lot with, according to the first amended complaint, a “line of sight ... extending] hundreds of yards in each direction.” Only the fact that Mr. McCormick alleged that “there was not a person in sight...” cuts in favor of Mr. McCormick.
On the other hand, Mr. McCormick points out that he considered himself seized because, according to his allegations, Officer Casagrande’s car was parked “several feet behind [his vehicle], in a manner such that [he] would not be able to reverse his vehicle [to leave] if [he] so desired.” He also points to his allegation that Officer Casagrande “assumed a hostile and threatening stance within six inches of [him] and yelled [profanities at him].”
As Officer Casagrande points out, however, the test is not subjective. Thus, whether Mr. McCormick felt seized does not factor into the court’s analysis. Also, in response to the allegation that Mr. McCormick’s car was blocked, Officer Casagrande refers the court to two Ninth Circuit cases that held that an individual is not seized when his or her vehicle is partially blocked by police cars if he or she is free to leave on foot.
United States v. Summers,
Mr. McCormick concedes in his papers that these two cases “raise a few questions,” but he seeks to distinguish their facts and notes that they are Ninth Circuit cases that are not controlling. Although Mr. McCormick is correct that the cases are from the Ninth Circuit, in the absence of Supreme Court or Tenth Circuit authority, the court looks to other circuit opinions as persuasive authority.
9
The court also does not find Mr. McCormick’s factual distinction persuasive. He points out that he has alleged that Officer Casagrande was
Taking into account all of the circumstances surrounding the encounter, the court concludes that the police conduct would not have communicated to a reasonable person that he or she was not at liberty to ignore the police presence and go about his or her business. Only one of the factors set forth by the Tenth Circuit was present (absence of other members of the public). Although it is true that Officer Casagrande blocked Mr. McCormick’s car, Mr. McCormick had already parked and was getting ready to exit his vehicle. Moreover, Officer Casagrande did not activate his emergency lights or use other means to pull Mr. McCormick over. Mr. McCormick was already parked. Aso, once Mr. McCormick exited his vehicle, Officer Casagrande did not ask him for identification. Instead, he asked Mr. McCormick if he had a problem with him. Mr. McCormick said he did not before but he did now. Officer Casagrande then said something to the effect that Mr. McCormick was taking an attitude with “him” and he could arrest him. Up until that point, a reasonable person would have felt free to leave and go about his or her business. But Mr. McCormick did not leave. Instead, he called Officer Casag-rande a “sick pig” and told his “pig ass” to leave “before you get in more trouble.” Officer Casagrande then assumed a hostile and threatening stance six inches from Mr. McCormick. It is at this point that Mr. McCormick alleges that he was not free to leave. However, when he told the officer he was going to sue him, the officer stepped away and Mr. McCormick eventually left to go walk his dogs. Thus, while it is true that Officer Casagrande probably invaded Mr. McCormick’s personal space for a short period of time, that act alone is not sufficient to constitute a seizure.
In sum, the court concludes that even if Mr. McCormick is able to prove the allegations in his first amended complaint, such allegations do not establish that Officer Casagrande seized him. Thus, the court grants Officer Casagrande’s motion tо dismiss this claim.
Count VIII and Count IX — Protesting Police Stop on Massachusetts Street
In Count VIII, Mr. McCormick alleges that Officers James White and Leo Souder did, “knowingly and intentionally,” seize Mr. McCormick without probable cause to believe he had committed a crime. 10 He adds that he was arrested merely for making protected expressions from an open public forum. In Count IX, Mr. McCormick alleges that Officer White seized his micro-cassette recording device without probable cause to believe it was contraband, a weapon, or evidence of a crime. 11
In
Heck,
the plaintiff, a state prisoner, was convicted of killing his wife. While his habeas corpus claim was on appeal, he filed a § 1983 suit against the prosecutor, alleging constitutional deprivations which led to his arrest and conviction. He asked for money damages and not for a reconsideration of his conviction or release from prison. The Supreme Court held that in order to recover damages for an allegedly unconstitutional conviction or imprisonment (or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid), a § 1983 plaintiff must prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus.
Id.
at 486-87,
The Supreme Court in
Heck
did not directly address the situation of a plaintiff who brings his § 1983 case prior to the completion of his criminal case. Circuit courts, however, have applied
Heck
to pending charges.
Covington v. City of New York,
In this action, Officers White and Souder urge the court to dismiss these claims until the criminal trial runs its course. The issue, then, is whether a judgment in favor of Mr. McCormick on either of these two claims would necessarily imply the invalidity of any conviction or sentence that might result from prosecution of the pending charges. In
Beck,
the Tenth Circuit explained that
Heck
generally does not apply to claims arising out of police
ii. First Amendment Retaliation Claims
“[T]he purpose behind the Bill of Rights, аnd of the First Amendment in particular [,is] to protect unpopular individuals from retaliation — and their ideas from suppression — at the hand of an intolerant society.”
McIntyre v. Ohio Elections Comnn’n,
First Amendment retaliation claims are generally, but not always, brought in the public employment context.
[The test] require[s] proof of the following elements: (1) that the plaintiff ‘was engaged in constitutionally protected activity’; (2) that the defendant’s actions caused the plaintiff ‘to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity’; and (3) that the ‘defendant’s adverse action was substantially motivated as a response to the plaintiffs exercise of constitutionally protected conduct.’
Worrell,
In this action, Mr. McCormick has eight different retaliation claims arising from six
The circumstances surrounding each of these confrontations with the police, as alleged in the first amended complaint, are outlined in detail above. For purposes of this motion to dismiss, the circumstances regarding each claim (with the exception of Count II — the claim against Officer Casag-rande) have a common thread: Mr. McCormick alleges he was engaged in an activity protected by the First Amendment (either protesting police stops or challenging police action), the police threatened to arrest him, and he either left the scene or stopped engaging in such activities. He alleges that the officers’ threats of arrest were in response to his First Amendment activities (either protests or challenges to their authority). Thus, at this stage in the litigation, Mr. McCormick’s allegations regarding each event do support a retaliation claim. Rather than apply the three part Worrell test to each claim individually, then, the court will group the officers arguments together and address them collectively under each prong of the Worrell test. Because the court believes that the circumstances involved in Count II, the retaliation claim against Officer Casag-rande, are factually distinct and do not support a constitutional violation, the court will address that claim individually after addressing the other claims.
Prior to doing so, however, the court must address Officers Harvey and Hadl’s argument that Mr. McCormick cannot bring three different retaliation claims arising out of one confrontation they had with him over a twenty minute period. They argue such claims are duplicative. 13 Mr. McCormick points out that he alleges he initiated his protesting at 2:45 a.m. but left the scene unable to express his opinion because of the threatened arrest. He returned, however, at 2:55 a.m. and again renewed his protested. But again his protesting was terminated by threats of arrest, first by Officer Harvey then by Officer Hadl. Thus, he argues he has three separate claims based on three separate threats. The officers reply that Mr. McCormick cannot multiply his causes of action simply by leaving the scene and then returning to subject himself to the same allеged misconduct.
The court agrees with the officers and concludes that Mr. McCormick should be limited to one claim against both Officer Hadl and Officer Harvey. It was the collective effect of their threats of arrest that deterred Mr. McCormick’s speech and therefore gave rise to his single injury.
Cf. H.E. Butt Grocery Co. v. National Union Fire Ins. Co.,
Protected Activity
Now the court turns its attention to the arguments the officers make regarding why Mr. McCormick’s actions did not constitute protected activity — the first element of the
Worrell
test.
Worrell,
Although the officers are correct that
Hill
involved a facial challenge to an ordinance instead of a police officer’s actions, the Court’s reasoning has been applied to the latter situation by numerous courts.
See, e.g., Sweatt v. Bailey,
In
Hill,
Subsequent to
Hill,
numerous courts have held that derogatory or profane remarks to police officers do not constitute fighting words.
See, e.g., L.A.T. v. State of Florida,
At this stage in the litigation, the court is limited to considering only the allegations in Mr. McCormick’s first amended complaint. The court also must make all reasonable inferences from those facts in favor of Mr. McCormick. Based on Mr. McCormick’s allegations, as outlined above, the court is unable to say that Mr. McCormick’s actions constitute fighting words as a matter of law. A trier of fact could reasonably find that Mr. McCormick’s actions did not constitute fighting words. Although it is not clear from Mr. McCormick’s complaint whether he was in close proximity to the officer when he was talking to them or whether he raised his voice while speaking, it appears clear that at no point was Mr. McCormick challenging the officers to a fight or otherwise provoking the officers to violence. Instead, he was usually protesting police traffic stops or informing officers of his opinion of them. While the court agrees that at times Mr. McCormick could have been more tactful in addressing the officers, to put it mildly, his words, as he describes them in his first amended complaint, nonetheless do not go so far as to constitute fighting words as a matter of law.
Several of the officers also argue that Mr. McCormick’s words, conduct, or gestures did not constitute protected speech because Mr. McCormick concedes that at times he was merely testing his rights to see if the officers would violate such rights. Their theory is that Mr. McCormick’s intent in making such gestures was not for any purpose of valid expression. The officers, however, spend little time on this argument and do not cite even a single case standing for such a proposition. Moreover, the fact that Mr. McCormick chose to test his rights was a form of expressing his opinion.
Lastly, the officers argue that on several occasions Mr. McCormick’s protests crossed over the line from protected expression to interfering with police duties in violation of K.S.A. 21-3808(a) and/or disturbing the peace in violation of K.S.A. 21-4101(a).
14
Thus, they had the right to either arrest Mr. McCormick or threaten to do so. In response, Mr. McCormick argues that K.S.A. 21-3808(a) is unconstitutionally over broad but further argues that the court does not need to reach that issue because his allegations do not amount to a violation of either statute. The court agrees that if Mr. McCormick’s
In
State v. Huffman,
Whether Mr. McCormick violated the obstruction of official duty statute, K.S.A. 21-3808(a), is a closer call. The statute provides that it is illegal to knowingly and intentionally obstruct, resist or oppose any person in the discharge of official duty:
(a) Obstructing legal process or official duty is knowingly and intentionally obstructing, resisting or opposing any person authorized by law to serve process in the service or execution or in the attempt to serve or execute any writ, warrant, process or order of a court, or in the discharge of official duty.
K.S.A. 21-3808(a). In
State v. Parker,
Turning to Mr. McCormick’s allegations, it is clear that he has not alleged nor do his allegations establish that he “hindered or increased the burden of the officer in carrying out his official duty” during any of his protests. Mr. McCormick states that he challenged and opposed traffic stops, each time from a public sidewalk. As Mr. McCormick contends, it is reasonable to infer, from the allegation that Mr. McCormick was located on a public sidewalk, that he was not in very close proximity to the officers who were presumably conducting the traffic stop in the street.
15
Thus, the court cannot say that Mr.
Adverse Action/Injury
Mr. McCormick’s allegations must next show that the officers’ actions caused him “to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity.”
Worrell,
In Thaddeus-X, a case involving a retaliation claim made by a prisoner, the Sixth Circuit pointed out that the definition of “adverse action is not static across contexts.” Id. The court noted that “[p]risoners may be required to tolerate more than public employees, who may be required to tolеrate more than average citizens, before an action against them is considered adverse.” While the officers correctly note that the court stated that certain deprivations “are so de minimis that they do not rise to the level of being constitutional violations,” the court added that “this threshold is intended to weed out only inconsequential actions, and is not a means whereby solely egregious retaliatory acts are allowed to proceed past summary judgment.” Id. 17
The question, then, is whether a person of ordinary firmness would be deterred from exercising his or her First Amendment right to orally challenge police officers if such officers threatened to arrest him or her. The court concludes that an ordinary person would be deterred from engaging in such conduct. That is, the court cannot say that the officers’ threats of arrest, in the circumstances described above, are the sort of de minimis or inconsequential retaliatory act that would fail to state a claim. Instead, the court believes the threat of arrest by a police officer is exactly the sort of act that would deter a person of ordinary firmness from exercising his or her First Amendment right to orally challenge that officer.
Motive
The third element of the
Worrell
test is whether “the defendant’s adverse action was substantially motivated as a response to the plaintiffs exercise of constitutionally protected conduct.”
Worrell,
Count II — Confrontation on the University of Kansas Campus
The court now turns to Mr. McCormick’s First Amendment retaliation claim against Officer Casagrande. The circumstances surrounding this claim are described above. Officer Casagrande concedes that “flipping the bird” and blowing a “horn” have been found to be constitutionally protected activities. Mr. McCormick alleges that the adverse action was an unreasonable seizure by means of conduct previously described above. Officer Casagrande concedes that an unreasonable seizure would constitute the sort of action that would deter a person of ordinary firmness from engaging in the protected activities in which Mr. McCormick engaged. He argues, however, that Mr. McCormick’s allegations do not establish that he was unlawfully seized, and the court has held as such. Officer Casagrande also contends that to the extent Mr. McCormick alleges that he was nevertheless injured by Officer Casagrande’s conduct, such injury must be characterized as de minimis. The court agrees.
Based on Mr. McCormick’s allegations regarding the circumstances surrounding his encounter with Officer Casagrande, the court concludes Mr. McCormick’s injury was de minimis. Unlike the other confrontations with police officers, Officer Casag-rande is not alleged to have told Mr. McCormick that he was going to arrest him if he did not stop challenging him (or otherwise stop engaging in protected First Amendment activities).
19
While he did eventually yell obscenities at Mr. McCormick, according to Mr. McCormick’s allegations, he did so only in response to Mr. McCormick calling him a “sick pig.” Officer Casagrande should have maintained better control of his temper, but he neither attempted to use his police authority to suppress Mr. McCormick’s activities nor did he strike or even threaten to abuse Mr. McCormick physically. Mr. McCormick felt free to and did leave the scene by choice; Officer Casagrande did not tell him to leave any more than he prevented him from doing sо. In short, the court
iii. First Amendment Free Speech Claims
The first amended complaint includes four First Amendment free speech claims. Three of the claims (Counts XVII, XIX, and XXI) relate to Mr. McCormick’s protest of the traffic stop by Officers Harvey and Hadl. For the same reasons discussed above, however, the court believes that Mr. McCormick should be entitled to only one claim based on the cumulative conduct of both officers during his protest on April 14, 2002. Thus, like the retaliation claim above, the court will proceed here on the assumption that Mr. McCormick brought one claim against both officers. The other claim (Count VII) relates to Mr. McCormick’s protest of the traffic stop by Officers White and Souder on January 10, 2001. All of the claims allege that the officers terminated his right to free speech in a public forum- — a sidewalk.
The officers argue the First Amendment free speech claims should be dismissed because they are duplicative of his First Amendment retaliation claims. The officers, however, cite no case law to support their argument. They also do not explain why the allegations cannot support both a First Amendment retaliation claim and a First Amendment free speech claim. It seems possible, at least, that an arrest or threatened arrest could constitute a prior restraint, something the first amendment clearly prohibits.
See, e.g., United States v. Moore,
iv. Taking Property Without Due Process Claims
Count X of the first amended complaint is labeled a “taking property without due рrocess.” It alleges that during the January 10, 2002 protest and subsequent arrest, Officer White took Mr. McCormick’s micro-cassette recorder without affording him “the due process of law guaranteed him by the Fourth Amendment.... ” Officer White seeks to dismiss the claim under the Parratt/Hudson doctrine. In response, Mr. McCormick states that his claim is both a procedural and substantive due process claim. He also contends that Officer White’s analysis does not address whether Mr. McCormick’s allegations (that his property was taken in a violent and aggressive manner, for no legal reason, and without notice or opportunity to be heard sufficiently) alleges a procedural or substantive due process claim.
The court agrees that his allegations state a Fourth Amendment substantive due process claim — his unreasonable seizure claim (Count IX) discussed above. Thus, because the court has already concluded that Mr. McCormick has stated such a claim, the court will interpret this claim as a procedural due process claim.
The court agrees with Officer White that the
Parratt/Hudson
doctrine precludes such a claim in these circumstances. Random and unauthorized deprivation of property is not a cognizable claim under § 1983 when a state’s post-depriva
b. Clearly Established Law
Having concluded that Mr. McCormick has pled allegations in some of his claims, that if proven, amount to a constitutional violation, the court turns to the second step of the qualified immunity analysis— determining whether the rights allegedly violated were “clearly established at the time of the defendant’s unlawful conduct.”
Saucier,
C. Motion to Dismiss the City of Lawrence
Count XIV of the first amended complaint is an “unconstitutional practice or custom” claim. It alleges that the City of Lawrence “implemented and maintained an express or implied policy or custom” in its police force of “expressly or impliedly authorizing, permitting, allowing or encouraging its police officers” to interfere with or prohibit the exercise of First Amendment rights. The City of Lawrence argues it should be dismissed from this action because Mr. McCormick has failed to state a claim that any officer deprived him of his First Amendment rights or retaliated against him for exercising his First Amendment rights. In other words, even if the City of Lawrence maintained an unconstitutional policy, because Mr. McCormick has not alleged an injury he cannot bring a claim against the City of Lawrence. Because the court has concluded that Mr. McCormick has stated a claim against at least one of the officers of the City of Lawrence, the City of Lawrence’s motion to dismiss is denied.
D. Motion to Dismiss the Kansas Attorney General Defendants
Count XI of the first amended complaint is a “deprivation of Liberty by
The Attorney General defendants (M.J. Willoughby, David Harder, and Shelly Welch) argue the claims against them should be dismissed because Mr. McCormick lacks standing to bring such claims against them or, alternatively, they are entitled to either absolute or qualified immunity.
This court discussed standing and immunity issues in a recent March 7, 2003, Memorаndum and Order (“M & 0”) (Doc. 171), granting the Attorney General defendants’ motion to dismiss the claims of Robert and Merrily Coburn. 21 Thus, the court will not reiterate the framework for addressing those issues; instead, it will incorporate that discussion here.
With regard to the standing issue, the Attorney General defendants contend that the only action alleged in the first amended complaint to have been taken by the Attorney General defendants was issuing an administrative subpoena to Merrily Co-burn. They argue that Mr. McCormick lacks standing to complain of such action. The court cannot agree that Mr. McCormick’s allegations are so limited.
Liberally construing the allegations in the pro se first amended complaint, and taking into account that this is a motion to dismiss, the court concludes that Mr. McCormick has standing to sue each of the Attorney General defendants. Mr. McCormick has alleged that Ms. Willough-by fabricated evidence on which to base a complaint to the Consumer Protection Division of the Office of the Attorney General. He also alleges that she conspired with Mr. Harder and Ms. Welch to subpoena Ms. Coburn to be interviewed by them and that during the interview they “threatened” Ms. Coburn. He alleges that such actions were taken in retaliation for Mr. McCormick’s association with the Coburns and providing Ms. Coburn with background knowledge and limited help on her lawsuit. Mr. McCormick also alleges that such actions were taken to deter the Co-burns from associating with him. Such allegations are sufficient to support an injury in fact — deprivation of his First Amendment right of association and his right be free from retaliation for exercising his First Amendment rights — that is derived from the Attorney General defendants’ actions.
Absolute Immunity
The Attorney General defendants next argue that even if Mr. McCormick has standing to bring claims against them, they are entitled to immunity, either absolute or qualified. As this court pointed out in its March 7, 2003 M & O, in analyzing the immunity issue the first step is to characterize the government activity.
Clulow v. State of Okl.,
As this court explained in detail in its March 7, 2003 M
&
O, the Tenth Circuit, like many other circuits, has held that absolute prosecutorial immunity extends to “bar officials charged with the duties of investigating, drawing up, and presenting cases involving attorney discipline,” and that such officials “enjoy absolute immunity from damage claims for such functions.”
Clulow,
Ms. Willoughby, however, does not qualify for such immunity. Mr. McCormick alleges that she fabricated evidence on which to base a complaint and then filed a complaint with the Consumer Protection Division. Such actions could have been undertaken by any complaining witness. Thus, the court must undertake a qualified immunity analysis.
Qualified Immunity
The qualified immunity framework is set out above and in the court’s March 7, 2003 M & O; therefore, the court will not repeat it here. Instead, it will proceed directly to the question of whether, under an ordinary Rule 12(b)(6) analysis, Mr. McCormick has asserted a Constitutional violation.
Mr. McCormick brings three separate claims against Ms. Willoughby: Count XI is a “deprivation of liberty by fabricated evidence” claim, Count XII is a First Amendment retaliation claim, and Count XIII is a “First Amendment (and Fourteenth) Amendment Speech and Association” claim.
Count XII is a retaliation claim alleging that Ms. Willoughby “launch[ed] a baseless, groundless, fabricated inquisition” into whether he was practicing law without a license in retaliation for exercising his First Amendment rights — associating with Robert and Merrily Cоburn, expressing his opinions to them, and serving process in Ms. Coburn’s lawsuit. The court outlined the elements of this claim in detail above and in its March 7, 2003 M & O.
Ms. Willoughby also does not directly address Mr. McCormick’s First Amendment association and free speech claim. In substance, the allegations in this claim are nearly identical to those in the retaliation claim. Nonetheless, Mr. McCormick argues that he states a claim because Ms. Willoughby’s actions prevented him from associating with Ms. Coburn for the purpose of helping her with her lawsuit. Thus, he argues that under
NAACP v. Button,
Mr. McCormick’s last claim is labeled a “deprivation of liberty by fabricated evidence” claim. The substance of the claim, however, does not discuss how Mr. McCormick’s liberty was deprived by Ms. Willoughby’s actions. Instead, it first states that her actions (he alleges she fabricated evidence, filed a complaint against him, and caused his friend Merrily Coburn to be questioned in a threatening manner) attacked his right of association and expression. Specifically, it caused the Co-burns to greatly reduce or stop their association with him. He states this was “in violation of [his] right to be free from any damage to his Liberty caused by fabricated evidence, all of which infringed upon [his] Liberty and First Amendment rights, abrogated [his] ability to freely associate with whomever he chooses and express his opinion to whomever he chooses, oppressed [him], stymied [his] primary occupation, to wit: advocacy of Constitutional rights, harassing [him], provoking [him] to wrath, and caused [him] grave stress, anxiety and consternation.”
To recap, Mr. Harder and Ms. Welch are absolutely immune from Mr. McCormick’s claims; thus, they are dismissed from this lawsuit. Ms. Willoughby, however, was a complaining witness entitled only to qualified immunity. She is afforded such immunity on Mr. McCormick’s deprivation of liberty without due process claim. But, based on Mr. McCormick’s allegations, she is not entitled to such immunity on his First Amendment retaliation and association/free speech claims. Thus, Counts XII and XIII survive.
E. Motions to Dismiss Douglas County District Attorney, Assistant District Attorney, and Officer James White
Count XXII of the first amended complaint is a conspiracy claim, Count XXIII is an “unreasonable seizure” claim, Count XXIV is a “deprivation of Liberty by fabricated evidence” claim, Count XXV is a “retaliatory, vindictive or harassing prosecution” claim, and Count XXVI is an “access to courts” claim. Each claim is brought against Officer James White, Douglas County District Attorney Christine Kenney, and Assistant Douglas County District Attorney Bradley Burke in their individual capacities. Mr. McCormick alleges that these three defendants conspired to retaliate against him for exercising his first amendment rights by using a falsified affidavit (an affidavit which allegedly included six different false facts) and criminal complaint to obtain probable cause and have Mr. McCormick arrested.
Ms. Kenney and Mr. Burke filed a motion to dismiss, arguing that they are entitled to immunity, either absolute or qualified. Officer White filed a separate motion to dismiss that argues that the claims should be dismissed or stayed pursuant to Heck v. Humphrey.
Initially, the court concludes, as Ms. Kenney and Mr. Burke argue, that Mr. McCormick has failed to state a conspiracy claim against the defendants. To state a conspiracy claim under § 1983, a plaintiff must allege specific facts showing an agreement and concerted action
Having determined that Mr. McCormick’s conspiracy claim is deficient, the court turns to his other claims: an unreasonable seizure claim, a deprivation of liberty by fabricated evidence claim, malicious prosecution claim, and an access to courts claim.
Ms. Kenney and Mr. Burke allege they are entitled to immunity, either absolutely or qualifiedly, on each of the claims.
Absolute Immunity
In
Imbler v. Pachtman,
We have not retreated, however, from the principle that acts undertaken by a prosecutor in preparing for the initiation of judicial proceedings or for trial, and which occur in the course of his role as an advocate for the State, are entitled to the protеctions of absolute immunity. Those acts must include the professional evaluation of the evidence assembled by the police and appropriate preparation for its presentation at trial or before a grand jury after a decision to seek an indictment has been made.
Buckley, 509
U.S. at 273,
These cases make it clear that it is the function being performed that determines whether a prosecutor is entitled to absolute or qualified immunity.
Kalina,
In this action, Mr. McCormick has not alleged Ms. Kenney took any actions other than acting as an advocate for the state. Indeed, apart from his allegation that she was part of a conspiracy, he alleges only that she utilized an affidavit to falsely create probable cause against him.
25
Significantly, he does not allege, however, that Ms. Kenney swore to the truthfulness of that affidavit or otherwise functioned as an investigator. The law is clear that a prosecutor is absolutely immune for preparing a criminal complaint and in seeking an arrest warrant.
Roberts v. Kling,
On the other hand, the first amended complaint does allege Mr. Burke potentially played a role apart from acting as an advocate: he signed a criminal complaint under penalty of perjury. In
Roberts,
The first amendment complaint includes the following claims: an unreasonable seizure claim (Count XXIII), a deprivation of liberty by fabricated evidence claim (Count XXIV), retaliatory prosecution claim (Count XXV), and an access to courts claim (Count XXVI). The qualified immunity framework set out above applies here as well, of course. Thus, the court proceeds directly to the question of whether, under an ordinary Rule 12(b)(6) analysis, Mr. McCormick has asserted a Constitutional violation against Mr. Burke.
His unreasonable seizure claim alleges that Officer White, Mr. Burke, and Ms. Kenney violated his Fourth Amendment right to be free of unreasonable seizure. More specifically, he alleged that they violated his Fourth Amendment right to be free of an unreasonable seizure by signing a criminal complaint under penalty of perjury despite knowing that the complaint сontained false statements. Mr. McCormick argues that such a right was established by
Kalina,
The deprivation of liberty by fabrication of evidence claim alleges that Officer White, Mr. Burke, and Ms. Kenney violated his Fifth or Fourteenth Amendment right to due process by fabricating evidence leading to his arrest. Mr. McCormick cites a Second Circuit case examining such a claim. Zahrey v. Coffey, 221 F.3d 342, 349 (2d Cir.2000). Again, in the absence of argument to the contrary by defendants, the court concludes that the Tenth Circuit would recognize such a claim. Also, taking Mr. McCormick’s allegations as true, the court believes he has established that his constitutional right was violated.
The retaliation claim, labeled a “retaliatory, vindictive or harassing prosecution claim,” alleges that Officer White, Mr. Burke, and Ms. Kenney retaliated against him for exercising his First Amendment rights by subjecting him to “harassing and vindictive prosecutions.” Such prosecutions allegedly were undertaken without probable cause and through the use of a materially false affidavit and sworn criminal complaint. The court interprets this claim as a First Amendment retaliation claim. 26 Like the other two claims, the court believes Mr. McCormick’s allegations are sufficient to show that his constitutional rights were violated.
The last claim is a First Amendment access to courts claim which alleges that Officer White, Mr. Burke, and Ms. Kenney “did knowingly and intentionally interfere with, hinder and impede [his] right to access the courts in the host of cases in which [he] is doing so by taking [his] time and attention away from such pursuits with the filing and maintenance of... falsely premised and phony ‘disorderly conduct’ charge.” Even assuming Mr. McCormick’s allegations are true, the court concludes that such allegations do not support a § 1983 access to courts claim.
Mr. McCormick has not alleged an injury in fact to satisfy the case or controversy requirement of Article III of the Constitution. An injury must be “(a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical.”
Friends
Having determined that Mr. McCormick’s allegations support three constitutional claims — unreasonable seizure, deprivation of liberty by fabrication of evidence, and First Amendment retaliation — the court must determine whether the rights violated were clearly established. The Tenth Circuit has instructed that the inquiry “must be undertaken in light of the specific context of the case, not as a broad general proposition.”
Id.
at 201,
Heck v. Humphrey
Finally, Officer White argues that Mr. McCormick’s remaining claims (First Amendment retaliation, unreasonable seizure, and deprivation of liberty caused by fabrication of evidence) should be dismissed under Heck v. Humphrey. The court previously applied the doctrine to Mr. McCormick’s claims against Officers White and Souder relating to their involvement in the events of January 10, 2001. In that connection, the court concluded that Heck did not bar his unreasonable seizure claims.
Unlike the unreasonable seizure claims relating to Mr. McCormick’s arrest, these claims appear to implicate the concerns underlying
Heck.
Namely, they would
The court finds the analysis in
Duamutef v. Morris,
Applying this analysis to Mr. McCormick’s claims here yields a similar result. Mr. McCormick’s retaliation claim (as well as his unreasonable seizure and deprivation of liberty without due process claims) depends upon him establishing an absence of probable cause supporting the charges against him. Specifically, to succeed on his unreasonable seizure claim, Mr. McCormick must prove that the prosecutor lacked probable cause to arrest him. Obviously, such proof would imply the invalidity of any conviction. Similarly, to succeed on his fabrication of evidence claim, he must establish that the prosecutor fabricated evidence to have him arrested. If he could have been arrested despite the fabrication, his claim will not stand. Again, such proof would imply the invalidity of any conviction. Finally, to succeed on his First Amendment retaliation claim, Mr. McCormick must necessarily establish that Officer White, Mr. Burke, and Ms. Kenney fabricated evidence to create probable cause to have him arrested — that is his alleged injury. Such proof would also imply the invalidity of any conviction obtained against Mr. McCormick. Such claims, therefore, would imply the invalidity of any conviction against Mr. McCormick. That is precisely what the rule in
Heck
seeks to avoid. Thus, the court concludes that these three claims should be dismissed without prejudice under
Heck. Beck,
IT IS THEREFORE ORDERED BY THE COURT THAT plaintiff Dale McCormick’s motion for summary judgment (Doc. 19) is denied without prejudice. Vince Casagrande’s motion to dismiss (Doc. 28) is granted. Ken Farrar and Mike Byrn’s motion to dismiss (Doc. 30) is denied. The City of Lawrence’s motion to dismiss (Doc. 34) is denied. James White and Leo Souder’s motion to dismiss is granted as to Count X (taking property without due process of law claim), Count
Notes
. Mr. McCormick filed his motion for summary judgment at the beginning of June, 2002. The motions to dismiss were filed at the end of June and the beginning of July, 2002. Mr. McCormick subsequently filed several motions to amend his first amended complaint, and the court informed the parties that it would not address the motions to dismiss or motion for summary judgment until the motions to amend were decided. The magistrate judge recently denied Mr. McCormick’s most recent motion to amend.
. The court denies Mr. McCormick’s summary judgment motion without more discussion because it is clear that each of the claims involves genuine issues of material fact. The court will deny the motion without prejudice. Thus, Mr. McCormick is free to reassert his motion at a time when the factual record is more complete.
. Although Mr. McCormick has filed at least two motions to amend his first amended complaint and at least one of those motions has been granted, Mr. McCormick has not filed a second amended complaint. Thus, as Magistrate Judge O'Hara stated in a recent order (Doc. 173), the first amended complaint is controlling.
. Under 42 U.S.C. § 1983, a plaintiff must establish “(1) a violation of rights protected by the federal Constitution or created by federal statute or regulation, (2) proximately caused (3) by the conduct of a 'person' (4) who acted under color of any statute, ordinance, regulation, custom[,] or usage, of any State or Territory or the District of Columbia.”
Summum v. City of Ogden,
. The court notes that Mr. McCormick, however, did not file a second amended complaint consistent with this court's order. Thus, the first amended complaint remains controlling.
. The latter two claims were also against Officer Scott Chamberlain; however, he has now been dismissed from the case by the plaintiff voluntarily.
. The court notes that because this is a motion to dismiss, on any claim in which qualified immunity is not granted, the defendants may reassert their entitlement to qualified immunity at summary judgment, but only if the defendants can show that Mr. McCormick's allegations in the complaint proved to be unfounded.
Seamons v. Snow,
. Mr. McCormick also brought an unreasonable seizure claim' — along with a conspiracy claim, a deprivation of Liberty by fabricated evidence claim, retaliatory and harassing prosecution claim, and an access to courts claim — against Officer White, Bradley Burke, and Christine Kenney, relating to their alleged conspiracy to fabricate evidence in conjunction with charges brought against Mr. McCormick relating to the events of January 10, 2002. The court will address Officer White's motion to dismiss each of those claims (Counts XXII — XXVI) in the section addressing Mr. Burke and Ms. Kenney’s motion to dismiss.
. The only case Mr. McCormick cites to is a Kansas state court case stating a much more general proposition. Plus, on a federal claim such as this, Kansas law is of course not controlling.
. The court notes that Mr. McCormick’s claim is sometimes more commonly referred to as an unconstitutional arrest or illegal arrest. "Unconstitutional arrests are unreasonable seizures of the person that violate the Fourth and Fourteenth Amendments.”
Rose v. Mitchell,
. Officers White and Souder state they are unsure whether to characterize Mr. McCormick's unreasonable seizure claim relating to his micro-cassette recorder (Count IX) as a due process claim or a Fourth Amendment claim. Mr. McCormick's response clarifies that the claim is a Fourth Amendment claim. The officers argue that if it is a due process claim, then it should be dismissed under
Heck
. This is consistent with the notion that even though an unconstitutional arrest is an unreasonable seizure that is unconstitutional, "an illegal arrest or detention does not void a subsequent conviction.”
Rose,
. They also argue that the retaliation claims and the three Free Speech claims are duplica-tive. The court will address the argument with the Free Speech claims below.
. Although the officers made this argument in the adverse acliоn/injuiy section of their papers, the court believes the issue is really whether Mr. McCormick’s actions crossed the line from protected expression and speech to unprotected action that violated a Kansas statute.
. Several officers argue that Mr. McCormick was within several feet of different traffic stops. On this motion to dismiss the court cannot address that argument because Mr. McCormick does not make such an allegation. Of course, the officers can state this in an affidavit which the court may consider on a motion for summary judgment.
. The only time Mr. McCormick alleges his injury is anything other than a threat of arrest is during his encounter with Officer Casag-rande. He alleges his injury there was an unreasonable seizure by means of conduct previously described above. As noted above, the court will address that claim individually below.
. Mr. McCormick argues that in
Poole v. County of Otero,
. The court believes the issue of whether Officer Farrar’s and Officer Byrn's threats of arrest were in retaliation for accessing the municipal court and then later protesting the police action would have been much more difficult to decide if the officers developed their argument and pointed the court to case law in support of their position. The court, however, declines to make arguments for the officers.
. Mr. McCormick does allege that at one point Officer Casagrande stated that he "could” arrest Mr. McCormick. But even drawing all reasonable inferences in favor of Mr. McCormick, it is not reasonable to infer that Officer Casagrande was actually threatening to arrest Mr. McCormick at thаt time.
. For simplicity, the court will assume Mr. McCormick’s retaliation and First Amendment claims that survive are Counts XVI and XVII. These claims are brought against both Officers Hadl and Harvey. Mr. McCormick's first amended complaint is hereby amended to conform with the court's ruling. The claims for relief set forth in Counts XVIII-XXI are dismissed as redundant.
. The magistrate judge had previously granted a motion filed by Robert and Merrily Co-burn to join Mr. McCormick’s retaliation claim and an accompanying pleading.
. To the extent that Mr. McCormick is alleging that Ms. Willoughby was involved in initiating the subpoena of Ms. Coburn or initiating the questioning of her, this court believes Ms. Willoughby would be entitled to absolute immunity for the same reasons as Mr. Harder and Ms. Welch. This court does not believe courts should dictate to the Office of the Kansas Attorney General who can be involved in a particular investigation regarding the unauthorized practice of law.
. Specifically, the Tenth Circuit held, in
Owens v. Rush,
. Although the Supreme Court did not discuss the actual claim alleged in Buckley, the Seventh Circuit’s subsequent opinion on remand makes clear that the case involved such a claim.
. It could be argued, in fact, that Mr. McCormick has not alleged that Ms. Kenney was personally involved at all. His allegations of her involvement are limited to general allegations that she undertook some action along with Mr. Burke and Officer White. He does not allege any particular actions by her. A § 1983 claim requires factual allegations of a defendant's personal involvement.
See, e.g., Jenkins v. Wood,
. To the extent that Mr. McCormick disagrees with this interpretation, he may file a motion to alter or amend under Fed.R.Civ.P. 59.
. In support of this proposition, the court quoted the Second Circuit's opinion in
Mozzochi
v.
Borden,
