*1 reasons, Potential Conflict of Interest all judgments B. For these of the respect District Court with to both Mnrelli claims Roizman also that his con and Roizman will be affirmed. potential viction should be reversed under a reject theory. this claim as well. conflict We aware, is
When a district court or should be
aware,- potential of a conflict of interest on part attorney, defendant’s inquire as whether defen must McCLINTOCK; Jon dant aware of and waives conflict. See Inc., Appellants, Assoc. States, v. Wheat United (1988); Wood L.Ed.2d v. v. 272, 101 Georgia, EICHELBERGER; Cober; John Brad (1981); Pungi States United v. Fultz; Will; Alexa Robert John Eber tore, Cir.1990). F.2d sole; Alleghenies Planning argues reversal required Roizman Development Commission. only when the trial court is such aware of No. 98-3443. conflict fails to act but also when the prosecutor attorney and defense are aware of United Appeals, States Court of Although one. Roizman cites several eases Thud Circuit. within the courts Second Circuit Argued Feb. 1999. see, claim, e.g., of this United States Decided March Rahman, (S.D.N.Y. F.Supp.
v. 1994), appeals court of that circuit has only prosecutors exhorted most to advise
the trial courts when are aware of con Stantini,
flicts, United see States 85 F.3d (2d Cir.1996).
9,13 Cerro v. United (7th Cir.1989) (“We
States F.2d disagree propriety
do not such circumstances, like
recommendation under
but we is not a conclude it constitutional case,
requirement. present prose duty
cutor was under no constitutional potential
advise the trial court of a conflict him.”).
based the information available to held,
They hold, have not and we do not
a prosecutor’s attorney’s a defense —or —fail respect grounds ure in this for reversal.
Since Roizman makes no claim that the Dis
trict was or have should been aware of conflict, potential
Silverman’s he is not enti grounds.17
tled to a reversal these Porotsky impeach Porotsky. dence from evidentiary hearing Ac- failed conduct an on his cordingly, we conclude that no conflict actual claims. Because we conclude that District Porotsky with Silverman’s duties affected his rejecting Court did not. err in Roizman's claims representation of Roizman. it, documentary on the based before evidence no see need for the court to have conducted Finally, argues Roizman that we re- should evidentiary proceedings. further verse District Court’s decision because
under the Fourteenth Amendment.
Git
York,
652, 666,
v. New
low
(1925).
625, 629,
addition,
12(b)(6) “developed to dismiss the first amended com- contractors,” meaning plaint in this case failure to a claim state have been con- may granted. case which relief engaged by Alleghenies to principally Amend- tractors arises Constitution, ap- perform particular, com- ment services. United States plicable through plaint alleges Alleghe- incorporation that in 1985 Southern states * Lourie, Circuit, silting by Judge designation. Alan Circuit Honorable D. Appeals States Federal United Court of for the presented retained McClintoek coordinate the contract
nies
was
the Southern Alle-
Safety
promotion
ghenies
of its “Seatbelt
Demonstra-
approval.
Executive Board for final
Project”
Alleghe-
1992 Southern
Appellants allege
appellee
“Eichelber-
Cherryhill “to
pro-
nies retained
coordinate
ger
opposition
stated his
awarding
advertising
viding promotional materials and
*3
Cherryhill
contract
...
[appel-
to
because
Cycle
States Olympic
for the 1992 United
supported
performed
lants] had
and
services
by”
coordinated
Trials which was
Southern
public
political
officials and
candidates
Appellants allege
they
Alleghenies.
that
[Eichelberger] opposed.”
who
in-
The other
to
performed
services
the satisfaction
their
appellees agreed
dividual
Eichelberger.
with
Southern
As a result of
vote of the
five individual
allegation
particularized
The final
consti-
appellees “constituting majority
Ex-
“ongoing
tuting
relationship”
ecutive Board”
defeated
a motion to award
years
that
1996 and
“[i]n
Cherryhill.
the contract to
The Executive
Alleghenies purchased
... Southern
various
by
Board
the same vote then
awarded
promotional
from ... Cherryhill
materials
contract to
concern.
another
While the com-
magnets, vinyl
bags
such
banner and
as
and
plaint
point,
is unclear on this
we infer that
specially imprinted
ap-
‘Slinkies.’” It
thus
the Executive Board must
than
have more
pears
“ongoing
that
business relation-
five members
that some
and
of the members
ship”
appellants
between
and Southern Alle-
awarding
Cherryhill.
favored
the contract to
ghenies consisted of one contract
in 1985
Appellants
performed by
alleged
as
that
independent
appellees
McClintoek
did
contractor,
in
performed
one contract
Cherryhill
award the
ap-
contract to
because
contractor,
by Cherryhill
as an
pellants:
and a vendor-vendee
between
rights
of their
exercise
Cherryhill
Alleghenies
and Southern
from
Amendments,
First and Fourteenth
had
involving
through
pro-
sale of
supported
performed
and
vari-
services for
motional materials.
public
political
ous
officials and
candidates
alleged
appellants next
because of
by
opposed
who were
Defendant Eichel-
relationship”
“ongoing
Southern Alle-
berger and
or all of
some
the other individ-
Cherryhill
ghenies requested
“to submit a
Defendants, or,
alternative,
ual
in the
De-
proposal
perform marketing
...
services
Eichelberger opposed
fendant
public
said
TEAM PA
[its]
connection with
Initiative.
political
officials and
candidates and the
marketing
proposed
campaign
by ...
other
supported
individual Defendants
De-
Cherryhill
designed to
companies
was
make
Eichelberger
fendant
in denying
mar-
county
in the six
aware of
survey
area
keting
Cherryhill,
contract to Plaintiff
with
process being
conducted
interview-
said
knowing
other individual Defendants
contacting
ers
up
businesses
set
interview
Eichélberger’s
Defendant
oppositions
course, appellants allege
dates.” Of
upon
was
based
Plaintiffs’
of said
Cherryhill’s proposal provided for Southern
public
political
officials and
candidates.
Alleghenies
pay Cherryhill
“for the ser-
Appellants
by
alleged that
reason of their
performed
marketing
vices to be
under the
“long, ongoing
satisfactory
and
business rela-
contract.”
tionship”
Alleghenies
and
allege
Appellants
TEAM PA Ini-
approval
proposal by
of their
the Industrial
tiative was a “coordinated effort” between
Development Corporations “acting as the
Southern
and
certain otherwise
Advisory
TEAM PA
Committee” as
as
well
Development
unidentified
Corpo-
“Industrial
Alleghenies’
Finance Commit-
Development
rations.” The Industrial
Cor-
tee, expectation
“had the
that the mar-
porations
Cherryhill’s proposal
reviewed
as
keting
...
contract would
awarded to
well as
from other firms and
those
“unani-
Cherryhill.” Thus, they alleged
ap-
mously agreed
marketing
to award the
con-
pellees acting under color of
state law
Cherryhill.” Appellants
tract to ...
§
violation
penalized
of 42
May 21,1997,
that on
them
the Finance
U.S.C.
Committee
Alleghenies approved
exercising
rights
of Southern
speech
“their
of free
awarding
Cherryhill following
guaranteed
contract to
assembly,
which the
and
the First
by sup-
political allegiance
...
and
Amendments
Fourteenth
noted,
working
officials and
porting and
association. The district court
how-
Appel-
of their choice.”
candidates
ever,
that Umbehr
O’Hare involved sit-
they alleged
that the facts
lants
asserted
uations
had been
there
the statelaw tort of interference
constituted
relationships
between the
advantageous relationship
between
“the
entity
and the
contractor.
Alleghe-
and ... Southern
fact,
in-
respectively
and O’Hare
sought compensatory and
Appellants
nies.”
hauling
volved trash
motor vehicle tow-
damages.
had
punitive
The district court
municipal
ongoing char-
ing,
services of an
jurisdiction
appellant’s
complaint
over
acter.
1331,1343(a),
§ §
U.S.C.
The district court
indicated
indicated,
appellees moved
As we have
*4
position
plaintiffs
were not in the same
as the
12(b)(6). The
to dismiss under Fed.R.Civ.P.
Cherryhill
in
and OH are as
“was
granted the motion in its mem
district court
applicant
than a bidder
for a new
no more
or
28,
July
In
of
orandum and order
.its
Moreover,
government contract.”'
the dis-
forth the
the district court set
memorandum
court,
declining
trict
find a sufficient
indicated
background of the case and then
allegation of a First
violation in
Amendment
Burns,
347,
v.
427
96 S.Ct.
in Elrod
complaint, made
to the
the
reference
Su-
2673,
(1976),
Supreme
547
49 L.Ed.2d
“the
preme
caveat
Court’s
at the end of Umbehr:
public
recognized
employee
that a
who
Court
alleges
discharged
was
or threatened
that he
Finally,
emphasize the limited nature of
we
solely
discharge
partisan
with
because of
today.
our decision
Because Umbehr’s
political
or
states a
affiliation
nonaffiliation
pre-
of a
suit concerns
termination
§
1983that his
[42 U.S.C.]
viable claim
existing
relationship with
have been violated.”
government,
pos-
we need
not address
court
then
district
indicated
suits,
sibility
applicants
of
bidders or
for
Finkel,
507,
v.
445
Branti
rely
new
contracts who cannot
(1980),
Supreme
574
63 L.Ed.2d
relationship.
such a
on
pa
holding
Court confirmed
Elrod
Umbehr,
un
tronage dismissals are unconstitutional
at 2352.
518 U.S.
appropriate
less
affiliation is an
re
court
that while the
The district
indicated
quirement
performance of
Elrod,
for the effective
might
Supreme
extend the
Court
involved.
court
office
The district
Branti,
“jurisprudence
and Rutan
to the
Party
v. Republican
next
that in Rutan
said
appli-
disappointed
of
bidders and
claims
Illinois,
2729, 111
cants,”
of
it would not do so.
(1990),
Supreme
ex
L.Ed.2d 52
Court
opinion
district court
its
ended
by holding that
tended Elrod and Branti
dismissing appellants’
claims.
state law
transfer,
promotion,
applied “to
those cases
Pennsylva-
regard
pointed
that in
out
recall,
party
hiring
decisions based
cannot be a
interference
nia there
tortious
support.”.
affiliation and
are in-
parties
contract unless three
with a
at 2739.
tortfeaser,
volved,
plaintiff
and a third
The district court
then addressed
contracting.
plaintiff
party
whom the
one,
Supreme
which,
cases
like this
Maretti,
Pa.Super.
See Maier v.
employees,
not
involved
but
(1995).
Thus,
appellees
A.2d
contractors,
County
Board
Comm’rs
of
germane contract
not be liable as the
could
Furthermore,
was
with them.
the result
was
(1996),
Truck
and O’Hare
by reason
the fact that the
affected
of
not
Northlake,
Serv.,
City
Inc. v.
agents
appellees
or
were officers
individual
(1996).
2353,
16. The second
conclusion
their First Amendment
Id. at
that,
685,
pre-existing
2342;
such a
without
116 S.Ct.
see
O’Hare
Truck
723-26,
relationship,
Northlake,
cannot
City
assert
Serv. v.
518 U.S. at
of
§
1983 based
U.S.C.
on the
S.Ct.
appellees’
grant
them
failure to
con- Moreover,
majority’s emphasis
on this
allegedly partisan
Majori-
tract
reasons.
language
many
obscures the relevance of the
ty Op. at 815-16. For
reasons
set forth
cases in
Court has considered the
below,
Supreme
I find that the
Court’s First
rights
government
of
em
jurisprudence
does not
ployees. E.g. Rutan
Republican Party
v.
of
the kind of status-based limitation on individ-
Illinois,
62,
2729,
497 U.S.
110 S.Ct.
expression
uals’
of
and associ-
(1990);
Finkel,
L.Ed.2d 52
Branti v.
majority’s
ation that
decision endorses.1
507,
U.S.
ence to be drawn from Umbehr and O’Hare
concerns that animated the rules in Elrod
holdings
these
Branti,
is clear. Given
and the rea-
regarding terminations,
were
soning
employed
the Court
in reaching
present
respect
hiring
with
in Rutan un-
them,
logical
it
that all
is
conclude
inde-
logic
by
dermines the
majority.
embraced
pendent
fall within
contractors
the standard
(“Under
mental though govern benefit and even may deny
ment any him the benefit for num reasons,
ber of
upon
there are some reasons
may
rely.
may
not
It
deny
a benefit
... on a basis
in
fringes
interest
freedom of
Christy BRZONKALA, Plaintiff-
speech.”) (citing
596-98,
Perry, 408
Appellant,
2694).
way,
reject
the Court
argument
ed the
alleged
that an
impermissi
ble infringement
employee’s
upon
VIRGINIA POLYTECHNIC INSTITUTE
right
must occur
the form of
UNIVERSITY;
AND STATE
Antonio J.
equivalent
“substantial
of dismissal.” Id.
Morrison;
Crawford,
James Landale
De-
“[Tjhere
depriva
lected Cornell D. found. E. Id. William phasis added). my capacity judgment, Comptroller the fact expressly Commonwealth, held that the same Defendants.
