258 F.3d 432 | 5th Cir. | 2001
Peter McClendon appeals an adverse grant of summary judgment dismissing his claims against the City of Columbia and Officer James Carney. For the reasons assigned, we affirm in part and reverse in part.
BACKGROUND
On July 12, 1993 Kevin Loftin shot Peter McClendon with a gun he received from Officer Carney of the Columbia, Mississippi Police Department. Carney alleges that the gun which was “loaned” to Loftin had been seized by the police department in a raid on an unrelated suspect’s home, and that Officer Carney had been keeping it in his desk at work. Lof-tin was a confidential informant for the Columbia Police Department, working directly with Carney. Loftin had informed Carney that he was worried of a possibility of violence between himself and McClen-don because McClendon was angry with Loftin for supplying a gun to someone who shot McClendon’s cousin. Carney then allegedly agreed to give Loftin the gun out of his desk to use as “protection” against McClendon until Loftin was able to get another gun. Carney admittedly was aware that Loftin did not have access to a gun because Loftin’s gun was in evidence for the aforementioned shooting of McClendon’s cousin. Approximately one week later, Loftin allegedly used the gun he received from Carney to shoot McClen-don in the face, permanently blinding him.
McClendon’s instant action against Carney and the City of Columbia alleges deprivation of his substantive due process and equal protection rights. He maintains that the City’s failure to train Carney with regard to the use of informants displayed a
Carney moved for summary judgment after the completion of discovery. The magistrate judge granted the motion. The case against the City was set for trial but was postponed at its request. The City then sought allowance to file a motion for summary judgment out of time. That motion was granted and the subsequent motion for summary judgment was also granted. This timely appeal followed.
ANALYSIS
We review a grant of summary judgment de novo, applying the same standards as the district court, while viewing all disputed facts and reasonable inferences “in the light most favorable to the nonmoving party....”
I. State Created Danger Theory
We have recognized that, “When state actors knowingly place a person in danger, the due process clause of the constitution has been held to render them accountable for the foreseeable injuries that result from their conduct, whether or not the victim was in formal state ‘custody.’ ”
In Piotrowski v. City of Houston (I)
*436 [T]he environment created by the state actors must be dangerous; they must know it is dangerous; and, to be liable, they must have used their authority to create an opportunity that would not otherwise have existed for the third party’s crime to occur. Put otherwise, the defendants must have been at least deliberately indifferent to the plight of the plaintiff.9
Since Johnson, we have continued to recognize the existence of the theory and observed that other circuits have found this theory to be constitutionally sound.
In general, state and local governments are under no affirmative duty to protect persons from the acts of private citizens. In DeShaney v. Winnebago County Department of Social Services,
[O]ur cases have recognized that the Due Process Clauses generally confer no affirmative right to governmental aid, even where such aid may be necessary to secure life, liberty, or property interests of which the government itself may not deprive the individual.... If the Due Process Clause does not require the State to provide its citizens with particular protective services, it follows that the State cannot be held liable under the Clause for injuries that could have been averted had it chosen to provide them. As a general matter, then, we conclude that a State’s failure to protect an individual against private violence simply does not constitute a violation of the Due Process Clause.12
The Court went on to note, however, that, “It is true that in certain limited circumstances the Constitution imposes upon the State affirmative duties of care and protection with respect to particular individuals.”
DeShaney did not rule that custody was required where the state affirmatively causes the harm. In addition to pointing out that Joshua DeShaney was not in state custody when injured, the Court noted that “[w]hile the State may have been aware of the dangers that Joshua faced in the free world, it played no part*437 in their creation, nor did it do anything to render him any more vulnerable to them.” DeShaney thus suggests that had the state created the danger, Joshua might have recovered even though he was not in custody.15
As we stated in Johnson, the key element in the state created danger theory is a determination that the state actor created the danger to the plaintiff or at least made him more vulnerable to it. If the plaintiff advances a genuine issue of material fact that a state actor created such a danger, his claim under § 1983 for a violation of due process rights should not be dismissed on summary judgment.
Johnson involved a student killed at a high school by a person not authorized to be on the campus. The evidence established that the shooter, Brown, rode a school bus to the campus that morning and was allowed to enter the school even though he was not wearing a student ID badge. There was also evidence that, although the school had installed metal detectors, they were not being used that day. We found that, assuming the state created danger theory was constitutionally sound, the pleadings in the case fell short of the high standard required for liability. We noted that the school could not be assumed to be a dangerous environment, nor was there any actual knowledge on the part of the school of the danger to the student. Finally, we found no sufficiently culpable affirmative conduct on the part of the school.
Similarly in Doe v. Hillsboro Independent School District,
In the case at bar, the district court determined that, because this circuit had not yet adopted the state created danger theory of liability, Carney was entitled to judgment as a matter of law. It also found that, “Even assuming that the state-created danger theory was viable in this Circuit, McClendon’s claim would fail because Carney did not affirmatively place McClendon in a position of danger, stripping him of his ability to defend himself, and he did not cut off McClendon’s potential sources of private aid.”
The record reflects that Carney admitted to loaning a handgun to Loftin for “protection” from McClendon. It also reflects that Carney was aware that Loftin did not have his own gun at the time of the “loan.” Carney admits in his deposition that McClendon had made “threats” against Loftin in his presence. Loftin testified in his deposition that when he asked Carney for the gun things were “at a boiling point.” Loftin further testified that he used the gun given to him by Carney to shoot McClendon. Carney disputes this, stating that, although he did give Loftin “a gun,” the gun used in the shooting was never found. McClendon provided testimony that the gun loaned to Loftin by Carney was evidence in another case that the Columbia police department was investigating. Carney disputes this, claiming that the gun he loaned Loftin belonged to Carney’s father.
This case differs significantly from the cases that previously have come before us. Viewing the facts before us in the light most favorable to McClendon, as we must at this stage, we find the affirmative conduct that was missing in Johnson, the knowledge element missing in Doe, the causation requirement missing in Piotrow-ski I, and the creation of danger that was missing in Piotrowski II. We find more than one genuine issue of material fact regarding the elements of this theory.
This evidence supports the proposition that Officer Carney gave Kevin Loftin a gun at a time when he knew or should have known that violence was close to erupting, and at a time when he knew Loftin had no other gun in his possession. McClendon claims that Carney used his authority to provide Loftin with a gun, thus creating an opportunity for Loftin to commit the crime, which Loftin would not have otherwise had because he did not have his own gun. If the facts alleged by McClendon are proven at trial, a reasonable trier of fact could find that Carney created a danger that Loftin would shoot McClendon, and that he contributed to an opportunity for Loftin to commit a crime which otherwise might not have existed. Accordingly, the challenged summary judgment should have been denied.
II. Qualified Immunity for Carney
Even if an official’s conduct violates a constitutional right, he is entitled to qualified immunity if the conduct was objectively reasonable.
The district court found that, “Assuming that McClendon has alleged facts sufficient to show a violation of a constitutionally protected right, he cannot show that Carney’s conduct was not objectively reasonable under the circumstances, in light of clearly established law.”
The district court was correct in stating that, at the time of the incident, this court had only addressed the state created danger theory once, in Salas v. Carpenter.
If the state actor has a requisite mental state, a due process deprivation could occur under two sets of circumstances. First, a procedural or substantive due process violation could occur if a state official causes injury by arbitrarily abusing governmental power. Second, a substantive due process violation could occur if uncommon circumstances create a duty for the state to protect a particular person....
We have held that a constitutional deprivation can result from “tortious conduct exceeding mere negligence but not quite rising to the level of intentional, e.g., deliberate (or conscious) indifference, recklessness, or gross negligence.”29
We recognized that other circuits had found a denial of due process when the state creates the faced dangers. We did not reject the doctrine as unsound, rather we merely found that the officer in that case had not increased the plaintiffs “vulnerability to danger in the sense envisioned by the Court in DeShaney.”
In DeShaney, the Supreme Court held that state officials could not be liable for failing to protect citizens from private violence. As stated above, however, the Court was careful to note that the state had played no part in creating the danger or leaving the plaintiff more vulnerable to the danger. The clear implication of the Court’s language, which was written in 1989, was that a state could be liable when it affirmatively acts to create, or increases a plaintiffs vulnerability to, danger from private violence.
Although generally in cases of qualified immunity we look to the law of this circuit and the Supreme Court to determine whether the applicable law was clearly established at the time of the constitutional violation, we are not limited to looking only at these decisions to make
As a general proposition, we will not rigidly define the applicable body of law in determining whether relevant legal rules were clearly established at the time of the conduct at issue. Relying solely on Fifth Circuit and Supreme Court cases, for example, would be excessively formalistic, but they will loom largest in our inquiries. In determining what the relevant law is, then, a court must necessarily exercise some discretion in determining the relevance of particular law under the facts and circumstances of each case, looking at such factors as the overall weight of authority, and the status of the courts that render substantively relevant decisions, as well as the jurisdiction of the courts that render substantively relevant decisions.31
Our examination of the law in other circuits at the time of the shooting demonstrates that numerous federal cases had recognized and adopted this theory, including several of our sister circuits.
In Wood v. Ostrander;
Freeman v. Ferguson
In Dwares v. City of New York,
We find it beyond peradventure that a police officer’s actions of giving a person a weapon in a situation the officer knows or should know has a strong potential for violence constitutes deliberate indifference on the part of the officer. Considering our statements in Salas, the inference which can be made from DeShaney, and the prevailing law across the nation, it seems apparent that no reasonable public official could have believed at the time of the incident that Officer Carney’s actions, if proven as alleged in the petition, were lawful. .We conclude that, at the time of the shooting it was clearly established that a state actor creating a danger, knowing of that danger, and using his authority to create an opportunity for a third person to commit a crime that otherwise might not have existed, was subject to liability for a violation of the victim’s rights. Accordingly, Carney would not be entitled to qualified immunity and summary judgment was inappropriate at this stage.
III. McClendon’s Claims Against the City of Columbia
McClendon alleged that the City of Columbia was liable, under § 1983, for both failure to properly train officers with regard to the appropriate use of confidential informants and for a custom or policy of allowing evidence to be kept in the offices of individual officers.
Municipalities may be held liable under § 1983 only when an official policy or governmental custom of the municipality causes the deprivation or violation of the constitutional rights of the plaintiff.
McClendon’s claims regarding the City’s failure to train its officers regarding the proper use of confidential informants also fails. The Supreme Court has stated, “[T]he failure to provide proper training may fairly be said to represent a policy for which the city is responsible, and for which the city may be held liable if it actually causes injury.”
We generally have rejected the application of the single incident showing, noting that “proof of a single incident ordinarily is insufficient to hold a municipality liable for inadequate training.”
We find this case distinguishable from Bryan. Although there is no evidence that disputes McClendon’s claim that the City of Columbia does not provide specific training for its officers regarding the use of informants, there is a difference be
CONCLUSION
The district court properly granted summary judgment in favor of the City of Columbia with respect to the claim of custom or policy regarding storage of evidence and the claim of failure to train. We therefore AFFIRM the district court’s decision in this regard.
With respect to the summary judgment in favor of James Carney, however, the district court erred in granting summary judgment. The state created danger theory is a viable theory of law in this circuit and summary judgment was improper on these grounds. Additionally, as we have found that it was clearly established at the time of the incident that creation of such a danger could lead to liability under § 1983, we cannot say, viewing the evidence in the light most favorable to McClendon, that Carney’s actions were objectively reasonable. Accordingly, summary judgment was also improper on the grounds of qualified immunity. We therefore REVERSE and REMAND this portion of the action for further proceedings consistent herewith.
AFFIRMED in part; REVERSED and REMANDED in part.
. Duffy v. Leading Edge Prods., 44 F.3d 308, 312 (5th Cir.1995).
. Fed.R.Civ.P. 56(c).
. Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
. Johnson v. Dallas Indep. Sch. District., 38 F.3d 198, 200 (5th Cir.1994).
. Id.
. Id. at 200.
. Piotrowski v. City of Houston (I), 51 F.3d 512 (5th Cir.1995).
. Id. at 515.
. Johnson, 38 F.3d at 201.
. Piotrowski v. City of Houston (II), 237 F.3d 567 (5th Cir.2001 ) (holding that, even if theory was available in this circuit, plaintiff had not met element of theory); Randolph v. Cervantes, 130 F.3d 111 (5th Cir.1997) (same); Doe v. Hillsboro Indep. Sch. District, 113 F.3d 1412* (5th Cir.1997) (same); Piotrowski v. City of Houston, 51 F.3d 512 (5th Cir.1995) (same).
. 489 U.S. 189, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989).
. Id. at 196-197, 109 S.Ct. 998.
. Id. at 198, 109 S.Ct. 998.
. Dwares v. City of New York, 985 F.2d 94 (2d Cir.1993); L.W. v. Grubbs, 974 F.2d 119 (9th Cir.1992); Gregory v. City of Rogers, Ark., 914 F.2d 1006 (8th Cir.1992) (en banc); D.R. v. Middle Bucks Area Vo. Tech. Sch., 912 F.2d 1364 (3d Cir.1992); K.H. v. Morgan, 914 F.2d 846 (7th Cir.1990); Freeman v. Ferguson, 911 F.2d 52 (8th Cir.1990); Wood v. Ostrander, 879 F.2d 583 (9th Cir.1989); Wells v. Walker, 852 F.2d 368 (8th Cir.1988); Nishiyama v. Dickson County, Tenn., 814 F.2d 111 (6th Cir.1987) (abrogated on other grounds, Lewellen v. Metropolitan Gov’t of Nashville, 34 F.3d 345 (6th Cir.1994)); Jackson v. City of Joliet, 715 F.2d 1200 (7th Cir.1983).
. L.W. v. Grubbs, 974 F.2d 119, 121 (9th Cir.1992) (quoting DeShaney, 489 U.S. at 201, 109 S.Ct. 998 (emphasis added)).
. Johnson v, Dallas Indep. Sch. District, 38 F.3d 198, 202 (5th Cir.1994).
. 113 F.3d 1412 (5th Cir.1997).
. 51 F.3d 512 (5th Cir.1995).
. 237 F.3d 567 (5th Cir.2001).
. Memorandum Opinion and Order Granting Defendant's Motion for Summary Judgment at 4, McClendon v. City of Columbia, No. 2:96CV255PG (S.D.Miss. April 20, 1999).
. Pfannstiel v. City of Marion, 918 F.2d 1178 (5th Cir.1990).
. Anderson v. Creighton, 483 U.S. 635, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987).
. Id. at 640, 107 S.Ct. 3034. White v. Taylor, 959 F.2d 539 (5th Cir.1992).
. Anderson, 483 U.S. at 640, 107 S.Ct. 3034 (citation omitted).
. White, 959 F.2d at 544.
. Memorandum Opinion and Order Granting Defendant's Motion for Summary Judgment at 5, McClendon v. City of Columbia, No. 2:96CV255PG (S.D.Miss. April 20, 1999).
. 980 F.2d 299 (5th Cir.1992).
. Salas, 980 F.2d at 311 ("On the other hand, the Ninth Circuit held that it was clearly established in 1984 that a police officer's deliberate indifference, which enhances an individual's risk of being harmed by a private actor, violates due process. Plaintiffs have failed, however, to carry their burden of showing that Carpenter acted with deliberate indifference.”).
. Id. at 307.
. Id. at 309.
. Melear v. Spears, 862 F.2d 1177, 1184 n. 8 (5th Cir.1989) (internal citation omitted).
. See supra, footnote 10.
. 879 F.2d 583 (9th Cir.1989).
. Id. at 587.
. 489 U.S. 378, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989).
. 592 F.2d 381 (7th Cir.1979).
. 715 F.2d 1200 (7th Cir.1983).
. 686 F.2d 616 (7th Cir.1982).
. 911 F.2d 52 (8th Cir.1990).
. Id. at 55.
. 974 F.2d 1006, 1010 (8th Cir.1992) (en banc) ("We have held the Due Process Clause imposes a duty on state actors to protect or care for citizens in two situations: first, in custodial and other settings in which the state has limited the individuals' ability to care for themselves; and second, when the state affirmatively places a particular individual in a position of danger the individual would not otherwise have faced.”).
. 985 F.2d 94 (2d Cir.1993).
. Fraire v. City of Arlington, 957 F.2d 1268 (5th Cir.1992).
. Id. at 1278 (quoting Languirand v. Hayden, 717 F.2d 220, 227 (5th Cir.1983)).
. City of Canton v. Harris, 489 U.S. 378, 390, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989).
. Gabriel v. City of Plano, 202 F.3d 741 (5th Cir.2000).
. Id. at 745.
. Id. (citing Snyder v. Trepagnier, 142 F.3d 791, 798 (5th Cir.1998)).
. 219 F.3d 450 (5th Cir.2000).
. Id. at 461 (discussing Board of County Commissioners of Bryan County, Ok. v. Brown, 520 U.S. 397, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997)).