Lead Opinion
Affirmed by published opinion. Judge NIEMEYER wrote the majority opinion, in which Judge DIAZ joined. Judge WYNN wrote a separate opinion dissenting in part.
Dawnn McCleary-Evans commenced this action against the Maryland Department of Transportation’s State Highway Administration, alleging that the Highway Administration failed or refused to hire her for two positions for which she applied because of her race (African American) and her sex (female), in violation of Title VII of the Civil Rights Act of 1964, specifically 42 U.S.C. § 2000e-2(a)(l). In her complaint, she alleged that she was highly qualified for the positions, but that the decisionmakers were biased and hаd “predetermined” that they would select white candidates to fill the positions.
The district court granted the Highway Administration’s motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), concluding that the complaint failed to allege facts that plausibly support a claim of discrimination. Because we agree that McCleary-Evans failed to include adequate factual allegations to support a claim that the Highway Administration discriminated against her because she was African American or female, we accordingly affirm. See Ashcroft v. Iqbal,
I
McCleary-Evans worked for over 20 years as a project manager on environmental regulatory compliance projects while employed at the Maryland Department of Natural Resources and the Maryland Transit Administration. In late 2009 and early 2010, she applied for two open positions in the Highway Administration’s Environmental Compliance Division, interviewing first for a position as an assistant division chief and later for a position as an environmental compliance program manager. Despite her prior work experience and education, which she alleged madе her “more than qualified” for the two positions, she was not selected for either position. Instead, as the complaint asserted, “The positions in question were filled by non-Black candidates.”
McCleary-Evans’ claim that the Highway Administration did not hire her “because of the combination of her race and gender” relies essentially on two paragraphs of her complaint. In one, she alleged that her applications were “subject to a review panel significantly influenced and controlled by ... Gregory Keenan, a White male in the Office of Environmental Design (‘OED’) who worked under the supеrvision of OED Director, Sonal Sangahvi, a non-Black woman,” and that “[djuring the course of her interview, and based upon the history of hires within OED, ... both Keenan and Sangahvi predetermined to select for both positions a White male or female candidate.” In the other paragraph, she similarly alleged that, “although African American candidates had been among the selection pool,” “Keenan and
In dismissing her claim, the district court concluded that McCleary-Evans had failed to “allege facts that plausibly support a claim of discrimination.” The court reasoned that because this was a case with “no direct evidence of discrimination,” McCleary-Evans needed to allege facts sufficient to “state a prima facie case of discrimination for failure to hire by showing: (1) that she is a member of the protected class; (2) that the employer had an open position for which she applied or sought to apply; (3) that she was qualified for the position; and (4) that she was rejected under circumstances giving rise to án inference of unlawful discrimination.” It noted that, while McCleary-Evans had sufficiently alleged the first three prongs of the prima facie case, she had not “stated facts sufficient to meet the pleading requirements as to the fourth prong.” Her complaint, the court said, “offerfed] nothing to support her conclusory assertions [of discrimination] beyоnd an unsubstantiated mention of ‘a history of hires’ within the division[] and statements identifying her race, the races of the two members of the hiring review panel, and the races of the two applicants hired for the positions.” The court concluded that, “[b]ecause discrimination cannot be presumed simply because one candidate is selected over another cándidate, McCleary-Evans ha[d] not pled adequate facts to give rise to a reasonable inference of discrimination.”
From the district court’s order dismissing her complaint, McCleary-Evans filed this appeal.
II
McCleary-Evans сontends that the district court imposed on her a pleading standard “more rigorous” than Swierkiewicz v. Sorema N.A.,
In Swierkiewicz, the Supreme Court held that “an employment discrimination plaintiff need not plead a prima facie case of discrimination ... to survive [a] motion to dismiss,”
[I]t is not appropriate to require a plaintiff to plead facts establishing a prima facie case because the McDonnell Douglas framework does not apply in every employment discrimination case. For instanсe, if a plaintiff is able to produce direct evidence of discrimination, he mayprevail without proving all the elements of a prima facie case.
Id. at 511,
In light of Swierkiemcz, McCleary-Evans appropriately argues that the district court erred in its analysis by requiring her to plead facts establishing a prima facie case of discrimination to survive a motion to dismiss. But the district court’s erroneous analysis in'this case will not save the complaint if, under the “ordinary rules for assessing the sufficiency, of a complaint,” Swierkiewicz,
Federal Rule of Civil Procedure 8(a)(2) “requires only a short and plain statement of the claim showing that the pleader is entitled to relief, in order to give the defendant fair notice of what the ... claim is and the grounds upon which it rests.” Twombly,
In her complaint, McCleary-Evans purported to state a claim under Title VII, which means that she was required to allege facts to satisfy the elements of a cause of action created by that statute— i.e., in this case, that the Highway Administration “fail[ed] or refus[ed] to hire” her “because of [her] race ... [or] sex.” 42 U.S.C. § 2000e-2(a)(l) (emphasis added). While she did allege that the Highway Administration failed to hire her, she did not allege facts sufficient to claim that the reason it" failed to hire her was because of her race or sex. To be sure, she repeatedly alleged that the Highway Administration did not select her because of the relevant decisionmakers’ bias against African American women. But those “naked” allegations — a “formulaic recitation” of the necessary elements — “arе no more than conclusions” and therefore do not suffice. Iqbal,
In his dissent, Judge Wynn asserts that our holding “ignores the factual underpinnings” of Swierkiewicz, post, at 589, which approved an employment discrimination complaint that, he claims, contained allegations less detailed than those made by McCleary-Evans in this case, post, at 591. A closer look at Swierkiewicz, however, reveals that it does not support this position. Swierkiewicz claimed that he had been subject to discrimination based on his age and national origin, alleging that he had been employed by a reinsurance company that was “principally owned and controlled by a French parent corporation” for аbout six years as the chief underwriting officer when the company’s CEO demoted him and “transferred the bulk of his underwriting responsibilities” to an employee who, like the CEO, was a French national and who was also significantly younger than Swierkiewicz. Swierkiewicz,
Moreover, in finding the complaint sufficient, the Supreme Court in Swierkiewicz applied a different pleading standard than that which it now requires under Iqbal and Twombly. See Robertson v. Sea Pines Real Estate Cos.,
In short, in addition to the fact that the Swierkiewicz complaint contained more relevant factual allegations for stating a Title VII claim than does McCleary-Evans’ complaint, the Swierkiewicz Court also applied a pleading standard more relaxed than the plausible-claim standard required by Iqbal and Twombly. At bottom, therefore, the Supreme Court has, with Iqbal and Twombly, rejected the sufficiency of complaints that merely allege the possibility of entitlement to relief, requiring plausibility for obtaining such relief and thus rejecting a complaint in which the plaintiff relies on speculation. See Twombly,
Thus, contrary to Judge Wynn’s assertions about the applicability of Swierkiewicz, it is clear that that decision does not control the outcome here because: (1) the complaint in Swierkiewicz alleged that the plaintiff was more qualified than the younger French person appointed to replace him-an allegation that McCleary-Evans has not made; and (2) Sivierkiewicz in any event applied a more lenient pleading standard than the plausible-claim standard now required by Twombly and Iqbal.
Applying the Twombly/Iqbal standard here reveals that McCleary-Evans’ complaint suffers from the same deficiencies that defeated the complaint in Iqbal. In Iqbal, the plaintiff, a Muslim citizen of Pakistan who was detained after 9/11, alleged in a conclusory fashion that he was treated harshly pursuant to a pоlicy adopted by the Attorney General and the Director of the FBI solely on account of his race, religion, or national origin. See 556 U.S. at 680-81,
In sum, while the district court improperly applied the McDonnell Douglas evidentiary standard in analyzing the sufficiency of McCleary-Evans’ complaint, contrary to Swierkiewicz, the court nonetheless reached the correct conclusion under Twombly and Iqbal because the complaint failed to state a plausible claim for relief, as required by Federal Rule of Civil Procedure 8(a)(2). Accordingly, we affirm.
AFFIRMED.
Dissenting Opinion
dissenting in part.
I do not agree with that part of the majority’s opinion that affirms the dismissal of Dawnn McCleary-Evans’s claim that she was discriminated against because of her race. This case brings into stark relief the tension embedded in the Supreme Court’s recent jurisprudence regarding Rule 8 pleading requirements. It requires us to reconcile the Supreme Court’s decisions in Bell Atl. Corp. v. Twombly,
The Supreme Court’s decisions in Twombly and Iqbal, which underpin the majority’s holding, each speak to the proper application of Rule 8(a)(2) of the Federal Rules of Civil Procedure. That rule continues to be the yardstick by which courts measure the sufficiency of civil complaints. The language of the rule thus makes for a good starting point for any court’s consideration of a motion to dismiss for failure to state a claim. The rule provides:
(a) Claim for Relief. A pleading that states a claim for relief must contain:
(2) a short and plain statement of the claim showing that the pleader is entitled to relief....
Fed.R.Civ.P. 8(a)(2).
Time and again the Supreme Court has reiterated that Rule 8(a)(2) sets forth a “liberal pleading standard[],” one which does not contemplate the pleading of “specific facts.” Erickson v. Pardus,
What the Court’s recent cases have done, however, is require that a plaintiff do more than raise a remote possibility of relief. The now familiar moniker for the plaintiffs burden is “plausibility.” While the Court’s delineation of the plausibility requirement may be somewhat “opaque,” Swanson v. Citibank, N.A.,
Yet we also know that “[t]he plausibility standard is not akin to a ‘probability requirement.’ ” Id. at 678,
In evaluating the allegations in McCleary-Evans’s complaint, however, we are not limited to the sparse guidance to be gleaned from Twombly and Iqbal. In 2002 the Supreme Court decided Swierkiewicz, a case involving the sufficiency of a wrongful termination claim under Title VII.
While the majority pays lip service to Swierkiewicz, acknowledging that a plaintiff need not plead a prima facie case of discrimination under the McDonnell Douglas framework to comply with Rule 8(a)(2), see supra at 584-85, it entirely ignores the factual underpinnings of the Swierkiewicz holding, looking solely to the Supreme Court’s 2009 decision in Iqbal to guide its decision. In Iqbal, a Pakistani man who had been detained during the weeks following the September 11th attacks alleged
The apparent tension between the Court’s decisions in Iqbal and Swierkiewicz is well-documented.
We are therefore confronted with two Supreme Court cases having apparent relevance to the case before us. One of these cases, Swierkiewicz, involves a Title VII plaintiff who alleged that his employer wrongfully terminated him due to his national origin. The other, Iqbal, involves a suspected terrorist who alleged that he was mistreated pursuant to an unconstitutional policy instituted by the United States Attorney General in conjunction with the Director of the Federal Bureau of Investigations. I have little difficulty deciding which case has greater applicability to the run-of-the-mill emplоyment discrimination case before us.
The Seventh Circuit adopts the view that Swierkiewicz should continue to guide courts’ application of federal pleading requirements in straightforward discrimination cases. In Swanson v. Citibank, N.A., the plaintiff alleged that Citibank denied her loan application because she was African-American in violation of the Fair Housing Act. 614 F.3d at 402-08. The court concluded that the complaint satisfied the Twombly/Iqbal plausibility stan
A plaintiff who believes that she has been passed over for a promotion because of her sex will be able to plead that she was employed by Company X, that a promotion was offered, that she applied and was qualified for it, and that the job went to someone else. That is an entirely plausible scenario, whether or not it describes what “really” went on in this plaintiffs case.
Id. at 404-405 (emphasis added). Even Judge Posner, who dissented in Swanson, acknowledged that Swierkiewicz — though distinguishable in his view — remains good law, recognizing that “lower-court judges are not to deem a Supreme Court decision overruled even if it is plainly inconsistent with a subsequent decision.” Id. at 410.
Turning to McCleary-Evans’s complaint, it is clear that her allegations go beyond what Swierkiewicz (and well-beyond what Swanson) found sufficient to satisfy Rule 8(a)(2). McCleary-Evans contends that she applied for two positions with the Maryland Department of Transportation’s State Highway Administration. She lays out in immense detail her qualifications for these positions. She identifies the Highway Administration employees responsible for denying her applications, and states that both were non-African American. She alleges that she and other African Americans who appliеd for positions with the Highway Administration were denied employment in favor of non-African American applicants. Finally, she alleges that based on her interview experience and what she apparently perceived as a discriminatory history of hires within the Highway Administration, her race played a role in the decision to hire non-African-American candidates over her. In this particular context, drawing on “judicial experience and common sense,” Iqbal,
I am not unmindful of the policy concerns that underlie the Supremе Court’s decisions in Twombly and Iqbal. As Judge Posner pointed out in his Swanson dissent, the Court quite clearly aimed to curb the rising costs of discovery born by defendants facing meritless lawsuits and to quell the tide of “extortionate litigation” in this country. Swanson,
Yet if we are to consider litigation costs in the application of federal pleading standards, we must take care not to ignore the costs borne by plaintiffs and society as a whole when meritorious discrimination lawsuits are prematurely dismissed. See Miller, supra at 61. We ought not forget that asymmetric discovery burdens are often the byproduct of asymmetric information. The district court’s decision below exemplifies the risks posed by an overly broad reading of Twombly and Iqbal. The district court faulted McCleary-Evans for failing to allege how much control the
Finally, I must take issue with the majority’s suggestion that by “retiring” the Conley v. Gibson,
Because McCleary-Evans’s complaint states a plausible claim of discrimination on the basis of race, I respectfully dissent.
Notes
. See, e.g., McCauley v. City of Chicago,
. Further, I agree with Judge Hamilton's view that “we must take care not to expand Iqbal too aggressively beyond its highly unusual context — allegations aimed at the nation's highest-ranking law enforcement officials based on their response to unprecedented terrorist attacks on the United States homeland — to cut off potentially viable claims.” McCauley v. City of Chicago,
. This state of аffairs has led some commentators to argue for a broadened use of predismissal discovery, a tool that is within the discretion of district courts. See, e.g., Suzette M. Malveaux, Front Loading and Heavy Lifting: How Pre-Dismissal Discovery Can Address the Detrimental Effect of Iqbal on Civil Rights Cases, 14 Lewis & Clark L.Rev. 65 (2010).
. Indeed, in affirming dismissal of Swierkiewicz!'s national origin discrimination claim, the Second Circuit stated, "the only circumstances Swierkiewicz pled are that he is Hungarian, others at Sorema are French, and the conclusory allegation that his termination was motivated by national origin discrimination. .... [T]hese allegations are insufficient as a matter of law to raise an inference of discrimination.” Swierkiewicz v. Sorema, N.A.,
