Plaintiff-Appellant Haven McClaren filed suit against Defendant-Appellee Morrison Management Specialists, Inc. (“Morrison”), alleging that Morrison failed to hire him for a newly created position after Morrison eliminated McClaren’s original position with the company, in violation of the Texas Commission on Human Rights Act (“TCHRA”), Tex. Lab.Code AnN. § 21.051. After a jury awarded McClaren compensatory and punitive damages on his age discrimination claim, Morrison filed a Rule 50 motion for judgment as a matter of law. The district court denied Morrison’s motion and entered judgment on the verdict. Morrison subsequently reurged its Rule 50 motion, which the district court granted. The district court found that McClaren was judicially estopped from establishing a prima facie case of age discrimination because of inconsistent statements he made in an effort to obtain disability benefits. The district court entered judgment for Morrison, and McClaren timely appealed. For the reasons discussed below, we affirm.
BACKGROUND AND PROCEDURAL HISTORY
McClaren was hired on April 11, 1988, by Tenet Health Care System Medical,
Throughout his career, including prior to his arrival at Sierra, McClaren suffered from back and other health problems. In 1996, while at Sierra, he slipped, fell, and sustained a serious back injury requiring two surgeries. McClaren subsequently filed a worker’s compensation claim against Tenet. Tenet and McClaren settled the claim, with Tenet agreeing to pay for McClaren’s medical treatment and pain medication. McClaren continued to receive medical treatment related to the injury from his slip and fall through 2000, and during this time his doctor continued to file reports with the Texas Workers’ Compensation Committee. 1
In February 2000, Tenet agreed that Morrison would assume responsibility for food services at three Tenet-affiliated hospitals in the El Paso area, including Sierra. Per this agreement, Morrison retained all of Tenet’s hospital employees for at least 90 days. On May 10, 2000, McClaren learned that his position would be eliminated by Morrison as of June 12, 2000. Morrison explains that this restructuring of management was due to its desire to place all three El Paso area hospitals under one Director of Food and Nutrition, rather than staffing a Director at each location. A new position of Assistant Director, with a lower salary, was created that approximated McClaren’s position at Sierra. According to Morrison, it planned to create a new management structure: two Assistant Director positions at the two smaller hospitals (including Sierra) that would report to the Director residing at the largest area hospital. McClaren applied for the new Assistant Director position at Sierra and interviewed for the position on May 31, 2000. He was told a decision would be made before June 12, 2000. At the time he applied and was considered, McClaren was 63 years old. Morrison did not hire McClaren as the Assistant Director, but instead hired Martin King, a man who had been employed by Tenet and who previously reported to McClaren. King was, at the time, 47 years old.
McClaren learned of Morrison’s decision to hire King through another employee without the knowledge of Morrison management. King also confirmed his new employment directly with McClaren, unbeknownst to Morrison. After learning of Morrison’s decision, but without communicating with Morrison, McClaren visited his doctor, Dr. Wehrle, on June 6, 2000. There, the doctor explained that McClaren’s back injuries and pain presented him with two treatment options: an additional series of steroid injections or back surgery. McClaren complained to Dr. Wehrle that on that day he suffered from “intractable” back pain, and the doctor’s notes reflect persistent “significant” back pain since November 9, 1999. At that same visit on June 6, McClaren opted for
On June 7, 2000, MeClaren filed a request for leave from Morrison under the Family Medical Leave Act. The request for leave form asked for McClaren’s date of anticipated return to work, to which MeClaren answered, “N/A.” On June 8, 2000, MeClaren packed his personal belongings at work and left voicemail messages for his supervisors explaining his decision to take sick leave. On June 14, 2000, MeClaren filed for retirement benefits from the Social Security Administration (“SSA”). Two days later, Morrison mailed MeClaren a termination letter explaining that it had not hired him as Assistant Director and notifying him that his last day of employment with Morrison was June 8, 2000, but that he would be paid through June 23, 2000.
In September 2000, MeClaren filed discrimination charges with the Texas Human Rights Commission and the Equal Employment Opportunity Commission (“EEOC”), alleging that Morrison discriminated against him on the basis of age and disability, in violation of the Age Discrimination in Employment Act (“ADEA”) and the Americans with Disabilities Act (“ADA”), when Morrison terminated his position and failed to hire him for the Assistant Director position at Sierra.
In February 2001, MeClaren filed for disability benefits with the SSA, and he received those benefits until he turned 65, at which time he began to receive retirement benefits. 2 MeClaren described his disability as: diabetes, high blood pressure, hypothyroidism, atherosclerotic heart disease, rheumatoid arthritis, degenerative arthritis, and back fusion (at “L 4-5”). He also stated that those conditions caused him to make job-related changes, including “modified job, reasonable accommodations, and special parking.” MeClaren claimed to the SSA he stopped working based on Dr. Wehrle’s diagnosis that MeClaren was “unable to work while taking pain medications, muscle relaxers,” and because “Employer Morrison changed job restrictions.”
The EEOC issued a right to sue letter, and MeClaren filed multiple claims against Morrison in Texas state court. McClaren’s original petition stated only a claim of age discrimination against Morrison.
3
Upon removal to federal court on the basis of diversity jurisdiction, Morrison filed a motion for summary judgment that was subsequently denied. The case proceeded to trial before a jury, which ultimately awarded MeClaren damages. After reducing the jury’s award, the district court entered final judgment. Morrison moved for judgment as a matter of law under Federal Rule of Civil Procedure 50(b), arguing that MeClaren was judicially es-
Noting that the Fifth Circuit had yet to address the question of judicial estoppel in the context of a state law age discrimination claim made in light of statements supporting a claim for social security disability benefits, the district court held that McClaren was estopped from making a prima facie claim and granted Morrison’s motion for judgment as a matter of law. The district court did not reach whether, if a prima facie case had been met, McClaren demonstrated that Morrison’s proffered reason for termination was pretext. McClaren timely filed the instant appeal.
DISCUSSION
A district court’s grant of judgment as a matter of law is reviewed
de novo. Hamburger v. State Farm Mut. Auto. Ins. Co.,
Whether McClaren is judicially estopped from making a prima facie case of age discrimination.
At primary issue in this appeal is whether McClaren is judicially estopped from claiming he was qualified for purposes of his age discrimination claim, even though he applied for and received Social Security Disability Insurance (“SSDI”) program benefits as one who is disabled and unable to perform his past relevant work. In other words, we must decide whether McClaren’s claims of qualification and disability are sufficiently inconsistent to preclude his age discrimination claim on the basis of judicial estoppel.
Morrison argues that McClaren cannot prevail on his age discrimination claim because the two claims are inconsistent and McClaren has failed to sufficiently explain the inconsistencies. McClaren argues he adequately explained that his disability claim does not preclude his discrimination claim because, at the time he was terminated, he was not disabled and was qualified for his job. According to McClaren, he later became disabled due to a worsening condition and due to his choice of medical treatment and, for that reason, became eligible for disability benefits after his termination. He claims that he only chose surgery because he knew Morrison did not hire him for the Assistant Director position and that he would have chosen additional steroid injections if he had the option of continuing to work.
Under the TCHRA, an employer may not “fail[ ] or refuse[ ] to hire an individual, discharge! ] an individual, or discriminate!] in any other manner against an individual in connection with compensation or the terms, conditions, or privileges of employment” on the basis of age. Tex. Lab.Code Ann. § 21.051(1). “Section 21.051 is substantively identical to its federal equivalent in Title VII, with the exception that” federal law makes age discrimination unlawful under the ADEA.
Quantum Chem. Corp. v. Toennies,
47
In order to establish a prima fa-cie case of age discrimination under the TCHRA in a non-selection or failure to hire case, McClaren must show that: (1) he was in the protected class;
5
(2) he was qualified for the position sought; (3) he was not selected; and (4) he was either (a) replaced by another person outside of the protected class; (b) replaced by someone younger;
6
or (c) otherwise not selected because of age.
See Machinchick v. PB Power, Inc.,
Morrison argued in its Rule 50 motion that McClaren is judicially estopped from showing he is qualified — and therefore precluded from making his discrimination claim — because McClaren averred to the SSA he was disabled and unable to perform his prior relevant work in order to receive SSDI benefits. 7 Observing the lack of Fifth Circuit precedent on the issue, the district court relied on United States Supreme Court, Third Circuit, and Texas case law in granting Morrison’s Rule 50 motion. Specifically, the district court held McClaren’s averment of disability and inability to perform his job “as of June 6, 2000,” (that is, two days prior to his termination) judicially estopped him from subsequently claiming he was qualified for the Assistant Director position that was denied him on June 8, 2000.
In
Cleveland v. Policy Management Systems Corp.,
In such a case, to survive judgment for the employer, a plaintiff must address the apparent inconsistency between “qualified” for employment under the ADA and “disabled” for SSDI benefits.
Id.
at 798, 806,
Although the
Cleveland
Court did not address the application of judicial estoppel to an ADEA or, as here, a state law age discrimination claim asserted after a plaintiff has filed for SSDI benefits, we find the reasoning employed therein persuasive to the precise issue before this court and, for the first time, this Circuit. We also observe that at least one other circuit court and district court have applied
Cleveland’s
analysis to a discrimination claim brought under the ADEA.
Detz v. Greiner Indus. Inc.,
Here, MeClaren’s age discrimination claim arises under the TCHRA rather than the ADEA, but as noted previously, this distinction does not prevent our application of the
Cleveland
analysis because the TCHRA parallels federal discrimination laws.
Specialty Retailers,
Nevertheless, under Cleveland, McClaren is entitled to proffer an explanation for this inconsistency, which, if sufficient, would require this court to reverse the district court’s grant of judgment as a matter of law. McClaren points to several pieces of evidence in the record that he maintains established he was qualified for the position of Assistant Director, despite his allegedly disabling injuries: (1) his own testimony revealing he was physically able to work in May 2000, at the time of his application for the Assistant Director position; (2) testimony from Morrison representatives indicating the failure to hire McClaren was not due to his health or physical condition; (3) the fact that McClaren never requested an accommodation for his back injury; and (4) McClaren’s testimony that if Morrison had offered McClaren the position at issue, he would have accepted and continued working, choosing a less invasive medical treatment for his back pain than the back surgery he elected after Morrison did not hire him.
Also, McClaren argues his disability would not have occurred but for Morrison’s failure to hire. In making this argument, he casts his disability as the surgical spinal fusion, rather than the years of back pain due to injury, and urges that, had Morrison hired him, he would have continued steroid injections. Record evidence supports that this treatment choice was available to McClaren on June 6, 2000. While McClaren worked for Morrison, he received steroid injections in order to continue to be able to work. He argues he would have continued steroid injections as Assistant Director but that, when he learned he did not get the position, he chose the surgex-y which ultimately led to his disability. Morrison responds that McClaren’s explanation of treatment choice is insufficient under Cleveland because McClaren never testified at trial that the surgery alone rendered him disabled nor did he make any such representation in his brief or to the SSA. Morrison argues that McClaren’s only relevant testimony was that he was willing to work and would have done so despite his condition.
The district court’s application of
Cleveland
to the instant facts was based upon: (1) the timing of McClaren’s various statements and conduct; and (2) its determination that McClaren simply disavowed his disability claim, rather than sufficiently explaining the inconsistency between the two positions. As to timing, the court was persuaded that McClaren’s submissions to
In
Detz,
the plaintiff, upon being terminated from his employment, applied for disability benefits and later filed claims against his former employer under both the ADEA and the parallel Pennsylvania statute for age discrimination.
Detz,
Similarly, in
Johnson,
the plaintiff attempted to explain the inconsistency between his disability and his ADEA claim by maintaining he was willing to work and would have done so despite a disability.
Johnson,
Here, as in Detz and Johnson, McClaren urges only that he “would have been willing to work” and would have done so despite his sworn statements to the SSA that he was incapable of working at the relevant time. Therefore, the district court concluded that McClaren’s explanation was no more than a disavowal of his previous statements related to disability claims to the SSA. McClaren maintains that his case differs from Detz and Johnson in that the briefs reveal an inconsistency regarding the dates upon which McClaren acted in relevant part. In other words, McClaren argues that there exists a disagreement about the date upon which Morrison notified McClaren of its decision not to hire him. Based on this disagreement, McClaren contends his statement of total disability and inability to work as of June 6, 2000, is not inconsistent with his age discrimination claim. McClaren’s argument is unpersuasive.
McClaren cannot overcome the fact that his submissions to the SSA contained more than legal statements of disability related to the spinal fusion, which he claims he would not have had if Morrison had hired him as Assistant Director. To the contrary, his disability application contains broad descriptions of his pains, injuries, health conditions, and inability to work as of June 6, 2000, a date before he was given official notice of Morrison’s decision to hire King and before his official termination date with Morrison. Most pointedly, his submissions to the SSA aver that since the date of his surgery, his back symptoms improved. Essentially, McClaren argues now that Morrison’s failure to hire him resulted in his surgery, which in turn resulted in a deterioration of his back pain
Both parties cite two Fifth Circuit cases addressing
Cleveland’s
application to discrimination claims brought pursuant to the ADA, as opposed to the ADEA.
See Giles v. Gen. Elec. Co.,
The compelling distinction underlying the different outcomes in Reed and Giles is the type of averments made by the plaintiffs to the SSA. 10 Thus, comparing plaintiffs through the lens provided by Cleveland, estoppel will apply in those cases, like Reed, where the plaintiffs factual descriptions supporting disability preclude the possibility of qualification as of a certain date. Not only are McClaren’s statements to the SSA inconsistent with his showing of qualification on his age discrimination claim, but also the specificity of the statements renders his proffered explanation insufficient. In other words, McClaren cannot disavow his statement to the SSA that his disability includes more impairment than simply the fusion of his back and that his disability actually improved, rather than worsened, as a result of surgery. McClaren swore his disability onset date preceded both his termination and Morrison’s official adverse employment action. Therefore, McClaren is judicially estopped from making a prima facie age discrimination claim.
CONCLUSION
Because McClaren made signed representations to the SSA that as of June 6, 2000, he was totally disabled, unable to work, and that his disability was characterized by multiple, broad symptoms of impairment, he is judicially estopped from showing he was qualified for the position he was subsequently denied on June 8, 2000. Accordingly, because McClaren cannot make a prima facie case of age discrimination, the district court’s order granting Morrison judgment as a matter of law is AFFIRMED.
AFFIRMED.
Notes
. The physician reports filed with the Texas Workers' Compensation Committee show that from October 19, 2000, through November 11, 2002, McClaren’s physician continually restricted him from work, indicating on the forms that McClaren’s back injury prevented him from all work. As of March 15, 2001, the reports indicate that the "no work” restriction was permanent. None of these reports, however, bears upon the determination of his disability for purposes of Social Security Disability Insurance benefits, and none reflects an inability to work at the time relevant to Morrison’s decision not to hire McClaren.
. The district court determined that McClaren's statements to the Social Security Administration ("SSA”) established his disability onset as of June 6, 2000. Specifically, MeClaren stated in his disability submissions to the SSA that he became unable to work because of his illnesses, injuries, or conditions on June 8, 2001. This statement, however, is in error because the same submission was signed and dated on January 27, 2001. MeClaren also stated that he stopped working on June 8, 2001, while other evidence, and both parties’ briefs, supports a finding that he stopped working on June 8, 2000.
. The district court’s opinion, implies McClaren's claim as alleged in his petition arose under the ADEA, but then quotes a portion of the petition that refers only to Texas mandates proscribing age discrimination in employment. See Tex. Lab.Code Ann. § 21.051. Also, the district court and the parties' briefs on appeal characterize Morrison's removal of the action as grounded in diversity jurisdiction alone. Thus, no federal claim was ever stated under the ADEA, but rather MeClaren stated only a Texas state law claim of age discrimination with diversity jurisdiction as the proper vehicle for removal.
. Texas's provision for age discrimination claims, Tex. Lab.Code Ann. §§ 21.001-.556, was designed in part to bring Texas "in line with federal laws addressing discrimination.”
Specialty Retailers, Inc. v. DeMoranville,
. Under the ADEA and TCHRA, an age discrimination plaintiff must establish that he was over the age of 40 at the time of the non-selection in order to prove he was a member of the protected class.
Evans v. City of Houston,
. At the time of his hiring, Martin King was 47 years old. The parties do not dispute the age difference satisfies the requirement that King was "significantly younger” than McClaren.
See O’Connor v. Consol. Coin Caterers Corp.,
.The SSA defines "disability” as an "inability to engage in any substantial gainful activity by reason of any ... physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). The impairment must be "of such severity that [a claimant] is not only unable to do his previous work but cannot ... engage in any other kind of substantial gainful work ... in the national economy.” 42 U.S.C. § 423(d)(2)(A); see also 45 C.F.R. § 404.1529(a).
. Morrison argues McClaren should not be entitled to the
Cleveland
two-part analysis because McClaren chose not to pursue an ADA claim, even though based upon his EEOC filings, he might have done so. Morrison argues the panel should instead, on this record, rely on the Fourth Circuit’s judicial es-toppel analysis in a
pre-Cleveland
case.
See King v. Herbert J. Thomas Mem'l Hosp.,
Morrison’s argument is unconvincing. The Fourth Circuit's analysis in
King
provides no specific reason for its application to a claim of
. The district court notes the latter date as the date of termination, June 8, 2000, but Morrison briefs a more substantial gap in time. Morrison explains that McClaren claimed disability as of June 6, 2000, but the hiring decision was not made by Morrison until June 10, 2000. Morrison argues June 6, 2000, constitutes the date of disability because on that date Dr. Wehrle diagnosed McClaren as totally disabled. McClaren points to SSA submissions that he was disabled as of June 8. Regardless of whether he was disabled on June 6 or 8, McClaren cannot, based upon the specificity of his submissions to the SSA, also claim to be qualified as of June 8.
. Morrison argues that
Giles
is distinguishable from
Reed
and the instant case because the plaintiff in
Giles
did not ultimately receive SSDI benefits. Morrison urges that the failure to obtain disability benefits provides the basis for concluding that a plaintiff is not judicially estopped from asserting qualified individual status in a subsequent discrimination action. This Court has previously rejected this position, however, in
Giles
no less.
