Craig Houston MCCLAIN, Appellant, v. The STATE of Texas, Appellee. Charles Vincent NAVARRO, Appellant, v. The STATE of Texas, Appellee.
Nos. 699-84-McClain, 700-84-Navarro
Court of Criminal Appeals of Texas, En Banc.
April 3, 1985.
687 S.W.2d 350
Cause No. 67,894
A.I. O‘Keefe, Jr.
In his first ground of error, appellant contends the evidence is insufficient to show that he started a fire with intent to collect insurance. A review of the evidence adduced at trial leads us to find that there is nothing in the record to show that appellant had the requisite intent regarding collecting insurance. Because there is no evidence to show that appellant had any right to the insurance proceeds or was in any way connected to the insurance policies, it was encumbent upon the State to show that he knew of the insurance and that he set the house on fire at the instigation of the owner. Moore v. State, 66 Tex.Cr.R. 169, 146 S.W. 183 (Tex.Cr.App.1912). Although it may be inferred that appellant knew of the insurance policies, we find no evidence whatsoever that he set the house on fire at the instigation of the owner. The mere fact that appellant was at the scene shortly before the fire was discovered does not support the State‘s burden.
Appellant also contests the sufficiency of the evidence in two more grounds of error. First, he maintains that the evidence is insufficient in that not every reasonable hypothesis except that of arson was negated and second, he argues that the evidence was insufficient to show that he was a party to the offense. As we noted above in his father‘s case, the evidence is insufficient to show that the fire was incendiary in origin. Furthermore, because we have found the evidence lacking in proving that appellant‘s father actually started the fire and there was nothing additional adduced at trial which incriminates appellant, we are compelled to also find that the evidence is insufficient to sustain appellant‘s conviction as a party to the offense.
Because of our finding in each cause that the evidence is insufficient to sustain the verdict of the jury, and because of Burks v. United States, 437 U.S. 1, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978); Greene v. Massey, 437 U.S. 19, 98 S.Ct. 2151, 57 L.Ed.2d 15 (1978), we must not only reverse the appellants’ convictions, but must direct the trial court to enter a judgment of acquittal in each cause.
W.C. DAVIS, J., dissents.
TEAGUE, J., not participating.
OPINION ON STATE‘S PETITIONS FOR DISCRETIONARY REVIEW
CLINTON, Judge.
These are appeals from convictions for the offense of theft1 in which the punishment for each appellant was assessed at three years and a $500.00 fine, probated.
In an unpublished opinion the Houston (1st) Court of Appeals found the evidence insufficient and ordered each appellant acquitted. We will review the basis in law for its finding.
The salient stipulated facts established Houston Police Officer S.R. Jett received information from Kevin Stuart, a Harris County Jail inmate, regarding appellants and their business operation, Gulf Coast Coins. Pursuant to this information, Jett checked out of the police department property room some personalty, including ten gold chains.
Pursuant to Jett‘s instructions, Stuart took the property to appellants’ place of business, gave it to defendant Navarro and “had a discussion with him about selling the property to the codefendants at Gulf Coast Coins.” Stuart told Navarro that he had personally stolen the property. Stuart later spoke to defendant McClain, whom he told, “I risked my butt stealing this stuff and should get a better price.” McClain gave Stuart $140.00. Stuart left the property with appellants.
The State alleged by indictment that each appellant did:
... on or about April 5, 1983, ... unlawfully appropriate by acquiring and otherwise exercising control over property, namely, ten gold chains, owned by S.R. Jett, hereafter styled the Complainant, of the value of over two hundred dollars and under ten thousand dollars, with the intent to deprive the Complainant of the property, and without the effective consent of the Complainant. ***
... [T]heft under Sec. 31.03(b)(1) requires ‘that the accused participate, either personally or acting as a party, in the initial unlawful appropriation of the property from its owner.’ Casey v. State, 633 S.W.2d 885 (Tex.Crim.App.1982). In Casey, the Court instructed: ‘If the accused does not take part in the initial unlawful appropriation but he does later acquire or exercise control over the previously stolen property knowing that it was stolen by another he is guilty only of theft under
Sec. 31.03(b)(2) . Such an interpretation of these sections is required by common sense and logic; any other interpretation ofSec. 31.03(b)(1) would allow conviction for non-criminal conduct.’ 633 S.W.2d at 887.
The stipulated evidence in the instant case establishes that the appellants had no participation in the ‘initial unlawful appropriation’ (if there was one) of this property; indeed, the stipulations explicitly state that the ‘original owner of the ten gold chains and the exact facts regarding the original acquisition or appropriation of these ten gold chains is unknown to any witness in this [sic] cases.’
We granted the State‘s petition for discretionary review in order to address the contention that the reasoning underlying Casey is unsound and should be overruled.2
The court of appeals has undoubtedly applied Casey correctly to the instant cases. We now turn to the question presented: whether Casey was correctly decided.
The panel opinion in Casey construed our present theft statute to proscribe only “two distinct” types of conduct—what would have essentially constituted “theft” and “receiving and concealing” under old Articles 14103 and 14304 Vernon‘s Ann.P.C. (1925), respectively—focusing primarily on the manner in which the actor acquired the property. Pursuant to that construction, Casey held that
“requires [in addition to the express elements of the offense,] that the accused participate, either personally or acting as a party in the initial unlawful [actual taking]6 of the property from its owner. See Cooper v. State, 537 S.W.2d 940 (Tex.Cr.App.1976).”
Having reviewed the stated rationale of Casey, we conclude its addition of an element in some cases—“participation in the initial acquisition“—to the constituents of theft as proscribed by the Legislature in
The error of Casey is precipitated by its focus on the “manner of acquisition” of personal property, a focus the Legislature8 removed entirely from the theft statute in the 1974 penal code,9 then further refined in the 1975 legislative session. Just as it has been in the past recognized that the actor‘s intent to “benefit himself or another” or to “withhold the property permanently” are not essential to commission of a theft, so too has it now been acknowledged that the “manner of acquisition” is inconsequential to the evil of a theft: the gravamen of theft is in depriving the true owner of the use, benefit, enjoyment or value of his property, without his consent.
Thus, the varying misleading emphases on aspects of acquisitive conduct proscribed under former penal codes were sifted out by the new, and a single offense was distilled from the common elements contained in each: clearly, if one exercises control over property knowing it is without the owner‘s consent, and intending to deprive the owner of it, it matters not “how” the actor got the property, whether he intended to benefit himself or another, intended “permanently” to deprive the owner, etc.10
Thus, there were at least two eventual innovations in the new code designed specifically to assist in prosecuting such persons: (1) the “exercise of control” feature of “appropriation” which dispensed with the necessity of a “receipt” of property and, perforce, knowledge it was stolen at that very moment;11 and (2) in the event the prosecution could prove the actor had participated in numerous similar receipts of property which, in fact, was stolen,
“Few property transactions do not involve the acquisition of another‘s property with intent to deprive him of it,” Committee Comment to § 31.03. Thus, the committee (and later the Legislature) recognized that what separates lawful acquisitive conduct from theft is knowledge of a crucial “circumstance surrounding the conduct”12 that the acquisition is “without the owner‘s consent.” The crime of theft requires the “forbidden conduct” element of the offense13 (“exercise of control over property“) to be accompanied by this “circumstance surrounding the conduct,” and
It is logically apparent that one way to prove the actor had “knowledge” that his exercise of control over property was “without the owner‘s consent” is to prove that at some point during his exercise of control he “knew it was stolen by another.”15 Thus, knowing the property possessed “was stolen by another” is merely a subset of knowing the possession is “without the owner‘s consent.” Casey, however, treated these “circumstances surrounding the conduct” as mutually exclusive.16
“Section 31.03(b)(2) provides that it is ‘unlawful’ to ... exercise control over property the owner [sic] knows is stolen; thus the receiver is guilty of theft under Section 31.03. ‘Receiving’ is included out of an abundance of caution rather than out of necessity, because one who obtains or exercises control over property he knows is stolen does so [knowing it is] without the owner‘s effective consent as clearly as when he physically steals the property himself.”
Committee Comment to § 31.03.
Thus, it is clear that the general allegation that the conduct and accompanying mental state (appropriation with the intent to deprive) were done “unlawfully,” or even “without the owner‘s consent,” would support a conviction for theft in which the proof established the actor‘s “initial taking,” his “receipt knowing the property was stolen” or neither such mode of acquisition, so long as all elements of theft were proved.
In sum, neither the rationale nor holding of Casey is supported by logic or legal authority; in fact, Casey flies in the face of the Legislature‘s express purpose in consolidating theft offenses. It attempts to reduce the offense of theft to “two separate and distinct ways in which the offense could be committed” which, with deference, is much too simplistic; there are myriad “ways in which the offense could be committed.” But Casey attempted to elevate mere matters of proof to “distinct elements” comprising “two separate” offenses, then tacked on a new “element of the offense” (“initial actual taking“). There is certainly no principled reason, compelling or even weak, to revive the very problems the Legislature sought to eliminate in the new penal code, as well as create new ones.
Casey is overruled.
This cause is remanded to the court of appeals for determination of appellants’ contention that the evidence fails to establish their exercise of control of the affected property was “without the owner‘s effective consent.”
It is so ordered.
MILLER, Judge, concurring.
I join the majority opinion and write only to address the accusation in the dissent by Onion, P.J., that the majority is so caught up in the fever of result orientism that it ignores prior case law “of which it has been made acutely aware.”
Just today, in Roeder v. State, — S.W.2d — (No. 68,887, delivered April 3, 1985), this Court reaffirmed the doctrine of appellate review that mandates review of a sufficiency of the evidence ground in just this situation. When an appellate court
In the case at bar, appellant complains that all the evidence, including the stipulations, is insufficient to support the verdict. It is of no moment then that the stipulations are fatally defective except that this defect will assure appellant of at least a new trial. However, if the evidence, including the stipulations, is insufficient then the State has had its bite at the apple and appellant is entitled to a verdict of acquittal.
The majority opinion does nothing more than address the premise under which the court of appeals operated in deciding appellant‘s sufficiency ground, and remands the case for determination of that ground. Appellant is entitled to have that ground addressed because jeopardy is raised, and the State is entitled to have that ground addressed correctly. I am “amazed” that the dissent would attempt to deprive appellant of such a basic tenet of due process as the protection afforded by the double jeopardy provisions of our State and National constitutions.
ONION, Presiding Judge, dissenting.
The question before this Court involves the sufficiency of the evidence to sustain the convictions. Yet an examination of the appellate record quickly reveals the evidence consists entirely of stipulations entered in this trial before the court on the pleas of not guilty. Such stipulations do not comply with the provisions of
“... The evidence may be stipulated if the defendant in such case consents in writing, in open court, to waive the appearance, confrontation, and cross-examination of witnesses, and further consents either to an oral stipulation of the evidence and testimony or to the introduction of testimony by affidavits, written statements of witnesses, and any other documentary evidence in support of the judgment of the court. Such waiver and consent must be approved by the court in writing, and be filed in the file of the papers of the cause.” (Emphasis supplied.)
Compliance with the statute has long been held mandatory in order for the stipulation to be considered as evidence. Elder v. State, 462 S.W.2d 6 (Tex.Cr.App.1971); Rangel v. State, 464 S.W.2d 858 (Tex.Cr.App.1971); Hughes v. State, 533 S.W.2d 824 (Tex.Cr.App.1976).
In Rodriquez v. State, 534 S.W.2d 335 (Tex.Cr.App.1976), it was held that a violation of the mandatory provisions of the statute constitutes reversible error, even if the matter is not raised in trial court or on appeal. The court said: “Fundamental error accompanied the admission of the stipulated evidence. ...”
In Clark v. State, 657 S.W.2d 121 (Tex.Cr.App.1983), this Court, en banc, in an unanimous opinion, speaking through Judge Tom Davis stated:
“This court has consistently held that compliance with this statute is mandatory, in the trial before the court, regardless of the plea, for a stipulation to be considered evidence. Young v. State, 648 S.W.2d 6 (Tex.Cr.App.1983); Valdez v. State, 555 S.W.2d 463 (Tex.Cr.App.1977).
“In this case the trial court did not consent to and approve the stipulation by affixing his signature to it. The failure of the court to comply with the requirements of Article 1.15, V.A.C.C.P. necessitates reversal of the judgment. Since this was a trial error an acquittal will not be entered. Ex parte Duran, 581 S.W.2d 683 (Tex.Cr.App.1979).” (Emphasis supplied.)
In Young and Valdez as in Clark and Ellard v. State, 650 S.W.2d 840 (Tex.Cr.App.1983), the failure of the court to comply with
The Courts of Appeals have followed these cases. In Green v. State, 666 S.W.2d 291 (Tex.App. [14th Dist.] 1984), it was held that in absence of the trial judge‘s signature approving the defendant‘s waiver and consent to the stipulation the stipulation was inadmissible evidence. See also Lewis v. State, 647 S.W.2d 753 (Tex.App. [3rd Dist.] 1983).
And only recently on March 20, 1985 this Court refused a State‘s petition for discretionary review in Cause No. 0723-84 where the Houston [14th] Court of Appeals reversed a murder conviction where the stipulated evidence was not approved by the trial court in writing as required by
The instant case, like those above, involved violation of the mandatory provisions of the statute and constitutes reversible error even if the matter was not raised in the trial court or upon appeal in the Court of Appeals or this Court. Young v. State, supra; Hughes v. State, supra. See and cf. Carter v. State, 656 S.W.2d 468 (Tex.Cr.App.1983).
The majority blithely ignores the undisputed condition of the record and this long line of cases. Perhaps in its eagerness to use this cause and only this cause as a vehicle to reach a desired result now, the majority chooses to close its eyes and turn a deaf ear to that of which it has been made acutely aware.
One may dislike, or even quarrel with the legislative mandate expressed in
Today‘s majority does not mention, or even give a hint that the evidence it utilizes to reach its result is not properly before this Court. This is a situation of deliberate bypass. “Color me amazed” is not an adequate expression of concern here.
I vigorously dissent.
TEAGUE, Judge, dissenting.
The majority expressly overrules Casey v. State, 633 S.W.2d 885 (Tex.Cr.App.1982). Casey, supra, however, should not be overruled; instead, it should be reaffirmed by this Court. To the action of the majority overruling Casey, supra, I respectfully dissent.
The court of appeals, relying upon this Court‘s well written and well reasoned panel opinion by Judge Dally of Casey v. State, supra, reversed the appellants’ convictions after it found that the evidence was insufficient because there was no proof under the theory alleged in the indictment that appellants were involved in the initial unlawful appropriation of the property as required by this Court in Casey v. State, supra.
In Casey v. State, supra, this Court correctly held that when the Legislature enacted the theft statute, it provided that there were two separate and distinct ways that the offense of theft could be committed. One of the ways is to establish that the defendant appropriated property of another without the owner‘s effective con-
This cause is almost a xerox copy of what the panel was confronted with in Casey v. State, supra. Casey controls the disposition that should be made of appellants’ contention that the evidence is insufficient to sustain a conviction under
Almost one hundred years ago, Judge Davidson of this Court in Castleberry v. State, 35 Tex. Cr.R. 382, 33 S.W. 875 (Tex.Cr.App.1896), stated the following: “It would be a dangerous doctrine to hold every citizen guilty of receiving stolen property, and send him to the penitentiary, because he was found in possession thereof.” (875).
In Casey v. State, supra, Judge Dally stated the following: “More importantly to allow the prosecution of cases involving the transfer of stolen property under Sec. 31.03(b)(1) creates the possibility that an innocent person could be convicted of theft. A good faith purchaser of property, not knowing that the property was stolen, would be knowingly and intentionally exercising control over property with the intent to deprive the owner of the property without the owner‘s effective consent. To avoid such a possibility
The warnings that both Judge Davidson and Judge Dally stated are as applicable today as when announced in 1896 and 1982.
I believe that under the majority opinion it will now be permissible for the State to prosecute and convict persons only because they are found in possession of stolen property. This holding flies in the face of what has always been axiomatic in American jurisprudence, namely, that “the mere naked possession of stolen goods, not aided by other proof, is no evidence of the defendant‘s having received them, knowing them to be stolen.” Castleberry, supra, 33 S.W. at 875.
The State argues that “this Honorable Court‘s rationale in Casey is fallacious.” (Page 5 of State‘s Petition for Discretionary Review.) I find that it is the majority opinion, and not this Court‘s rationale in Casey, supra, that is fallacious.
What appears to cause the majority to use the rationale it did in this cause is that it believes that “One of the single biggest problems by prosecutors under old theft statutes was in proving ‘receiving and concealing’ cases because the proof turned on whether the accused had knowledge of a circumstance surrounding his ‘receipt’ of the property—that being that the property was stolen. Since this scienter is one not inferable from the act of ‘receipt’ of the property alone, there was often no way to convict ‘fences’ or other persons dealing in stolen goods, even if the proof clearly established a knowing nonconsensual possession of the property to the exclusion of the true owner with the intent to deprive the owner of the property.” Contrary to what the majority might believe, but because of the number of receiving and concealing cases that this Court has in the past affirmed, see the cases collated under Texas Digest Criminal Law Key 511(4), I do not believe that the State‘s burden was all that great.
I also find it rather interesting that the majority does not cite a single decision from any other jurisdiction to support its rationale and analysis for the proposition that when the Legislature of this State enacted the theft statute it did not intend to do just exactly what Judge Dally stated
There is yet another reason why the appellants’ convictions should be reversed. All should agree that the trial court committed reversible error in accepting the stipulations of evidence without full compliance with
In Foster v. State, 635 S.W.2d 710 (Tex.Cr.App.1984), this Court held that in making the determination whether the evidence was sufficient, if there was trial error in the improper admission of evidence, the evidence will be reviewed on the assumption that all admitted evidence was properly admitted. As applied in this case, the substance of the appellants’ stipulations must be reviewed despite the procedural error in admitting the stipulations.
Therefore, I must also dissent to the majority‘s failure to discuss the sufficiency of the evidence. See Howeth v. State, 645 S.W.2d 787 (Tex.Cr.App.1983).
For all of the above reasons, I respectfully dissent.
