OPINION
This case is before the court for ruling on various pending motions filed by Plaintiff, Gary McCann, and Defendant, Illinois Central Railroad Company. This court has carefully considered the arguments of the parties and the documents filed. Following this careful and thorough consideration, this court rules as follows: (1) Defendant’s Motion to Bar Plaintiffs Treating Physicians from Giving Expert Causation Opinions and to Bar the Expert Opinions of Tyler Kress (#26) is GRANTED; (2) Defendant’s Motion for Summary Judgment (#28) is GRANTED; (3) Defendant’s Motion for Leave to Supplement Motion to Bar (#42) is GRANTED; and (4) Plaintiffs Motion for Leave to File Supplement to Plaintiffs Response (# 43) is DENIED. Based upon these rulings, Defendant’s Motion in Limine (# 48) is MOOT.
FACTS 1
Plaintiff was hired by Defendant in October 1967. Plaintiff left in December 1967 for military service and returned in 1970. Plaintiff worked in the maintenance of way department and then worked as a switchman and brakeman. In 1988, Plaintiff became an engineer. Plaintiff testified that he almost always worked “locals” as an engineer. Plaintiff last worked for Defendant on November 27, 2005. Plaintiff testified that he stopped working because of his shoulder pain. Plaintiff testified that his shoulder injury was an old injury which was not work related. When Plaintiff talked to the trainmaster, Kelly Clough, he told Clough he could not work anymore because of his left shoulder. He told Clough that it was not work related. Plaintiff never submitted a claim stating that his injuries were work related. Plaintiff signed a form dated November 28, 2005, stating his condition was not work related. At his deposition, Plaintiff testified that he is only claiming that injuries to his cervical spine (neck) and his carpal tunnel syndrome were caused by his work for Defendant. Plaintiff testified that he believed the railroad was a reasonably safe
Plaintiff testified that the first time he remembered having any kind of pain or problems with his neck was in July 2002 from riding his motorcycle. Plaintiff testified that he could not recall any other activity or event that caused his neck pain and that he did not have any specific accident or injury to his neck at work. Plaintiff testified that riding his motorcycle aggravated his shoulder and neck pain. Plaintiff also testified that he had a motorcycle accident in August 2002. In the accident, he broke and dislocated his right ankle and broke his left wrist. Plaintiff testified that his wrist injury required two different surgeries to his left wrist. Plaintiff testified that he had experienced numbness and tingling in his fingers from riding a motorcycle. Plaintiff said his hands did not tingle any other time. Plaintiff testified that he put 25,000 miles on a Honda VTX motorcycle between 2002 and 2006 and rode his motorcycle to California and back in 2003. He testified that, before that, he owned a Honda 750 which he rode for five or six thousand miles. Plaintiff testified that he last rode his motorcycle in 2006.
Plaintiff saw Dr. George Schoedinger for the first time on February 16, 2006. Plaintiff testified that Dr. Schoedinger told him his neck pain was not related to the problem with his shoulder and was a repetitive-type injury from working as an engineer. Plaintiff testified that he last saw Dr. Schoedinger on April 3, 2006. The only treatment Dr. Schoedinger recommended for Plaintiff was that he quit smoking and lose weight. Plaintiff testified that Dr. Dove tested him and told him he has carpal tunnel. Plaintiff testified that it is not causing him much trouble and he has not received any treatment for carpal tunnel. Plaintiff testified that Dr. Schoedinger did not tell him that his carpal tunnel was work related. In fact, no doctor has tied Plaintiffs carpal tunnel injuries to his work at the railroad.
Dr. Schoedinger testified at his deposition that, when he saw Plaintiff on February 16, 2006, Plaintiff was complaining of neck pain and pain in his left arm and left shoulder. Dr. Schoedinger testified that, based upon his examination of Plaintiff, there was no evidence that he had any kind of accident or trauma to his neck. Dr. Schoedinger testified that Plaintiff did not state that he had ever had any kind of accident or injury at work involving his neck. Dr. Schoedinger testified that he reviewed an MRI of Plaintiff taken on December 8, 2005, which showed that Plaintiff had a disc rupture at C5-6. Dr. Schoedinger testified that he did not recommend surgery or prescribe any medication for Plaintiff. Dr. Schoedinger testified that he told Plaintiff that he needed to stop smoking and lose 150 to 170 pounds. Dr. Schoedinger testified that he had a telephone conversation with Plaintiff on February 24, 2006, and saw him again on April 3, 2006. Dr. Schoedinger testified that, at the time of that visit, Plaintiff had not stopped smoking and had not lost any weight.
Dr. Schoedinger testified that his opinion that Plaintiffs railroad work played a role in the development of the herniated disc in Plaintiffs neck was based upon “some work in the orthopedic literature.” Dr. Schoedinger testified that “any activity that imposes repetitive stress that affects the spine in multiple axis will cause degenerative changes to occur at an accelerated rate.” Dr. Schoedinger acknowledged, however, that he has not observed the work of an engineer working for Defendant and could not say what component of Plaintiffs degeneration was related to work. Dr. Schoedinger was asked wheth
Tyler Kress provided an expert report regarding Plaintiffs injuries. Kress’s report stated that he is a Board Certified Industrial Ergonomist and has a B. S., M. S., and Ph.D. with major concentrations in Biomedical Engineering and Industrial Engineering. In his report, Kress stated that Plaintiff “suffers from overuse injuries to his neck and shoulders.” Kress further stated that Plaintiff “has experienced years of wear-and-tear on his spine and there is clear evidence of joint degeneration and pains/problems after a number of years of railroad work that progressed over the years resulting in anatomical damage from exposure to ergonomic and biomechanical risk factors.” Kress stated that Plaintiff “has been exposed to risk factors involving combinations of vibration, force, and postures.” Kress stated that he has “observed/inspected much of this type of work on the railroad on several occasions and there are risk factors present that are associated with back/neck, and upper extremity musculoskeletal problems.”
At his deposition, Kress testified that he spoke to Plaintiff over the telephone and reviewed Plaintiffs deposition transcript and medical records. Kress testified that he did not do a site inspection and had not measured vibrations of any type of locomotive that was traveling over track that Plaintiff worked on. Kress testified that he could not say that he had inspected a specific locomotive that Plaintiff had actually been on. Kress testified that he did some measurements of locomotive vibration for an article he wrote about locomotive seats. Kress acknowledged that none of the measurements he did involved Defendant’s locomotives. Kress also acknowledged that motorcycles cause vibration and that Plaintiff rode motorcycles a lot. Kress did not give an opinion that Plaintiffs carpal tunnel injuries were caused by his work for Defendant. 2
PROCEDURAL HISTORY
On July 9, 2008, Plaintiff filed his Complaint (# 1) against Defendant. On October 23, 2008, Plaintiff filed a Four-Count Amended Complaint (# 13). In Count I, Plaintiff sought damages pursuant to the Federal Employers’ Liability Act (FELA), 45 U.S.C. § 51 et seq. He alleged that “since 1967, plaintiff was employed as a locomotive engineer for the defendant ... at or near Decatur, Illinois.” Plaintiff alleged that he “was furnished locomotives with inadequate and defective cab seats, rough track and oversized ballast and defective switches which subjected him to whole-body vibration and cumulative trauma causing him to be seriously and permanently injured.” Plaintiff alleged that he suffered injuries to his neck, shoulders, arms and back. In Count II, Plaintiff
On October 8, 2008, a Discovery Order (# 11) was entered. The Discovery Order provided that the deadline for Plaintiff to disclose experts and provide expert reports was May 15, 2009. On June 18, 2009, Defendant filed a Motion for Partial Summary Judgment (#21). Defendant stated that, based upon Plaintiffs own sworn testimony, there was no support for any claim of injury to his shoulders, arms or back. On July 2, 2009, Plaintiff filed a Response (# 22) and conceded Defendant’s Motion for Partial Summary Judgment. Plaintiff stated that his claim under FELA only involved injuries to his cervical spine, bilateral wrists and bilateral hands. On July 6, 2009, this court entered an Order (# 23) which granted Defendant’s Motion (#21) and stated that Plaintiffs allegations of injuries to his shoulders, back and arms were stricken from the pleadings.
On November 13, 2009, Defendant filed a Motion to Bar Plaintiffs Treating Physicians from Giving Expert Causation Opinions and to Bar the Expert Opinions of Tyler Kress (# 26) and a Memorandum in Support (# 30) with attached exhibits. Defendant also filed a Motion for Summary Judgment (#28) and a Memorandum of Law in Support (# 31), with attached documentation. Defendant’s Motions are fully briefed and ready for ruling.
ANALYSIS
I. MOTION TO BAR
In its Motion to Bar (# 26) and Memorandum in Support (# 30), Defendant argued that the causation opinions of Dr. Schoedinger and Tyler Kress should be barred because they do not meet the requirements of Rule 702 of the Federal Rules of Evidence or the standard set out in
Daubert v. Merrell Dow Pharms., Inc.,
Rule 702 of the Federal Rules of Evidence governs the admissibility of expert testimony in federal courts and establishes two general admissibility requirements for expert testimony: “(1) the expert must be qualified, and (2) the subject matter of the expert’s testimony must consist of specialized knowledge that will be helpful or essential to the trier of fact in deciding the case.”
United States v. Lee,
The expert must substantiate his opinion, and not simply provide the ultimate conclusion without analysis.
See Clark v. Takata Corp.,
A. DR. SCHOEDINGER
In this case, the testimony of Dr. Schoedinger demonstrated that any opinions regarding causation were not based upon testing or review of scientific data but were rather based upon assumption and speculation. Dr. Schoedinger did not know much of anything about Plaintiffs job tasks and had no factual basis for concluding that Plaintiffs neck problems were caused by his work for Defendant. In fact, Dr. Schoedinger appeared to be misinformed about Plaintiffs work for Defendant because he testified that he believed Plaintiff did mostly combination, long runs, while Plaintiff testified he mainly did “locals.” In addition, Defendant is correct that Dr. Schoedinger did not discuss Plaintiffs non-work activities with him in order to eliminate them as causes of his condition. This is extremely significant in this case because Plaintiff admitted that he first had neck pain after riding his motorcycle. Following this court’s careful consideration of the documentation provided by Defendant and the relevant case law, this court agrees with Defendant that Dr. Schoedinger did not use a methodology
B. OTHER TREATING PHYSICIANS
As far as Plaintiffs other treating physicians, Defendant argued that none of them have provided any opinion that Plaintiffs injuries were work-related and the discovery deadline in this case has passed. In his Response, Plaintiff conceded that Dr. Robert Kraus would not be rendering medical causation opinions in this case. Plaintiff argued, however, that depositions of the other treating physicians had been scheduled and it would be premature to determine the reliability of opinion testimony from the other treating physicians.
On February 3, 2010, Defendant filed a Motion for Leave to File its First Supplement to its Motion to Bar (# 42). Defendant argued that two of Plaintiffs treating physicians, Dr. Michael Trice and Dr. Douglas Dove, were deposed since the filing of the Motion to Bar. Defendant stated that neither Dr. Trice nor Dr. Dove provided any opinion that Plaintiffs work activities were a medical cause of his alleged injuries. Plaintiff did not file a Response to Defendant’s Motion for Leave to File (# 42) and it is hereby GRANTED. This court will therefore consider Defendant’s First Supplement to Defendant’s Motion to Bar (# 42-2).
In Defendant’s First Supplement, Defendant argued that this court should bar any opinions from Dr. Dove and Dr. Trice. Defendant attached the deposition transcripts of Dr. Dove and Dr. Trice and argued that, in their depositions, Dr. Dove and Dr. Trice did not state an opinion that Plaintiffs medical conditions were caused by his work activities and established that they had no basis for any such opinion. This court agrees that the depositions of Dr. Dove and Dr. Trice establish that they cannot provide a causation opinion in this case.
This court notes that Plaintiff has not provided this court with any basis for concluding that any of Plaintiffs treating physicians, other than Dr. Schoedinger, have an opinion that Plaintiffs injuries were caused by his work for Defendant. This court therefore agrees with Defendant that it is entitled to an order barring Plaintiffs
C. TYLER KRESS
Defendant argued that Tyler Kress’s causation opinion should be barred because Kress does not have the required data to perform a reliable, replicable analysis as to causation. Defendant specifically noted that Kress did not do a site inspection specifically for this case, did not include numbers or actual measurements that could be tested or verified by anyone else, and could not recall if he had ever measured the locomotive vibration on any of Defendant’s locomotives.
In his Response, Plaintiff argued that Kress is a “manifestly qualified liability expert.” This court notes that Defendant has not contested Kress’s qualifications, but has argued only that his opinions in this case are not reliable. Plaintiff also argued that Kress’s “opinions pertaining to the known biomechanical, biomedical and ergonomic risk factors plaintiff was subjected to in performing his transportation employment duties throughout his lengthy railroad career, as well as defendant’s failure to take adequate steps to minimize plaintiffs cumulative exposures to recognized risk factors for the development of musculoskeletal injuries, are reliable and will assist the jury in understanding both defendant’s obligations to provide its employees with a reasonably safe place to work, and deciding whether or not defendant breached its duty owed to plaintiff during his employment with defendant.”
The problem with Plaintiffs argument is that Kress’s deposition showed that Kress had little or no knowledge regarding the actual “risk factors” Plaintiff was exposed to and, instead, based his report and testimony on generalized knowledge regarding the railroad industry and specific knowledge about work sites where Plaintiff did not work. This court agrees with Defendant that Kress did not present any case-specific data, either from his own investigation or from the investigation of others.
In Myers, this court concluded that Kress could not provide an expert opinion in a FELA case involving Defendant.
Myers,
D. CONCLUSION
For all of the reasons stated, Defendant’s Motion to Bar (# 26) is GRANTED in its entirety.
II. MOTION FOR SUMMARY JUDGMENT
A. STANDARD
Summary judgment is appropriate “if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Celotex Corp. v. Catrett,
B. CAUSATION
In its Motion for Summary Judgment (# 28) and Memorandum of Law in Support (# 31), Defendant noted that Counts I, II, and III of Plaintiffs Amended Complaint are in regard to Plaintiffs neck and Count IV alleged that Plaintiffs carpal tunnel syndrome was caused by Defendant’s negligence. Defendant argued that Plaintiff has not provided any evidence or expert testimony that his alleged carpal tunnel injuries were caused by his work. Defendant further argued that Dr. Schoedinger’s opinion and Tyler Kress’s opinion regarding the cause of Plaintiffs neck injury are not proper or sufficient. Defendant argued that, without evidence of the element of causation, summary judgment in favor of Defendant is proper.
“Plaintiff sued Defendant under FELA, which enables railroad employees to recover for injuries “resulting in whole or in part from the negligence” of the railroad or its agents.”
Campbell v. Nat’l R.R. Passenger Corp.,
In this case, this court agrees that Plaintiff has proffered no evidence that his carpal tunnel syndrome was caused by his work for Defendant. In addition, this court has ruled that Plaintiffs proffered expert testimony on the issue of the causation of his neck injury is inadmissible. This court further concludes that the causal connection between Defendant’s purported negligence and Plaintiffs alleged carpal tunnel and neck injury are less than clear to a layman.
See Campbell,
C. OTHER REASONS FOR SUMMARY JUDGMENT
Defendant has also argued that it is entitled to summary judgment as to Plaintiffs claims regarding ballast size because these claims are precluded by the Federal Railroad Safety Act, 49 U.S.C. § 20101 et seq. and regulations promulgated thereunder. Plaintiff conceded that his cumulative trauma injuries are not related to walking and working on large ballast and debris. Plaintiff asked that this court find that Defendant’s request for summary judgment on this issue is moot. Defendant argued as well that it is entitled to summary judgment as to Plaintiffs allegations regarding locomotive seat design because these allegations are precluded by the Locomotive Inspection Act, 49 U.S.C. 20701 and regulations promulgated thereunder. Plaintiff has opposed this argument and contends that Defendant is not entitled to summary judgment on this basis.
This court has already concluded, however, that Defendant is entitled to summary judgment in this case. This court therefore does not need to address Defendant’s additional arguments.
III. REMAINING MOTIONS
A. PLAINTIFF’S MOTION TO SUPPLEMENT
On February 3, 2010, Plaintiff filed a Motion for Leave to File His First Supplement to Plaintiffs Response to Defen
On February 10, 2010, Defendant filed its Response in Opposition to Plaintiffs Motion for Leave to File His First Supplement to His Response to Defendant’s Motion to Bar (# 44). Defendant argued that Plaintiffs Motion should be denied. Defendant argued that Judge Mihm’s decision in the Kelly case should not be blindly followed here. Defendant noted that Judge Mihm refused to consider this court’s decision in the Myers case, stating that “[e]ach case must be resolved on the particular facts of that case, which may result in opposing conclusions being reached by the presiding judges.” Defendant also argued that the new affidavit of Dr. Schoedinger is inadmissible because it is not timely, because it provides new facts and other bases for the doctor’s opinions which were not disclosed in his medical reports or in his deposition, because many of the new facts included in the affidavit are contrary to Dr. Schoedinger’s sworn deposition testimony, and because, in the affidavit, Dr. Schoedinger purports to base his opinions on anecdotal evidence acquired from years of treatment of similar patients which is an improper basis for an expert medical causation opinion. This court agrees with Defendant’s arguments.
This court first agrees with Judge Mihm that each case must be resolved on the particular facts of that case. Therefore, Judge Mihm’s ruling in the Kelly case does not affect this court’s ruling based upon the unique facts of this case and the applicable case law. This court also agrees with Defendant that Dr. Schoedinger’s affidavit cannot be considered by this court. This court agrees that the affidavit is not timely. All discovery in this case, including depositions of experts, was to be completed by October 15, 2009. Dr. Schoedinger’s deposition was taken on September 23, 2009. This court therefore agrees that Dr. Schoedinger has been deposed on his opinions in this matter, discovery has closed, and Plaintiff cannot add new opinions at this late date. This court also agrees that Dr. Schoedinger’s affidavit contains new facts and bases for his opinions, many of which are contrary to his sworn deposition testimony. This court has recently stated that affidavits “when offered to contradict the affiant’s deposition are so lacking in credibility as to be entitled to zero weight in summary judgment proceedings unless the affiant gives a plausible explanation for the discrepancy.”
Nuzzi v. St. George Cmty. Consol. Sch. Dist. No. 258,
This court additionally notes that it agrees with Defendant that Dr. Schoedinger based much of the opinion expressed in his affidavit on his many years of treating railroad employees with similar conditions. This court agrees that this is not a proper basis for expert medical causation testimony because Dr. Schoedinger failed to make any scientific determination as to why those conditions developed in Plaintiff or any other railroad worker considering that he also stated that he has seen “thousands” of other patients who developed the same conditions without ever having worked for a railroad.
See, e.g., Rains v. PPG Indus.,
For all of the reasons stated, Plaintiffs Motion for Leave to File His First Supplement to Plaintiffs Response to Defendant’s Motion to Bar (# 43) is DENIED.
B. DEFENDANT’S MOTION IN LIMINE
Because this court has concluded that Defendant is entitled to judgment as a matter of law on Plaintiffs Amended Complaint, Defendant’s Motion in Limine (# 48) is MOOT.
IT IS THEREFORE ORDERED THAT:
(1) Defendant’s Motion to Bar Plaintiffs Treating Physicians from Giving Expert Causation Opinions and to Bar the Expert Opinions of Tyler Kress (# 26) is GRANTED.
(2) Defendant’s Motion for Leave to Supplement Motion to Bar (# 42) is GRANTED.
(3) Defendant’s Motion for Summary Judgment (# 28) is GRANTED.
(1) Plaintiffs Motion for Leave to File Supplement to Plaintiffs Response (# 43) is DENIED.
(5) Based upon these rulings, Defendant’s Motion in Limine (#48) is MOOT.
(6) This case is terminated. The status conference scheduled for May 27, 2010, at 3:30 p.m. is hereby VACATED.
Notes
. The facts recited are taken from Defendant’s Statement of Undisputed Facts and Plaintiff’s Response to the Undisputed Facts, as well as the documents the parties have provided to this court, including deposition transcripts. This court notes, however, that it has only considered depositions taken in this case and has not considered depositions taken in other, unrelated cases. See Fed.R.Civ.P. 32(a)(8) (deposition taken in earlier action may only be used “in a later action involving the same subject matter between the same parties’’).
. Plaintiff has disputed this fact, arguing that Kress's report discussed "risk factors for the development of upper extremity injuries/disorders” and that "Plaintiff's carpal tunnel injuries are upper extremity injuries.” This court concludes that a broad, general opinion regarding "upper extremity injuries/disorders” cannot be considered an opinion regarding the cause of Plaintiff’s carpal tunnel injuries.
