Lead Opinion
ORDER AND AMENDED OPINION
ORDER
The Opinion, filed November 20, 1990, is amended as follows:
Judge Fletcher, as dissenter, neither joins in nor opposes the amendment to the majority opinion contained in this order.
With the above amendments, the panel has voted unanimously to deny the petition for rehearing and to reject the suggestion for a rehearing en banc.
The full court has been advised of the suggestion for en banc rehearing, and a judge in active service requested that a vote be taken on the suggestion for rehearing en banc. Fed.R.App.P. 35(b).
Upon the vote of the eligible judges in active service, a majority failed to vote for en banc rehearing. Judge Kleinfeld en
The petition for rehearing is DENIED, and the suggestion for a rehearing en banc is REJECTED.
OPINION
Appellant David McCalden filed an eight-claim s.econd amended complaint alleging breach of contract, tortious interference with contract, deprivation of constitutional rights, and violation of California’s Unruh Civil Rights Act. The district court dismissed the complaint under Fed.R.Civ.P. 12(b)(6) for failure to state a claim. McCal-den appeals.
According to the allegations of his complaint, appellant is a member of an organization that engages in research, writing, publication and discussion questioning the historical accuracy of the accepted portrayal of the Holocaust. In July 1984, appellant entered into a contract with appellee California Library Association (“CLA”) to rent exhibit space at the association’s annual conference scheduled for December 1984 at the Westin Bonaventure Hotel in Los Angeles. Appellant described the exhibit on his application form as one of “Publishers of revisionist, libertarian and atheist research. Specializing in the defense of civil liberties for unpopular causes.”
In August 1984, appellant entered into an additional written contract with appellee CLA for the presentation of a program entitled “Free Speech and the Holocaust— An overview from several speakers of the severe censorship and intellectual terrorism which inhibits any objective, open discussion of this controversial subject” at the same conference.
After appellant entered into the contracts with CLA, appellees allegedly engaged in a series of acts designed to prevent him from presenting his proposed exhibit and program. He alleges that appel-lee American Jewish Committee (“AJC”) contacted representatives of the CLA and informed them that if appellant’s contracts were not cancelled, the conference would be disrupted, property would be damaged, and the CLA would be “wiped out.” Ap-pellee City of Los Angeles (“City”), acting through its City Council, passed a unanimous resolution to request that the CLA remove appellant from the conference and to sever the City’s participation with the conference. This resolution was allegedly based upon representations of Councilman Yaroslavsky at the specific request of one of his constituents, appellee Rabbi Marvin Hier. In addition, the Los Angeles Police Department informed the Director of the CLA that it had received threats against his life if he allowed appellant to participate in the conference. The City also informed the Director that it would be unable to provide adequate police protection or security measures for the conference.
Appellee Simon Wiesenthal Center, at the direction of Rabbi Hier and with the approval of the AJC, allegedly rented a conference room from appellee Westin Bonaventure Hotel which was adjacent to the room in which appellant’s program was scheduled to take place. Appellant alleges that the principal reason Simon Wiesenthal Center rented the adjacent room was to position itself so as to disrupt his program. He also alleges that Westin Bonaventure Hotel knew the rental of the room to the Simon Wiesenthal Center would constitute a breach of its agreement with appellee CLA to provide adequate security.
Appellant alleges that he believes appel-lees deliberately and in concert caused CLA to cancel its contracts with him, through the application of political pressure and threats.
I. Jurisdiction
Initially, we must determine whether we have jurisdiction to hear this appeal. Appellant must file a notice of appeal within 30 days after entry of judgment. Fed.R.App.P. 4(a)(1). A timely notice of appeal is jurisdictional. Allah v. Superior Court,
On February 11, 1987, the district court dismissed appellant’s first, second, fifth,
Rule 4(a)(6) provides that the time for appeal does not start running until a judgment is entered in compliance with Rules 58 and 79(a) of the Federal Rules of Civil Procedure, that is, until it is set forth in a separate document and properly entered by the clerk of the court.
Appellees argue, and the district court held, that the time for appeal began to run when the court filed the final stipulation on March 31, 1987. The court relied on Anderson v. Allstate Ins. Co.,
The separate-document requirement was ... intended to avoid the inequities that were inherent when a party appealed from a document or docket entry that appeared to be a final judgment of the district court only to have the appellate court announce later that an earlier document or entry had been the judgment and dismiss the appeal as untimely.
For purposes of Rule 4(a), in order to make the finality of a case as unequivocal as possible, our circuit has held that the separate-document rule be “mechanically applied,” or else a “party will not ordinarily be found to have exceeded any of the time periods [of Rule 4(a) ].” Allah v. Superior Court,
The district court’s various orders did not constitute an “entry of judgment” in this case, because no separate document of judgment was entered. Although the district court’s July 30 order refusing to enter judgment gave appellant notice that the district court considered his claims to be finally dismissed, the order also suggested, mistakenly, that appellant’s time for appeal had already run. Since the very purpose of Rule 4(a) is to avoid confusion, we cannot hold, Magritte-like, that an order stating that “this is not an entry of judg
We review de novo the dismissal of an action under Rule 12(b)(6) for failure to state a claim. Patee v. Pacific Northwest Bell Tel. Co.,
II. Breach of Contract Claim
Appellant asserts a state law breach of contract claim against the CLA, claiming that it breached its two contracts with appellant, one for the rental of exhibition space and the second for the rental of a conference room in which appellant planned to present a program expressing his views on the Holocaust. In support of this claim, appellant alleged that the CLA cancelled the contract ostensibly because of threats of disruption to the convention if appellant were allowed to exhibit and speak, but that “the real and only substantial reason for defendant CLA’s decision to cancel its contracts with plaintiff was its concern about loss of support ... as a result of action taken by defendant CITY OF LOS ANGELES....” ER at 21. In later claims, however, appellant alleged that the CLA received substantial threats of violence and that the police declined or were unable to provide adequate protection. See, e.g., ER at 23-31.
The district court dismissed the breach of contract claim, holding that appellant had pled an impossibility defense to his own claim by his allegations in other sections of the complaint. ER at 4-7. We cannot agree.
The issue here is one of alternative pleading. Federal Rule of Civil Procedure 8(e)(2) explicitly provides, in relevant part, that “[a] party may ... state as many separate claims or defenses as the party has regardless of consistency and whether based on legal, equitable, or maritime grounds.” Fed.R.Civ.P. 8(e)(2). Our circuit has held that “[i]n light of the liberal pleading policy embodied in Rule 8(e)(2) ... a pleading should not be construed as an admission against another alternative or inconsistent pleading in the same case.” Molsbergen v. United States, 151 F.2d 1016, 1019 (9th Cir.), cert. dismissed,
In any event, the allegations in appellant’s complaint do not plead a complete impossibility defense to his own claim. For a complaint to be dismissed because the allegations give rise to an affirmative defense “the defense clearly must appear on the face of the pleading.” 5A C. Wright & A. Miller, Federal Practice and Procedure, § 1357, at 348-49 (2d ed.1990). A party invoking the impossibility defense must show that he used reasonable efforts to surmount the obstacles which prevented performance. See Oosten v. Hay Haulers Dairy Employees & Helpers Union,
Appellant’s second claim alleges that the City, the AJC, Rabbi Hier, the Wiesenthal Center and Westin tortiously interfered with appellant’s contractual relationship with the CLA. The district court dismissed this claim with prejudice, holding that this cause of action required the plaintiff to allege that “ ‘some identifiable pecuniary or economic benefit’ accrue[d] to defendants that formerly accrued to plaintiff.” ER at 7 (quoting Garter-Bare Co. v. Munsingwear Inc.,
As we read California law, pecuniary or economic benefit is not an element of the tort of interference with a contractual relationship. A recent California Supreme Court case, which the district court may not have had the benefit of, has not identified this element when listing the essential components of this claim. Pacific Gas & Elec. Co. v. Bear Stearns & Co.,
IV. Unruh Act Claim
The district court dismissed with prejudice appellant’s claim under § 51.7 of the California Civil Code, on the ground that appellant did not fall within a group protected by that statute.
Cal.Civ.Code § 51.7(a) as amended in 1984, provides in relevant part, as follows:
All persons within the jurisdiction of this state have the right to be free from any violence, or intimidation by threat of violence, committed against their persons or property because of their race, color, religion, ancestry, national origin, political affiliation, sex, sexual orientation, age, disability, or position in a labor dispute. The identification in this subdivision of particular bases of discrimination is illustrative rather than restrictive.
The district court found that a group of “Holocaust revisionists” was not a political affiliation under the terms of the statute. However, appellant claims on appeal that he is nonetheless a member of a class that is subject to invidious discrimination, whether or not labeled political, and that because the statute’s list is meant to be “illustrative rather than restrictive,” he should be protected by it.
Appellees argue that the “illustrative rather than restrictive” language on which appellant relies was added to the statute after the events in this case, and was an enlargement of the statute’s protections. The limited legislative history of the amendment is ambiguous as to whether it was intended to clarify the section or to alter it. In addition, there is only one published California case that does more than mention § 51.7 in passing, and it does not address the issue raised by the district court here. (Coon v. Joseph,
The Unruh Act, Cal.Civ.Code § 51, prohibits discrimination by business establishments on the basis of séx, race, color, religion, ancestry, or national origin. Despite this more restricted list, and the absence of any legislative statement that the list is not exclusive, the California courts have construed § 51’s list of classes as “illustrative rather than restrictive.” In re Cox,
The California courts have defined the classes of the Unruh Act very broadly to include “individuals who wear long hair or unconventional dress, who are black, who are members of the John Birch Society, or who belong to the American Civil Liberties Union,” In re Cox,
Appellant describes himself as a member of a class of “Holocaust Revisionists,” who are subject to invidious discrimination because they spread unpopular views about the history of the Holocaust. ER 35. Appellees claim that appellant’s expulsion from the CLA conference was not due to his being a member of an unpopular group, but was because of his “spreading lies.” They argue that lying is conduct, not membership in a group, and therefore appellant does not fall within the protection of the Unruh Act. See Frantz v. Blackwell,
On a motion to dismiss, however, the court must deem the complaint’s allegations to be true. Williford v. California,
Appellees also argue that the complaint does not sufficiently allege intimidation by threat of violence committed to plaintiff’s person or property, as required by § 51.7. Liberally construed, the complaint contains one allegation of a specific threat — the AJC’s alleged statement to the CLA, “at the urging and request and with the knowledge, approval and cooperation of Defendants Marvin Hier ... and Simon Wiesenthal Center” that if the contracts with appellant were not canceled, “[defendant CLA’s 1984 Annual Conference would be disrupted, there would be damage to property and the CLA would be ‘wiped out.’ ” ER at 23. Appellees claim that this language can be construed only as a threat against the CLA, not against the person or property of appellant. They cite Coon v. Joseph,
The complaint establishes that no violence or intimidation was committed or threatened against [plaintiff’s] person and thus no cause of action exists in his own right. Following [plaintiff’s] argument, any person would have the right to*1222 recover damages for himself or herself whenever .the rights of any other human being of similar ... sexual orientation were threatened.
Id. at 1277-78,
On a motion to dismiss, all reasonable inferences are to be drawn in favor of the non-moving party. United States v. City of Redwood City,
Although appellees suggest that the statute must be read as requiring the threat to be conveyed directly to the person threatened,
Finally, some appellees raise a First Amendment defense to this cause of action, arguing that there can be no liability for alleged threats of violence unless they were “directed to inciting or producing imminent lawless action.” Brandenburg v. Ohio,
That appellees were engaging in protected expressive activities at the same time and to the same end as the alleged threats of violence does not immunize appellees from liability for the alleged threats. In Claiborne, the Court held that NAACP official Charles Evers could not be held liable for a public speech, but the Court stated unequivocally that individuals who “engaged in violence or threats of violence ... may be held responsible for the injuries that they caused.” Claiborne,
V. Section 1985(3) Claim
Appellant also asserts a claim under 42 U.S.C. § 1985(3),
Building upon the Supreme Court’s jurisprudence on this issue,
Appellant attempts to fulfill § 1985(3)’s class-based animus requirement by alleging animus against the class of individuals holding particular unpopular historical views. Given our circuit’s standard for fulfilling § 1985(3)’s requirement of class-based animus, we cannot accept his argument that the animus against the class of “Holocaust revisionists” satisfies this requirement as our circuit has interpreted it. Appellant makes no argument that Holocaust revisionists have been singled out for special federal protection. We therefore affirm the dismissal of appellant’s § 1985(3) claim.
VI. Section 1986 Claim
As appellant himself concedes, “[a] claim can be stated under § 1986 only if the complaint contains a valid claim under § 1985.” Appellant’s Brief at 60. See, e.g., Karim-Panahi v. Los Angeles Police Dep.,
VII. Section 1983 Claim
In its order of February 11, the district court dismissed appellant’s fourth claim without prejudice, on the ground that it failed to state the “Constitutional or statutory basis for the alleged wrong.” ER at 10. This claim was dismissed with prejudice on March 24 on the ground that appellant had not attempted to amend his complaint.
The district court’s February 11 dismissal without prejudice was error. Appellee is not required to state the statutory or constitutional basis for his claim, only the facts underlying it. See Haddock v. Board of Dental Examiners of California,
The City argues that appellant’s failure to amend precludes his appeal, because he has, by his silence, acquiesced in the earlier dismissal without prejudice. However, appellant is not required to amend in order to preserve his right to appeal. When one is granted leave to amend a pleading, she may elect to stand on her pleading and appeal, if the other requirements for a final, appealable judgment are satisfied. See 15 C. Wright & A. Miller, Federal Practice and Procedure § 3914 (1976); 3 J. Moore, Federal Practice 1115.11 (2nd Ed.1989).
VIII. Motion for Reassignment
Appellant moves that this case be remanded to a different district judge on the ground that he believes Judge Marshall to be biased against him. As evidence of this alleged bias, appellant complains that the district court 1) mischaracterized his views; 2) intentionally refused to enter judgment in order to delay appellant’s appeal; 3) improperly threatened appellant with sanctions in the event that a third amended complaint was frivolous; 4) improperly ordered appellant to show cause why his remaining claims against Los Angeles should not be dismissed, when there was no evidence of lack of prosecution; 5) ignored appellant’s application to file documents pending admission of his counsel to practice in the Central District of California; and 6) falsely accused counsel of making an improper communication to the court.
Remand by this court to a different district judge, in the absence of proof of personal bias, is granted only in “unusual circumstances.” Davis & Cox v. Summa Corp.,
(1) whether the original judge would reasonably be expected upon remand to have substantial difficulty in putting out of his or her mind previously-expressed views or findings determined to be erroneous or based on evidence that must be rejected, (2) whether reassignment is advisable to preserve the appearance of justice, and (3) whether reassignment would entail waste and duplication out of proportion to any gain in preserving the appearance of fairness.
Id. (quoting United States v. Arnett,
The examples of the district court’s conduct appellant gives here do not come close
IX. Conclusion
We- affirm the district court’s dismissal of appellant’s claims under § 1985 and § 1986; we reverse the district court’s dismissal of the contract, interference with contract, and Unruh Act claims; we vacate the district court’s order dismissing the § 1983 claims, and we remand for further proceedings consistent with this opinion. Finally, we deny appellant’s motion that the ease be remanded to a different district judge.
Notes
. Fed.R.Civ.P. 58 states in relevant part: "Every judgment shall be set forth on a separate document. A judgment is effective only when so set forth and when entered as provided in Rule 79(a)."
. Although a separate judgment is required for the time limit to appeal to begin running, it does not follow that a separate judgment is necessary to create appellate jurisdiction; the parties may waive the requirement, avoiding the " 'pointless exercise of dismissing the appeal and waiting for the district court clerk to enter a separate judgment.’ ” Allah v. Superior Court,
. We express no opinion as to the elements of the related tort of interference with prospective economic advantage. See, e.g., Garter-Bare Co. v. Munsingwear Inc.,
. It is clear, of course, that none of the appellees can be liable for petitioning the Los Angeles City Council or for organizing a demonstration against McCalden. These activities are plainly protected by the First Amendment. See Evers v. County of Custer,
. Appellant’s Brief, Addendum at 16.
. The only mention in the complaint of a threat conveyed to McCalden was the second-hand information that the CLA "had received threats of substantial disruption to the conference and to the property of other exhibitors should [McCal-den’s] program be allowed to be presented." E.R. 21 (emphasis added).
. The statute reads, in relevant part:
If two or more persons in any State or Territory conspire to go in disguise on the highway or on the premises of another, for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and*1223 immunities under the laws ... the party so injured or deprived may have an action for the recovery of damages occasioned by such injury or deprivation, against any one or more of the conspirators.
. Defendant CLA was not named in this part of the complaint.
. The requirement that an actionable conspiracy must feature class-based animus was enunciated by the Supreme Court in Griffin v. Breckenridge,
. See United Bhd. of Carpenters & Joiners, Local 610 v. Scott,
. Appellees urge that we must reach the merits of whether appellant has stated a § 1983 claim, citing Helvering v. Gowran,
Dissenting Opinion
dissenting:
I respectfully dissent. We should not reach the merits of this appeal. Rule 4 requires that an appellant file a notice of appeal within 30 days after a final judgment has been entered in accordance with Fed.R.Civ.P. 58. Fed.R.App.P. 4(a)(1), (6). Absent a timely filed notice of appeal, we have no jurisdiction. Miller v. Sumner,
The district court dismissed McCalden’s last claim on March 31, 1987, almost a full year before McCalden filed his notice of appeal. Moreover, the district court, by order on July 30, 1987, more than seven months before McCalden filed his appeal, explicitly informed McCalden that the order entered on March 31, 1987 unquestionably and finally disposed of his case and that the court would issue no further judgment. At the very latest, McCalden was obligated to file his notice of appeal within 30 days of this order. McCalden’s notice of appeal at a minimum was filed almost six months too late.
The majority holds that the 30-day period for filing an appeal never began to run because the district court failed to enter a final judgment that met the requirements of Fed.R.Civ.P. 58. Specifically, the majority finds that the district court failed to set forth its judgment on a separate piece of paper. See Fed.R.Civ.P. 58. This elevates form over policy and; indeed, over all common sense.
The purpose of the separate document rule is to ensure that litigants know precisely when a judgment is final. It therefore removes uncertainty about when litigants must file an appeal. See Fed.R.Civ.P. 58 (comment) (separate document requirement instituted to remove uncertainties as to when a judgment is entered); 11 C. Wright & A. Miller, § 2781, at 6 (1973) (describing purpose of Rule 58). The order denying McCalden’s request for entry of judgment, entered by the district court on July 30, 1987, fulfills this purpose.
Although the July 30 order does not expressly direct entry of judgment on the dismissed claims, it explains that this has already happened. To find this insufficient, indeed, does inappropriately “ele-vat[e] ... form over substance.” Hamilton v. Nakai,
McCalden knew his July 30, 1987 case was over and that the order was the final piece of paper the district court would enter. He should have filed his notice of appeal not later than August 30,1987. Yet he waited until February of 1988. We should dismiss the appeal for lack of jurisdiction.
. The July 30, 1987 Order stated, in relevant part:
“By this order [the March 24, 1987 order dismissing McCalden’s fourth claim], the court dismissed with prejudice all of plaintiffs actions against all of the defendants, except for the City of Los Angeles.
Although the above orders dismissing the action with prejudice as to certain claims and certain defendants may not be deemed final without certification pursuant to Rule 54(b), an order of dismissal may be treated as final if the remaining claims have been finalized by subsequent developments.... Here, subsequent to the issuance of the orders of February 6 and March 24 dismissing certain claims and certain defendants, plaintiff voluntarily submitted a stipulation entered into with the remaining defendant, the City of Los Angeles to dismiss the action pursuant to F.R.Civ.P. 41(e). This court signed the stipulation on March 26, 1987. The clerk’s office filed the order on March 30, 1987 and entered the order on March 31, 1987. Therefore, after the issuance of this order, there were no remaining claims nor defendants to the action.
Although plaintiff would not have been able to appeal his own voluntary dismissal of the last defendant, plaintiff could and should have filed his notice of appeal with respect to the court’s orders of February 6 and March 24th shortly after he filed the stipulation dismissing the remaining claims and defendant in this action.”
Dissenting Opinion
dissenting from the order rejecting the suggestion for rehearing en banc.
This is a case of exceptional importance. What began as a political dispute among widely divergent factions has been converted into a lawsuit; thwarted in the political arena, plaintiff McCalden has chosen to continue the battle by dragging his adversaries into court. The fundamental question presented is how much — or rather how little — he need allege before the courts will entertain his case, putting the defendants to the burden, expense and risk of litigation.
The answer to this question is of profound significance at a time when civil litigation is anything but the “just, speedy, and inexpensive” process contemplated by the Federal Rules of Civil Procedure. The federal courts have recognized that lawsuits impinging on speech presumptively protected by the First Amendment are subject to far more stringent pleading requirements than ordinary lawsuits, precisely because protected speech is so precious — and so fragile — that it can easily be smothered under piles of document requests, depositions, interrogatories, requests for admission and the other ordnance in the modern litigator’s arsenal.
McCalden alleges repeatedly that the defendants used “threats of violence” to thwart him, and on that basis alone does the panel majority let him proceed with his lawsuit. Nowhere, however, does McCal-den give a single example of an actionable threat of violence. McCalden’s only elaboration on his will-o’-the-wisp allegations is that defendants were “threatening and organizing a demonstration which [they] knew and intended would create a reasonable probability of property damages and of violence.” Second Amended Complaint ¶ 32 (emphasis added). While genuine threats of violence are not constitutionally protected, I had thought it inconceivable, that one could be held liable for planning and organizing a political demonstration. By allowing McCalden to proceed with his lawsuit, my colleagues turn back the clock to the dark days of the not-so-distant past when the judicial process was routinely used to crush opposing viewpoints — an era I, like most observers, believed had ended with Brandenburg v. Ohio,
Background
McCalden is a Holocaust revisionist. He proselytizes the view that the historical record of Nazis murdering millions of Jews and other civilians on account of their ethnic and religious affiliations is a hoax. In pursuit of his mission, McCalden contracted for exhibit space at the 1984 meeting of the California Library Association, and also planned to give a presentation there.
McCalden’s efforts did not go over well with those who were victims of the Holo
Discussion
A. Civil litigation is a tool for vindicating important rights, but it can also be a bludgeon for striking at political adversaries. See Grunwald v. San Bernardino City Unified School Dist.,
In case after case since Sullivan, the Supreme Court and our court have recognized that “the pall of fear and timidity imposed [by the threat of litigation] upon those who would give voice to public criticism is an atmosphere in which the First Amendment freedoms cannot survive.” Sullivan,
The federal courts have constructed an important series of safeguards to protect First Amendment speakers from such politically motivated litigation. Sullivan established the requirement that public officials plead and prove actual malice in libel cases.
McCalden’s complaint falls far short of the First Amendment’s specificity requirement. He alleges nothing — nothing at all — that could arguably place defendants’ speech outside the protective umbrella of the First Amendment: He does not claim that defendants threatened to break anybody’s kneecaps, or to plant a bomb, or to have goons set fire to his exhibit. If plaintiff wants to claim that speech uttered by
The panel majority’s offhanded treatment of this as an extortion case is perturbing. If these defendants — operating at the core of the First Amendment — can be subjected to a lawsuit for extortion based on a handful of conclusory allegations, one wonders and worries who else can so easily be dragged into the quagmire of litigation. The press, for example, is a fat target for suits based on vaguely worded complaints alleging “defamation,” “invasion of privacy” or some other speech not sheltered by the First Amendment. See Rodney Smolla, Suing the Press (1986). I had thought it inconceivable that a complaint by a public figure claiming nothing more than that he was “libeled with malice” would survive a motion to dismiss under Rule 12(b)(6). See, for example, Barger v. Playboy Enterprises, Inc.,
B. But we have here far more than merely the absence of specific allegations of unprotected speech: The speech McCal-den does specifically allege is fully protected. McCalden’s lengthy complaint makes it clear that he and the Wiesenthal defendants were locked in an intense political struggle, waged through the normal political channels: “[T]he sole purpose of [the Wiesenthal defendants’] action was to induce Defendant CLA by application of political pressure and threats of political sanctions to cancel its contracts with Plaintiff and to prevent Plaintiff from expressing his views to CLA members.” Second Amended Complaint U 37 (emphasis added). After describing how the Wiesenthal defendants used their political clout to get him kicked out of the CLA conference,
By letting McCalden proceed with a lawsuit that hinges on this allegation, the panel holds that a political organization can be sued for extortion on the basis of statements about a demonstration it intends to conduct at some time in the future. This is astonishing in light of Brandenburg, which held that a state may not prohibit “advocacy of the use of force or of law violation except where such advocacy is directed to inciting or producing imminent lawless action and is likely to incite or produce such action.”
Since Brandenburg, the Supreme Court has given us more precise guidance in NAACP v. Claiborne Hardware Co.,
Public demonstrations often carry with them the risk of violence. A large group of individuals, united by a common cause and motivated by strong emotions, can get out of control, causing property damage or injury. This is a risk we endure as part of life in a free society; it is not a sufficient reason — and I hope it never will become one — to stifle concerted public expression. If the propensity of large groups of angry people to harm property (and sometimes each other) is sufficient to give the target a cause of action against the organizers of the protest, we will have done much to silence the “vehement, caustic, and sometimes unpleasantly sharp attacks” heretofore protected by the First Amendment. See Sullivan,
What the Supreme Court recognized in Claiborne Hardware and Brandenburg is that strongly held political views engage the emotions as well as the intellect, and that the participants will often make statements that — taken out of context — sound a lot like threats of violence. “Strong and effective extemporaneous rhetoric cannot be nicely channeled in purely dulcet phrases.” Claiborne Hardware,
In a belated amendment to its opinion, the panel majority brushes aside Brandenburg and Claiborne Hardware as cases “involving] public speeches advocating violence, not privately communicated threats of violence as are alleged here.” Majority at 1222. My colleagues read these cases far too parsimoniously. What matters for purposes of the First Amendment is not whether the statements are uttered in public or in private, but whether — on the basis of what is alleged in the complaint — the speech in question can fairly be characterized as extortion. Cf. Watts v. United States,
The context here is framed by plaintiffs complaint. Defendants are the American Jewish Committee, the Simon Wiesenthal Center and Rabbi Marvin Hier: two organizations and an individual deeply committed to a political cause — remembrance of the Holocaust and its horrors — not back-alley thugs. Their statements were aimed at achieving a political objective, not exacting protection payments. Read in its entirety, not by plucking phrases out of context, McCalden’s complaint alleges nothing more than the type of “uninhibited, robust, and wide-open” debate on public issues the First Amendment protects. See Sullivan,
Conclusion
No one disputes McCalden’s right to say his piece, repugnant though his message be. The federal courts have a long and proud tradition of protecting the right of individuals with unpopular points of view to express themselves publicly even where this subjects onlookers to intense discomfort, even anger. More than a decade ago, for example, neo-Nazis were allowed to march through the streets of Skokie, Illinois, raising a nationwide furor. See Samuel Walker, In Defense of American Liberties: A History of the ACLU 323-31 (1990). See also Texas v. Johnson,
Surely, however, we may not withhold the same privilege of uninhibited, emotionally charged expression from the targets of McCalden’s attack. Those who carry the mark of Auschwitz tattooed on their forearms, or who survived Treblinka, Dachau or Buchenwald; who were hunted down like animals in the streets of Warsaw; who saw loved ones perish during Kristallnacht or in frozen boxcars on their way to the death camps that are the shame and horror of modern times — they cannot be expected to react calmly, with deliberation, with gentility to one who would tarnish the memory of those butchered in the Holocaust by pretending the whole thing never hap
Because I believe the court is perpetrating a grave injustice by allowing this unfortunate precedent to be enshrined as the law of the circuit, I respectfully dissent from the refusal to rehear this case en banc.
. McCalden also sued the Library Association, the City of Los Angeles and the hotel in which the meeting was held; my concern here, however, is only with the Wiesenthal defendants.
. Commenting on a closely analogous situation, Professor Tribe notes that “more is needed than a ritual incantation of the word ‘incitement’ before civil or criminal damages may be assessed on the basis of speech.” Laurence H. Tribe, American Constitutional Law 849 n. 58 (2d ed. 1988);
. Wiesenthal’s methods, as described at length in the complaint, included meeting with Library Association officials, seeking the support of the city council, renting a conference room next to McCalden's and disseminating information about McCalden’s program to other Jewish organizations. Id. ¶¶ 22-39.
. Judge Easterbrook also noted:
Much speech is dangerous. Chemists whose work might help someone build a bomb, political theorists whose papers might start political movements that lead to riots, speakers whose ideas attract violent protesters, all these and more leave loss in their wake. Unless the remedy is very closely confined, it could be more dangerous to speech than all the libel judgments in history.
Id. at 333. Words my colleagues would do well to heed.
. Writing for the Seventh Circuit en banc, Judge Posner interpreted Brandenburg, Claiborne Hardware, Watts and other Supreme Court cases to cover situations far more extreme than that here:
If ... a new sect of religious fanatics announced that unless Chicagoans renounce their sinful ways it may become necessary to poison the city’s water supply, or a newly organized group of white supremacists vowed to take revenge on Chicago for electing a black mayor, these statements, made by groups with no "track record” of violent acts, might well be privileged. Or suppose the leaders of a newly formed organization of Puerto Rican separatists went around Chicago making speeches to the effect that, if the United States does not grant Puerto Rico independence soon, it will be necessary to begin terrorist activities on the mainland United States. These speeches could not, in all probability, be made the basis of a prosecution.
Alliance to End Repression v. City of Chicago,
. In achieving their objectives, defendants expressed their angry disagreement with plaintiffs point of view, and let others know they would be there to protest if McCalden were allowed to participate in the Library Association conference. This no doubt put pressure on the Library Association, which had every interest in avoiding a demonstration that would disrupt its proceedings. But threatening to disrupt an event because it features a speaker to whom protestors object is a common tactic, and has never been held to be actionable. See Alan M. Dershowitz, Taking Liberties 47-49, 166-68 (1988) (discussing hecklers and demonstrators).
. Indeed, this is all as it must be. Were we to allow limitations on speech because it offends community sensibilities, we would eviscerate the anti-majoritarian protections of the First Amendment. See Martin H. Redish and Gary Lippman, Freedom of Expression and the Civic Republican Revival in Constitutional Theory: The Ominous Implications, 79 Cal.L.Rev. 267, 297-304 (1991); see generally Lee C. Bollinger, The Tolerant Society (1986).
. Professor Dershowitz points out the profound significance of the Holocaust: "The Holocaust changed the nature of Judaism and of Jews forever. It changed the way Jews look at non-Jews, and vice versa. It changed the way every compassionate person views justice and injustice. It should challenge the faith of every thinking being.” Id at 130. Wiesenthal's intense — and not particularly tolerant — reaction must be understood in light of this reality.
Dissenting Opinion
dissenting from the order rejecting the suggestion for rehearing en banc.
I join in Judge Kozinski’s excellent dissent and agree fully with his analysis and comments. I write separately only in order to emphasize four points, and to add a few observations.
First, this appeal involves circumstances and issues that are similar in many respects to those in New York Times v. Sullivan,
Second, because the plaintiff seeks to impose liability for speech, his complaint must be subjected to exacting scrutiny. Speech may be chilled not only by an award of damages but also by simply allowing a case to go to trial. See, e.g., Time, Inc. v. Hill,
To survive a motion to dismiss, a complaint that seeks to attach liability to speech must include allegations far more specific than would be necessary in the ordinary civil case. See Franchise Realty Interstate Corp. v. San Francisco Local Joint Executive Board of Culinary Workers,
Third, the majority has created an artificial and erroneous distinction between public and private speech. The majority does not go so far as to suggest that the intended demonstration itself would have been constitutionally unprotected. Nor does the majority find that, under Brandenburg v. Ohio,
It is true that private threats may give rise to criminal or civil liability. So may public threats. The significance of the public-private distinction is that under certain circumstances private threats are more likely to give rise to a reasonable fear that the threat will be carried out. In this case, however, the public-private distinction is without constitutional validity, as well as entirely irrelevant. The principal issue in this case is not whether the recipient of the threat, the California Library Association, had a reasonable fear that the threat would be carried out. The principal issue before us — the principal issue on which the majority goes astray — is whether the alleged threat, a threat to hold a public demonstration, is the type on which liability may be founded. Our primary concern must be with the content of that threat, not with whether it was made publicly or privately. If the content of the speech is protected, that is the end of our inquiry. See generally Simon & Schuster, Inc. v. Members of the New York State Crime Victims
Fourth, the first amendment limits the state’s power to define words as “threats” and to impose civil liability for their utterance. Under the first amendment, a state may not punish as a threat words that announce an intention to engage in constitutionally protected conduct. In Wurtz, the court was considering a threat of rape. Rape, it goes without saying, is quintessential criminal conduct — hardly a matter for constitutional protection — and it is not surprising that liability may attach to speech used to instill a fear of such conduct. The “threat” in McCalden was to engage in first amendment activity; specifically, to hold a political demonstration. The threat to engage in political activities is protected by the Constitution. The Constitution not only protects the right to hold political demonstrations, it protects the right to tell others of an intention to hold one — and it protects the right to tell them in private as well as in public. The exception the majority relies on — an exception used primarily to allow prosecution for extortion — is for speech that threatens unlawful conduct, speech that threatens the kind of conduct that takes place behind closed doors or in dark alleyways, speech that under the Constitution may be silenced. Such an exception has absolutely no applicability to the case of a threatened political demonstra; tion.
The threat to conduct a demonstration does not lose its constitutional protection because demonstrations generally, or this demonstration in particular, may be disruptive or likely to result in property damage, and the speaker communicates this fact to the public at large, or to the group at which the demonstration is aimed. Contrary to the McCalden majority’s view, the lesson of Brandenburg and Claiborne Hardware is not that public speeches are somehow less threatening than private communications and so can be tolerated even when private communications cannot.
Throughout our history, we have experienced demonstrations that have been disorderly and caused damage. Some of our most important political demonstrations— the Boston Tea Party, the Cooper Union labor rally, the Ford Motor Company strikes, the Berkeley free speech demonstrations, and the Vietnam War protests— have been marked by disruptive tactics and even violence. Yet these demonstrations caused the public to confront the underlying political issues and as a result, in many cases, turned the course of our nation’s future. The recent unruly political protests directed against California’s Governor Wilson in response to his veto of a gay rights bill are simply the latest reminder that political demonstrations are often not quiet, orderly, or anemic. We have come to regret those instances — such as the Tompkins Square labor demonstration, the
The Supreme Court has held that the first amendment protects speech far more violent and threatening that anything alleged by the plaintiff here.
. To advise the target of a planned political demonstration that the event is likely to result in disruption and property damage is, in many instances, simply to state the obvious. Certain types of constitutionally protected demonstrations involving highly' emotional, divisive or inflammatory issues are inevitably going to be less peaceful than might be desirable in an ideal society. Demonstrations by Holocaust survivors against Holocaust revisionists clearly fall in this category. Yet, such demonstrations are entitled to full constitutional protection. Certainly, the statement that a political demonstration will be held cannot subject the organizers to liability; nor can the fact that a truthful warning is given that, in view of the nature of its underlying dispute, disruption and property damage may well result.
Viewed in the context of the bitter political controversy which underlies this lawsuit, and evaluated in the light of the four points I have just emphasized, it is apparent that the plaintiffs complaint fails to state a claim. My colleagues admit that even liberally construed, the complaint contains just a single allegation of a specific threat. See Amended Opinion at 1221 (“Liberally construed, the complaint contains one allegation of a specific threat.”). That allegation is that three defendants, Rabbi Hier, the Simon Wiesenthal Center, and the American Jewish Committee, informed defendant CLA that their “Annual Conference would be disrupted, there would be damage to property and the CLA would be ‘wiped out.’ ” See id. This specific allegation is supplemented by a more general charge that the disruption and consequent damage would result from “a demonstration that [the three defendants] knew and intended ‘would create a reasonable probability of property damage and of violence against Plaintiff and members of Defendant CLA.’ ” Id. (quoting the Plaintiff’s complaint). According to the majority, this was sufficient to establish a threat to the plaintiff because “it is reasonable to
Even under this construction, the complaint does not allege any actions by the defendants that are not protected by the first amendment. When viewed in the context of the overall dispute, the threat to “wipe out” the defendant California Library Association is pure hyperbole and does not rise to the level necessary to sustain the plaintiff’s cause of action. See Cafeteria Employees Union, Local 302 v. Angelos,
Moreover, the plaintiff’s complaint is far too vague to survive a motion to dismiss. Even the majority’s “one allegation of a specific threat” fails to meet the heightened standard of specificity required by Franchise Realty. Although federal appellate courts have had few occasions on which to develop that standard, the California courts have established detailed pleading requirements for complaints alleging tortious speech. Under California law, when a plaintiff seeks damages for another’s words, those words “must be specifically identified, if not pleaded verbatim, in the complaint.” Kahn v. Bower,
The specific allegation at issue in McCal-den is that the three defendants “contacted a representative of Defendant CLA and informed him that if [its agreements with the plaintiff] were not cancelled, Defendant CLA’s 1984 Annual Conference would be disrupted, there would be damage to property and the CLA would be ‘wiped out.’ ” This allegation gives little indication of the actual words alleged to constitute a threat, the manner in which the words were communicated, or the setting in which the communication took place. It does not even state whether the words were oral or written (although in this case we may reasonably assume the former). Yet, the merits of a claim based on speech may depend upon the phrasing, manner, and context of the alleged communication. See, e.g., Old Dominion Branch No. 496 v. Austin,
In summary, there are many errors in the majority’s opinion in McCalden, a number of which would warrant hearing the case en banc. The majority fails to apply the appropriate pleading requirements for complaints seeking to penalize speech. It fails to consider the context of political controversy in which the alleged words were spoken and as a result erroneously extends an exception to the first amendment for criminal threats to speech announcing a political demonstration. It fails to recognize the practical realities of our constitutional commitment to free expression — that angry rhetoric and the venting of strong emotions are often accompanied by a degree of disruption and even property damage, and that it is far better to tolerate the possibility of such demonstrations than to discourage or prohibit political protest. Nor does the majority appear to recognize that the threat of a demonstration is even further removed from unprotected activity than the act itself — because the threat of political protest is speech in its purest form. The result of these errors is to subject those engaged in political debate to the possibility of prolonged and expensive court battles and to allow litigants to use the courts to silence political speech rather than protect it. When the defendants threatened to conduct a political demonstration, and thereby purportedly convinced the California Library Association to reject the Holocaust revisionists’ participation in its conference, they were simply announcing their intent to exercise their first amendment rights. Allowing McCalden to invoke the power of the courts in order to seek monetary damages does violence to the first amendment protection for free speech. I very much regret our decision not to hear this case en banc.
* * * * * *
Any discussion of the free speech issue in the present case would be incomplete if it failed to take note of the fundamental irony in the parties’ respective positions. Here, defendants, the victims of religious persecution and intolerance, sought to shut off the speech of those who would deny the
There are of course more fundamental reasons why we should not stifle offensive speech. “Free speech is life itself.” Sal-man Rushdie (quoted in N.Y. Times, December 12, 1991, at Al); see, also, Sullivan,
. There are a number of defendants in this case, including the City of Los Angeles and the Wes-tin Bonaventure Hotel. However, for purposes of this dissent, whenever the term "defendants” is used without further identification it refers to the defendants who are alleged to have engaged in the threatening conduct — Rabbi Hier, the Simon Wiesenthal Center for Holocaust Studies, and the American Jewish Committee.
. The majority seems to misunderstand the import of the Claiborne Hardware Court’s holding that "Charles Evers could not be held liable for [his] public speech, but ... individuals who 'engaged in violence or threats of violence ... may be held responsible for the injuries that they caused.’ ” Amended Opinion at 1222 (quoting Claiborne Hardware,
. In Claiborne Hardware, the Supreme Court held that Charles Evers’ speech was protected even though he "threatened” potential boycott violators by warning them that the sheriff would be unable to protect them from harm if they helped weaken the boycott by failing to live up to their agreement to participate:
We intend to enforce [the boycott]. You needn’t go calling the chief of police, he can’t help you none. You needn’t go calling the sheriff, he can’t help you none. (That’s right.) He ain’t going to offer to sleep with none of us men, I can tell you that. (Applause) Let’s don’t break our little rules that you agreed upon here.
. Although this pleading requirement applies specifically to defamation claims, it is applicable to all claims implicating first amendment activity. As the Supreme Court made clear in Sullivan, the limitations of the first amendment are applicable whenever the effect of the litigation is the repression of expression; a cause of action under the Unruh Civil Rights Act — like any other cause of action — “can claim no talis-manic immunity from constitutional limitations.”
. Because defendants prevailed below at the pleading stage, we do not know whether they actually uttered the threats they are alleged to have made. There is little doubt, however, that they sought to persuade the CLA that it should not permit the Holocaust revisionists’ materials and program to be presented at the annual conference.
Dissenting Opinion
dissenting from the order rejecting the suggestion for rehearing en banc:
While I am in general agreement with the dissents of Judge Reinhardt and Judge Kozinski, it does not seem to me necessary to go beyond the construction of the complaint read in the light of the First Amendment. Coon v. Joseph, 192 Cal.App.3rd 1269,
