delivered the opinion of the Court.
In 1966, South Carolina enacted a statute that altered Edgefield County’s election practices but the statute was not submitted to federal officials for their approval as required by the Voting Rights Act of 1965.
1
In 1971, the statute was amended, modifying the 1966 election practices, and state officials submitted the amendment to the Attorney General for his approval. In response to a request from the Attorney General, state officials provided him with additional documentation in support of their submission, including the 1966 statute. The Attorney General approved the submission, stating that he did not object to the change in question. The
HH
As of November 1, 1964, local political authority in Edge-field County, South Carolina, was vested in a County Supervisor and a Board of County Commissioners. 2 The County Supervisor, the chairman of the three-member Board, was elected at large for a 4-year term. The County Supervisor had jurisdiction over public roads, matters relating to county taxes and expenditures, and certain other matters. The other two seats on the Board were appointed offices. These two commissioners were appointed by the Governor, also for 4-year terms, upon the recommendation of a majority of the county’s delegation in the state legislature after a countywide straw vote on prospective appointees. There were no residency requirements for commissioners. The Board had limited administrative and ministerial powers. 3
On June 1, 1966, the South Carolina General Assembly enacted Act No. 1104, which was effective as a matter of state law when it was signed by the Governor on June 7, 1966. The Act created a new form of government for Edgefield County, altering the county’s election practices. The office of County Supervisor and the Board of County Commissioners were abolished upon expiration of the incumbents’ terms. A three-member County Council with broad legislative and administrative powers was created,
4
and the county was
The 1966 Act was amended in 1971 by Act No. 521, “An Act to Amend Act No. 1104 of 1966 ... So As To Increase The Number of Districts And The Number of County Council Members.” 5 The 1971 amendment increased the number of residency districts, and thus the number of Council members, from three to five. Necessarily the change in the number of districts resulted in new district boundaries. Otherwise, the 1971 amendment did not alter the 1966 Act.
County Council elections in Edgefield County have been conducted under the basic scheme established by the 1966 Act since the first elections held pursuant to the Act in November 1966.
In 1971, state officials sent a letter to the Attorney General of the United States stating: “In accordance with the provisions of Section 5 of the Voting Rights Act of 1965, there are submitted herewith copies” of 18 listed recent statе enactments, which included the 1971 amendment regarding Edge-
II
The appellants, black voters residing in Edgefield County, South Carolina, commenced a class action in 1974 in the United States District Court for the District of South Carolina challenging the county’s election practices on constitutional grounds. Specifically, they alleged in their complaint
While continuing to press their constitutional claim in the District Court, appellants then filed an amended complaint, alleging that the 1966 Act had never been submitted to federal officials as required by § 5 of the Voting Rights Act of 1965. 79 Stat. 439, as amended, 42 U. S. C. § 1973c. A three-judge District Court was convened to decide this claim. That court reviewed South Carolina’s 1971 submission and noted that the Justice Department had been made aware of the provisions of the 1966 Act. The District Court concluded that the Justice Department’s request for additional information “indicates that Justice Department’s review of [the 1971 Act] encompassed all aspects of the Act, including the effect of the at-large with residency requirement voting that had been implemented in 1966.” App. to Juris. Statement 12a. The District Court did not find, however, that the Justice Department had been provided with any information concerning
After obtaining the views of the Solicitor General, who urged summary reversal of the District Court’s judgment, we noted probable jurisdiction,
I — I f — ( HH
The Fifteenth Amendment commands: “The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude.” The Voting Rights Act of 1965, as amended, 42 U. S. C. § 1973
et seq.
(1976 ed. and Supp. V),
11
was enacted by Congress as a response to the “unremitting and ingenious defiance” of the command of the Fifteenth Amendment for nearly a century by state officials in certain parts of the Nation.
South Carolina
v.
Katzenbach,
The “preclearance” requirement mandated by §5 of the Act is perhaps the most stringent of these remedies, and certainly the most extraordinary.
12
It prohibits jurisdictions
Section 5 of the Voting Rights Act of 1965, as originally enacted, required a covered State or political subdivision desiring to implement any election practices different from those in effect on November 1, 1964, to obtain a declaratory judgment from a three-judge panel of the United States District Court for the District of Columbia holding that the change “does not have the purpose and will not have the effect of denying or abridging the right to vote on account of race or color” before the new practice could be implemented. 79 Stat. 439. A proviso in § 5, however, established an alternative method of obtaining federal clearance of the measure: if the new election practice was submitted to the Attorney General of the United States and the Attorney General did not interpose an objection within 60 days of the submission, the jurisdiction was permitted to implement the change.
The original voting rights bill did not contain this alternative preclearance method; but after concerns arose that the declaratory judgment route would unduly delay implementation of nondiscriminatory legislation, it appears that the proviso was added “to provide a speedy alternative method of compliance to covered States.”
Morris
v.
Gressette,
In evaluating the use of the alternative procedure of submitting proposed changes to the Attorney General, it must be remembered that § 5 “was enacted in large part because of the acknowledged and anticipated inability of the Justice Department — given limited resources — to investigate independently all changes with respect to voting enacted by States and subdivisions covered by the Act.”
Perkins
v.
Matthews,
Congress has amended the Voting Rights Act several times, each time continuing the basic structure of the original preclearance provision.
14
In the legislative history of the extensions of the Act, §5 has been deemed to be a “vital element” of the Act to ensure that “new subterfuges will be promptly discovered and enjoined.” H. R. Rep. No. 91-397, p. 8 (1969). But Congress recognized that it was only as vital as state compliance allowed it to be. Unfortunately it appeared that “States rarely obeyed the mandate of that section, and the Federal Government was too timid in its enforcement.” Hearings on H. R. 4249 before the Committee on the Judiciary, 91st Cong., 1st Sess., 4 (1969) (statement of Rep. McCulloch). Few changes were submitted; and only a handful of objections were interposed: “Where local officials have passed discriminatory laws, generally they have not been submitted to the Department of Justice.” Hearings on H. R. 4249 before the House Committee on the Judiciary, 91st Cong., 1st Sess., 220 (1969) (statement of Attorney General Mitchell). While compliance with §5 increased after the 1970 extension of the Voting Rights Act, and the provision was believed to have been largely responsible for gains achieved in minority political participation, H. R. Rep. No. 94-196, pp. 10-11 (1975), the continuing “widespread failure to submit proposed changes in election law for Section 5 review before attempting to implement the change” was recently viewed as “significant evidence of the continuing need for the preclearance requirement.” S. Rep. No. 97-417, p. 12 (1982). The Attorney General has attempted to
In light of the structure, purpose, history, and operation of § 5, we have rejected the suggestion that the “Act contemplates that a ‘submission’ occurs when the Attorney General merely becomes aware of legislation, no matter in what manner,” and instead have held that “[a] fair interpretation of the Act requires that the State in some unambiguous and recordable manner submit any legislation or regulation in question directly to the Attorney General with a request for his consideration pursuant to the Act.”
Whitley
v.
Williams,
decided with
Allen
v.
State Board of Elections, supra,
at 571. More recently we stated: “While the Act does provide that inaction by the Attorney General may, under certain circumstances, constitute federal preclearance of a change, the purposes of the Act would plainly be subverted if the Attorney General could ever be deemed to have approved a voting change when the proposal was neither prоperly submitted nor in fact evaluated by him.”
United States
v.
Sheffield Board of Comm’rs, supra,
at 136. This interpretation of the provision is faithful to its history and purpose, while at
IV
Edgefield County is admittedly a political subdivision of South Carolina subject to the provisions of the Voting Rights Act,
16
and it is conceded that the 1966 Act was subject to the preclearance requirement of § 5 of the Act.
17
It is also undisputed that the 1966 Act was never submitted to the Attorney General or the United States District Court for the District of Columbia for §5 review.
18
Accordingly, unless the pre-
As we previously observed, the preclearance procedures mandated by §5 of the Voting Rights Act focus entirely on changes in election practices. Supra, at 245. The titlе of the 1971 amendment unambiguously identified the changes in election practices which it effected — an increase in the number of Council members and residency districts — and served to define the scope of the preclearance request. An examination of the correspondence concerning the 1971 submission, supra, at 240-241, plainly shows that only the 1971 amendment was being considered for preclearance, 19 and further indicates that the request for preclearance was viewed as limited to the change 20 in elections practices effected by it. 21
The District Court held, however, that the Attorney General’s request for additional information (including a copy of the 1966 statute and information concerning previous candidates, election results, and residency district boundaries) indicated that he had considered all aspects of the electoral scheme, including the changes effected in the 1966 Act. App. to Juris. Statement 12a. In the alternative, it held that since the 1971 amendment retained the changes effected by the 1966 Act, the lack of objection to the 1971 submission necessarily constituted approval of those changes as well and rendered the failure to preclear the 1966 Aсt moot. Id., at 13a.
The significance the District Court attached to the Attorney General’s request for additional information was wholly unwarranted. It is plain that the information which the Attorney General requested and received was merely rele
Moreover, the information obtained in response to the Attorney General’s request did not enable him to ascertain whether a covered change was made by the 1966 Act,
22
much less evaluate whether the changes made by the 1966 scheme — and unaffected by the 1971 amendment — were discriminatory in purpose or effect when compared to the 1964 practices. In order to pass on the 1966 Act, he would have needed information concerning the pre-1966 election law and its practical effects. He neither requested nor received such information.
23
Just as “no one would argue” that the Attor
In concluding that there is insufficient evidence for a finding that the Attorney General actually considered the changes made by the 1966 Act in preclearing the 1971 amendment, we note that at the time of the 1971 submission, the Attorney General was completing promulgation of regulations govеrning § 5 submissions.
25
The regulations shed light
The District Court also erred in viewing the submission’s scope as encompassing all features of the 1971 amendment, rather than the changes effected by that particular enactment. When a jurisdiction adopts legislation that makes clearly defined changes in its election practices, sending that legislation to the Attorney General merely with a general request for preclearance pursuant to §5 constitutes a submission of the changes made by the enactment and cannot be deemed a submission of changes made by previous legislation which themselves were independently subject to § 5 pre-clearance.
28
The fact that a covered jurisdiction adopted a new election practice after the effective date of the Voting Rights Act raises, in effect, a statutory inference that the practice may have been adopted for a discriminatory purpose or may have a discriminatory effect and places the burden on the jurisdiction to establish that the practice is not discriminatory. A request for preclearance of certain identi
To the extent there was any ambiguity in the scope of the preclearance request, the structure and purpose of the preclearance requirement plainly counsel against resolving such ambiguities in favor of the submitting jurisdiction in the circumstances of this case. The preclearance process is by design a stringent one; it is predicated on the congressional finding that there is a risk that covered jurisdictions may attempt to circumvent the protections afforded by the Act; the burden of proof (the risk of nonpersuasion) is placed upon the covered jurisdiction; and submissions under the alternative preclearance method — adopted for the convenience of the covered jurisdictions while Congress recognized the inability of the Justice Department independently to monitor and to identify changes in election practices — should be carefully construed to protect the remedial aims of the Act. Moreover, the congressional assessment of the practical operation of the provision in the years since its adoption clearly indicates Congress’ continuing intent to guard against any diminution in the potency of the provision, and an intent to continue to insist upon submission of changes which had previously not been submitted. The broad scope given to the 1971 submission by the District Court, and its conclusion that submitting the 1971 amendment rendered the failure to pre-clear the 1966 Act moot, are inconsistent with the foregoing governing principles.
In summary, to the extent the judgment below may be interpreted as resting upon a factual finding that the Attorney General actually considered and approved the changes made
Accordingly, we reverse the District Court’s judgment and remand to the District Court for proceedings consistent with this opinion.
It is so ordered.
Notes
The Voting Rights Act of 1965 requires certain States and political subdivisions to submit all changes in election practices to a three-judge panel of the United States District Court for the District of Columbia or the Attorney General of the United States. Covered jurisdictions may not implement any new election practices until the three-judge panel enters a declaratory judgment approving the changes or the Attorney General accepts the changes by either explicitly stating he does not object to them or by failing to interpose an objection within a prescribed time period. See infra, at 244-249.
App. 142-153.
See
ibid.;
see generally
Blanding
v.
Dubose,
It was authorized to buy or sell property, to exercise the powers of eminent domain, to make appropriations and levy taxes, to provide necessary county services, to receive and disburse funds, to incur indebtedness, to issue bonds, to prescribe methods of accounting for accounting officers,
Prior to the 1971 amendment, the 1966 Act had been amended in 1967 by Act No. 55 and in 1968 by Act No. 1318. App. 171-177. These earlier amendments apparently did not change any election practices and are not at issue in this case.
App. to Brief for United States as Amicus Curiae la-2a (letter of July 21, 1971).
Defendants’ Exhibit X, p. 1.
Id., at 1, 2.
Defendants’ Exhibit Y. It is not entirely clear that the entire text of the 1966 Act was provided to the Attorney General, but for our purposes we shall assume that the Attorney General was aware of the full text.
Defendants’ Exhibit Z.
The Voting Rights Act was enacted in 1965, Pub. L. 89-110, 79 Stat. 437, and was amended and extended in 1970, Pub. L. 91-285, 84 Stat. 314, in 1975, Pub. L. 94-73, 89 Stat. 400, and in 1982, Pub. L. 97-205, 96 Stat. 131.
The current codification of § 5 is as follows:
“§ 1973c. Alteration of voting qualifications and procedures; action by state or political subdivision for declaratory judgment of no denial or abridgement of voting rights; three judge district court; appeal to Supreme Court
“Whenever a State or political subdivision with respect to which the prohibitions set forth in section 1973b(a) of this title based upon determinations made under the first sentence of section 1973b(b) of this title are in effect shall enact or seek to administer any voting qualification or prerequisite to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1964, or whenever a State or рolitical subdivision with respect to which the prohibitions set forth in section 1973b(a) of this title based upon determinations made under the second sentence of 'section 1973b(b) of this title are in effect shall enact or seek to administer any voting qualification or prerequisite to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1968, or whenever a State or political subdivision with respect to which the prohibitions set forth in section 1973b(a) of this title based upon determinations made under the third sentence of section 1973b(b) of this title are in effect shall enact or seek to administer any voting qualification or prerequisite to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1972, such State or subdivision may institute an actiоn in the United States District Court for the District of Columbia for a declaratory judgment that such qualification, prerequisite, standard, practice, or procedure does not have the purpose and will not have the effect of denying or abridging the right to vote on account of race or color, or in contravention of the guarantees set forth in section 1973b(f )(2) of this title, and unless and until the court enters such judgment no person shall be denied the right to vote for failure to comply with such qualification, prerequisite, standard, practice, or procedure: Provided, That such qualification, prerequisite, standard, practice, or procedure may be enforced without such proceeding if the qualification, prerequisite, standard, practice, or procedure has been submitted by the chief legal officer or other appropriate official of suсh State or subdivision to the Attorney General and the Attorney General has not interposed an objection within sixty days after such submission, or upon good cause shown, to facilitate an expedited approval within sixty days after such submission, the Attorney General has affirmatively indicated that such objection will not be made. Neither an affirmative indication by the Attorney General that no objection will be made, nor the Attorney General’s failure to object, nor a declaratory judgment entered under this section shall bar a subsequent action to enjoin enforcement of such qualification, prerequisite, standard, practice, or procedure. In the event the Attorney General affirmatively indicates that no objection will be made within the sixty-day period following receipt of a submission, the Attorney General may reserve the right to reexamine the submission if additional information comes to his attention during the remainder of the sixty-day period which would otherwise require objection in accordance with this section. Any action under this section shall be heard and determined by a court of three judges in accordance with the provisions of section 2284 of title 28 and any appeal shall lie to the Supreme Court.” 42 U. S. C. § 1973c.
Proposed guidelines were first published for comment in the Federal Register, 36 Fed. Reg. 9781 (1971), then were published in final form, 36 Fed. Reg. 18186 (1971), and have been codified since 1972, 28 CFR § 51.2(c) (1982).
See n. 11, supra.
The Committee Report also expresses concern with respect to the failure of jurisdictions to heed objections interposed by the Attorney General. Indeed, it cites the local officials’ response to the Attorney General’s 1976 objection to the Edgefield County at-large election system, see n. 30, infra, as an example of local defiance of § 5. H. R. Rep. No. 97-227, p. 13 (1981).
See 28 CFR pt. 55 (1982). The District Court expressly so found. See App. to Juris. Statement 6a.
The parties so stipulated. App. 131. See also App. to Juris. Statement 6a.
The only questions in an action alleging a violation of the § 5 preclearance requirement are (1) whether a change is covered by § 5, (2) if the change is covered, whether § 5’s approval requirements have been satisfied, and (3) if the requirements have not been satisfied, what relief is appropriate.
Lockhart
v.
United States,
App. 130-131. The District Court expressly found:
“There is no dispute that Act No. 1104 of 1966 was subject to the preclearance provisions of § 5 of the Act and that county officials should have, butdid not, submit the Act to the Justice Department or to the District Court for the District of Columbia for preclearance.” App. to Juris. Statement 6a.
Given the correspondence concerning the 1971 preclearance, even under appellees’ view that a submission consists of an entire statute, rather than the changes in election practices effected by the enactment, there could be no contention in this case that the Attorney General actually considered and approved the 1966 Act itself in the course of preclearing the 1971 amendment. Quite simply, he was never, even by implication, asked to approve the 1966 statute, and he never, even by implication, purported to do so: state officials merely asked him to preclear the 1971 amendment and that is what the Attorney General did. The 1966 Act was indeed sent to the Attorney General, but it manifestly was not submitted to him for preclearance of it; it was sent to him in connection with the request for pre-clearance of the 1971 amendment, and was a necessary part of the submission of the 1971 amendment because the changes made by that amendment could not be identified without it.
For example, the Attorney General’s letter requesting additional information expressly stated: “After a preliminary examination of H2206, it does not appear that we have sufficient information to evaluate the change you have submitted.” Defendants’ Exhibit X (emphasis supplied).
In construing the correspondence in an attempt to ascertain the significance ascribed to the preclearance by the parties involved, it is significant that the correspondents were a South Carolina Assistant Attorney General
Particularly in view of the legislature’s practice of repealing the existing electoral statute and then reenacting some existing features along with new ones, as it did in 1971, the fact that the 1966 statute on its face was a post-1964 enactment did not necessarily imply that it had effected changes which required § 5 preclearance.
Obviously, in 1971 the Attorney General either did not recognize that the 1966 Act required preclearance or assumed that it had been precleared. In the context of the submission, that was understandable. First, of course, he was not being asked to preclear the provisions of the 1966 Act. Second, the State was requested to provide the Attorney General with a copy of the statute “now in force,” and by sending the 1966 Act to the Justice Department in response to this request, the South Carolina Assistant Attorney General was implicitly representing that the 1966 Act either had beеn precleared or had not required preclearance, for otherwise the pertinent provisions would have had no force as law.
Supra,
at 241. Moreover, though the political subdivisions of South Carolina had notably failed to submit changes on their own initiative, appellees correctly point out that the State of South Carolina was the only jurisdiction to comply rigorously with the preclearance requirement in the early years of the Act.
Perkins
v.
Matthews,
If the Attorney General was aware that the Act required preclearance and had never been precleared, his failure to request either an explanation or at least some additional information would be difficult to comprehend. He had testified before Congress that in the Department’s experience, compliance with §5 was largely limited to legitimate statutes and that jurisdictions often failed to submit laws which were discriminatory. Supra, at 248. Given this testimony, it seems quite unrealistic to suppose that he would consciously allow the failure to submit the 1966 Act for preclearance to pass without comment.
See n. 13, supra.
Under the regulations, a submission must “clearly set forth” the voting change in a manner “adequate to disclose to the Attorney General the difference between the existing and proposed situation with respect to voting.” 28 CFR §§ 51.2(c), 51.5, 51.10(a)(4) (1972); 36 Fed. Reg. 18186 (1971). Among other things, a submission must include the date of final adoption of the change affecting voting, § 51.10(a)(2), and a “statement certifying that the change affecting voting has not yеt been enforced or administered, or an explanation of why such a statement cannot be made.” § 51.10(a)(5). The latter requirement, of course, simply reflects the requirements of § 5 itself, which provides that every change must be pre-cleared before being enforced. Further, the guidelines make clear that submission of a particular change does not encompass all prior changes— precleared or not — that have been made since the Act’s effective date in 1964. Another subsection strongly urges that, in addition to required information about the “specific change submitted for consideration,” the submitting authority include a copy of “any other changes in law or administration relating to the subject matter of the submitted change affecting voting which have been put into effect since the time when coverage under section 4 of the Voting Rights Act began and the reasons for such prior changes. If such changes have already been submitted the submitting authority may refer to the date of prior submission and identify the previously submitted changes.” 28 CFR § 51.10(b)(4) (1972).
Naturally, the Attorney General did not determine whether the differences between the 1971 amendment and the 1966 Act were nondiscriminatory in an analytical vacuum, but necessarily evaluated the purpose and effect of those changes in the context of the entire electoral scheme. See
Lockhart
v.
United States,
There is an analytical distinction between two questions: whether a particular electoral provision was subject to § 5 preclearance, and whether it was actually submitted for preclearance on a particular occasion. Even though a number of the elements of an electoral scheme are subject to pre-clearance and should be submitted, оnly some of those features may actually be submitted for review. In that situation, the Attorney General’s failure to object to the submission would not constitute preclearance of elements in the scheme that were not submitted. As we stated in
Morris
v.
Gressette,
In this case, state officials had independent submission burdens respecting both the 1966 changes and the 1971 changes, but only met their burden respecting the latter changes.
United States
v.
United States Gypsum Co.,
In view of our holding, it is unnecessary for us to address the second question presented by appellants: whether under the circumstances Edge-field County’s adoption of a council-administrator form of government in June 1976 — objected to by the Attorney General — was subject to § 5 preclearance.
