*1 McCAFFERTY, Bruce Petitioner Appellee, SOLEM, Warden,
Herman South Dakota Penitentiary, Respondent Appellant.
Nos. 16137.
Supreme Court of South Dakota. Aug.
Considered Briefs 1988.
Reassigned July 1989.
Decided Dec. 1989.
Rehearing Denied Jan. 1990. M.
Timothy
Davenport,
Gebhart of
Ev-
ans,
Smith,
Falls,
Hurwitz &
peti-
Sioux
for
appellee.
tioner and
Bratt,
Gen., Pierre,
Atty.
Mark L.
Asst.
respondent
appellant; Roger
A.
Pierre,
Tellinghuisen, Atty. Gen.,
on brief.
MORGAN,
(on reassignment).
Justice
appeal
This
arises
from decision on the
corpus petition
of Bruce McCaffer
ty (McCafferty) challenging the constitu
tionality of his
for a
conviction
sexual con
tact
This
offense.
court affirmed that con
appeal.
viction
direct
State v. McCaf
ferty,
(S.D.1984) (McCaf
issues admissibility relating to the ment view. believability of experts’ victim, stating the it is in the issue: whether case are stated facts of this The give expert to an on error for an witness the He was convicted McCafferty I. believability a opinion regarding in the of knowingly engaged sexu- charge that he at person under fif- child sexual abuse victim “unavailable” another al contact with McCafferty of notices review years age, of violation SDCL teen judgment relating of to the admis- part a habit- the also found to be 22-22-7.1 He was and the trial prior The of his convictions 22-7-8. trial sion offender under SDCL ual appoint psychiatrist court’s refusal to a McCafferty to fifteen sentenced court grounds the victim.2 He his is- Penitentiary. examine in the Dakota years South (1) thusly: as his to this sues constitutional violations McCafferty appealed conviction refusal the trial court to court, decision was whether the of where the trial court’s appoint psychiatrist to assist the defense with in- part and remanded affirmed McCafferty's right to a fair trial to determine violated to the trial court structions (2) process rights; and state- and due whether out-of-court victim’s whether reliability.” McCafferty’s prior felony of the admission had sufficient “indicia of ments process. remand, deprived him of due I, convictions supra. On McCafferty hearsay statements found that court remedy post-conviction of habe- reliability to indicia of be sufficient bore provisions corpus restricted as 19-16-35. McCaf- admissible under SDCL prior and decisions of SDCL 21-27-16 time, ferty appealed for second McCaf- provisions statutory court. The were II, summarily court affirmed ferty decision, fairly in our well summarized McCafferty, the trial court. State Erickson, S.D. N.W.2d (1986). The United States Su- N.W.2d that, (1964), pointed wherein we out McCafferty’s petition preme Court denied remedy is nature of a in the since the of certiorari. South for writ upon judgment, the attack a final collateral Dakota, 476 106 S.Ct. U.S. proceed corpus scope of review habeas L.Ed.2d 983 As we “habeas cor ings is limited. said: corpus (1) initiated this habeas only pus can used to review whether be (State), against Herman action Solem jurisdiction of the crime and the court had defendant; (2) Dakota State Peniten- Warden South person of the whether granted tiary. by law; The habeas court McCaffer- the sentence was authorized corpus cases, ty’s petition for writ on whether incarcerat certain grounds deprived his conviction was based has been basic ed defendant Id, erroneously rights.” admitted at constitutional who offered at 715. also Goodroad two witnesses N.W.2d See Solem, believability N.W.2d 141 Habe- testimony on the However, corpus remedy correct proper habeas court is not the victim. corpus rather, habeas petition irregular procedures, McCafferty’s extent denied jurisdictional error. Id. 406 only reaches were al- that his convictions based 143; pur 21-27-16. For trial N.W.2d SDCL at the at legedly erroneous admission conviction, were McCafferty's issues raised Subsequent 2. Both notice of review SDCL 1. I, Legislature appeal McCafferty 22-22-7 was amended direct affirmed on "Any knowingly engages 1984). person (S.D. who read: ... person ... contact with another under in sexual age years guilty of Class 4 the felony.” sixteen (Amendment underlined.) Curran, psychologist, poses corpus, constitutional vio Dr. a clinical testi- of habeas deprive case as follows: lations' a criminal fied Goodroad, jurisdiction. court of Q you any Have ever had trouble with 143; Solem, 408 at Podoll v. things past telling you in the *3 [S.F.] Therefore, (S.D.1987). if N.W.2d 759 that were not true? corpus show a habeas can No, I that I say A can’t have. action that his conviction has been obtained Q are you You think can tell when kids constitution, is enti in violation he of trying pull your the wool over Further, upset not may tled to relief. eyes? findings they unless are habeas court’s always. pretty Not A I think kids are 15-6-r52(a); clearly SDCL erroneous. Sat good. area, you know, on One based Solem, ter v. 425 research, psychological is that We first address the issue raised abuse, areas of child sexual would admissibility experts’ State on the percent be less than popu- one testimony opinion form of an as to lation that. lie about And it would of a victim believability of child sexual pretty sophisticated cognitive take a specific abuse. This issue has not been system to create that. And I don’t previously by this addressed court. think system has kind of [S.F.] case, testimony the wit- this functioning yet that she could create presently under nesses attack was: that. teacher, Haugland, preschool special
Pam
Because of the
who
circumstances
cases,
sexual
testified as
child
abuse
several
follows:
evidentia-
ry
developed. Testimony
rules have
relat-
Q
you say you
Would
had established
ing
concerning
to the child’s statements
rapport
some
with [S.F.]?
contact
if
sexual
are admissible
the court
Yes, very
A
much.
of reliability.
finds sufficient indicia
Mat-
Q
opened
other
Has she on
occasions
C.L.,
(S.D.1986);
ter
different, that thing, kind of and the of a witness. Of recent touching feeling game. years, And I impact allowing type just point at this felt I find out better in child abuse has sexual cases if any penetration, considered, there’d been coupled general been with the anything of this nature. “[Ejxpert testimony particularly And asked rule. Daddy her if put anything ever danger prejudice courts the of undue ofor honest, her. she very confusing And “No. misleading issues or 3 truly special Just kleenex.” And I reliability don’t because of its aura of know what meant that. Logue, about trustworthiness.” v. [S.F.] State 372 stopped (citation talking pretty (1985) omitted). Then she N.W.2d 157 Thus, much that. Very about honest. some held permit- courts have I, police, McCafferty 3. vagina[.]” McCafferty In a statement had ad- her into 356 N.W.2d at may finger mitted that "he have inserted [his] 165.
593
Iverson,
(S.D.
v.
State
give
her
N.W.2d
ting an
truth,
imper-
1978)
telling
puts
(ruling
granting
suspended
sen
victim is
testi-
v.
stamp
believability
to that
Crew
applied retrospectively);
missible
tences not
Azure,
v.
F.2d
States
Nelson,
United
mony.
(1974)
88 S.D.
Lindsey,
v.
(8th Cir.1986);
State
(Boykin
rights applied only prospectively
(1986);
P.2d
149 Ariz.
Locke v. Erick
hearings);
in misdemeanor
(Iowa 1986); People
Myers,
‘This court will not Eighth accused to dant as her assailant. The Circuit appeal judgment his of conviction and en suggest banc decision Little did not speculate upon securing only his chances of a that the deciding criteria in the neces- then, judgment sity appointment reversal and after the psychiatric expert of a affirmed, balancing conviction is come into court in was the inter- defendant’s a corpus proceeding and raise the in avoiding prison against est a term grounds same issue on other avoiding which state’s interest in relatively might petitioner entitle the expenditure a new trial small required, that would be custody.’ or his McCafferty’s release from suggests. brief Rather the court said: Jameson, 362, 370, State v. 80 S.D. Ake and together Caldwell4 taken hold (1963) (citation omitted).
N.W.2d
that a defendant
Granted,
must show more than a
McCafferty
attempts
now
to raise
possibility
mere
of assistance from an
standing,
these issues to a constitutional
expert. Rather
the defendant
“[mjere
must
but
assertions of denial of constitu-
probability
show a reasonable
that an
rights
tional
party
do not entitle a
relief
expert would aid in his defense
that
upon adequate
unless found to
true
be
denial of
assistance would
proof
result
hearing.”
submitted at the
State v.
Roth,
an unfair trial.
166 N.W.2d
examined a defense because that, I, McCafferty we determined be- seven, incon- age, alleged her her young defense counsel had failed to renew cause sistent accounts of whether proper suppression motions at crime, and possibility committed times, make the trial court had failed to mother that Dr. treatment of the Curran’s sup- ruling on the record on the motion might judgment. cloud her What and S.F. press issue to and we remanded that McCafferty’s counsel failed to substantiate proceedings. court for further There was no trial court critical. findings trial court’s of fact conclu- showing Dr. Curran was or biased pro- evidencing weighing sions of law opinions impor- her were inaccurate. More cess in favor of admission of the evidence McCafferty’s tantly, though counsel had judgment resulted the second was psychiatrist, another there was contacted summarily affirmed. showing pro- absolutely no that he would McCafferty’s argument ap- sole conclusion vide different than Curran’s peal is that the of evidence admission re- There wrong. conclusions were her unfavorably McCafferty’s flecting credi- showing simply no of a reasonable bility unfairly prejudicial was too because McCafferty’s expert would probability that expert testimony of the admission aid in the defense that denial credibility. supporting the victim’s As in *6 in trial. expert result an unfair would issue, the discussion the first the McCafferty’s was able to counsel never testimony, admissibility expert of the we request raise for witness issue must view the in the context the speculation that another personal above his the it existed at the time of trial. law as the needed and could assist was admissibility is at least Our rule on defense. requirements the for stringent as federal by rule our We think that the established prospective, From process. due this we pro- adequately fulfills the due decisions in error say cannot that the trial court was Little, cess as set in su- requirements out prior admitting felony the evidence for in pra, we affirm the habeas court on and impeachment. affirm purpose of We issue. decision on that court on that issue. the habeas regard second Finally, with to the court on the notice We affirm habeas review, issue on notice of the admission of and the issue of of review issues reverse on fel testimony regarding McCafferty’s prior testimony remand with admissibility of and record, ony again we con we note that quash to the writ habeas instructions in In this sidered that issue I. corpus.
appeal, McCafferty that the due concedes MILLER, J., WUEST, C.J., and process guarantee of fundamental fairness by is not admission concur. violated of evidence prior
a defendant’s
convictions unless
SABERS, JJ.',
HENDERSON
proba
potential
prejudice outweighs its
dissent.
Texas,
value, citing
Spencer
us to
tive
HENDERSON,
(dissenting).
Justice
648,
87 S.Ct.
17 L.Ed.2d
U.S.
(1967).
(Rule 609(a)),
question,
us
sets
have before
a basic
19-14-12
We
SDCL
land,
appellate
this
plus
requirement
courts of
re-
out the same criteria
novel
by
subject
Science
garding the
“Behavioral
prior
punishable
crime was
Testimony”. Basically, we are confronted
imprisonment
death
in excess of one
per-
question:
this state
state
this
Should
year,
dishonesty
or involved
or false
with
courtrooms,
ment,
mit,
behavioral science
regardless
punishment.
Our
in its
particular child told the
testimony
this
that a
consistently
decisions have
followed
decision,
Bachman
being sexually
Relat-
In said
abused?
drome”.
truth about
impliedly
setting
rule on this
edly,
special
further must
writer
forth nu
dissented
question:
behavioral
testi-
Should
science
against
merous authorities
academic
sexually
mony
to show that
by
be admitted
premise
majority
written
class,
generally
as a
do
tell Miller,
abused children
J. Chief
Wuest and Mor
Justice
sexual
abuse?
J.,
truth about
Sabers,
Bachman
gan,
concurred in
J.,
specially
and concluded
wrote
to dissent
respectfully
I
dissent to the decision writ
by joining
special
writer’s dissent.
J.,
by Morgan,
for the reason
ten
waxing in
into
depth
Without
the dissent of
defendant,
of sexual
deprives a
accused
myself
Sabers,
either
suffice it
Justice
Therefore,
abuse,
fair
of a
say
agreed
both of
with the
us
Hertz,
Judge
the decision of
would affirm
Logue,
State v.
language of
in
Ad
judge
this criminal action.
(S.D.1985),
Curran,
written
Chief Justice
testimony
mitting the
of Dr.
Wuest,
nun)
which
(also
holding
seriously eroded
a
and Mrs.
psychologist
clinical
Bachman. The same three
teacher,
justices
in
Haugland,
deprived
now
process.
joining
fair
only
jus
of not
trial but also due
this decision are the three
here
fairness was violated
who
majority
Fundamental
tices
constituted
in the
If
violation is
evidentiary error.
such a
Bachman decision. I feared the movement
crucial, critical,
“material in
sense of a
Court,
of this
in the direction that it now
factor”,
a constitu
highly significant
then
walks,
by my special
as reflected
concur
transgression
tional
has been established.
Hallman,
rence
Francis, Collins v.
1336-37
F.2d
191, 196-7 (S.D.1986).
opening
I feared
(11th Cir.1984), reh’g.
reh’g. en banc
testimony
permit,
door
which would
den.,
den.,
cert.
734 F.2d
469 U.S.
effect, hearsay/expert
impale
105 S.Ct.
83 L.Ed.2d
defendant
a conclusion that “he did
apply
We
this same standard
Sabers,
it” —in effect.
Justice
his dis
Machin v. Wain
corpus
requests.
relief
Bachman, specifically pointed
sent
out
wright,
(11th Cir.1985).
F.2d
“was also of
therein
corpus proceeding.
This is a habeas
Our
credibility”.
fered
establish
Have ex
*7
scope
proceed
in
corpus
of review habeas
science,
in
perts,
the field of behavioral
Erickson,
ings is limited. 80 S.D.
trials,
jury
taken over the
of
in
now
role
639,
(1964).
is,
712
in
There
Bachman,
Dakota
and
South
via
now this
my opinion, great danger
opening
in
The
Yes.
decision?
answer is:
corpus proceedings
types
to all
of eviden-
Logue;
in
I voted
its lan-
believed
tiary
in
during
error found
the
the
record
guage
spirit.
holding
and its
I now see its
However,
when the error is so sub
shattered.
great
stantial and so
it becomes
Corp.,
In Bastow v.
General Motors
“highly signifi
“crucial” and “critical”
and
(8th
court,
Cir.1988),
511,
cant
then
the
at
factor”
we must address
F.2d
question:
language
the
in United
quoted
approval
Did
accused have
funda
with
Barnard,
jury
mentally
Obviously, Judge
907,
fair
trial?
States
F.2d
912-13
think
(9th Cir.1973),
Hertz did not
so. Justice
does
den., 416 U.S.
Sabers
cert.
Erick
not think so. Neither do I.
Under
S.Ct.
L.Ed.2d 310
wherein
son,
may
at
we
review the 9th Circuit held:
an
“... whether
defendant
incarcerated
Credibility
jury
jury
...
is for the
is
—the
deprived
has been
of basic constitutional
lie
the
detector in the courtroom....
It
rights.”
suggested
psychiatrists
now
is
[expertise
13, 1989,
psychologists have more
in
September
On
Court filed
weighing
in State
Dakota v.
opinion
veracity
its
the
of a
South
than
witness]
of
Bachman,
judges
juries,
either
or
and that
their
There,
adopted
opinions can
of
general
determining
this Court
the
the
be
value
propriety
testimony, during
[credibility].
sis of
The
Perhaps.
the
of
effect of re-
trial, by
syn
ceiving
however,
“experts”
“rape
testimony,
may
on
trauma
such
opportunity
judge
the
given
com- never
surrender their own
juries to
cause
jury
credibility
Surely,
weighing testimony; sec-
child.
mon sense
judge adversely the credi
going
ond,
produce a
within a trial was
may
Cleverly,
impor- bility
of nun.
collateral but still an
on what is a
great
testimony
the nun’s
with
to imbue
tant matter.
integrity,
ques
she was
and unassailable
message
This
United
was also
a sister
tioned and answered that she was
Azure,
If
are
Ct.App.1982) ing complainant’s propensity law, to tell the been no shift. since there has impermissible.”); People v. truth was Ser McCafferty merely application seeks Cal.Rptr. gill, Cal.App.3d Indeed, it case. the correct law to his (1982) (“We authority find no strained recently not until that the state veracity support proposition that the admissibility. against urge the rule to police report crimes to the is a those who brief, argue that in its State does not beyond experi sufficiently matter common admitting expert 1983 courts were testimo- require ence of an ex regarding veracity, in- ny a witness’ but Middleton, pert.”); 294 Or. attempts argue that courts are stead (1983) (“We 438, 657 P.2d ex Thus, beginning testimony. to admit such witness, Oregon pressly hold that ex recognizes August the State that in even otherwise, may pert give opinion testimony Haugland 1983 the and Cur- telling on whether he believes a witness is generally ran was inadmissible. truth.”). irony majority The final is that the mis- weight always authority The clear has takenly by apply- reverses the habeas court against expert’s been admission of “an ing retrospectively. incorrect law complain- child sexual abuse McCord, telling Expert ant truth.”
Psychological Testimony about Child
Complainants in Sexual Abuse Prosecu- Foray A Admissibility tions: into the Evidence, Psychological
Novel Criminology
J.Crim.L. & As a
result, McCafferty’s require claim does not
