McAuliffe v. CarlsonMcAuliffe v. Carlson
*898 MEMORANDUM OF DECISION ON PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT
This suit raises interesting questions concerning fees and procedures which Connecticut imposes upon some persons who are mentally ill. The first is whether the State can charge some, but not all, prisoners for their maintenance at a state mental hospital while they are serving a criminal sentence. The second is whether the Commissioner of Finance and Control can automatically become the conservator of state mental patients with modest assets without a hearing to determine their incompetency.
The background facts leading up to the current controversy are not in dispute. On August 26, 1971, plaintiff was sentenced to serve a term of 360 days in the Hartford Community Correctional Center after conviction for breaking and entering. On September 21, 1971, the Commissioner of Corrections transferred him to a state mental health facility, the Security Treatment Center in Middletown.
1
Plaintiff served 218 days of his sentence at the Security Treatment Center and was released on April 26, 1972. Pursuant to
After expiration of his sentence, plaintiff was involuntarily committed to the Norwich Hospital, a state hospital for the mentally ill. While at Norwich he deposited $150.00 in a patient’s ac-. count, intending to save the sum for future use. Later he attempted to withdraw money from his hospital account. However, he was informed that the
*899
funds in his account would not be returned since the Commissioner of Finance and Control had been appointed his conservator, pursuant to
Plaintiff has moved for summary judgment in this action seeking a declaratory judgment, pursuant to
I.
Constitutionality of
Plaintiff does not challenge the State’s power to charge prisoners for their expenses. Instead, he contends that
*900
The parties agree that “strict” judicial scrutiny of these classifications is not appropriate since they are not based upon “suspect” criteria and do not infringe upon “fundamental” rights. Therefore, rather than showing that the classifications created by
The first classification distinguishes between those inmates transferred to state mental hospitals from community correctional centers and those transferred from all other penal institutions. Only the former are charged for their hospital costs. Historically, felons were incarcerated in state prisons and misdemeanants were committed to county jails. Consequently, defendant argues,
In essence, defendant claims that
Connecticut undoubtedly has a legitimate interest in relieving its taxpayers by requiring prisoners with earning potential or assets to reimburse the State *901 for the expense of maintaining them in state hospitals. However, under the current procedures for placing prisoners in state institutions, this purpose is not rationally furthered by a statutory classification based upon the assumption that a prisoner’s place of incarceration is an accurate indicator of his ability to pay his state hospital expense.
Any prisoner, irrespective of the length of his sentence, may be transferred from one correctional facility to another correctional institution if “it appears to the Commissioner [of Corrections] that the best interests of the inmate or the other inmates will be served by such action.”
Many inmates at Community Correctional Centers who are billed for their hospital costs may actually be imprisoned for longer periods than inmates at CCI, Somers. A felon receiving an indeterminate sentence in excess of one year from a Circuit Court,
Even if all inmates at CCI, Somers, were incarcerated for longer periods than prisoners at Community Correctional Centers,' a statutory classification based upon place of incarceration would not rationally advance the state’s interest in charging mental hospital expenses only to prisoners with income or assets. Under
The second classification concerns the distinction between male misdemeanants imprisoned in a Community Correctional Center and female misdemeanants serving identical sentences at CCI, Niantic.
It is difficult to perceive how a classification based upon the sex of an inmate bears a substantial relation to the State’s interest in lightening the burden of taxpayers by charging prisoners with assets for their state hospital expenses. Perhaps this classification was derived from the outdated notion that females in our society do not possess their own income or assets but receive support from their families or spouses. In Frontiero v. Richardson,
In 1971, 43% of all women over the age of 16 were in the labor force, and 18% of all women worked full time 12 months per year. See U.S. Women’s Bureau, Dept, of Labor, Highlights on Women’s Employment & Education 1 (W.B. Pub. No. 72-191, Mar. 1972). Moreover, 41.5% of all married women are employed. See U.S. Bureau of Labor Statistics, Dept, of Labor, Work Experience of the Population in 1971, p. 4 (Summary Special Labor Force Report, Aug. 1972). [T]he median income for all women over the age of 14, including those who are not employed, is approximately $2,237. See Statistical Abstract of the United States Table No. 535 *903 (1972), Source: U.S. Bureau of the Census, Current Population Reports, Series P-60, No. 80. . . .
Therefore, current employment statistics for females refute whatever historical validity there may have been for according such differential treatment to female misdemeanants under
It is conceivable that it would be more efficient for the State not to bill female misdemeanants at CCI, Niantic, for their state hospital expenses since it might be time consuming to determine which females at Niantic are “in jail” within the meaning of
Turning now to the variations among payments that are charged, the third classification makes a distinction between maintenance costs at a jail, which are not charged, and maintenance expenses at a mental hospital, which are charged. If, as is likely, maintenance costs at a mental hospital are higher than at a jail, the state’s purpose of easing the burden on taxpayers might well be rationally furthered by charging for mental hospital costs but not jail costs. Even if the factual basis for such a distinction were demonstrated, the further distinctions that
The fourth classification makes a distinction between hospitalization costs for mental illness, which are charged, and hospitalization costs for all other illnesses, which are not charged. 11 It may well be that in some instances the costs of mental illness hospitalization exceed the costs of hospitalization for other illnesses, but there has been no demonstration that this is true generally, or for the class of transferred prisoners in particular. The State has not attempted to categorize the costs to be charged by reference to a minimum hospital stay or a minimum dollar amount. It has simply selected mental illness out of all the conditions that may require hospitalization and imposed on one class of prisoners a charge for such care. There is no basis for concluding that this classifiea *904 tion of costs rationally furthers a legitimate state interest.
The fifth classification makes a distinction between mental illness expenses of hospitalized prisoners, which are charged, and out-patient mental illness expenses of prisoners, which are not charged. There may be facts to demonstrate that, on the average, hospitalization expenses for mentally ill prisoners exceed the costs of their out-patient care, although the risk of overinclusiveness of this classification appears high, especially in view of the modern trend toward reducing the in-patient treatment time for mental illness. Whether this classification standing alone would invalidate the statute need not be decided, since the combination of all the classifying criteria plainly place the statute beyond the outer limits of even a restrictive view of the equal protection clause.
II.
Constitutionality of Conn.Gen.Stat. § U-68g
Prior decisions have indicated that involuntary commitment to a mental institution does not support even a presumption that a mental patient is incompetent. In Winters v. Miller,
*904 . . . [T]he law is quite clear in New York that a finding of “mental illness” even by a judge or jury, and commitment to a hospital, does not raise even a presumption that the patient is “incompetent” or unable adequately to manage his own affairs. Absent a specific finding of incompetence, the mental patient retains the right to sue or defend in his own name, to sell or dispose of his property, to marry, draft a will, and, in general to manage his own affairs. (Citations omitted).
*905 The statute also conflicts with the Equal Protection Clause by exempting from the presumption of incompetency persons who own real property of any value or who possess personal property or income in excess of $5,000.00. These persons are entitled to an independent competency hearing in recognition of the fact that all mental patients are not incapable of managing their affairs. Obviously, it is irrational to think that all or even most state mental patients without real property and without personal property and income of more than $5,000.00 are incompetent.
The State undoubtedly has a legitimate interest in obtaining reimbursement for state mental health care rendered to individuals with assets. There may also be a greater urgency in establishing state control over the estates of state mental health patients with modest assets since their funds could be rapidly depleted.
Pursuant to
There is also merit to plaintiff’s claim that
'Since the plaintiff’s incompetency cannot be presumed from his involuntary commitment to Norwich Hospital, he was not officially branded with the stigma of being unable to manage his affairs until the Commissioner of Finance and Control was appointed his conservator, and this occurred without giving him any hearing on the issue of his competency.
Since
Notes
. Two statutes,
.
When any person has been transferred from the State Prison, the State Prison for Women, The Connecticut State Farm for Women or the Connecticut Reformatory to a state hospital, such person’s hospital expense prior to the termination of his sentence shall be charged to the state. When any person has teen transferred from a jail to a state hospital, such person’s hospital expense prior to the termination of his sentence shall he paid out of the estate of such person, if he has any estate; if he has no estate, it shall he paid hy the state. If any person, whether transferred from the State Prison, the State Prison for Women, The Connecticut State Farm for Women, the Connecticut Reformatory or a jail, is committed to a state hospital after the expiration of his sentence, such person’s hospital expense shall be paid to the state in the manner provided for payment in this chapter. (Emphasis added).
As a consequence of reorganization of Connecticut correctional institutions, references to specific institutions in
[“State] Prison” . . . shall be construed to mean the Connecticut Correctional Institution, Somers [hereafter CCI, Somers] ; “State Prison for Women” shall be construed to mean the maximum security division of the Connecticut Correctional Institution, Niantic [hereafter CCI, Niantic] ; “jails” or “jail” shall be construed to mean the Community Correctional Centers . . . and those portions of the Connecticut Correctional Institution, Niantic, used to detain female persons awaiting disposition of pending charges or to confine female persons convicted of, or who plead guilty to, the commission of misdemeanors and who have been sentenced to community correctional centers . . . ; “Connecticut Reformatory” shall be construed to mean the Connecticut Correctional Institution, Cheshire [hereafter CCI, Cheshire], “The Connecticut State Farm for Women” shall be construed to mean the Connecticut Correctional Institution, Niantic.Conn.Gen.Stat. § 1-1 (Supp.1973).
.
Whenever any person having property or an interest in property is committed or admitted to a state institution for the mentally ill or mentally retarded or, subsequent to such commitment or admission, acquires property or an interest in property, and the property is personal property of any kind or nature, not in excess of five thousand dollars, or annual income not in excess of said amount, no guardian or conservator shall be appointed, and the commissioner of finance and control shall be the guardian or conservator of such person, without court proceedings, only for the purposes hereinafter specified. He shall have authority to make any compromise or exercise any option, with the approval of the attorney general, for the purpose of collecting such funds or property. He shall have authority to release, in behalf of such person, liis estate, any bank, insurance company, beneficial organization, executor, administrator, trustee, fiduciary agent, corporation, or individual, and, upon demand, any bank, insurance company, beneficial organization, executor, administrator, trustee, fiduciary agent, corporation or individual shall pay to the commissioner of finance and control, or to such person or persons as said commissioner directs, the amount due. Said commissioner shall hold or use such property or ■ funds for the support and benefit of such person in the same manner as a duly appointed conservator, and shall maintain records of such property or funds and the disposition thereof. The receipt of said commissioner or his agent shall be sufficient authority for such bank, insurance company, beneficial organization, executor, administrator, trustee, fiduciary agent, corporation or individual for such payment, and shall discharge its or his liability therefor.
. The
development of this common
law policy and its impact upon legislation was traced in State v. Ikey’s Estate,
By the common law of England it is the duty of the king to take care of all his subjects who, by reason of their imbecility and want of understanding, are incapable of taking care of themselves. . Under our form of government the sovereign state has the same common law duty resting upon it concerning the care and custody of persons and estates of those who are idiots from nativity, or who have lost their intellects, and become non compos, or unable to take care of themselves . . . ; and it is manifest from the statutory regulations in this respect that the policy of the state is, as at common law, that the estates of such wards shall be appropriated to their proper maintenance, before they can be supported at the expense of the state. Indeed, . . . the statute concerning the insane poor . . . goes further than this; for in cases falling within the provisions of that section it must be found not only that the insane person is destitute of means to support himself, but also that he is without relatives bound by law to support him, before an order can issue for his confinement at the expense of the state. (Citations omitted).
.
See
People v. Hawkins,
.
See
In Re Estate of Hockett v. State Dept. of Social Welfare,
.
See
Briskman v. Central State Hospital,
. The sentencing provisions of
(d) . . . [W]hen a person is sentenced for a class C or D felony or for an unclassified felony, the maximum sentence for which does not exceed ten years, the court may impose a definite sentence of imprisonment and fix a term of one year or less. (Emphasis added).
. Under
Pursuant to
Correlating these sentencing provisions with
.
See
Kahn v. Shevin,
. Under § 18-52a, a prisoner incarcerated in a Community Correctional Center who “becomes sick with a disease or malady which requires hospitalization for surgery or other medical care may be transferred . . . to any state hospital having facilities for such care. ...” Since
. Under Conn.Gen.Stat. §. 45-70, the Commissioner of Finance and Control may apply to a probate court for the appointment of a conservator for any person with property who is receiving state care or assistance. If the person receiving state aid is in a state institution, notice of a competency hearing must be left with the supervisor of the institution at least five days before the hearing date.
. Plaintiff has requested this Court to order the defendant to return with interest from the date of seizure the property taken from him pursuant to