Plаintiffs-appellants appeal from the dis-tnct court’s grant of summary judgment to defendant-appellee in this admiralty case. We affirm.
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BACKGROUND
On June 3, 1984, the Tall Ship S/V MARQUES, a participant in the Cutty Sark International Tall Ships Race between Bermuda and Nova Scotia, encountered a violent squall about eighty miles northeast of Bermuda. Almost without warning, and within seconds of starting to take on water, the vessel sank with the loss of nineteen of the twenty-eight persons on board, including the plaintiffs’ decedents and the defendant’s decedent, the vessel’s master or captаin, Stuart A. Finlay. Plaintiffs’ decedents, James F. McAleer and Thomas A. Lebel, were on board under the auspices of a sailing program run by the American Sail Training Association (“ASTA”), which had arranged for six sail trainees to crew for the MARQUES during the race.
Plaintiffs brought claims against defendant for unseaworthiness under the general maritime law; for negligence under the Jones Act, 46 U.S.C.App. § 688; for negligence under the general maritime law; and for wrongful death under the Death on the High Seas Act, 46 U.S.C.App. §§ 761-768 (“DOH-SA”). The district court granted summary judgment to defendant, holding that defendant could not be liablе for unseaworthiness because Finlay was not an owner of the MARQUES,
McAleer v. Smith,
DISCUSSION
A Standard of Review
As always, we review a district court’s grant of summary judgment
de novo
and, like the district court, review the facts in the light most favorable to the nonmoving party.
See, e.g., Lareau v. Page,
B. Unseaworthiness
Shipowners are liable to indemnify seamen
2
for injuries “caused by the unseaworthiness of the vessel or its appurtenant appliances and equipment.”
Seas Shipping Co. v. Sieracki,
Plaintiffs concede that Finlay did not own the MARQUES, which was co-owned by Mark Shirley Portal Litchfield and Robin Patrick Cecil-Wright, the sole principals in the China Clipper Company, an unincorporated holding company that held title to the MARQUES. Plaintiffs argue, however, that Finlay is nonetheless liable for unseaworthiness because he was an owner pro hac vice.
An “owner
pro hac vice
” of a vessel is “one who ‘stands in the place of the owner for the voyage or service contemplated and bears the owner’s responsibilities, even though the latter remains the legal owner of the vessel.’ ”
Matute v. Lloyd Berm. Lines, Ltd.,
Admiralty eases have recognized only two types of owners
pro hac vice:
demise, or bareboat, charterers and captains of fishing vessels operated under agreements, called “lays.” A demise charterer is “one who contracts for the vessel itself and assumes exclusive possession, control, command and navigation thereof for a specified period,”
Stephenson v. Star-Kist Caribe, Inc.,
Captains of vessels operated under fishing lays, which are agreements under which the participating fishermen share the catch, may also be liable as owners
pro hac vice. See Cromwell v. Slaney,
Plaintiffs cite no case, and we have found none, outside the context of a fishing lay that accords a master status as an owner
pro hac vice.
In fact, many of our cases find an owner liable precisely
because
the owner (rather than, say, the time charterer) provided the master and crew.
See Stephenson,
Plaintiffs argue, however, that even if masters are not generally considered to be owners pro
hac' vice,
Captain Finlay had responsibilities for and interests in the MARQUES beyond those of an ordinary master that render him liable as an owner
pro hac vice.
In particular, plaintiffs point out that Finlay had full operational control of the MARQUES, except that he had to report itinerary changes to the owners; that Finlay drew the ship’s regulations for both mates and crew members, and that everyone on board was required to “read” his orders; thаt Finlay’s contract with the MARQUES’s owners designated him as “self-employed”; that Finlay was engaged in promoting the business of the MARQUES, such as charters and cruises, for which he was paid a commission in addition to his monthly base pay;
3
that Finlay was required to solicit contributions towards expenses and was obligated whenever possible to negotiate directly with suppliers to obtain free or discounted supplies in exchange for publicity or other recompense arrangements; that Finlay was a founding member and chief instructor of the Antiguan Maritime School and expected to use the MARQUES as a training ship to train young Antiguans in seamanship; and that the “Ship’s Regulations” provided that one person, the captain, was solely responsible for the safety of the ship and those on board. Plaintiffs also point out that their decedents had no contact with the MARQUES’s actual owners, but only with ASTA and Finlay, and make much of the fact that Finlay had the right to direct and control plaintiffs’ decedents in the performance of
We fail to see how these facts convert Finlay into an owner
pro hac vice.
In determining that Finlay was not an owner
pro hac vice,
we are mindful not only of the law of agency, but also of the fact that time charterers, who may exercise large amounts of control over the vessels they charter, are not subject to liability for unseaworthiness,
see Stephenson,
While Finlay did exercise operational control over the MARQUES, that control is inherent in being a master; it does not convert Finlay into an owner pro hac vice. Similarly, drawing up the ship’s regulations and giving orders are part and parcel of a master’s duties; such activities do not accord Finlay status as an owner pro hac vice. That Finlay was designated as “self-employed” also does not make him an owner pro hac vice. Despite being “self-employed,” Finlay still functioned as an agent of the owners; he did not assume control of the MARQUES in his own right and, accordingly, cannot be said to have stood in the place of the owner.
We also do not think that the fact that Finlay was to receive a commission for business he brought to the MARQUES makes him an owner pro hac vice, any more than a salesman paid a commission for his sales or a businessman paid a bonus for businеss brought in or money saved would become an owner of the business. Similarly, that Finlay was required to negotiate with suppliers does not make him an owner pro hac vice; rather, it was just one of the duties imposed on him by the MARQUES’s actual owners. There is no evidence that Finlay was to share in any savings generated by these negotiations. Indeed, the owners were responsible for all expenses associated with the MARQUES, including those incurred by captains for generating business or negotiating for supplies.
Nor do we think that Finlay’s role in the Antiguan Maritime School converts him into an owner pro hac vice. Whilе at some point in the future this may have brought some business to the MARQUES, thus being mutually beneficial for both Finlay and the owners of the MARQUES, there is no evidence that Finlay had actually brought such business to the MARQUES or that arrangements for such a venture had actually been made. Nor is there any evidence to suggest that Finlay had entered into any sort of partnership with the owners of the MARQUES regarding the school; the implication, therefore, is that Finlay would have received his standard commission for bringing business to the MARQUES if in fact he ever brought such business from the school.
The fact that the Shiр’s Regulations provided that the captain was solely responsible for the safety of the ship and those on board does not make Finlay liable for the ship’s unseaworthiness, because a shipowner’s duty to provide a seaworthy ship is nondelegable.
See Sieracki,
That plaintiffs’ decedents had no contact with the MARQUES’s owners, but only with ASTA and Finlay, does not convert Finlay into an owner pro hac vice. Finlay played no part in hiring plaintiffs’ decedents or in arranging with ASTA to have paying sail trainees on board. Finlay was not to share in the profits from the owners’ arrangement with ASTA, nor in any profits from the vessel’s participation in the tall ships race. That Finlay had authority ovеr plaintiffs’ decedents is not indicative of status as an owner pro hac vice, for any master would necessarily have such authority over his crew.
To the extent that plaintiffs argue that Finlay was a partner or co-venturer with
Because plaintiffs have not produced facts that give rise to an inference that Finlay was either an owner pro hac vice or a partner in the MARQUES, summary judgment was properly granted to defendant on plaintiffs’ unseaworthiness claims.
C. The Jones Act
Congress passed the Jones Act in 1920 to abrogate the Supreme Court’s holding in
The Osceola,
Plaintiffs contend that if their decedents “were employees of anyone,” they were employees of Captain Finlay.
We
do not agree. Although Finlay exercised authority over plaintiffs’ decedents, he did so only as an agent of the owners, and not on his own behalf.
Cf. Matute,
In arguing that Finlay should be held to be plaintiffs’ decedents’ employer, plaintiffs rely on many of the same reasons they relied on in arguing that Finlay was an owner pro hac vice. We need not re-analyze those reasons here because they do not indicate that Finlay was an employer any more than they indicate that he was an owner pro hac vice. Accordingly, the district court properly granted summary judgment to defendant on plaintiffs’ Jones Act claims.
D. Negligence Under General Maritime Law
Plaintiffs argue that they are entitled to recover from defendant for negligence under the general maritime law on two separate theories. First, plaintiffs argue that they have such a cause of action if their decedents, as sail trainees who each paid $750 to crew on the MARQUES, are found to be passengers rather than seamen. Second, plaintiffs argue that if their decedents were seamen, they nevertheless may maintain a cause of action for negligence against the master un
1. Recovery as Passengers
Plaintiffs now urge that because their decedents paid to crew on the MARQUES, they may be considered passengers rather than seamen and so have a cause of action against the master for negligence under the general maritime law. Defendant argues, however, that plaintiffs never made this argument to the district court, and that in fact plaintiffs fought hard to establish that their decedents were seamen, as recovery for unseaworthiness and under the Jones Act is limited to seamen.
When asked at oral argument whether plaintiffs had raised this argument in the district court, plaintiffs’ counsel referred the court to a portion of plaintiffs’ memorandum of law opposing dеfendant’s motion for summary judgment. In turning to plaintiffs’ memorandum, the most applicable statement we could find reads, “A general maritime claim for negligence exists no matter what the status of Finlay was, even if he were found not to be an owner
pro hac vice.”
We do not view this statement as preserving a claim stemming from plaintiffs’ decedents’ possible status as passengers. In fact, in another portion of their memorandum, plaintiffs cited Judge Selya’s opinion in
Heath v. American Sail Training Ass’n,
2. Recovery as Seamen
Plaintiffs argue that, even if their decedents are considered to have been seamen, 5 they nonetheless may maintain a cause of action against the master for negligence under the general maritime law. Deciding whethеr they are right requires us to examine the history of negligence under the general maritime law.
As a general matter, anyone who is the victim of a maritime tort is entitled to bring an action in admiralty.
See, e.g., Pope & Talbot, Inc. v. Hawn,
Plaintiffs make several arguments in an attempt to get around the rule that seamen have no general maritime cause of action for injuries caused by the negligence of the master or crew. First, plaintiffs cite
Cerqueira v. Cerqueira,
In
Cerqueira,
we allowed the equitable owner of a boat to sue his brother, the legal title owner of the boat, for simple negligence, positing that jurisdiction seemed proper on the basis of the court’s general maritime jurisdiction.
Cerqueira,
In
Stoot,
the Fifth Circuit considered the claim of a seaman injured during аn altex’cation with the vessel’s cook, who was employed by the defendant, an independent contractor providing catering services on board the vessel. The Fifth Circuit held that the catering company could not be held vicariously liable for the cook’s intentional tort because it was committed outside the scope of her employment.
Stoot,
We need not decide whether we would follow the
Stoot
dictum granting seamen a cause of action against third parties for negligencе under the general maritime law because we do not consider Finlay to have been a third party of the type envisioned by
Stoot.
Although his contract did designate him as “self-employed,” Finlay did not function as an independent contractor, but rather as an employee and agent of the owners of the MARQUES. Even if Finlay was an independent contractor, however, we would hesitate to extend
Stoot
to negligence actions under the general maritime law by seamen against their independent-contractor masters, especially in light of the Supreme Court’s holding that seamen cannot recover for the negligence of the master or crew under the general maritime law,
see The Osceola,
Mahramas
involved a hairdresser working aboard a cruise ship who was employed by the owner of the on-board beauty salon (not the shipowner) and who was injured when the ladder in her cabin allegedly gave way.
Mahramas,
Favaloro
involved claims brought by the estates of fishermen killed when the defendant tanker collided with and sank their fishing boat. To the extent that it recognizes a cause of action for negligence under the general maritime law,
Favaloro
does not support the inference that such claims may be brought by a seaman against the master of his own vessel, for it deals only with claims against a colliding vessel and the crew.
See Favaloro,
As a second basis for finding that seamen may maintain an action against their masters
we think the law may be considered as settled upon the following propositions:
3. That all the members of the crew, except, perhaps, the master, are, as between themselves, fellow servants, and hence seamen cannot recover for injuries sustained through the negligence of another member of the crew beyond the expense of their maintenance аnd cure.
(Emphasis added.) Plaintiffs conclude that because Congress abolished the fellow-servant rule, seamen may recover from their master for negligence under the general maritime law. We do not agree.
The Osceola barred seamen from suing their master or fellow crew members not because of the fellow-servant rule, but rather because the general maritime law did not provide seamen with a cause of action for such negligence:
we think the law may be considered as settled upon the following propositions:
4. That the seaman is not аllowed to recover an indemnity for the negligence of the master, or any member of the crew.
Id.; see Chelentis v. Luckenbach S.S. Co.,
We hold that the general maritime law does not afford seamen a cause of action for negligence against masters. Accordingly, summary judgment was properly granted to defendant on plaintiffs’ counts for negligence under the general maritime law.
E. DOHSA
Plaintiffs argue that they are entitled to recover against defendant under DOHSA, which provides:
Whenever the death of a person shall be caused by wrongful act, neglect, or default occurring on the high seas ... the personal representative of the decedent may maintain a suit for damages ... for the exclusive benefit of the decedent’s wife, husband, parent, child, or dependent relative against the vessel, person, or corporation which would have been liable if death had not ensued.
46 U.S.C.App. § 761. The district court held that DOHSA does not create any substantive rights, but merely provides a cause of action against a party “which would have been liable if death had not ensued.”
See McAleer,
III.
CONCLUSION
In conclusion, summary judgment was properly granted to defendant because (1) Finlay was not an owner pro hac vice of the MARQUES and so was not liable for unseaworthiness; (2) Finlay was not the employer of plaintiffs’ decedents and so was not liable under the Jones Act; (3) plaintiffs did not argue below that they were not seamen and therefore were entitled to sue a master for negligence under the general maritime law; (4) seamen may not bring a cause of action against a master for negligence under the general maritime law; and (5) plaintiffs may not recover under DOHSA because they assert no theory of recovery under which Fin-lay or his estate would have been liable to plaintiffs’ decedents if they were still living. In light of our holding, we need not consider plaintiffs’ request for us to transfer the case to the District of Massachusetts.
Affirmed.
Notes
. The district court granted defendant's motion for summary judgment on April 8, 1993. The
. For the purposes of this summary judgment motion, we assume
arguendo,
as Judge Selya did for other MARQUES sail trainees in
Heath v. American Sail Training Ass'n,
. Although he received 1000 British pounds sterling per month while the MARQUES was at sea and 500 pounds per month while ashore, plaintiffs also argue that Finlay was not a salaried employee.
. The Jones Act provides:
Any seaman who shall suffer personal injury in the course of his employment may, at his election, maintain an action for damages at law, with the right of trial by jury, and in such action all statutes of the United States modifying or extending the common-law right or remedy in cases of personal injury to railway employees shall apply; and in case of the death of any seaman as a result of any such personal injury the personal representative of such seaman may maintain an action for damages at law with the right of trial by jury, and in such action all statutes of the United States conferring or regulating the right of action for death in the case of railway employees shall be applicable. Jurisdiction in such actions shall be under the court of the district in which the defendant employer resides or in which his principal office is located.
46 U.S.C.App. § 688.
. Defendant does not contest the seaman status of plaintiffs’ decedents for purposes of the summary judgment motion.
