MEMORANDUM ORDER AND OPINION
Pro se plaintiff Richard McAllan commenced actions in 2001 and 2003 against the City of New York (“City”) and several city officials, pursuant to 42 U.S.C. § 1983, alleging that defendants retaliated against him for asserting his First Amendment rights and for filing a False Claims Act (“FCA”) action against them. Plaintiff also alleges that defendants violated his due process rights by subjecting him to a disciplinary proceeding. Defendants move for summary judgment dismissing the Second Amended Consolidated Complaint. For the reasons stated below, defendants’ motion is granted.
BACKGROUND
This case arises from plaintiffs employment in the Emergency Medical Services (“EMS”) Telemetry Unit of the New York City Fire Department (“FDNY”), which provides medical guidance to EMS field units. Plaintiff, a vocal and litigious critic of the FDNY and the City, filed suit in 2001 (the “Von Essen action”) against various municipal entities, officials, and employees, including then-Mayor Rudolph Giuliani, alleging, inter alia, that defendants changed his duty status from light-duty to full-duty, threatened to remove him from his position within the FDNY, and otherwise treated him “unprofessionally,” all in retaliation for exercising his First Amendment rights and for filing an FCA action against the City in 1998. Plaintiff also alleged that FDNY media policy had the effect of chilling plaintiffs speech; the Court has already dismissed this claim. In 2004, plaintiff served many of the same defendants with an amended complaint in a second action (the “Bloomberg action”), in which he alleges denial of due process in connection with a disciplinary hearing, retaliatory impairment of his pension rights, and discovery misconduct by defendants in the Von Essen action. The Court has previously dismissed the claims related to discovery misconduct. The Court consolidated the Von Essen and Bloomberg actions and plaintiff filed a Second Amended Consolidated Complaint.
The facts are laid out fully in the detailed Report and Recommendation (“Report”) of Magistrate Judge Henry B. Pitman, dated September 29, 2006, familiarity with which is assumed. Judge Pit-man recommended granting defendants’ motion for summary judgment and dismissing the Second Amended Consolidated Complaint. Plaintiff filed timely objections (“Objections”), which defendants oppose, in which plaintiff argues that he has raised genuine issues of fact regarding whether defendants’ actions towards him have been retaliatory. Plaintiff also renewed his request, pursuant to Rule 56(f) of the Federal Rules of Civil Procedure, to stay the motion for summary judgment while plaintiff conducts additional discovery. Finally, plaintiff has requested review of two orders issued by Judge Pitman: an order denying plaintiffs motion for sanctions and an order denying plaintiffs request for leave to file a Second Supplemental Affirmation in opposition to defendants’ motion for *677 summary judgment. 1
DISCUSSION
I. Plaintiffs Rule 56(f) Motion
Plaintiff has submitted a purported Rule 56(f) affidavit (Pl.’s 56.1 Counterstatement ¶¶ 241-248), arguing that summary judgment would be premature in light of the fact that discovery has not been completed. Under Rule 56(f) of the Federal Rules of Civil Procedure, parties lacking information necessary to oppose a summary judgment motion may seek further discovery.
See Aetna Cas. & Sur. Co. v. Aniero Concrete Co., Inc.,
Plaintiff has not satisfied the second prong of this test. Plaintiff argues that further discovery will establish the basis for defendants’ alleged retaliatory animus towards him. Specifically, he argues that defendants have in their possession information that will prove that his criticism of the City’s public safety radio system and FDNY contracts with a private ambulance company was valid, and, as a result, a jury will be more likely to conclude that defendants retaliated against him. (Objections ¶ 63.) However, as this Court has reminded plaintiff on several occasions,
see, e.g., McAllan v. Von Essen,
II. Review of Magistrate Judge’s Orders
Plaintiff requests review of two orders issued by Judge Pitman: (1) an order denying plaintiffs motion for sanctions,
see McAllan v. Von Essen,
A matter is nondispositive if it “does not dispose of the litigation.”
Nikkal Indus., Ltd. v. Salton, Inc.,
Here, plaintiffs objections to Judge Pit-man’s order denying sanctions are completely groundless. This Court has already rejected plaintiffs argument that the determination of the New York City Workers’ Compensation Board that he is “permanently partially disabled” has preclusive effect with respect to the FDNY’s determination of his duty status.
See McAllan v. Von Essen,
The Court likewise finds no error in Judge Pitman’s Order denying plaintiff leave to file a Second Supplemental Affirmation in opposition to defendants’ motion for summary judgment. In his proposed affirmation, which the Court has reviewed, plaintiff offers evidence that he claims demonstrates that his criticism of the FDNY and other city agencies was accurate. As the Court has just ruled, however, evidence related to the accuracy of plaintiffs criticism of the FDNY and the City is in no way related to plaintiffs retaliation claims. The Court therefore affirms Judge Pitman’s order of August 17, 2006, denying plaintiff leave to file the affirmation.
*679 III. Plaintiffs Objections to the Report and Recommendation
A. Standard of Review for Magistrate Judge’s Report and Recommendation
A district court adopts a Magistrate Judge’s report and recommendation when no clear error appears on the face of the record.
See Nelson v. Smith,
The Court has conducted a de novo review of the Report and the underlying motions. The Court agrees with all of Judge Pitman’s recommendations but writes separately to address certain of plaintiffs objections and to elaborate on additional grounds for granting summary judgment on plaintiffs retaliation claims.
B. Summary Judgment Standard
Summary judgment is appropriate if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56. The moving party must demonstrate that no genuine issue exists as to any material fact.
See Celotex Corp. v. Catrett,
B. Plaintiffs Objections to the Report
1. First Amendment Retaliation Claim
As set forth in the Report, “to state a prima facie case of retaliation un
*680
der § 1983, a plaintiff must demonstrate that: (1) his or her speech was constitutionally protected; (2) he or she suffered an adverse employment action; and (3) a causal connection exists between the speech and the adverse employment action so that it can be said that the speech was a motivating factor in the determination.”
Washington v. County of Rockland,
(a) Prima Facie Case
The Report assumes that plaintiffs testimony before the city council, media interviews, and fliers were protected speech. 2 With respect to the second and third prongs of the test, however, the Report concludes that plaintiff did not suffer an adverse employment action and, in any case, that plaintiff has failed to show any causal relationship between those activities and his termination. Plaintiff objects to each of these conclusions.
The Second Circuit has held that “actionable retaliation” in the First Amendment context is that which “ ‘well might have dissuaded a reasonable worker [from asserting First Amendment-protected rights].’ ”
Zelnik v. Fashion Inst. of Tech.,
In his opposition to defendants’ motion for summary judgment, plaintiff argued that defendants’ refusal to acknowledge his permanent light-duty status, the elimina
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tion of his position within the Telemetry Unit, the incident on May 18, 2001, in which plaintiff was asked to leave the Bureau of Health Services (“BHS”) Clinic, and defendants’ refusal to upgrade his pension all constituted retaliatory conduct that would deter similarly situated individuals who wished to protest the City’s practices and policies. The Court agrees with the Report’s conclusion, however, that no reasonable fact finder could conclude that the incidents referred to in the Complaint occurred in the manner in which plaintiff describes them or that they amounted to adverse employment actions.
(See
Report 21-25.) For instance, plaintiff argues at length that the determination of the New York City Workers’ Compensation Board that he is “permanently partially disabled” barred the FDNY from ever reevaluating his duty status, an argument that is wholly unsubstantiated by the record, and one that the Court has previously rejected.
(See supra
page 5.) He also argues that defendants forced him into retirement by eliminating his position within the Telemetry Unit while he was out on line-of-duty injury leave, but Judge Pitman rightly con-eluded that plaintiff has not produced any evidence that defendants told him that he could not return to the Telemetry Unit or that he would be demoted.
(See
Report 23.) The Court also agrees with the Report
(see id.
at 21 n. 4) that no reasonable juror could conclude that other harassment alleged by plaintiff, such as the alleged temporary cancellation of plaintiffs health insurance after he retired or the dispute over time sheets, would deter an individual of ordinary firmness, situated similarly to plaintiff, from exercising his free speech rights under the facts in this case.
3
See Zelnik,
In his Objections, plaintiff argues for the first time that in pursuing disciplinary charges against him, the FDNY was retaliating against plaintiffs exercise of his First Amendment rights. (See Report 21 n. 4; Obj. 11, 17-18.). 4 The FDNY filed disciplinary charges on May 24, 2001 against plaintiff for failing to obey an order to attend a medical examination on May 3, 2001 and an order to vacate the BHS building on May 18, 2001. (See Eichenholtz Decl. Ex. W; Pl.’s Ex. 36.) After an informal hearing held on June 28, *682 2001, the hearing officer determined that charges were established and recommended a penalty of twenty days pay. (See Eichenholtz Decl. Ex. W.) Plaintiff appealed this determination to the Office of Administrative Trials and Hearings (“OATH”), an independent city charter agency that is authorized to conduct adjudicatory hearings for city agencies. An OATH Administrative Law Judge (“ALJ”) conducted an independent hearing on September 18 and November 10, 2003, at which plaintiff was represented by counsel. (See Eichenholtz Decl. Ex. F (“ALJ Op.”) at 1; Id. Exs. D, E (hearing transcripts).) In a written opinion issued on March 4, 2004, the ALJ found that plaintiff “engaged in misconduct by failing to obey a written order to report for a medical examination,” but that the evidence did not support a finding that respondent refused his supervisors’ verbal orders to leave BHS on May 18, 2001. 5 (ALJ Op. 10.) The ALJ recommended that plaintiff be suspended for seven days without pay for the act of insubordination on May 2 and recommended dismissal of the charges related to the May 18 incident. (Id. at 13.)
The Court is aware of at least one Second Circuit case in which disciplinary proceedings were found to constitute an employment adverse action for purposes of a retaliation claim. In
Washington v. County of Rockland,
the county sheriffs department filed administrative disciplinary charges against three corrections officers for promoting prison contraband.
See Washington,
Although plaintiff in the instant case was also subjected to disciplinary proceedings, his situation is distinguishable in key ways from that of the plaintiffs in Washington: specifically, he was not suspended and his pay was not docked while the disciplinary charges were pending, and, instead of being cleared of charges like the Washington plaintiffs, plaintiff was found to have “engaged in misconduct by refusing a written order.” (ALJ Op. 13.) Furthermore, plaintiff ultimately did not receive any punishment because he retired before the charges could be fully adjudicated. (Opp’n to Pl.’s Objections 10. 6 ) In light of these circumstances, it is doubtful whether plaintiffs disciplinary proceedings would have deterred other FDNY employees of ordinary firmness from exercising their free speech rights.
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Even if the Court were to conclude that initiating disciplinary charges constituted an adverse employment action, however, the Court agrees with the Report’s conclusion that plaintiff has failed to establish a prima facie case of First Amendment retaliation, as he has not established a causal connection between his protected speech and the disciplinary charges. The sole evidence of retaliatory animus relied upon by plaintiff is the temporal proximity of his testimony concerning the allegedly defective public safety radios before the City Council in April 2001 and the filing of disciplinary charges on May 24, 2001.
(See
Eichenholtz Decl. Ex. W; Pl.’s Ex. 36.) Although the timing of a defendant’s conduct may be circumstantial evidence of retaliatory motive,
see Colon v. Coughlin,
(b) Defendants’ Rebuttal 7
A defendant may defeat a prima facie case of First Amendment retaliation at the summary judgment stage if it can show that no genuine issue of material fact exists to preclude the conclusion, based on a preponderance of the evidence, that defendant “would have taken the same adverse employment action even in the absence of the protected conduct.”
Morris v. Lindau,
Even assuming that plaintiffs speech was a motivating factor in defendants’ decision to file disciplinary charges, defendants’ uncontroverted evidence demonstrates that defendants’ initiation of the disciplinary proceedings was justified by a panoply of legitimate, nonretaliatory reasons, and would have occurred regardless of plaintiffs protected speech. The ALJ-after conducting an evidentiary hearing where plaintiff had and exercised an opportunity to be heard — found plaintiff to be guilty of insubordination. The ALJ’s findings were supported by substantial evidence. Plaintiffs supervisor, Deputy Chief Mark Steffens, testified that in *684 March 2001 he organized a Department-wide initiative to identify paramedics functioning in “off-line” positions so that the Department could redeploy qualified paramedics to field posts and use their vacant lines to accommodate paramedics entitled to modified assignments under the Americans with Disabilities Act. (Id. at 2.) All fourteen paramedics assigned to Telemetry were ordered to participate in medical evaluations; of the thirteen paramedics who complied with the order, none were returned to full-duty posts or put on disability retirement. (Id.) When plaintiff complained about the exam through his attorney, the assistant fire commissioner sent plaintiff a letter assuring him that disabled paramedics could request reasonable accommodations. (Id. at 4-8.) Plaintiff nevertheless disregarded a direct order to appear for the May 3 examination. (Id. at 8.) The ALJ explicitly rejected plaintiffs argument that the disciplinary charges were retaliatory:
[T]he clear weight of the evidence established that the disciplinary action taken against [plaintiff] was predicated on his refusal to obey a proper and unambiguous order.... [Plaintiffs] stubborn and unilateral refusal thwarted the Defendants’ legitimate interest to maximize its workforce by accurately classifying the work status of paramedics and making appropriate placements. Within this context, the Department had a compelling and legitimate basis for commencing this disciplinary hearing.
(Id. at 10 (emphasis added).)
Although plaintiff continues to argue that the initiation of disciplinary proceedings against him was “in bad faith” (Objections 17-18), plaintiff had a full and fair opportunity in the OATH administrative proceeding to litigate the propriety of his failure to obey the May 3 order and is thus estopped from denying his misconduct.
See Dudzik v. City of New York,
No. 01 Civ. 2450(NRB),
As for the May 18 incident, although the ALJ ultimately found that “the testimony *685 described a reluctant departure rather than an outright refusal” by plaintiff to obey his supervisor’s orders, the ALJ called it a “close case.” (See id. at 11.) Defendants have produced evidence that the FDNY filed disciplinary charges because plaintiff refused to leave BHS immediately when ordered to do so by Captain Steffens, a point undisputed by plaintiff. (See id. at 11.) The fact that plaintiff was cleared on one of the two insubordination charges brought against him does not undercut defendants’ unrebutted evidence that they would have pressed disciplinary charges regardless of plaintiffs protected speech.
In summary, the Court adopts the Report’s conclusion that plaintiff has failed to establish a prima facie case of First Amendment retaliation. Any inference of retaliatory animus arising from the temporal connection between defendants’ adverse employment action — the filing of disciplinary charges — and plaintiffs protected speech is weak and fails to give rise to a genuine issue of material fact. Regardless of the strength of plaintiffs prima facie case, however, there is no question that plaintiffs acknowledged refusal to obey a direct order would have resulted in the initiation of disciplinary proceedings. Accordingly, defendants’ motion for summary judgment on this claim is granted.
2. False Claims Act Retaliation
Plaintiff also alleges that defendants retaliated against him in violation of the so-called “whistleblower” provision of the FCA, 31 U.S.C. § 3730(h). Section 3730(h) provides:
Any employee who is discharged, demoted, suspended, threatened, harassed, or in any other manner discriminated against in the terms and conditions of employment by his or her employer because of lawful acts done by the employee on behalf of the employee or others in furtherance of an action under this section, including investigation for, initiating of, testimony for, or assistance in an action filed or to be filed under this section, shall be entitled to all relief necessary to make the employee whole.
This provision protects employees who assist the government in the investigation and prosecution of violations of the False Claims Act.
See Neal v. Honeywell Inc.,
The Court affirms the Report’s conclusions that plaintiff has not satisfied the first and third prongs of the test. The Report correctly rejects plaintiffs argument that by filing an FCA action based on publicly-available information, he engaged in protected conduct. In plaintiffs case, filing a qui tarn action against the
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City of New York and the New York City Health and Hospitals Corporation was not “in furtherance of an action under [the FCA],” 31 U.S.C. § 3730(h), because all that plaintiff did was “cobble together an FCA complaint out of information that was already in the public record.” (Report 34 (citing
United States ex rel. McAllan v. City of New York,
No. 98 Civ. 3349(WK),
The Court also agrees with Judge Pitman that plaintiff has failed to provide any evidence that would permit a reasonable fact finder to find a nexus between the challenged employment actions and the FCA suit. Plaintiff notes in his Objections that the appeal of his FCA action was argued at the Second Circuit on March 8, 2001, shortly before the incidents in May 2001 described above. However, that does not change the fact that plaintiff had continued to work for almost three years after commencing his FCA action without incident. Thus, there is no temporal proximity between the initiation of an FCA action and the allegedly retaliatory action sufficient to give rise to an inference of causation. In addition, for the reasons set forth by the Court in its analysis of plaintiffs First Amendment retaliation claim, the Court finds that plaintiff has not adequately alleged any employment decision sufficiently adverse to deter plaintiff from engaging in protected activities and defendants have provided substantial evidence that they would have taken the same actions even in the absence of an FCA suit.
Because the Court finds that there are no genuine issues of material fact with respect to plaintiffs retaliation claim under the whistleblower provision of the FCA, defendants’ motion for summary judgment on plaintiffs second cause of action is granted.
3. Plaintiffs Constitutional Claims
Finally, the Court affirms the Report’s conclusion that plaintiffs due process and
Monell
claims are without merit. Plaintiffs only objection to this aspect of the Report is that the FCA entitles him to be “‘made whole’ in accordance with Title Seven principles” (Objections 23), by which the Court understands plaintiff to argue that he was entitled to file his FCA retaliation claim against defendants in federal court, rather than having to argue it in an Article 78 proceeding.
(See id.
(citing to
Moore v. Cal. Inst. of Tech. Jet Propulsion Lab.,
CONCLUSION
Plaintiffs objections [122] to Judge Pit-man’s Report are without merit and are overruled. The Report and Recommendation is adopted. The Court also denies *687 plaintiffs motions [114, 119] to vacate Judge Pitman’s orders. Plaintiffs new motion for summary judgment [128], which plaintiff never sought leave to file, is also denied on procedural and substantive grounds. The Second Amended Consolidated Complaint is hereby dismissed, and the Clerk of the Court is directed to close the consolidated cases.
SO ORDERED.
Notes
. By letter dated August 16, 2007, plaintiff, noting this judge’s personal and professional relationship with former New York Governor George Pataki, requested the Court to recuse itself from the matter. Pursuant to 28 U.S.C. § 455, "Any ... judge ... shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned.” The Supreme Court has stated that § 455(a) requires judicial recusal " ‘if a reasonable person,
knowing all the circumstances,
would expect that the judge would have actual knowledge’ of his interest or bias in the case.”
Sao Paulo State of the Federative Republic of Brazil v. Am. Tobacco Co.,
. Plaintiff objects to the Report’s conclusion that plaintiff's "attempts to enforce the statutory protections granted him under the NYS Workers Compensation Law, EMS Operating Guide Procedures and applicable collective agreements are not speech protected by .the First Amendment." (Objections 6.) Nevertheless, the Court agrees with the Report’s conclusion because these matters were of personal, not public, concern. "[Wjhen a public employee speaks not as a citizen upon matters of public concern, but instead as an employee upon matters only of personal interest, ... a federal court is not the appropriate forum in which to review the wisdom of a personnel decision taken by a public agency allegedly in reaction to the employee’s behavior.”
Connick v. Myers,
. Plaintiff also argues that defendants have recently retaliated against him by declining to pay for more than two visits a month to the chiropractor through his Workers' Compensation benefits. (See Pl.'s 56.1 Counterstatement ¶¶ 290-298; Objections 21.) The documents submitted by the parties indicate that, while the parties dispute the extent of coverage authorized by the most recent decision of the State Workers' Compensation Board, the City continues to pay some benefits. (See Pl.'s Ex. 72, Y; Defs.’ Exs. UU, W, WW.) Moreover, plaintiff has offered no evidence (other than his ipse dixit) that he is in fact entitled to the benefits he seeks. In any event, the Court concludes that this dispute does not constitute an “adverse employment action,” and further that there is no evidence of a causal connection between plaintiff's protected speech and the alleged reduction in benefits.
. Plaintiff states that he raised this argument in paragraph 97 of the Second Amended Complaint, but there he merely alleged that defendants "engaged in fraud on the [administrative] tribunal and the Federal Court by prosecuting [plaintiff] for charges which they knew — or should have known — had been brought in bad faith against this writer.” The Complaint explains that defendants’ actions were in "bad faith” because defendants argued to the administrative law judge that they were not bound by their stipulation to plaintiff’s "permanent partially disabled” status before the Workers' Compensation Board. This claim was rejected by Judge Pitman in his denial of plaintiff’s motion for sanctions. (See supra page 5.) The Complaint did not allege that defendants retaliated against plaintiff in violation of his First Amendment Rights or the False Claims Act by filing false disciplinary charges.
. The ALJ also rejected plaintiff’s argument that the disciplinary proceeding was commenced in retaliation for respondent having filed the FCA complaint in federal court. (See ALJ Op. 8-10.)
. Although the parties do not explicitly address this point, it appears that the ALJ’s recommendation was pending before the FDNY Commissioner for final action at the time that plaintiff retired.
. The Report did not address defendants’ rebuttal because it concluded that plaintiff had failed to establish a prima facie case of retaliation. (See Report 31.)
