JAMES W. McALISTER, Appellant, v. LARRY SCHICK, M.D., et al., Appellees.
No. 71157
Supreme Court of Illinois
February 20, 1992
147 Ill. 2d 84
Because I believe that section 2-622 is unconstitutional under the doctrine of separation of powers, I respectfully dissent.
CLARK, J., joined by BILANDIC and FREEMAN, JJ., dissenting.
William T. Cacciatore, of Rockford, for appellant.
Lawrence R. Kream, of Kostantacos, Traum, Reuterfors & McWilliams, P.C., of Rockford, and William L. Barr, Jr., and Brigid M. McGrath, of Bell, Boyd & Lloyd, of Chicago, for appellees.
Saul J. Morse and Robert J. Kane, of Morse, Giganti & Appleton, of Springfield, and James R. Thompson and Calvin Sawyier, of Winston & Strawn, of Chicago, for amicus curiae Illinois State Medical Society.
JUSTICE MORAN delivered the opinion of the court:
Plaintiff, James W. McAlister, filed a four-count complaint in the circuit court of Winnebago County against defendants, Larry Schick, M.D., and Rockford Anesthesiologists Associated, alleging medical malpractice. Counts I and III were brought against Larry Schick, M.D., and counts II and IV were brought against Rockford Anesthesiologists Associated.
In his complaint, plaintiff stated that he was admitted to the Swedish American Hospital for treatment of a small bowel obstruction, and that he subsequently underwent exploratory laparotomy, omental biopsy, lysis of adhesions and small bowel resection. Plaintiff alleged that
The court dismissed the complaint with prejudice for failure to comply with requirements of
The sole issue presented for review is whether
Plaintiff attached to his medical malpractice complaint, filed on June 15, 1989, an affidavit stating that
Plaintiff appealed, arguing that
Plaintiff noted the similarity of DeLuna to the case at bar. In DeLuna the plaintiff brought an action for medical and hospital negligence against the defendants, but failed to attach an affidavit of merit and written report by a health professional, as required by
The Appellate Court, Second District, rejected plaintiff‘s contention, noting that, in Bloom v. Guth (1987), 164 Ill. App. 3d 475, it had upheld the constitutionality of
We note at the outset the strong presumption that legislative enactments are constitutional. (Bernier v. Burris (1986), 113 Ill. 2d 219, 227.) Courts have a duty to sustain legislation whenever possible and to resolve all doubts in favor of constitutional validity. Agran v. Checker Taxi Co. (1952), 412 Ill. 145, 148.
Plaintiff contends that limiting access to the courts to only those plaintiffs who have secured an affidavit of merit and written report by a health professional singles out medical malpractice plaintiffs from all other personal injury plaintiffs. In so doing, plaintiff argues, the legislature has, in effect, created a special class of plaintiffs,
In reviewing the constitutionality of
Thus, we concentrate on a determination of whether, as plaintiff alleges,
Because judicial power is reserved exclusively to the courts, this court has consistently held that the sharing or even the potential sharing of judicial power is unconstitutional. (Bernier, 113 Ill. 2d at 234; Wright v. Central Du Page Hospital Association (1976), 63 Ill. 2d 313, 322.) In Wright the court examined the constitutionality of the medical malpractice act (
In Bernier this court once again addressed an attempt by the legislature to limit malpractice actions by creating a review panel of a doctor, a lawyer and a judge to determine liability and assess damages. In distinction to the review panel in Wright, the judicial member of the review panel considered in Bernier was vested with sole authority over all legal issues. Issues of fact remained to be decided by the panel as a whole. This court found that the statute in Bernier also violated the Illinois Constitution. The court held that the issue was not whether
The procedures examined in Wright and Bernier differed essentially from the procedure required by
Relying upon DeLuna, plaintiff asserts that when a medical professional‘s determination completely bars a cause of action, there is an infringement upon the judiciary‘s inherent power to determine whether a cause of action can be maintained. The DeLuna court, defining judicial power as “[t]he power which adjudicates upon and protects the rights and interests of individual citizens, and to that end construes and applies the law,” stated:
“[I]n
section 2-622 , the legislature unconstitutionally delegates to a professional group the function of deciding whether a plaintiff‘s claim should proceed to a hearing, for it is the role of the court, applying the law concerning the sufficiency of allegations in a complaint, to determine whether there is any set of facts under which the plaintiff may state a cause of action in a particular case and move on in the judicial process. *** It is one thing to re-quire a medical malpractice plaintiff to provide expert opinion testimony at trial supporting his claim, yet quite another to give control over the ability of our courts to hear and decide medical malpractice cases to those experts.” DeLuna, 184 Ill. App. 3d at 806-07.
Defendants criticize the DeLuna holding, contending that it is premised on two incorrect assumptions: (1) that the General Assembly‘s enactment of the pleading requirements encroaches upon judicial power and (2) that the health professional‘s review of a case is in itself an exercise of judicial power. Defendants point out that judicial power is coterminous with jurisdiction and that, absent a conflicting supreme court rule, it is always concurrent with the legislature‘s power to enact laws governing judicial practice in the exercise of the legislature‘s charge to determine and effectuate public policy. (People v. Cox (1980), 82 Ill. 2d 268; People v. Jackson (1977), 69 Ill. 2d 252.) The most salient example of the legislature‘s concurrent powers is the enactment of the
It was stated in Strukoff that this court possesses rulemaking authority to regulate the trial of cases, and that a conflicting statute would infringe upon the power of the judiciary. (Strukoff, 76 Ill. 2d at 58.) However, in this case, as in Strukoff, no conflict exists between a supreme court rule and the statute at issue. As we held in reversing the appellate court in DeLuna, 147 Ill. 2d at 71,
In Agran v. Checker Taxi Co. (1952), 412 Ill. 145, the court held invalid a statute requiring the giving of a five-day notice to every attorney of record prior to an ex
The statute in Agran specified the court procedure to be followed after the court‘s jurisdiction had been properly invoked and it had begun to exercise its purely judicial duties. Here, we confront a statutory requirement affecting procedure prior to attachment of the court‘s jurisdiction. In this,
The doctrine of separation of powers does not contemplate that there should be “‘rigidly separated compartments‘” or “‘a complete divorce among the three branches of government.‘” (Strukoff, 76 Ill. 2d at 58, quoting In re Estate of Barker, 63 Ill. 2d at 119.) Nor does the constitution forbid every exercise by one branch of government of functions which are usually exercised by another branch. (People v. Farr (1976), 63 Ill. 2d 209, 213, citing City of Waukegan v. Pollution Control Board (1974), 57 Ill. 2d 170, 174-75.) The separate spheres of governmental authority may overlap. (County of Kane v. Carlson (1987), 116 Ill. 2d 186, 208.) Legislative enactments may regulate the court‘s practice so long as they do not dictate to the court how it must adjudicate and apply the law or conflict with the court‘s right to control its procedures. (O‘Connell v. St. Francis Hospital (1986), 112 Ill. 2d 273, 281.) This court has repeatedly recognized that the legislature may impose reasonable limitations and conditions upon access to the courts. Buzz Barton & Associates, Inc. v. Giannone (1985), 108 Ill. 2d 373, 383.
In People ex rel. County Collector v. Jeri, Ltd. (1968), 40 Ill. 2d 293, this court rejected the contention that the statutory requirement of attaching a transcript of evidence relating to the findings of the trial court to a court order for the issuance of a tax deed constituted a legislative infringement on the power of the judiciary. The court pointed out that the requirement did not purport to direct how a court should decide cases, nor did it limit the power of a judge to determine facts and apply the law to them. (County Collector, 40 Ill. 2d at 302section 2-622 does not direct the judge to accept or dismiss a medical malpractice complaint to which the required medical report and affidavit have been attached. The judge must still examine the facts as laid out in the complaint and determine whether the allegations are sufficient to state a cause of action. Thus, the court does not relinquish its decisionmaking authority.
The court examined another alleged legislative invasion of judiciary authority in People v. Youngbey (1980), 82 Ill. 2d 556, where the challenged statute required a nonwaivable presentence report in felony cases. Although the imposition of a criminal sentence is a judicial function (People v. Phillips (1977), 66 Ill. 2d 412), the court found that the statute at issue in Youngbey did not infringe upon the inherent powers of the judiciary, as it related solely to a presentencing procedure. (Youngbey, 82 Ill. 2d at 560.) The presentence report was found to be a useful tool for the sentencing judge, insuring that he would have all the necessary information before the sentence was imposed. (Youngbey, 82 Ill. 2d at 564.) Similarly, we believe that section 2-622 serves the purpose of informing the judge, who cannot be expected to have the medical knowledge of a professional in the field, of the learned opinion of a health professional with training and experience in a specialized area. Although he could recognize the elements of breach of contract on the face of a complaint, a judge without medical training might well be unable to determine that a “right pneumothorax” could be related to an “improper jugular catheterization.” Thus, rather than limiting the power of a judge to determine facts, the statute helps him to understand the facts. Consequently, we find that the legislature, in enacting section 2-622, did not encroach on judicial power.
Under
Plaintiff‘s final contention is that the prerequisites of
We recognize that obtaining the affidavit and report of a medical care professional places an added burden on the medical malpractice plaintiff. However, the medical malpractice plaintiff already has a burden not required in other cases—that of presenting expert medical testimony at trial. We find that the benefits of preventing frivolous suits outweigh the burden on the plaintiff.
Further, the plaintiff is not required to accept the determination of a medical professional who might be hos-
Finally, under
The medical malpractice plaintiff who finds the court house door locked because his complaint is not in conformity with
Before the medical malpractice plaintiff is entitled to a remedy, he must show the existence of a wrong.
Judgment affirmed.
JUSTICE CUNNINGHAM, specially concurring:
Although I concur with my colleagues in the disposition of the present appeal, I write separately to explain an additional basis for my agreement.
In my opinion the adjudicatory process has not yet come into play when certification is required under
The argument that the certification requirement violates the constitutional separation of powers is not valid because the health professional is not applying legal principles to the facts of a particular case. Rather, the health professional is only rendering an opinion which will assist the court in applying legal principles to the facts of a particular case. The health professional is not making a legal judgment but is making a professional judgment derived from the particular health professional‘s own training and experience.
It should also be noted that
Thus, in deciding a motion for involuntary dismissal under
In summary,
At the pleading stage, the case may be dismissed because of the plaintiff‘s failure to present the affidavit of the attorney and accompanying report of a health professional with the complaint. At the end of the plaintiff‘s case, it may be dismissed for failure to present evidence from a health professional. In neither case has a health professional usurped any judicial function, because in neither case has a health professional done anything but render an opinion. It is the plaintiff who has failed, in one instance, to plead properly, and in the other, to present the necessary evidence.
JUSTICE CLARK, dissenting:
For the reasons I stated in my dissent in DeLuna v. St. Elizabeth‘s Hospital (1992), 147 Ill. 2d 57, I respect-
JUSTICES BILANDIC and FREEMAN join in this dissent.
