Lead Opinion
In 1990, Petitioner William Raymond Mayes was convicted of first degree murder and conspiracy to commit murder. He was, sentenced to death for the former and to ten years’ imprisonment for the latter. After exhausting his direct and collateral appeals in the Oklahoma courts, Mayes v. State,
Of Mr. Mayes’ numerous claims, only one — the claim of ineffective assistance of counsel in the penalty phase of the trial resonates with this court. We are deeply disturbed by the manner in which defense counsel apparently handled the sentencing phase of Mr. Mayes’ trial. However, the record does not provide an adequate basis for a determination of whether counsel’s performance was ineffective to a degree
I. Background
On November 19, 1987, the body of Phillip Trammell was discovered near the front door of his home outside of Waurika, Oklahoma. Mr. Trammell had been beaten, stabbed, and shot. After a two-year investigation, Margaret Trammell, his wife, and William Mayes were arrested for the murder. The two were tried separately.
In May 1990, the State proceeded to trial under the theory that Mr. Mayes and Mrs. Trammell were involved in an extramarital affair and killed Mr. Trammell to collect his life insurance policy. In his defense, Mr. Mayes admitted Mrs. Tram-mell had propositioned him to commit the murder, but maintained he had refused the offer and was not physically involved in the killing. After a nine-day trial, the jury deliberated approximately four and one-half hours before finding Mr. Mayes guilty of both murder and conspiracy to commit murder.
The trial court received the jury's verdict at approximately 5:00 p.m. and proceeded directly into the penalty phase. In the penalty phase the State proffered two aggravating circumstances to justify imposition of the death penalty: first, Mr. Mayes posed a "continuing threat to society," and second, the crime committed was especially "heinous, atrocious or cruel." The prosecution presented no new evidence in the penalty phase, choosing instead to rely on the evidence presented in the guilt phase of the trial. Defense counsel countered with only the testimony of Mr. Mayes himself. In a statement covering seven pages of a more than 2,500 page transcript, Mr. Mayes gave a brief description of his family, educational background, and work history and then reaffirmed his denial of any physical involvement in the murder of Phillip Trammell. In his closing argument, defense counsel directly attacked the State's evidence supporting the "continuing threat" aggravator, arguing Mr. Mayes' past showed no propensity towards violence. Counsel also relied on what has been described as a "residual doubt" defense, emphasizing there was no direct evidence Mr. Mayes actually committed the murder, and urging the jurors not to return a verdict of death if they had a "reasonable doubt about any of this." See Lockhart v. McCree,
The entire mitigation phase took approximately two hours, and the jury retired to begin deliberations at 7:15 p.m. At 10:45 p.m., the jury passed a note to the court asking, "[i]f life without parole is given, is there ever a possibility of release from prison?" The court, without objection from counsel, sent the jury a note indicating the instructions given were self-explanatory. At 1:20 a.m., the jury returned from deliberations. Although it rejected the "continuing threat" aggravator, the jury did find the murder to be "heinous, atrocious and cruel," and sentenced Mr. Mayes to death.
II. Ineffective Assistance of Trial Counsel
Mr. Mayes is entitled to an cvi-dentiary hearing on the issue of ineffective assistance of counsel if his allegations, if true and not contravened by the record, would entitle him to habeas relief. Miller v. Champion,
The Supreme Court standard governing the deprivation of the Sixth Amendment right to effective assistance of counsel is the familiar two part approach of Strickland v. Washington,
While cognizant of the heavy presumption of reasonableness we must afford trial counsel's actions, we are also conscious of the overwhelming importance of the role mitigation evidence plays in the just imposition of the death penalty. The presentation of mitigation evidence affords an opportunity to humanize and explain-to individualize a defendant outside the constraints of the normal rules of evidence. Indeed, in capital cases, where the need for individualized sentencing is most critical, the right to present mitigating evidence to the jury is constitutionally protected. Williams v. Taylor, - U.S. -,
Mindful of the presumption of reasonableness afforded to trial counsel's actions and jealous of the need to safeguard the Sixth Amendment, we turn to the merits of Mr. Mayes' claim. Mr. Mayes
The Sixth Amendment imposes on counsel "a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary." Strickland,
As proof of both his counsel's failure to conduct a reasonable investigation, and that persuasive mitigation evidence was readily available, Mr. Mayes proffered affidavits from eleven acquaintances and family members which indicate each would have testified on his behalf during the penalty phase had they been asked to do so. All the afflants aver they were never contacted by Mr. Mayes' trial attorney. In fact, Mr. Mayes' mother states she contacted trial counsel prior to trial and was told "not to worry about it." All of the affidavits contain anecdotal evidence of Mr. Mayes' kind and gentle demeanor, generosity, respectfulness, and work ethic. All but that of his mother indicate he was abused and neglected by his mother and stepfather.
We review Mr. Mayes' affidavit evidence without deference to the factual findings of the state court. Nguyen v. Reynolds,
We believe the only possible inference from Mr. Mayes' affidavit evidence and the record as a whole is that any investigation conducted by defense counsel fell well short of the mark of reasonableness. All of the eleven afflants were obvious and easily available sources of mitigation evidence family members and close acquaintances-and all indicate they were not contacted by defense counsel. See Clayton v. Gibson,
Our decision that defense counsel failed to conduct reasonable investigations, necessitates an inquiry into whether this failure was prompted by a reasonable decision not to investigate. Strickland,
Without the benefit of an evidentiary hearing, the district court attributed Mr. Mayes’ counsel’s failure to offer mitigation witnesses to a reasonable tactical decision. The district court opined that because Mr. Mayes defended himself by professing a lack of personal involvement in the murder, presentation of other mitigating evidence “could be perceived as inconsistent with this argument or, at least, would detract from it; so-a decision to omit evidence concerning other mitigators is a defensible tactical decision.”
That reasoning concerns us in two respects. First, the uncontroverted facts in the record demonstrate Mr. Mayes’ attorney never contacted any mitigation witnesses. Without inquiring into what the witnesses might say, counsel had no basis for deciding their testimony would be inconsistent with his defense theory. See United States v. Cronic,
We have no doubt, on the facts in this record, that Mr. Mayes’ representation during the sentencing phase of his trial was constitutionally deficient. However, before Mr. Mayes is entitled to a hearing, we must determine whether he was prejudiced by his counsel’s deficiency. Our inquiry is whether there is a reasonable probability that, absent the errors, the jury would have concluded the balance of aggravating and mitigating circumstances did not warrant death. Strickland,
We begin with the strength of the State’s case against Mr. Mayes.
Against this backdrop we examine Mr. Mayes’ proffered mitigation evidence. The Oklahoma Court of Criminal Appeals dismissed the affidavit evidence, finding the affidavits offered only “faint praise,” which came in “couched terms such as
We have considered the affidavit testimony in its entirety and reach a different conclusion. In our view, when the phrases excerpted by the Oklahoma court are returned to their appropriate context, the affidavits constitute effective mitigation evidence. For example, the Oklahoma court extracted the excerpt, “Bill has his faults,” from the statement:
Bill has his faults, but I believe he is a good person. I will never believe he is capable of killing someone. If he were to walk out of prison tomorrow he would be welcome to come live with me and my family.
Similarly, the observation that Mr. Mayes “had his problems” was derived from the statement “[a]lthough I realized that Bill had his share of problems, I love him and think he is basically a good hearted person.” The characterization of Mr. Mayes as “not always a saint” comes from affidavit testimony which reads:
I know that Billy was not always a saint, but I also think he has had a very hard life. I think he is basically a good person and had I been asked to testify, I would have told the jury I did not want him to die and asked them not to sentence him to death.
Finally, Mr. Mayes’ ex-wife, Janet Fessler, stated, “Billy was not always truthful with me and sometimes he liked to act like a ‘big shot.’ ” She went on to explain, however,
I believe he acted this way because he was trying to be the person he thought I wanted him to be. Billy was very insecure and emotionally unstable and we fought over his jealousies but he never hit me.
Rather than faint praise, we believe the tone of these statements is consistent with those commonly offered in mitigation. A rational witness facing a jury fresh from finding the defendant guilty of murder might well seek to gain legitimacy with the jurors by acknowledging that she understood the defendant “has his faults.” Indeed, a jury convinced the defendant had committed murder might find a mitigation witness willing to acknowledge the defendant’s faults before pleading for his life more credible than a witness who seemed overly zealous and uncompromising in her support for the defendant.
Determining whether there is a reasonable probability that had the jury heard this mitigation evidence the outcome of Mr. Mayes’ sentencing would have been different requires us to speculate on the deliberative process of a jury, an activity we are loath to undertake. Nevertheless, given the relative weakness of the State’s case, the jury’s obvious struggle in deliberations, and the fact that only one aggravator was found, we must conclude Mr. Mayes’ allegations meet “the burden of showing that the decision reached would reasonably likely have been different absent the errors.” Strickland,
III. Other Claims
In his petition for habeas relief, Mr. Mayes raised a battery of other issues. None merit habeas relief.
1. Denial of Pretrial Motion for Change of Venue
Mr. Mayes asserts pretrial publicity prejudiced the jury against him, and the trial court’s refusal to change venues deprived him of his right to a fair trial. On habeas, we review the trial court’s denial of a change of venue for abuse of discretion. Stafford v. Saffle,
2. Late Receipt of Bill of Particulars
The record indicates defense counsel did not receive the Bill of Particulars until four days before the beginning of trial. Mr. Mayes claims as a result he was deprived of due process because he received inadequate notice of the State's intention to seek the death penalty, and insufficient time to investigate two witnesses endorsed for the first time in the bill. In this contexl, due process "mandates that a defendant receive adequate notice that he could receive the death penalty ... [and] have a meaningful opportunity to deny or explain the State's evidence used to procure a death sentence." Duvall v. Reynolds,
3. First Stage Jury Errors
Mr. Mayes raises several complaints about the conduct of voir dire. He contends the trial judge improperly questioned prospective jurors about their ability to impose the death penalty and improperly excused two jurors based on their answers. The trial judge indeed erred in asking jurors whether they could impose the death penalty "without violence to your conscience," rather than propounding the appropriate inquiry of whether their opposition to the death penalty would "prevent or substantially impair" their ability to follow the law. Wainwright v. Witt,
Mr. Mayes also alleges the trial judge improperly limited his counsel's ability to question prospective jurors about their bias toward law enforcement officers. In a petition for habeas, our inquiry into the conduct of voir dire is limited to whether the trial court's restriction on voir dire rendered the trial fundamentally unfair. See Mu'Min v. Virginia,
4. Evidentiary Rulings
Mr. Mayes proffers numerous evi-dentiary errors which allegedly occurred at trial, including: evidence Mrs. Tram-
5. Denial of Recross
Mr. Mayes complains his rights under the Confrontation Clause were violated when his counsel was prohibited from recross-examining a witness about whether the witness had received any benefit from the prosecution in exchange for his testimony. We see no violation of the Confrontation Clause; defense counsel had an opportunity to question the witness' possible bias during cross-examination. Delaware v. Van Arsdall,
6. Sufficiency of the Evidence
Mr. Mayes contends there was insufficient evidence presented at trial to support a conviction for either murder or conspiracy. The standard of review of a claim relating to the sufficiency of the evidence is whether, "after considering all the trial evidence in the light most favorable to the prosecution ... any rational trier-of-fact could not have found each separate element of the crime charged was proved beyond a reasonable doubt." Maes v. Thomas,
7. Prosecutorial Misconduct
Mr. Mayes also alleges the prosecutor deprived him of a fair trial by making denigrating remarks, expressing personal opinions about his guilt, and improperly arousing sympathy for the victim. At this stage of review, habeas relief is not warranted unless the prose-cutorial misconduct "so infected the trial with unfairness as to make the resulting conviction a denial of due process." Donnelly v. DeChristoforo,
Mr. Mayes raises several challenges to the second stage jury instructions. All of his challenges, however, have been previously addressed and rejected by this court. See Smallwood v. Gibson,
Mr. Mayes also contests the trial judge's decision not to answer the jury's note during sentencing deliberations asking "[iJf life without parole is given, is there ever a possibility of release from prison?" Mr. Mayes relies on the holding in Simmons v. South Carolina,
IV. Conclusion.
We VACATE the district court's order denying relief and REMAND for an evi-dentiary hearing addressing those concerns we have found deficient in the record. In all other respects, we AFFIRM the district court's order.
Notes
. Mrs. Trammell was sentenced to life in prison.
. We note the AEDPA's limitation on eviden-tiary hearings, § 2254(e)(2), does not apply to Mr. Mayes' claim. Under § 2254(e)(2), if a
The restrictions of § 2254(e)(2) do not apply, however, unless the petitioner's failure to develop the factual predicate for his claim is a result of his own, or his counsel's lack of diligence. Williams v. Taylor, - U.S. -,
. Mr. Mayes also claims his counsel was deficient for failing to order a psychological evaluation and failing to present evidence of his mental disabilities during sentencing. This claim of deficiency fails. Nothing in the record indicates a reasonable attorney would have believed Mr. Mayes' mental condition was a potentially mitigating factor. Smith v. Gibson,
. Our evaluation of the strength of the State's case is by no means intended to question the propriety of Mr. Mayes’ conviction. It is motivated by the Supreme Court’s observation that "[a] verdict or conclusion only weakly supported by the record is more likely to have been affected by errors than one with overwhelming record support.” Strickland v. Washington,
. We note in the trial of Mr. Mayes' co-defendant, Mrs. Trammell, the jury rejected the "heinous, atrocious or cruel” aggravator. Even though the verdict in Mrs. Trammell’s case has neither binding nor conclusive effect here, it does underscore the justiciability of the applicability of the heinous, atrocious and cruel aggravator to the facts of this murder.
. Petitioner also attempts to construct a Mas-siah claim with regard to the testimony of one of the witnesses, Ron Allan, who was a jailhouse informant. Massiah v. United States,
Dissenting Opinion
I respectfully dissent.
The United States Supreme Court has directed us to determine whether there is a reasonable probability that, but for Mr. Mayes' counsel's deficient performance, the result of Mr. Mayes' sentencing proceeding would have been different (i.e., the jury would have concluded the balance of aggravating and mitigating circumstances did not warrant death). Strickland v. Washington,
The majority has reviewed the eleven affidavits Mr. Mayes proffered as mitigating evidence and determined there is a reasonable probability that had the jury heard this mitigation evidence the outcome of Mr. Mayes' sentencing would have been different. Applying the same standard, I must agree with the conclusion of the Oklahoma Court of Criminal Appeals and the United States District Court for the Western District of Oklahoma-the proffered mitigation evidence does not satisfy the prejudice component of the Strickland test. For that reason, I do not believe Mr. Mayes is entitled to an evidentiary hearing. I would affirm the district court's order denying habeas relief on all grounds.
