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Mayberry v. State
670 N.E.2d 1262
Ind.
1996
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*1 MAYBERRY, Appellant Elizabeth

(Defendant Below), Indiana, Appellee

STATE of Below).

(Plaintiff

No. 32S00-9411-CR-1076.

Supreme Court Indiana.

July 1996.

Rehearing Denied Dec.

Background May, Phillips, met pastor at the student North Salem United Church, singles spon- at a Methodist retreat sored the United Methodist Church. De- *3 Phillips fendant and dated for several months During after the retreat. the course their defendant, old, relationship, years then 35 Phillips encouraged claims that her to allow using tongue, engage in kiss her mutual, him, consensual, oral sex with fondle breasts, digitally penetrate kiss her vagina. had had never before physical contact Phil- intimate with a man. lips deny to would later church officials that engaged he had ever in oral defen- sex with Phillips dant. relationship Defendant’s with August took turn for the worse in of 1992. attempt salvage relationship, In an Phillips inquiring defendant wrote letters into the their In relationship. status of one letters, of these she asked Phillips to attend November, 1992, counseling with her. In Phillips defendant received letter from in relationship which he stated their deeply over. This letter hurt defendant and angry. made her December, a com- defendant filed plaint with United Methodist Church (UMC) alleged in which she engaged speak- in sexual misconduct. When relationship about her with Coleman, Harry Reverend defendant stated: “My for concern is the next with woman whom relationship. he chooses to have a damage What kind of will he do her life? says pattern. He is a his behavior I believe is one which must be After broken.” Carpenter, hearings complaint, Susan K. Public several on Defender of defendant’s Indiana, Freund, Deputy Ministry David P. Public UMC Committee Ordained Defender, determined, Indianapolis, Appellant. May, for in position to retain his pastor. as a student Carter, Attorney Pamela General of Upon learning complaint, the result of her Indiana, Paunicka, Deputy Attorney Lisa M. distraught. extremely the defendant became General, Indianapolis, Appellee. for work, Although defendant continued everyone became and cut off. withdrawn SULLIVAN, Justice. longer Defendant no believed in felt God and We affirm Mayberry’s defendant Elizabeth like the church terribly. had treated her De- spite for the sought conviction murder minister Roland the fact that defendant counsel- Phillips, June, 1993, ing, committed he concluded in having as his Sun- she started day thoughts sermon at killing the North Salem about United herself. She also be- gan writing personal computer. Methodist Church. on her book as a note that thought if down what had box of bullets as well stated: she wrote She for, her, dying might be able to make “He is not worth but the innocent happened to 2, 1993, August Approximately sense of it. On defen- is.” some woman he killed two handgun purchased gave and box of ammu- killing, dant hours after the August Bloomington. in On nition to Officer Susan Austin which spent expert and trainer a firearms relationship she described in detail with showing with at her house hours Phillips, her devastation when relation- gun. care how to use and ended, plan ldll ship Phillips. and her told Austin that she had Defendant also 18, 1993, September defendant loaded On kill gun the fifth her- saved bullet Sunday cartridges. On gun with five self, but she was subdued she could before defendant, morning September shoot herself. purse, gun concealed drove to North *4 United Methodist Church. Defendant Salem 1993, 20, September an On the State filed 11:00 in front of the church at about arrived charging with information Mur- parked and her car across the street. a.m. 1993, On October defendant filed der.1 entering sanctuary, nev- Upon the insanity pursuant to Indiana notice Code eyes Phillips, took off of who was er her (1993). jury § 35-36-2-1 Defendant’s delivering pulpit. from the Defen- a sermon jury on commenced June 1994. the down the center aisle toward dant walked mentally guilty ill2 of found defendant but approached pulpit, As the Phil- pulpit. she on 1994. The trial Murder June court and lips turned and looked at her told sixty years to a sentenced defendant term speak with her after ser- that he would the 20,1994. July on silently at vice concluded. Defendant stood pulpit and Phil- the left side of the watched Discussion Phillips finish lips his sermon. finished sermon, stand, I congregation to and asked the hymn. pulled last Defendant announced the A purse, directly at gun of her aimed

the out Phillips Phillips’s knee’s and fired twice. hearing In a outside the floor. buckled and he fell the Defendant Maretto, jury, defense witness the Jennie raped You raped ‘You me! me!” exclaimed: Phillips paralegal for a law friend of and I Phillips responded: I didn’t. No “No Indiana, Fishers, that firm in testified Phil Phillips closer to didn’t.” Defendant walked legal contacted at work to obtain lips gun fired more Two the times. regarding a letter he wrote to the advice congregation ran the al- members of the response complaint the that de UMC down, tar, pried pushed defendant that had filed. Maretto testified fendant from hand. gun Another member legally that was not able to she felt she po- congregation sat on defendant until the give Phillips legal advice would have to but Phillips’s daughter, lice came. who was attorney. with an Maretto stated consult altar, congregation, up to the walked Phillips asked her consult attor father, kissed and told leaned over and gave a ney. Maretto also testified that she Phillips loved told his him him. regarding her conversations with paramedics daughter that he loved her. The Danny Phillips to Officer When Williams. shortly Phillips and took arrived thereafter inquired defense counsel about letter due hospital where he died to loss over, look Phillips asked Maretto to neck, gunshot blood from wounds privilege attorney-client State asserted the chest, wrist, leg. any as to communica on Maretto’s behalf and the victim. The Hancock arrived at tion between Maretto

Officer John objection gun. In- trial court sustained State’s church confiscated defendant’s testimony. purse, officer found a the admission of Maretto’s side defendant’s (1993). § Ind.Code 35-36-2-3 Ind.Code 35-42-1-1 2. prove, any In an offer to the defense intro- ther is it of moment that no has been fee Colman, paid.” 269 Ind. at report prepared into police duced evidence a (citations omitted). Rather, at 869 essen report, In the Officer Williams. Officer privi prerequisites tial to invocation of the spoke states that when he Williams lege preponderance are to establish Phillips Maretto informed (i) attorney- the evidence existence of an legal her to advice. The contacted obtain (ii) relationship and client that a confidential report also states that Maretto advised the Colman, communication involved. See Phillips officer that stated To Ind. at N.E.2d at 869. meet consensual, engaged in defendant had mutual attorney showing that an client burden of oral sex. existed, to, relationship at the State had least, very Defendant contends that the trial establish communication erroneously determined that the attor in the effort to issue occurred course of an aid, subject ney-client privilege legal obtain or attached to comments advice liabilities, profes rights the client’s from made to Maretto because Maretto legal acting sional her ca adequately advisor his or did establish con Id.; pacity as v. De such. United States employ her in tacted an effort (2nd Cir.1978). mauro, F.2d professional or aid. advice Colman Heidenreich, 269 Ind. 381 N.E.2d 866 suggests Phillips’s commu- (1978), following this court made observa privi- nications with his friend Maretto are *5 leged tions: “only asking if his have an her to attorney papers look his be con- over can attorney-client privilege very The is a im- attempt by employ Phillips strued to be an to provision portant protec- in our law for the legal counsel.” also states that persons professional legal tion of in of need to the State meet its failed burden estab- help. It provision person makes for a to lishing that Maretto’s communications with give complete and confidential information Phillips privileged were because did not attorney, an may to so that the testify Phillips sought that intended to or to fully advised in his services to the client. employ represent concerning her firm to time, At the same it assures the client that his complaint difficulties with the these not be confidences will violated. filed with the church. Defendant misstates Colman, 269 Ind. at 381 N.E.2d at 868. the Although State’s burden. Maretto and (1993) provides Indiana Code 34-1-14-5 friends, social were record the attorneys competent shall not be wit- Phillips approached reveals that Maretto “as to nesses confidential communications para- at the firm law where she worked as a profes- made to them in course of their legal/office manager and asked her to consult business, sional to given and as advice in an attorney regarding legal his concerns. “attorney-client such cases.” This privilege We believe these facts can be read to estab- only plays in our law of role lish that oc- the communications at issue is also to pro- but fundamental our rules of in curred the course of an effort to obtain attorneys fessional conduct which forbid from legal professional legal advice or aid from a revealing relating representa- ‘information to Colman, in capacity advisor his as such. tion of a client unless client consents 869; Demauro, Ind. at 381 N.E.2d at after consultation.’ See Ind.Professional Therefore, say 581 F.2d at 55. we cannot Conduct Rule 1.6.” Corll Edward D. determining that the trial court erred in Co., Jones & showing the State its burden met ( Ind.Ct.App.1995). long as an attorney As attorney-client relationship. existence of an scope is consulted on within business of And if the communications at issue occurred attorney’s profession, “it is of during attempt procure no moment professional privilege’s aid, application legal there is confidential were communications Colman, pendency expectation litigation. involved at Nei- here.3 See 269 Ind. communication, every expectation [N]ot between an attor- tion” and entitled to a reasonable ney confidentiality. general and a example, client is a "confidential communica- For as a Therefore, against Phillips’s were the trial court Maretto statements N.E.2d at 869. determining pecuniary proprietary its discretion interest4 because did not abuse alleged engaging between Maretto the communications admission oral sex subject attorney- may subjected have Mayberry were him to privilege. position pas- client dismissal from his as a student defendant, Additionally, argues tor. Maret-

B regarding to’s statements to Williams what While Maretto was on witness against pe- told were Maretto’s stand, inquired also as the defense to what cuniary proprietary interest because had told about her com Officer Williams breaching could have been fired for Maretto object Phillips. The State munications with attorney-client follows, privilege. It ar- asserting attorney-client privilege that the ed gues defendant, excep- that there is a valid Phil applied to Maretto’s communications to hearsay against to the for each level tion rule court lips. trial sustained State’s here, court, hearsay involved and the trial objection. The State then informed therefore, erroneously excluded Williams’s in court that understood that defendant testimony. testify to call Williams to con tended Officer cerning Phillips. him about what Maretto told assume, arguendo, Even if we objected any testimony from The State Maretto’s to Williams was a state on the basis that it would Officer Williams against ment Maretto’s interest and hearsay. The trial allowed constitute Phillips’s was a statement Maretto state parties opportunity to research against Phillips’s so that there ment interest subsequently sustained

brief issue hearsay exception hearsay for all objection. Defendant contends State’s issue, testimony we think Williams’s refusing allow court erred properly Phillips’s state excluded because testify there Officer Williams because subject attorney- ment Maretto exceptions against rule *6 were valid to the subject privilege. Information to the client hearsay hearsay for all evidence at issue attorney-client privilege privileged its retains here. until the client has consented to its character State, 172, 175, testimony Key that Maretto v. 235 Ind.

Williams’s told disclosure.5 (1956). 143, 132 N.E.2d 145 did not certain statements told hearsay hearsay. to to Williams. have been within consent Maretto’s disclosures would (Ind. Therefore, possessed by 1122 information Davis v. 635 N.E.2d the such, short, privileged hearsay privileged. was Ct.App.1994). As each level Williams privileged qualify exception to hear information does not cease to be must under the subject merely it is to the statement say rule. Ind.Evidenee Rule 805. Defen because hearsay exception.6 con- argues Phillips’s against interest We dant statements privilege regarding attorney’s the client's Williams did not serve to waive rule information by attorney-client priv- protected privilege belongs the fees is not client because payment ilege only by is because the of fees not consid- attributable to the can be waived conduct Key, between at- ered confidential communication 132 N.E.2d at 145. client. Further, 235 Ind. torney identity A not attorney-client privilege and client. client’s is survives usually privileged represen- considered information. accrues his or her death and client’s Colman, see 269 Ind. at 381 Kruckeberg, Ind.App. [B]ut N.E.2d 121 tative. Buuck 271, (identity privileged (1950). at 871 of client under cir- 95 N.E.2d name cumstances where reveal client’s communications). would disclose confidential otherwise, attorney-client privilege 6.Were it Similarly, which are communications intended privileged in- whenever could circumvented public privileged, to be made are as there party to a third has been disclosed formation clearly expectation confidentiality. is no party’s consent. The third without testimony client’s Corll, (some at 725 citations omit- in court under the would be admissible ted). against hearsay exception be- interest statement confidential who made the subject cause 804(b)(3). Rule 4. See Ind.Evidenee professional disci- disclosure would argu- doing. Conduct Although pline for so See Ind.Professional defendant does not raise the ment, we note that disclosures to Rule 1.6. also Maretto's properly elude that the trial court excluded U.S. S.Ct. L.Ed.2d testimony. manuscript provided Williams’s If this in fact perspective insight as

some to the defen- II dant’s state of mind distinct from testi- mony, we fail it to see how would be cumula- During presentation of her de However, presented. of other tive evidence fense, sought copy the defendant to admit a carefully have we reviewed both the manu- of a manuscript she wrote that chronicled her testimony script defendant’s and con- relationship day they with from the manuscript provided in- clude met until before him. In the week she killed sights as just state of defendant’s mind hearing jury, outside the prior to the murder that were not revealed objected the State to the admission Moreover, during testimony. the manu- manuscript grounds that it was self-serv script replete hearsay is at- with statements ing hearsay hearsay and contained within victim, tributable UMC church offi- hearsay. by responded stating Defendant cials, manuscript and others. Because the manuscript that the was show relevant to fact pre- was in of other cumulative right state of mind before the murder and sented, namely testimony, the defendant’s being that it was not offered for the truth of hearsay, say and rife with cannot we that the the matters contained therein. The court abused its discretion determin- manuscript qualified probably stated that the probative the manuscript’s value as an exception against the rule the admis substantially outweighed danger of unfair hearsay sion of evidence under Indiana Evi prejudice. 803(3) dence Rule as a of defen existing However, dant’s then state of mind. manuscript

the trial court Ill excluded the under finding Indiana Evidence Rule 403 it Defendant was taken to the Hen testimony would be cumulative of defendant’s where, County dricks Jail about two hours prejudice admitting the hear shooting, placed after the say manuscript outweighed contained in the equipped interview room that relevancy. contends stationary ceiling. video camera While erroneously trial court the manu excluded in the interview room defendant made a con script provided unique because view of Sergeant fession Detective Susan Austin. processes prior defendant’s mental to the The entire conversation between defendant shooting, and defendant’s mind state of Sgt. taped. Austin was is video There *7 alleged insanity at the shooting time of the official, complete, transcript not an verbatim only were the contested issues in the case. of the conversation between defendant and Thus, argues manuscript trial, Sgt. Austin. Prior to a filed great outweighed had relevance was not suppress to motion her confession by any prejudice resulting hearsay from the grounds given that it was without the assis statements contained therein. requested tance counsel after she had a lawyer. Following hearing

Indiana provides: Rule of Evidence 403 and after the tape, viewed the entire video relevant, Although may evidence be ex- the trial court denied defendant’s motion to probative cluded if substantially its value is suppress. The trial court stated: outweighed by danger prejudice, of unfair issues, misleading confusion of the or voluntariness, [0]n issue of the court jury, delay, considerations of undue reviewing finds after tape video ... presentation or needless of cumulative evi- knowingly that the defendant did and vol- dence. untarily Rights. waive her Miranda The Thus, a trial questioning court has broad discretion to that continued after first probative determine the value of relevant her to Right Miranda [sic] evidence in to potential prejudi strictly background contrast routine information State, impact. cial questions See Wallace v. 486 conducted on behalf of ... De- (Ind.1985), Sergeant cert. denied 478 tective Austin and there were rights her from a during period of read defendant Miranda questions whatsoever It preprinted Sgt. matter. form. Austin stated: “Are time on the substantive ... Elizabeth of her very you willing then to talk to me at this clear time?” will, induce- with no coercion or responded: own free “I can’t Defendant afford law- Austin, agreed to talk ment whatsoever yer, Sgt. but I would like one.” Austin stat- fact, up to her tear volunteered get you for ‘till ed: “Can’t done tomor- sign a former new one and responded: row. O.K.?” “Uh suppress so. the motion to on the did So questioning huh.” that continued The issue of voluntariness is denied. strictly limited routine administrative and 94). (S.R. trial, Sgt. background questions that Austin need- At defendant renewed taped pre-printed fill objection ed to ask to out the form that to the admission video The trial court overruled the indicated defendant had been advised confession. them, objection. rights, request- chose to waive attorney. Sgt. ed When Austin offered to her vid Defendant contends that defendant, call someone defendant re- taped was inadmissible because eo confession Sgt. quested parents be called. interrogation after Sgt. Austin did not cease Austin informed defendant that her initial attorney. requested an Fifth and day, hearing that an would the next attor- Fourteenth Amendments the United ney appointed following the would be hear- each citizen States Constitution secure notify ing, jail personnel and that she should right and advice of counsel give rights if she decided waive police. during interrogation by the custodial statement without counsel. Arizona, 436, 86 Miranda v. 384 U.S. S.Ct. (1966). 1602, 16 suspect L.Ed.2d Once Sgt. After Austin confirmed that she would counsel, interrogation right to asserts the parents, following ex- call defendant’s must until counsel has been made cease change occurred: suspect available or until the initiates further me, Sgt. you If I Austin: wish talk police knowing communication glad will to come back. voluntarily ly, intelligently and waives the Defendant: Uh Huh. right previously in counsel which was Sgt. you get I brought up here Austin: Bradshaw, v. Oregon voked. 462 U.S. you out of that down there. S.Ct. L.Ed.2d 405 Defendant: Uh Huh. Arizona, (1983); v. Edwards 451 U.S. Sgt. very pleas- I know that isn’t 1880, 1884, Austin: 484, 101 68 L.Ed.2d 378 S.Ct. ant. Defendant: Yeah. admit The decision whether to your Any than Sgt. question other Austin: confession is within the discretion of the trial cold? judge. Jones 655 N.E.2d Uh, guess I not. (Ind.1995). Defendant: Uh. Uh. Admission of a confession into maybe you anyway. I should talk to upon prov is conditioned State *8 beyond a reasonable doubt that de Sgt. I will Austin: You can talk me. be knowingly intelligently fendant waived glad you. to listen rights or her not himself or to incriminate Maybe just I answer Defendant: should presence have herself and to of counsel your questions. State, during questioning. v. 509 Collins you. Sgt. I Austin: can’t advise (Ind.1987). reviewing 830 When you I I know can’t. Defendant: know. to admit challenge a to a court’s decision you Sgt. Austin: That’s a decision have for a confession we examine the record sub make. stantial, voluntariness; of probative evidence exchange during defen- reweigh After brief which do the evidence. Id. Re a we did not wish to talk to taped confession dant indicated that she view of defendant’s video them, parents Sgt. when Austin called following of events reveals that course Sgt. stated: “Let’s start over.” Sgt. Austin entered the room and defendant occurred. 1270 responded: Sgt. sumptive §

Austin “O.K.” Austin then sentence. Ind.Code 35-38-1- 7.1(b) (1993). rights, permits advised defendant of her Miranda It also the trial court up aggravating and defendant tore of to use other first waiver relevant and miti- § rights signed. gating circumstances. Upon form she had indi- Ind.Code 35-38-1- 7.1(d) (1993). Although a trial court cating that she must rights, understood her defen- mitigating consider all factors signed dant rights second waiver of presents, finding that a defendant killing Phillips. confessed significant mitigating factor is exists within this From review of defendant’s video State, the trial court’s discretion. Harris v. confession, taped we believe the trial (Ind.1995). 659 N.E.2d could conclude that the state met its burden proving beyond a reasonable doubt that The Indiana Constitution confers knowing intelligently defendant waived upon power this court to review and Const, right not to incriminate herself and to VII, § revise Ind. art. sentences. during ques- have the of counsel 17(B) Appellate Indiana Rule discusses this tioning. Accordingly, we authority. conclude Application requires of this rule by First, trial court did step analysis. not abuse its discretion look to we see if admitting the tape disproportionate, video into the sentence evidence. seems i.e., “manifestly in light unreasonable of the

IV nature of the offense and the character of the State, imposed The trial court the maximum sen- offender.” Fointno v. 487 N.E.2d (Ind.1986). available, Second, sixty years.7 tence if The trial court we conclude that may manifestly the sentence mitigating found one unreason factor—-“the defendant able, we per decide whether “no life, reasonable abiding has led a law life for her entire could appropriate son find such sentence until this crime was committed. And there particular If, offense and offender.” Id. prior any was no evidence of crimes commit- standard, using this inap we find a sentence (R. 1190). by ted Mayberry.” Miss Howev- propriate, we will revise it to make it reason er, mitigating the trial court found that this State, Barany able. v. 658 N.E.2d significantly factor outweighed (Ind.1995). (1) following aggravating factors: defendant (2) carefully murder; planned the find two aggravating We killed congre- front his church inap circumstances cited the trial court (3) gation; imposition of a reduced sentence propriate First, here. use the trial court depreciate would seriousness statutory found the aggravating circumstance (4) crime; inwas need of correc- imposition “that of a reduced sentence would tional and rehabilitative treatment that could depreciate the seriousness crime.” (5) provided penal facility; best be in a de- 35-38-l-7.1(b)(4) Ind.Code This fendant killed Phillips daugh- in front of his aggravating only is support factor used ter. refusal to presumptive reduce the sentence. State, (Ind. v. Ector 639 N.E.2d Defendant contends that the im 1994), State, citing v. Evans 497 N.E.2d position sixty year aof sentence was mani (Ind.1996). nothing There is in the rec festly unreasonable because the trial court indicating ord trial court was consid improper aggravating utilized circumstances ering Therefore, a reduced sentence. in failing abused discretion find aggravating use this circumstance was im significant of a existence mitigating circum proper. Making sentencing stance. determinations is discretion, within a trial court’s Second, Sims the trial court found the (Ind.1992), 585 N.E.2d and is statutory aggravating circumstance that “de *9 by regulated § Indiana Code 35-38-1-7.1 in fendant was need of correctional and reha (1993). This aggra statute includes a list of bilitative that provid treatment could best be vating justify factors that increasing pre- penal facility.” was, a a course, ed in There of presumptive 7. forty The years. sentence for is murder Ind.Code 35-50-2-3 substantial- aggravating be circumstances so question defendant would but no facility; outweigh mitigating issue penal ly a circumstances in incarcerated be presumptive defendant should here whether sentence is enhancement of presumptive than the justified. for more incarcerated murder is Thus, aggravating circum for this term. sen justify part in an enhanced stance Conclusion

tence, to mean it must be understood Accordingly, is af- defendant’s conviction is need of correctional the defendant trial remand this case firmed we pro best treatment can rehabilitative imposition presumptive sen- period penal court for of by a of incarceration vided years. forty of facility presumptive sentence tence for murder excess gave specific term. why of the reason

individualized statement JJ., DICKSON, concur. DeBRULER in need of correctional this that could best treatment and rehabilitative SELBY, J., in result without concurs in a provided period of incarceration by a separate opinion. facility presumptive of penal in excess C.J., SHEPARD, except concurs as Robey v. term. sentence Cf. sentence, (Ind.1990) believing some 145, 150-51 enhancement (discussing re sentence is warranted. quirement specific individualized supporting an en the reasons sentence). aggravating The other hanced by are found the trial court

circumstances justify enhanced sentence.

sufficient

However, we not think that the trial court do aggravating

adequately weighed circum against significant mitigating circum

stances

stances. VOIGT, Appellant

Here, de the record shows that Ronald (Petitioner Below), fendant the trial court to consider invited mentally ill fact that she at the time mitigating factor. committed crime as declined, expressly finding The trial court VOIGT, Appellee Sharon J. not a

that defendant’s mental illness was Below). (Respondent mitigating all circumstances factor under No. 79S02-9505-CV-501. disagree. The case. We record of this psychiatrists who of the four shows Supreme Court Indiana. testified, appointed, one of whom was court mentally ill at that defendant was testified Aug. crime. the time she committed the More over, thought jury also as

mentally ill the time of her crime by returning guilty

evidenced verdict mentally face this ill.

but illness, mental we think

of defendant’s refusing discretion

trial court abused its significant mitigat illness

to find mental as consider defendant’s factor. When we mitigator recognized and the

mental illness had led a the trial court —that defendant abiding up of this

law life to her commission evidence that she and there was no

crime do think prior crimes —we committed

Case Details

Case Name: Mayberry v. State
Court Name: Indiana Supreme Court
Date Published: Jul 19, 1996
Citation: 670 N.E.2d 1262
Docket Number: 32S00-9411-CR-1076
Court Abbreviation: Ind.
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