Lead Opinion
Opinion by Judge PAEZ; Concurrence by Judge SCHROEDER; Partial Concurrence and Partial Dissent by Chief Judge KOZINSKI; Partial Concurrence and Partial Dissent by Judge SILVERMAN.
OPINION
These cases present questions about whether the use of a taser to subdue a suspect resulted in the excessive use of force and whether the officers are entitled to qualified immunity.
I. Brooks Background
On the morning of November 23, 2004, Plaintiff-Appellee Malaika Brooks was driving her 11-year-old son to school in Seattle, Washington. Brooks was 33 years old and seven months pregnant at the time. The street on which Brooks was driving had a 35-mile-per-hour posted speed limit until the school zone began, at which point the speed limit became 20 miles per hour. When Brooks entered the school zone, she was driving 32 miles per hour. Once in the school zone, a Seattle police officer parked on the street measured Brooks’s speed with a radar gun, found that she was driving faster than 20 miles per hour, and motioned for her to pull over.
Soon after, Officer Donald Jones approached Brooks in her car and asked her if she was going to sign the speeding citation. Brooks again refused to sign the citation but said that she would accept it without signing it. Jones told Brooks that signing the citation would not constitute an admission of guilt; her signature would simply confirm that she received the citation. Brooks told Jones that he was lying, the two exchanged heated words, and Jones said that if Brooks did not sign the citation he would call his sergeant and she would go to jail.
A few minutes later, Sergeant Steven Daman arrived at the scene and he, too, asked Brooks if she would sign the citation. When Brooks said no, Daman told Ornelas and Jones to “book her.” Ornelas told Brooks to get out of the car, telling her that she was “going to jail” and failing to reply when Brooks asked why. Brooks refused to get out of the car. At this point, Jones pulled out a taser and asked Brooks if she knew what it was. Brooks indicated that she did not know what the taser was and told the officers, “I have to go to the bathroom, I am pregnant, I’m less than 60 days from having my baby.” Jones then asked how pregnant Brooks was. Brooks’s car was still running at this point.
After learning that Brooks was pregnant, Jones continued to display the taser and talked to Ornelas about how to proceed. One of them asked “well, where do you want to do it?” Brooks heard the other respond “well, don’t do it in her stomach; do it in her thigh.” During this interchange, Jones was standing next to Brooks’s driver’s side window, Ornelas was standing to Jones’ left, and Daman was standing behind them both.
After Jones and Ornelas discussed where to tase Brooks, Ornelas opened the driver’s side door and twisted Brooks’s arm up behind her back. Brooks stiffened her body and clutched the steering wheel to frustrate the officers’ efforts to remove her from the car. While Ornelas held her arm, Jones cycled his taser, showing Brooks what it did. At some point after Ornelas grabbed Brooks’s arm but before Jones applied the taser to Brooks, Ornelas was able to remove the keys from Brooks’s car ignition; the keys dropped to the floor of the car.
Twenty-seven seconds after Jones cycled his taser, with Ornelas still holding her arm behind her back, Jones applied the taser to Brooks’s left thigh in drive-stun mode. Brooks began to cry and started honking her car horn. Thirty-six seconds later, Jones applied the taser to Brooks’s left arm. Six seconds later, Jones applied the taser to Brooks’s neck as she continued to cry out and honk her car horn. After this third tase, Brooks fell over in her car and the officers dragged her out, laying her face down on the street and handcuffing her hands behind her back.
The officers took Brooks to the police precinct station where fire department paramedics examined her. The same day, Brooks was examined at the Harborview
On December 6, 2004, the City of Seattle filed a misdemeanor criminal complaint against Brooks, charging her with refusal to sign an acknowledgment of a traffic citation, in violation of Seattle Municipal Code 11.59.090, and resisting arrest, in violation of Seattle Municipal Code 12A.16.050. Brooks was tried by a jury beginning on May 4, 2005, and after a two-day trial the jury convicted her of failing to sign the speeding ticket. The jury could not reach a verdict on the resisting arrest charge, and it was dismissed.
Brooks gave birth to her daughter in January 2005. The district court was presented with evidence that Brooks’s daughter was born healthy, and Brooks’s counsel confirmed at oral argument before this court that her daughter remains healthy now. Brooks herself has not experienced any lasting injuries from the tasing, though she does carry several permanent burn scars from the incident.
Brooks sued Ornelas, Jones, Daman, Seattle Police Department Chief Gil Kerlikowske, and the City of Seattle for excessive force in violation of the Fourth Amendment; Kerlikowske and the City of Seattle for negligence; and Ornelas, Jones, and Daman for assault and battery. The case is before us on interlocutory appeal from the district court’s summary judgment ruling that the defendant officers Daman, Jones, and Ornelas are not entitled to qualified immunity. The district court denied the defendants’ motion as to Brooks’s § 1983 excessive force claim against the officers, concluding that with all the evidence construed in Brooks’s favor, she alleged a Fourth Amendment excessive force claim and that the officers were not entitled to qualified immunity. The district court also denied the defendants’ motion as to Brooks’s state law assault and battery claims against the officers, concluding that these claims presented questions for a jury and that the officers were not entitled to state qualified immunity on these claims. The district court granted the defendants’ summary judgment motion as to Brooks’s § 1983 and negligence claims against Chief Kerlikowske and the City of Seattle. Thereafter, the officers filed this interlocutory appeal. The only issue raised on appeal by the officers is whether the district court erred when it rejected their claim for federal qualified immunity and state qualified immunity.
II. Mattos Background
On August 23, 2006, Jayzel Mattos and her husband Troy had a domestic dispute. Around 11 p.m., Jayzel asked C.M., her 14-year-old daughter, to call the police, which C.M. did. Several minutes later, Maui Police Officers Darren Agarano, Halayudha MacKnight, and Stuart Kunioka arrived at the Mattoses’ residence. As the officers approached the residence, they saw Troy sitting on the top of the stairs outside the front door with a couple of open beer bottles lying nearby. Troy is six feet three inches tall, approximately 200 pounds, and he smelled of alcohol when the officers arrived. Officer Ryan Aikala arrived by himself soon after.
Kunioka approached Troy first and informed him about the 911 call. Troy told Kunioka that he and Jayzel had an argument, but he stated that nothing physical had occurred. As Kunioka continued to question Troy, Troy became agitated and rude. Kunioka asked Troy if he could speak to Jayzel to ensure that she was okay. When Troy went inside to get Jayzel, Agarano stepped inside the residence
Jayzel agreed to go outside, but before she could comply with Agarano’s request, Aikala entered the residence and stood in the middle of the living room. When Aikala announced that Troy was under arrest, Jayzel was already standing in front of Troy. She did not immediately move out of the way. As Aikala moved in to arrest Troy, he pushed up against Jayzel’s chest, at which point she “extended [her] arm to stop [her] breasts from being smashed against Aikala’s body.” Aikala then asked Jayzel, “Are you touching an officer?” At the same time, Jayzel was speaking to Agarano, asking why Troy was being arrested, attempting to defuse the situation by saying that everyone should calm down and go outside, and expressing concern that the commotion not disturb her sleeping children who were in the residence.
Then, without warning, Aikala shot his taser at Jayzel in dart-mode. Id. Jayzel “felt an incredible burning and painful feeling locking all of [her] joints [and] muscles and [she] f[e]ll hard on the floor.” Agarano and MacKnight handcuffed Troy. Troy and Jayzel were taken into custody; Troy was charged with harassment, in violation of Hawaii Revised Statutes § 711-1106, and resisting arrest, in violation of Hawaii Revised Statutes § 710-1026, and Jayzel was charged with harassment and obstructing government operations, in violation of Hawaii Revised Statutes § 710-1010. All charges were ultimately dropped.
The Mattoses sued the officers and others for violations of their Fourth, Fifth, and Fourteenth Amendment rights based on the officers’ warrantless entry into their home, their arrests, and the officers’ use of the taser on Jayzel. The district court granted summary judgment to the defendants on all of the Mattoses’ claims except their Fourth Amendment excessive force claim for the tasing. The district court concluded that there were material questions of fact critical to deciding whether the tasing was constitutionally reasonable, which precluded a pretrial ruling on the issue of qualified immunity. Thereafter, the officers filed this interlocutory appeal challenging the denial of their claims to qualified immunity.
III. Standard of Review and Jurisdiction
We review de novo a district court’s denial of summary judgment on the basis of qualified immunity. Blanford v. Sacramento County,
IV. Discussion
We begin by discussing qualified immunity and excessive force generally, and then apply these doctrines to the facts in Brooks v. City of Seattle and Mattos v. Agarano, respectively.
The Supreme Court has explained that “[t]he doctrine of qualified immunity protects government officials ‘from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.’ ” Pearson v. Callahan,
In determining whether an officer is entitled to qualified immunity, we employ a two-step test: first, we decide whether the officer violated a plaintiffs constitutional right; if the answer to that inquiry is “yes,” we proceed to determine whether the constitutional right was “clearly established in light of the specific context of the case” at the time of the events in question. Robinson v. York,
We apply Graham by first considering the nature and quality of the alleged intrusion; we then consider the governmental interests at stake by looking at (1) how severe the crime at issue is, (2) whether the suspect posed an immediate threat to the safety of the officers or others, and (3) whether the suspect was actively resisting arrest or attempting to evade arrest by flight. Deorle v. Rutherford,
In Scott, for example, the Supreme Court considered whether a police officer used constitutionally excessive force when he ran a fleeing motorist off the road to “stop [the motorist’s] ... public-endangering flight by ramming the motorist’s car from behind.”
Ultimately, the “ ‘most important’ ” Graham factor is whether the suspect posed an “ ‘immediate threat to the safety of the officers or others.’ ” Smith v. City of Hemet,
For the second step in the qualified immunity analysis — whether the constitutional right was clearly established at the time of the conduct — we ask whether its contours were “ ‘sufficiently clear’ that every ‘reasonable official would have understood that what he is doing violates that right.’ ” Ashcroft v. al-Kidd, — U.S. —,
The Supreme Court has made “clear that officials can still be on notice that their conduct violates established law even in novel factual circumstances.” Hope v. Pelzer,
We are careful, however, to apply the “clearly established” rule in such a way that faithfully guards “ ‘the need to protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.’ ” Harlow,
Finally, Graham’s general excessive force standard cannot always, alone, provide fair notice to every reasonable law enforcement officer that his or her conduct is unconstitutional. See Brosseau v. Haugen,
A. Brooks v. City of Seattle
1. Defendant Officers Used Excessive Force Against Brooks
We begin by considering the nature and quality of the force used against Brooks: a taser in drive-stun mode. We have previously described the force involved when a taser is deployed in dart-mode. See Bryan,
uses compressed nitrogen to propel a pair of “probes” — aluminum darts tipped with stainless steel barbs connected to the [taser] by insulated wires — toward the target at a rate of over 160 feet per second. Upon striking a person, the [taser] delivers a 1200 volt, low ampere electrical charge ... The electrical impulse instantly overrides the victim’s central nervous system, paralyzing the muscles throughout the body, rendering the target limp and helpless.
Id. at 824 (footnote omitted). When a taser is used in drivestun mode, the operator removes the dart cartridge and pushes two electrode contacts located on the front of the taser directly against the victim. In this mode, the taser delivers an electric shock to the victim, but it does not cause an override of the victim’s central nervous system as it does in dart-mode. Each of the three times that Jones tased Brooks in drive-stun mode, the shock was “extremely painful.” In Bryan, we held that tasers used in dart-mode “constitute an intermediate, significant level of force.” Id. at 826.
Here, the record is not sufficient for us to determine what level of force is used when a taser is deployed in drive-stun mode. We follow the Supreme Court’s guidance in Scott, however, and need not decide this issue in order to assess the reasonableness of the tasing. See
In evaluating the reasonableness of Jones’s action, we consider the governmental interests at stake and begin with (1) how severe the crime at issue was, (2) whether the suspect posed an immediate threat to the safety of the officers or others, and (3) whether the suspect was actively resisting arrest or attempting to evade arrest by flight.
We next consider whether Brooks “posed an immediate threat to the safety of the officers or others.” Deorle,
The third governmental interest factor in the Graham test is whether Brooks was “actively resisting arrest or attempting to evade arrest by flight, and any other exigent circumstances that existed at the time of the arrest.” Deorle,
Finally, we must examine the totality of the circumstances and consider “ ‘whatever specific factors may be appropriate in a particular case, whether or not listed in Graham.’ ” Bryan,
The second overwhelmingly salient factor here is that Jones tased Brooks three times over the course of less than one minute. Twenty-seven seconds after Jones cycled his taser as a warning, he applied the taser to Brooks. Thirty-six seconds later, he tased Brooks for the second time. Six seconds after that, Jones tased Brooks for the third time. Each time, Brooks cried out in pain. Three tasings in such rapid succession provided no time for Brooks to recover from the extreme pain she experienced, gather herself, and reconsider her refusal to comply.
In sum, Brooks’s alleged offenses were minor. She did not pose an immediate
A reasonable fact-finder could conclude, taking the evidence in the light most favorable to Brooks, that the officers’ use of force was unreasonable and therefore constitutionally excessive.
2. Defendant Officers Did Not Violate Clearly Established Law When They Tased Brooks
Having determined that Brooks alleged a Fourth Amendment violation, we next consider whether the officers are nonetheless entitled to qualified immunity. That is, at the time the officers tased Brooks, was the constitutional violation described above “ ‘sufficiently clear’ that every ‘reasonable official would have understood that what he [was] doing violate[d] that right[?]’ ” al-Kidd,
We begin our inquiry into whether this constitutional violation was clearly established by looking at the most analogous case law that existed when the officers tased Brooks in November 2004. At that time, there were three relevant opinions from several of our sister circuits. In Russo v. City of Cincinnati,
Although Russo is relevant to our clearly established inquiry because it involves the use of a taser, we note that the facts in Russo are readily distinguishable from the facts in Brooks. Brooks, unlike Bubenhofer, was not a paranoid schizophrenic, id. at 1039, did not make homicidal and suicidal threats to the police, id. at 1040, did not hold a knife in each hand with the blades pointed at the officers, id., and did not overcome the effects of being tased multiple times to approach the officers with knives still in hand, id. at 1040-41.
In Hinton v. City of Elwood,
Again, while Hinton is relevant to our inquiry into whether the constitutional violation that Brooks suffered was clearly established, the facts in that case are dissimilar to the facts in Brooks. In the context of a Fourth Amendment fact-specific reasonableness inquiry, we see little determinative similarity between a suspect who shoved, kicked, and bit law enforcement officers, and a suspect who stiffened her body and clutched her steering wheel to frustrate officers’ attempts to remove her from her car.
Draper v. Reynolds,
In sum, when the defendant officers tased Brooks, there were three circuit courts of appeals cases rejecting claims that the use of a taser constituted excessive force; there were no circuit taser cases finding a Fourth Amendment violation. Russo, Hinton, and Draper are factually distinguishable from Brooks. Indeed we have concluded that — unlike the plaintiffs in those cases — Brooks has alleged a Fourth Amendment violation. We cannot conclude, however, in light of these existing precedents, that “every ‘reasonable official would have understood’ ... beyond debate ” that tasing Brooks in these circumstances constituted excessive force. al-Kidd,
We therefore follow the example of our court’s three-judge panel in Bryan v. MacPherson,
Thus, we conclude that, although Brooks has alleged an excessive force claim, the law was not sufficiently clear at the time of the incident to render the alleged violation clearly established. Accordingly, the defendant officers are entitled to the defense of qualified immunity against Brooks’s § 1983 excessive force claim.
B. Mattos v. Agaraño
1. Defendant Officers Used Excessive Force Against Mattos
Determining whether the force used against Jayzel Mattos was constitutionally excessive, we begin again by con
Considering the first governmental interest factor, the severity of the crime at issue, we are mindful that we must construe the facts in the light most favorable to Jayzel at this stage. See KRL,
The next, and most important, Graham factor is whether “the suspect posed an immediate threat to the safety of the officers or others.” Deorle,
The third enumerated governmental interest factor is whether Jayzel was actively resisting arrest or attempting to evade arrest by flight. Deorle,
Finally, it is important in this case that we consider the additional “ ‘specific factors’ ” relevant to the totality of these circumstances. Bryan,
We take very seriously the danger that domestic disputes pose to law enforcement officers, and we have no trouble concluding that a reasonable officer arriving at the Mattoses’ residence reasonably could be concerned about his or her safety. In light of such concerns, we have recognized that “the exigencies of domestic abuse cases present dangers that ... may override considerations of privacy” where the alleged Fourth Amendment violation was a warrantless entry into a residence for the purpose of intervening in a domestic dispute, protecting the potential victim, and gaining control over a volatile situation that could endanger the officers. Id.; see Martinez,
In drawing this distinction, we are guided by the Supreme Court’s reasoning in Scott. There, the Court observed that in weighing the Graham governmental interests in a situation where someone is likely to get hurt — either a fleeing suspect or innocent bystanders — it is “appropriate in this process to take into account ... relative culpability.” Scott,
Finally, the fact that Aikala gave no warning to Jayzel before tasing her pushes this use of force far beyond the pale. We have previously concluded that an officer’s failure to warn, when it is plausible to do so, weighs in favor of finding a constitutional violation. See Bryan,
To summarize, Aikala used the intermediate force of a taser in dart-mode on Jayzel after he and the other officers arrived to ensure her safety. Her offense was minimal at most. She posed no threat to the officers. She minimally resisted Troy’s arrest while attempting to protect her own body and to comply with Agarano’s request that she speak to him outside, and she begged everyone not to wake her sleeping children. She bears minimal culpability for the escalation of the situation. The officers were faced with a potentially dangerous domestic dispute situation in which they reasonably felt that Troy could physically harm them if he chose to, but there was no indication that Troy intended to harm the officers or that he was armed. When Aikala encountered slight difficulty in arresting Troy because Jayzel was between the two men, Aikala tased her without warning. Considering the totality of these circumstances, we fail to see any reasonableness in the use of a taser in dart-mode against Jayzel. When all the material factual disputes are resolved in Jayzel’s favor and the evidence is viewed in the light most favorable to her, we conclude that she has alleged a Fourth Amendment violation. That is, a reasonable fact finder could conclude that the officers’ use of force against Jayzel, as alleged, was constitutionally excessive in violation of the Fourth Amendment. See Brown,
2. Defendant Officers Did Not Violate Clearly Established Law When They Tased Mattos
We next turn to whether the officers are entitled to qualified immunity for the force they used against Jayzel in August 2006. Here, as above, we must determine whether the constitutional violation was “ ‘sufficiently clear’ that every ‘reasonable official would have understood that what he[was] doing violate[d] that right.’ ” al-Kidd,
As in Brooks v. City of Seattle and Bryan v. MacPherson, we conclude that the alleged constitutional violation in Mattos was not clearly established when the conduct occurred. At the time, “there was no Supreme Court decision or decision of our court addressing” the use of a taser in dart mode. Bryan,
V. Conclusion
For the foregoing reasons, we conclude that Brooks and the Mattoses have alleged constitutional violations, but that not every reasonable officer at the time of the respective incidents would have known — beyond debate — that such conduct violates the Fourth Amendment. Accordingly, we reverse the district courts’ denial of summary judgment on qualified immunity grounds on Plaintiffs’ § 1983 excessive force claims. In Brooks, however, we affirm the district court’s denial of qualified immunity on Brooks’s state law assault and battery claims.
No. 08-15567 REVERSED.
No. 08-35526 REVERSED in part and AFFIRMED in part.
Notes
. Our en banc court heard these cases together, and we have consolidated them for disposition.
. We note that a distinction exists between our ability to review a district court’s denial of qualified immunity on summary judgment where unresolved issues of material fact exist, and our ability to review a district court’s denial of summary judgment on the ground of evidentiary sufficiency. We have previously explained that the former is an appealable order while the latter is not. See Moran v. Washington,
. See Bryan v. MacPherson,
. Brooks argues that the officers lacked probable cause to arrest her and therefore that they could not use any amount of force against her. The district court addressed this argument, concluding that "she is wrong as a matter of law.” We need not decide whether the officers had probable cause to effect a custodial arrest pursuant to Washington law because the answer does not affect Brooks's Fourth Amendment excessive force claim. See Virginia v. Moore,
. In his Concurrence and Dissent ("Kozinski Concurrence”), Chief Judge Kozinski claims that when Brooks’s car keys lay on the floor of her car, she posed a threat to the officers and to innocent bystanders because she "might’ve been able to reach it, start up the car and drive away,” and she "might also have had a spare key.” Kozinski Concurrence at 458. There is no evidence in the record that Brooks attempted to reach for the keys after Officer Ornelas removed them from the ignition. Nor is there any evidence in the record that she reached for her purse or the glove-box, potentially to look for a spare key. Moreover, Brooks was seven months pregnant and therefore not likely able to reach down past the steering wheel of her car to the floor under her driver's seat in order to retrieve the keys. Rather than viewing the evi
. In arriving al a different conclusion about the tasing in Broolcs — and in Mottos — than we do, Chief Judge Kozinski expresses vivid disapproval of Brooks’s behavior. His “covenant of cooperation'' may be good manners, but we do not view it as driving the Graham excessive force analysis. Though failure to cooperate may be a relevant consideration, it is not the primary factor that we are directed to consider. We must consider all of the circumstances surrounding an alleged use of excessive force. Were we to adopt Chief Judge Kozinski's approach, just about any breach of the “covenant of cooperation’’ would foreclose a Fourth Amendment excessive force claim. We decline to adopt such an approach, which would be contrary to the firmly established Graham analysis.
. In Russo v. City of Cincinnati,
. Because we conclude that a reasonable jury could find that the officers used excessive force in tasing Brooks, we affirm the district court’s conclusion that the officers are not entitled to Washington state qualified immunity for Brooks’s assault and battery claims. See Staats v. Brown,
. Again, Russo, Hinton, and Draper are so factually dissimilar from Mattos that we do not find them useful for the first prong of the Saucier test.
Concurrence Opinion
concurring:
I agree that in the absence of cases recognizing any specific use of taser weapons as excessive force, the defendants are entitled to qualified immunity under the Supreme Court’s teaching in Ashcroft v. al-Kidd, — U.S. —,
I write separately only to emphasize the non-threatening nature of the plaintiffs’ conduct. Both were women, with children nearby, who were tased after engaging in no threatening conduct. In Mattos, a domestic violence victim wanted the officers outside her home so they would not awaken her children. In Brooks, the police stopped the pregnant plaintiff for speeding in front of her child’s school — when she refused to sign the traffic ticket and exit the vehicle, the police tased her. Her behavior may be difficult to understand, but it certainly posed no immediate threat to the officers.
It is the threatening nature of the plaintiffs’ conduct that justified the use of the
The relevant out of circuit cases upholding tasings all involved the tasing of threatening men. Draper was described as a “belligerent” truck driver. Hinton was an “angry” town resident whose dog had been impounded, and who then threatened the animal control officer and kicked and actually bit the arresting officers. Russo was deranged, barricaded himself in his apartment after leaving a psychiatric facility, and then came after the police with butcher knives. This is not to suggest that only men can be threatening, but that these women were not.
Moreover, Judge Kozinski’s partial concurrence reflects some serious misunderstanding of each woman’s situation. While Judge Kozinski focuses on the fact that Brooks’ baby was born healthy, the focus should be on whether the officers had properly taken into account the risk of harm to the child in using the taser. See Torres v. City of Madera,
One could argue that the use of painful, permanently scarring weaponry on nonthreatening individuals, who were not trying to escape, should have been known to be excessive by any informed police officer under the long established standards of Graham. The Eleventh Circuit has recently held that police officers using a taser were not entitled to qualified immunity where no threat, or escape, was imminent. Fils v. City of Aventura,
Concurrence Opinion
joined by
By asking police to serve and protect us, we citizens agree to comply with their instructions and cooperate with their investigations. Unfortunately, not all of us hold up our end of the bargain. As a result, officers face an ever-present risk that routine police work will suddenly become dangerous. In the last decade, more than half a million police were assaulted in the line of duty. More than 160,000 were injured, and 536 were killed — the vast majority while performing routine law enforcement tasks like conducting traffic stops and responding to domestic disturbance calls. Criminal Justice Info. Servs. Div., Fed. Bureau of Investigation, Law Enforcement Officers Killed & Assaulted,
Brooks and Mattos breached the covenant of cooperation by refusing to comply with police orders. When citizens do that, police must bring the situation under control, and they have a number of tools at their disposal. Traditional tools, such as choke holds, arm locks and other hand-to-hand techniques, can cause permanent injury, even death. The standard issue baton “is a deadly weapon that can cause deep bruising as well as blood clots capable of precipitating deadly strokes.” Young v. Cnty. of Los Angeles,
The Taser is a safe alternative: It’s effective at a range of fifteen to thirty-five feet, so officers can use it without engaging in personal combat. And a study by six university departments of emergency medicine found that 99.7 percent of those Tased by police suffer no injuries or, at most, mild ones. William P. Bozeman et al., Safety and Injury Profile of Conducted Electrical Weapons Used by Law Enforcement Against Criminal Suspects, 53 Annals Emergency Med. 480, 484 (2009). The research division of the Department of Justice concluded that Taser deployment “has a margin of safety as great or greater than most alternatives,” and carries a “significantly lower risk of injury than physical force.” John H. Laub, Director, Nat’l Inst, of Justice, Study of Deaths Following Electro Muscular Disruption 30-31 (2011).
Cases in point: Malaika Brooks and Jayzel Mattos. Brooks actively resisted arrest; Mattos refused to get out of the way when police tried to arrest her large, drunk, angry husband. In each case, the arresting officers deployed a Taser and were able to defuse the situation without anyone getting seriously hurt. We can’t be sure the results would have been as good had the police used other methods.
The Fourth Amendment proscribes only unreasonable searches and seizures. Police need not use the least necessary force, see Luchtel v. Hagemann,
Brooks v. City of Seattle
Pulled over for speeding in a school zone, Brooks found herself in a situation familiar to motorists. Every year, millions of people get traffic tickets. No one likes it, but we set our resentment aside, sign our citations and move on. Not Brooks. Officer Ornelas gave her a ticket in the normal course, but Brooks denied speeding and refused to sign. Ornelas assured Brooks that she wouldn’t admit guilt by signing, but she still refused. When Officer Jones stopped to assist, he told Brooks she was required by law to sign and reiterated that she wouldn’t admit guilt by doing so. Jones pointed to the writing at the bottom of the ticket, which read: “Without admitting to having committed each of the above offenses, by signing this document I acknowledge receipt of this notice of infraction and promise to respond as directed on this notice.” Brooks called Jones a liar and again denied speeding. Jones showed her the reading on the radar gun, but Brooks claimed it had clocked the car in front of her. She remained defiant even after Jones told her she’d be arrested if she continued to refuse.
When Brooks still refused, Daman ordered Ornelas and Jones to arrest her. Ornelas told Brooks to get out of her car, but she refused. In further effort to avoid using force, Jones told Brooks he’d Tase her if she wouldn’t leave the car. He removed the darts from his Taser, told Brooks the device would cause pain if he were required to use it, and cycled it so she could see and hear its electric current. Brooks didn’t get out, so the officers tried to extract her, but she “wrapped her arm around the steering column ... and wedged her body into the driver’s seat.”
What were the officers supposed to do at that point? Brooks had shown herself deaf to reason, and moderate physical force had only led to further entrenchment. The officers couldn’t just walk away — Brooks was under arrest. Moreover, Brooks was behaving erratically, and her keys were in the car. The officers had to physically control her somehow, lest she manage to start up the engine and run someone over. How long was this stalemate supposed to go on? Brooks was tying up two line officers, a sergeant and three police vehicles — resources diverted from other community functions — to deal with one lousy traffic ticket.
The majority casts aspersions on what the officers did here, condemning their decision to Tase Brooks as unconstitutional. But, even with the benefit of hindsight and plenty of time to think about it, my colleagues offer no alternative course of action. They ignore the significant fact that, at the time Brooks was Tased, she was no longer a random motorist getting a traffic ticket; she was under arrest. As the Supreme Court has recognized, making an arrest “necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it.” Graham v. Connor,
Nor do my colleagues explain why Brooks’s pregnancy renders the officers’ actions any less reasonable. Should the officers have slammed Brooks’s fingers with a baton to make her let go of the steering column? Forcibly ripped her from the driver’s seat, smashing her abdomen against the steering wheel? Doused her with pepper spray or some other noxious chemical, which would be absorbed into her bloodstream and go straight to the fetus? Those options all involved serious risk of harm to both Brooks and her unborn daughter. Had the officers tried them, we’d still be here, only Brooks would have a stronger case.
Having already warned Brooks that he’d Tase her if she wouldn’t comply, Jones tried the lightest possible application of the device, pressing it against her clothed thigh for five seconds. Brooks continued to resist, so Jones applied the Taser to the exposed skin of her arm and neck. The Tasing stopped as soon as Brooks was out of the car, but Brooks was obstinate to the bitter end, “resist[ing] being handcuffed by keeping her arms tense.” The officers nevertheless defused the situation without
Faced with these utterly positive results, despite Brooks’s stubborn effort to put herself and her unborn daughter in harm’s way, the majority is reduced to counting the seconds between Tasings, finding that the “rapid succession provided no time for Brooks to recover ... and reconsider her refusal to comply.” Majority op. at 445. Bull pucky! Although Brooks claims she was “scared” and “in shock” after the initial Tasing, she also admits that she began yelling for help and honking her car’s horn. Stepping into the shoes of a reasonable officer at the scene, as we must, see Graham,
According to the majority, “Brooks bears some responsibility for the escalation of this incident.” Majority op. at 445 (emphasis added). This suggests that the rest of the blame is with the officers. Wrong, wrong, wrong. Brooks is completely, wholly, 100 percent at fault. Had she behaved responsibly, she’d have driven away in a few minutes with no complications. Instead, Brooks risked harm to herself, her unborn daughter and three police officers because she got her dander up over a traffic ticket. The officers, for their part, were endlessly patient, despite being called liars and otherwise abused by Brooks. They deserve our praise, not the opprobrium of being declared constitutional violators. The City of Seattle should award them commendations for grace under fire.
I agree, of course, with the majority that the officers are entitled to qualified immunity from Brooks’s excessive force claim. But, because I believe the officers’ actions were entirely reasonable, I dissent from my colleagues’ decision to deny them immunity from Brooks’s state law assault and battery claims. See McKinney v. City of Tukwila,
Mattos v. Agarano
I find Mattos considerably closer but, for the reasons stated in the panel opinion, Mattos v. Agarano,
It’s a difficult situation all around, and the best way to get through it is for everyone to cooperate with the police. Unfortu
When Aikala moved in to handcuff Troy, Jayzel did not get out of the way and allow the officer to complete the arrest. Instead, she stood her ground, eventually raising her hands and touching Aikala’s chest. Aikala stepped back and asked if Jayzel was touching an officer, but she didn’t answer him. Instead, she turned to Officer Agarano and again urged him to move the confrontation outside. That’s when Aikala Tased her, and his fellow officers handcuffed Troy.
In hindsight, Aikala might have given Jayzel a bit more warning, but when evaluating the reasonableness of an officer’s use of force, we “‘allow[] for the fact that police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving.’ ” Luchtel,
Judge Schroeder seems to be of the view that police may use Tasers, and presumably other types of force, only against subjects who present a threat of violence. Concurrence at 452-53. That has never been the law. A citizen has no right to refuse to follow reasonable police orders, to tie up police resources endlessly or to interfere with an arrest by standing in the way and insisting that the police leave the scene of the crime. The Supreme Court told us that “the right to make an arrest ... necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it.” Graham,
In any event, I disagree with Judge Schroeder’s premise that these were nonthreatening situations. In the Mattoses’ case, the danger was quite obvious: It came from Troy — Jayzel’s out-of-control, drunken husband. He needed to be subdued at once, before he could lunge at the officers, grab a weapon or run away. By interfering, Jayzel wasted precious time— time Troy could use to attack the officers or Jayzel herself.
Brooks was sitting inside a ton of steel, angry, screaming and refusing to obey police orders. She was acting irrationally, and there was no telling what she’d do next. The officers’ efforts to immobilize the car by removing the key were unsuccessful, so the key remained on the floor. Brooks might’ve been able to reach it, start up the car and drive away. For all the officers knew, she might also have had a spare key.
The majority claims Brooks couldn’t reach the key on the floor and there’s no evidence she had a spare. Majority op. at 444 n. 5. But the relevant question isn’t whether there was a key within Brooks’s reach; it’s whether a reasonable officer could have thought there might be. Graham,
The majority and concurrence get the law wrong, with dire consequences for police officers and those against whom they’re required to use force. My colleagues cast doubt on an effective alternative to more dangerous police techniques, and the resulting uncertainty will lead to more, worse injuries. This mistake will be paid for in the blood and lives of police and members of the public.
Today’s decision, though nominally a victory for the officers, is a step backward in terms of police and public safety. One can only hope the Supreme Court will take a more enlightened view.
Concurrence Opinion
with whom
Like Chief Judge Kozinski, I concur in the judgment in Brooks. I agree with him
As for Mattos, I agree with the district court that there are disputed issues of material fact on whether, under the law as it existed in August 2006, Mattos’s conduct justified the degree of force employed by Officer Aikala. Clearly established law then extant prohibited the officers from using disproportionate force in response to a trivial provocation. The existence of disputed facts about whether Mattos’s conduct was trivial is what requires a trial. This contrasts with the Brooks case, in which the undisputed facts showed that the police had the right to forcibly remove Brooks from her car.
Mattos had one version of their confrontation, Officer Aikala another. She says Officer Aikala bumped into her, pressed against her chest, and that she was merely shielding her breasts. Aikala, on the other hand, claims that Mattos, despite being warned to back off, fought with him as he tried to pull her away from her husband. Although the police are entitled to use force when they reasonably believe a suspect poses a danger, it was well settled in August 2006, the time of the events in this ease, that the use of force must be proportional to the gravity of the threat. See Smith v. City of Hemet,
If Mattos’s story is credited and Aikala’s is disbelieved, Officer Aikala dropped a nuclear bomb when a BB gun would have sufficed. Was Officer Aikala’s tasing of Mattos a use of force disproportionate to Mattos’s conduct, or did her behavior justify it? Judge Ezra, a meticulous district judge, painstakingly examined the record and determined that, because the facts were in dispute about what Mattos did or did not do, a trial was necessary to resolve that question. Judge Ezra had granted summary judgment to the officers on qualified immunity grounds with respect to all of Mattos’s other claims; however, the judge determined that this one claim could not be resolved by motion. He was right.
Ashcroft v. al-Kidd instructs courts “not to define clearly established law at a high level of generality,” — U.S. —,
