Matthews v. StateMatthews v. State
This cause comes to us by appeal from the decision of the District Court of Appeal, First District, in Matthews v. State, reported at 336 So.2d 643, because the district court initially and directly passed on the validity of
Florida Statute § 836.05 , the section under which the Defendant has been convicted, is unconstitutional as applied to your Defendant based upon the facts in this cause and is in contravention as appliedin this cause to Defendant‘s rights under the First Amendment ,Fifth Amendment , andFourteenth Amendment to the Constitution of the United States of America . The conviction is an unconstitutional application of the extortion statute, i.e.,§ 836.05 .
Appellee State does not cross-appeal in this Court asserting that the matter was not preserved at the trial court level. Consequently, when the district court affirmed appellant‘s conviction in the face of this constitutional challenge, it inherently ruled on the validity of the statute. Harrell‘s Candy Kitchen, Inc. v. Sarasota-Manatee Air Authority, 111 So.2d 439 (Fla. 1959). The fact that appellant does not challenge the facial validity of the statute but instead contests the constitutionality of the statute as applied to his conduct does not preclude review by this Court. Snedeker v. Vernmar, Ltd., 151 So.2d 439 (Fla. 1963).
The facts of the case sub judice are as follows: On December 20, 1974, a young black man was shot and killed by a deputy sheriff in Escambia County. The shooting became the subject matter of a grand jury investigation which resulted in a finding that the deputy fired in self-defense. Appellant and other members of the black community staged several demonstrations in protest. Among other things, the demonstrators demanded the removal of the deputy from office. At one of these demonstrations, appellant led the crowd in the following chant:
Two, four, six, eight, who shall we assassinate? Doug Raines, Doug Raines, Sheriff Untreiner, Askew, and the whole bunch of you pigs.1
Appellant was arrested and charged with extortion, a violation of
In Watts v. United States, supra, the United States Supreme Court had the opportunity to construe the federal statute3 proscribing threats of bodily harm to the President. Defendant, while participating in a political debate at a small public gathering which followed a demonstration held at the Washington Monument, expressed an intention to resist induction into the armed forces and allegedly stated that, “if they ever make me carry a rifle the first person I want in my sights is L.B.J.” On the basis of those facts, defendant was convicted in a jury trial of knowingly and willfully threatening the life of the President. After the United States Court of Appeals for the District of Columbia Circuit affirmed the conviction, the Supreme Court granted certiorari and reversed. The Court stated that a “true threat” must be distinguished from conduct protected by the
We do not believe that the kind of political hyperbole indulged in by petitioner fits within that statutory term. For we must interpret the language Congress chose “against the background of a profound
national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open, and that it may well include vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials.” The language of the political arena, like the language used in labor disputes, is often vituperative, abusive, and inexact. We agree with petitioner that his only offense here was “a kind of very crude offensive method of stating a political opposition to the President.” Taken in context, and regarding the expressly conditional nature of the statement and the reaction of the listeners, we do not see how it could be interpreted otherwise. (Citations omitted)
In the instant case, the District Court of Appeal, First District, speaking through Judge Smith, carefully analyzed the evidence presented by the record and concluded that the appellant‘s conduct constituted a real and substantial criminal “threat” as opposed to “political hyperbole.” While conceding that Watts requires the context of the chant and the mood and reaction of the crowd to be taken into account in coloring the words spoken, the district court looked not only to the exculpatory circumstances surrounding the event urged by appellant but also considered evidence in the record “of graver significance.” This evidence included testimony that on the night appellant‘s offense was allegedly committed, (i) the mood of the crowd (which theretofore had been good-natured) became “more hostile, frightening;” (ii) the demonstrators possessed sticks and clubs which they held “in one hand and slapped in the palm of the other under the noses of deputies on the scene;” (iii) the crowd passed a steak knife from one demonstrator to another, and at the same time, exhibited umbrellas with pointed tips and a golf club shaft with the head removed; (iv) the appellant at the end of the “assassination” chant stated directly to Sergeant Edison “that goes for you too;” and (v) the demonstrators spat upon two police officers. The district court concluded that the totality of the evidence “could properly have convinced the jury that Matthews consciously embraced fear of bodily injury as an instrument of enforcing otherwise lawful demands.” Such a result is not proscribed by Watts, supra, and is consistent with State v. McInnes, 153 So.2d 854 (Fla. 1st DCA 1963), which concluded that in order for a demand and threat to be actionable under our extortion statute, it must be calculated to coerce the victim‘s acquiescence “in order to prevent the threat from being carried out.”
If there is competent evidence in the record before the District Court of Appeal, First District, to support its conclusion, and if that court does not misapply the correct rule of law, its decision must be affirmed. Shaw v. Shaw, 334 So.2d 13 (Fla. 1976). In the case sub judice, there exists evidence in the record to support the conclusion of the District Court of Appeal, First District, that the statute was not unconstitutionally applied to appellant. Furthermore, it is apparent that the District Court neither failed to consider nor misapplied the Watts decision. Under such circumstances it transcends the scope of our review to substitute our judgment for that of the jury, the trial judge and the District Court of Appeal, First District, and to determine upon our view of the same evidence in the record that the statute was unconstitutional as applied to appellant.
Accordingly, the decision of the District Court of Appeal, First District, is affirmed.
It is so ordered.
ENGLAND, C.J., and ADKINS and OVERTON, JJ., concur.
BOYD, J., dissents with an opinion.
HATCHETT, J., dissents with an opinion.
BOYD, Justice, dissenting.
In Watts v. United States, 394 U.S. 705, 89 S.Ct. 1399, 22 L.Ed.2d 664 (1969), in order to consider compelling
HATCHETT, Justice, dissenting.
Was the “assassination” cheer voiced by Reverend Matthews and other demonstrators directed to inciting, threatening, or producing imminent violence against Sheriff Untreiner, Deputy Doug Raines, Governor Askew, and others? Were these cheers likely to incite or produce such lawless action? The majority opinion of this court and the opinion of the district court failed to address these two critical questions. Clearly, the evidence in the record is insufficient to support affirmative conclusions on these two issues. By upholding Reverend Matthews’ conviction of extortion, and by failing to narrowly construe Florida‘s extortion statute, the majority violates the two-pronged test set forth by the United States Supreme Court in Brandenburg v. Ohio, 395 U.S. 444, 447-448, 89 S.Ct. 1827, 1829-1830, 23 L.Ed.2d 430 (1969), (unanimous per curiam opinion), which held that:
... the constitutional guarantees of free speech and free press do not permit a State to forbid or proscribe advocacy of the use of force or law violation except where such advocacy is directed to inciting or producing imminent lawless action and is likely to incite or produce such action ... A statute which fails to draw this distinction impermissibly intrudes upon the freedoms guaranteed by the
First andFourteenth Amendments . It sweeps within its condemnation speech which our Constitution has immunized from governmental control.1
On December 20, 1974, a young black man was shot and killed by Deputy Sheriff Douglas Raines in Escambia County. A local grand jury investigation determined the homicide was justified. Members of the local black community were outraged over this tragedy, and they began to conduct nightly meetings in two local churches. After these meetings, marches were made to various downtown locations or to the county jail. “Human relations meetings” between public officials and local black leaders failed to produce any agreement since the sheriff was adamant in his refusal to fire the deputy who had committed the homicide, and the black community was equally steadfast in its determination to have this deputy removed from the sheriff‘s force. Commencing January 24, demonstrations were held nightly at the county jail, culminating in the arrest of Reverend Matthews and one other leader on February 24. The trial transcript contains extensive testimony concerning the various events surrounding this conflict since the trial court admitted, over objections, all testimony relating to general “agitation” on the grounds that it was part of a general pattern to intimidate the sheriff into conceding to the protestors’ demands. Sergeant Jim Edson, the S.W.A.T. commander, in charge of crowd control during these protests, testified that the demonstrators made demands for the removal of Deputy Raines, for the removal of Sheriff Untreiner, for more black deputies, and for more black staff at the county jail. Members of the protest group carried cards bearing slogans such as “Do away with Douglas Raines,” and “Douglas Raines is a murderer.” Each day the number of demonstrators at the nightly protest meetings outside the county jail increased. On February 19, approximately 140 to 150 demonstrators were present; by the 21st, the crowd had increased to 160 or 175 persons; on the night before the arrest, more than 200 demonstrators were present at the police station. Sergeant Edson testified that by February 19, he noticed a change in the crowd from the initial days of the protests:
The crowds seems to increase, the tempo increased, the vocal tones got louder and louder, the demands became more so to where they included more persons than Doug Raines and Sheriff Untreiner at that time.
Sergeant Edson further testified that on February 19, he heard a new cheer, which was ultimately used by the police as a basis for the arrest and conviction of Reverend Matthews for extortion:
Two, four, six, eight, who shall we assassinate, Doug Raines, Sheriff Untreiner, Askew, and the whole bunch of you pigs.
At the end of the cheer, the demonstrators pointed their fingers at all the law enforcement officers present. The officers heard this cheer repeated on the 20th, the 21st, the 23rd, and the 24th of February. On the 20th of February, Sergeant Edson advised the sheriff of this “assassination” cheer and instructed other officers to do legal research and consult with the state attorney because the sergeant believed there must be “some law covering this type of vocal threat to do somebody bodily harm.” On February 21, the police made tape recordings of approximately 40 minutes of cheering, speeches, singing, and praying by the demonstrators at the county jail — including the “assassination” cheer. The officers testified that the crowd made this cheer “in unison ... just like singing a song, a choir.” This cheer was only one of several cheers repeated each evening by the demonstrators. Others chanted by the crowd included: “We‘re gonna stop, stop the racist cops” and “Ain‘t gonna let nobody turn me round, turn me round, turn me round, ain‘t gonna let nobody turn me round. Gonna keep on walking, keep on walking, walking on the freedom way.”
The majority opinion agrees with the state‘s theory that appellant, by leading the “assassination” cheers, unlawfully communicated a threat in order to compel the sheriff to do an act against his will, i.e.,
On the 19th and a couple days prior to that ... we viewed clubs approximately 22 to 24 inches long on the front row immediately facing us and slapping them in their hands. We viewed a steak knife coming out of a ladies purse and being passed to a black male. We saw two or three with sticks in the back of the crowd, one with a cut-off golf club ... We seen umbrellas that were pointed at the spiral.
The officers, however, made no arrests of the demonstrators for possession of weapons. Sergeant Edson stated that his orders were to try not to provoke the situation, but to keep the demonstrations peaceful and try to keep an entrance open to the jail. No firearms were present. This absence of any firearms among the demonstrators is significant.3 Further, the officers in charge of crowd control were themselves armed only with aluminum batons. Although the “assassination” cheer had been repeated each evening starting on the 19th of February, no action was taken by the sheriff until February 24. Sheriff Untreiner testified to his reasons for authorizing the arrests:
On Sunday night, February the 23rd, they marched again, and this was one of the biggest, and the next morning, Monday, Sergeant Edson came to me, and he said that they had repeated the chants, threatening me and the governor and Raines, that they had blocked our cruiser cars so that they couldn‘t get in or out on business. And I said, “well, it‘s time to go see the state attorney, Curtis Golden.”
The sheriff was asked, while a witness at trial, about the alleged extortion threats, and whether he, in his 22 years experience as an FBI agent, had ever in his investigation of cases had a person make a threat against somebody else in that fashion. The sheriff answered, “No, sir. It was a strange way to make one.”4
The district court and the majority opinion of this court conclude that there was sufficient evidence for the jury to find that Matthews “consciously embraced fear of bodily injury as an instrument of enforcing otherwise lawful demands.” (emphasis added) This result, the court stated, is consistent with the previous construction of the extortion statute in State v. McInnes, 153 So.2d 854 (Fla. 1st DCA 1963), which determined that in order for a demand and threat to be actionable under our extortion statute, it must be calculated to coerce the victim‘s acquiescence “in order to prevent the threat from being carried out.”5
Contrary to the determination by the majority, this construction of our extortion statute is inconsistent with Watts v. United States, 394 U.S. 705, 89 S.Ct. 1399, 22 L.Ed.2d 664 (1969), as explained by subsequent Supreme Court decisions, such as Brandenburg, which outlined the extent to which a state may outlaw the advocacy of violence. In Brandenburg, the defendant, a leader of a Ku Klux Klan group, was convicted under an Ohio syndicalism statute for advocating the duty, necessity, propriety of crime, sabotage, violence, or other unlawful methods of terrorism as a means
If our President; Congress, our Supreme Court continues to suppress the white, Caucasian race, it‘s possible that there might have to be some revengeance taken. Brandenburg, 395 U.S. at 446, 89 S.Ct. at 1829.
The United States Supreme Court, in that case, held the Ohio statute to be unconstitutionally broad because it was not narrowly construed to proscribe only that advocacy of violence directed to inciting or producing imminent lawless action, and likely to incite or produce such action. This is the test to be applied in this case.6 The subsequent decision in Hess v. Indiana, 414 U.S. 105, 94 S.Ct. 326, 38 L.Ed.2d 303 (1973), further explains what the Court meant by “advocacy is directed to inciting or producing imminent lawless action.” In that case, police officers were moving to clear a street filled with demonstrators. The demonstrators in their path moved to the curbs on either side, and Hess shouted at the police officers, “We‘ll take the fucking street again.” He was arrested for disorderly conduct. The U.S. Supreme Court stated that Indiana‘s disorderly conduct statute was applied in that case to punish only spoken words. Contrary to the Indiana Supreme Court‘s determination that this statement “... was intended to incite further lawless action on the part of the crowd in the vicinity ... and was likely to produce such action,” the U.S. Supreme Court stated that, at worst, it amounted to nothing more than advocacy of possible illegal action at some indefinite time. Hess, 414 U.S. at 108, 94 S.Ct. 326. Citing Brandenburg, the Court held that since the words were not intended nor were likely to produce imminent disorder, the words could not be punished by the state on the grounds that they had a “tendency to lead to violence.” Hess, 414 U.S. at 109, 94 S.Ct. 326. The decision in Watts should be read in conjunction with these and other cases which delineate what forms of speech may be punished as criminal.7 The U.S. Supreme Court in Watts did not require proof of a specific intent to carry out the threats made. However, proof of a “true threat” is necessary. This constitutionally-limited definition of the term “threat” was set forth to insure that only unequivocal, unconditional, immediate, and specific threats are punishable. In other words, the
General threats to assassinate or incarcerate public officials, unless certain political changes are made, may be a distasteful, counterproductive, and unwise manner of voicing political demands. Such words, however, are not actionable unless they are directed towards inciting or threatening imminent lawless action, and, in addition, are stated in a manner and circumstance which raise reasonable fears as to the likelihood of their execution. There is insufficient evidence in the record to support any conclusion that the cheers of the demonstrators went beyond speech protected by the
Political disputes often involve exaggerated statements of intent, such as those involved in Watts and in the present case. Our country has traditionally committed itself to the principle that debate on public issues should be uninhibited, robust, and wideopen, in that it may well include vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials. See, New York Times Co. v. Sullivan, 376 U.S. 254, 270, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964). The language of the political arena, like the language used in labor disputes, is often vituperative, abusive, and inexact. Watts, 394 U.S. at 708, 89 S.Ct. 1399. However, “the freedoms of speech, press, petition and assembly guaranteed by the
Notes
The Supreme Court, in Brandenburg, expressly overruled Whitney v. California, 274 U.S. 357, 47 S.Ct. 641, 71 L.Ed. 1095 (1927), which had permitted prosecution for the verbal advocacy of terrorism as a method of political reform, without requiring proof of imminent danger of violence. The “clear and present danger” rule, as applied in Whitney and similar decisions, was discarded in favor of the more restrictive version of the test set forth in Brandenburg. The serious questions concerning the application of the “clear and present danger” test which were articulated in the concurring opinion of Justices Brandeis and Holmes apparently formed the basis for the more restrictive criteria announced over 40 years later in Brandenburg:
This Court has not yet fixed the standard by which to determine when a danger shall be deemed clear; how remote the danger may be and yet be deemed present; and what degree of evil shall be deemed sufficiently substantial to justify resort to abridgement of free speech and assembly as the means of protection... . Whitney, 274 U.S. at 374, 47 S.Ct. 641.
Fear of serious injury cannot alone justify suppression of free speech and assembly. Men feared witches and burnt women. It is the function of speech to free men from the bondage of irrational fears. To justify suppression of free speech there must be reasonable ground to fear that serious evil will result if free speech is practiced. There must be reasonable ground to believe that the danger apprehended is imminent. There must be reasonable ground to believe that the evil to be prevented is a serious one... . But even advocacy of [law] violation, however reprehensible morally, is not a justification for denying free speech where the advocacy falls short of incitement and there is nothing to indicate that the advocacy would be immediately acted on. The wide difference between advocacy and incitement, between preparation and attempt, between assembling and conspiracy, must be borne in mind. In order to support a finding of clear and present danger it must be shown either that immediate serious violence was to be expected or was advocated, or that the past conduct furnished reason to believe that such advocacy was then contemplated. Whitney, 274 U.S. at 376, 47 S.Ct. 641, 648.
§ 836.05, Fla. Stat. (1973), states:
“Threats; extortion. — Whoever, either verbally or by a written or printed communication, maliciously threatens to accuse another of any crime or offense, or by such communication maliciously threatens an injury to the person, property or reputation of another, or maliciously threatens to expose another to disgrace, or to expose any secret affecting another, or to impute any deformity or lack of chastity to another, with intent thereby to extort money or any pecuniary advantage whatsoever, or with intent to compel the person so threatened, or any other person, to do any act or refrain from doing any act against his will, shall be guilty of a felony of the second degree, punishable as provided in § 775.082, § 775.083, or § 775.084.”
The Affidavit of Complaint stated:
“... On the night of February 21st, 1975, Hawthorne Konrad Matthews did, on the steps of the county jail, lead a chant which included the words, `Two-Four-Six-Eight, who we gonna assassinate, Untriener (sic), Raines, and the whole damn bunch,’ this unless Deputy Douglas Raines was fired or suspended from the sheriff‘s office.”
The opinion in Kelner, supra, 534 F.2d at 1027, concluded that the:
... requirement of proof of a “true threat” ... works ultimately to much the same purpose and effect as would a requirement of proof of specific intent to execute the threat because both requirements focus on threats which are so unambiguous and have such immediacy that they convincingly express an intention of being carried out.
The facts in Kelner present a good example, in contrast to the present case, of a threat which does not constitute protected political expression. There, a leader of the Jewish Defense League, dressed in military uniform and armed with a gun, stated in serious, unequivocal, and unconditional language that his group was planning to assassinate Palestinian leader Yasser Arafat, who was visiting this country. Kelner stated that:
We have people who have been trained and who are out now and who intend to make sure Arafat and his lieutenants do not leave this country alive ... Everything is planned in detail ... United States v. Kelner, 534 F.2d at 1021.
The charging information stated:
BILLIE JOE BROOKS, SR., AND HAWTHORNE KONRAD MATTHEWS on/or about the 21st day of February, in the Year of Our Lord, One Thousand, Nine Hundred and seventy-five at and in Escambia County, Florida did verbally and maliciously threaten injury to the persons of Sheriff Royal E. Untreiner, Deputy Sheriff Doug Raines and numerous other Deputy Sheriffs, with intent thereby to compel the persons so threatened to do an act against their will, to-wit: to compel the suspension or resignation of Deputy Sheriff Doug Raines against the will of Sheriff Royal E. Untreiner and against the will of Deputy Sheriff Doug Raines, contrary to section 836.05, Florida Statutes.