Filed 4/12/11 by Clerk of Supreme Court
IN THE SUPREME COURT
STATE OF NORTH DAKOTA
Kim Schumacker, Plaintiff and Appellee
v.
Curttis Schumacker, Defendant and Appellant
No. 20100282
Appeal from the District Court of Burleigh County, South Central Judicial District, the Honorable Bruce B. Haskell, Judge.
REVERSED AND REMANDED.
Opinion of the Court by Kapsner, Justice.
Justin D. Hager (argued), 1110 College Drive, Suite 211, Bismarck, ND 58501-1225, for plaintiff and appellee.
Theresa L. Kellington (argued), 521 East Main Avenue, Suite 400, Bismarck, ND 58501, for defendant and appellant.
Schumacker v. Schumacker
No. 20100282
Kapsner, Justice.
[¶1] Curttis Schumacker appeals the district court order denying his motion to amend the stipulated divorce judgment granting Kim Blair, formerly known as Kim Schumacker, primary residential responsibility of their children. We reverse and remand, concluding Schumacker’s affidavit established a prima facie case entitling him to an evidentiary hearing on his motion to change residential responsibility.
I
[¶2] Schumacker and Blair were married in September 1992. They have two children, C.S. and A.S. In April 2007, a divorce judgment was entered incorporating Schumacker and Blair’s stipulation for property settlement, custody, and divorce. Under the stipulation, Blair and Schumacker shared joint legal custody of their children, with Blair having physical custody.
[¶3] In June 2010, Schumacker moved to change primary residential responsibility to himself, alleging a material change in circumstances occurred. Schumacker supported his motion with his affidavit containing some competent evidence and some clearly incompetent and inaccurate allegations. Blair opposed the motion and submitted affidavits supporting her response.
[¶4] On July 29, 2010, the district court entered an order denying an evidentiary hearing, finding Schumacker did not establish a prima facie case for modification of primary residential responsibility and finding his credibility extremely suspect. Schumacker appealed.
II
[¶5] Schumacker argues he was entitled to an evidentiary hearing because he established a prima facie case for a change in primary residential responsibility of the parties’ children.
[¶6] Whether a party presented a prima facie case for a change of primary residential responsibility is a question of law, which this Court reviews de novo.
Green v. Green
,
4. A party seeking modification of an order concerning primary residential responsibility shall serve and file moving papers and supporting affidavits and shall give notice to the other party to the proceeding who may serve and file a response and opposing affidavits. The court shall consider the motion on briefs and without oral argument or evidentiary hearing and shall deny the motion unless the court finds the moving party has established a prima facie case justifying a modification. The court shall set a date for an evidentiary hearing only if a prima facie case is established.
. . . .
6. The court may modify the primary residential responsibility after the two-year period following the date of entry of an order establishing primary residential responsibility if the court finds:
a. On the basis of facts that have arisen since the prior order or which were unknown to the court at the time of the prior order, a material change has occurred in the circumstances of the child or the parties; and
b. The modification is necessary to serve the best interest of the child.
[¶7] A party moving for a change of primary residential responsibility must establish a prima facie case justifying a modification before the party is entitled to an evidentiary hearing.
Joyce v. Joyce
,
[¶8] “The trial court must accept the truth of the moving party’s allegations and may not weigh conflicting allegations in deciding whether to grant a hearing.”
Tank v. Tank
,
A
[¶9] Schumacker argues Blair’s two suicide attempts, one occurring with the children present, constitute a material change in circumstances. Blair asserts her suicide attempts cannot be considered a material change in circumstances because the attempts occurred before the divorce judgment was entered.
[¶10] “A material change in circumstances means important new facts that were unknown at the time of a prior custodial decree.”
Joyce
,
[¶11] In arguing the suicide attempts were not a material change in circumstances, Blair stated in her affidavit the attempts occurred prior to the divorce judgment. Because the original custody decree was based upon the parties’ stipulation, the suicide attempts may still be relevant if the court was unaware of the attempts when entering the judgment. “Pre-divorce conduct can be relevant in a [change of] custody matter when the divorce was stipulated and the trial court was unaware of the facts at the time of the stipulation.”
Mock v. Mock
,
[¶12] Schumacker’s affidavit includes competent first-hand knowledge on the suicide attempts, establishing a prima facie case that would justify a modification of primary residential responsibility if proved at an evidentiary hearing. The district court erred by finding Schumacker’s affidavit fails to provide the prima facie case required for an evidentiary hearing. An evidentiary hearing is the proper forum for the parties to resolve the factual disputes.
B
[¶13] Schumacker’s affidavit contains allegations about incidents of domestic violence in Blair’s home with her new husband.
[¶14] “A material change of circumstances can occur if a child’s present environment may endanger the child’s physical or emotional health or impair the child’s emotional development.”
Lechler v. Lechler
,
[¶15] Inadmissible hearsay statements are not competent evidence. Some of the statements in Schumacker’s affidavit rely on what he was told by the parties’ children and Blair’s mother and are inadmissible hearsay. An exception to the hearsay rule allows “[a] statement of the declarant’s then existing state of mind, emotion, sensation, or physical condition (such as intent, plan, motive, design, mental feeling, pain, and bodily health), but not including a statement of memory or belief to prove the fact remembered or believed . . . .” N.D.R.Ev. 803(3). For a statement to be admissible under the state of mind or emotion exception to the hearsay rule, the declarant’s statement must be contemporaneous with the mental or emotional state sought to be proven, there must be no circumstances suggesting a motive for the declarant to misrepresent his or her state of mind, and the declarant’s state of mind must be relevant to an issue in the case. 5 Jack B. Weinstein & Margaret A. Berger,
Weinstein’s Federal Evidence
§ 803.05[2] (2nd ed. 2011). Under this exception, statements may not be offered to prove the truth of the underlying facts, but only to show the declarant’s state of mind or emotional condition.
Id.
Statements by a child indicating a state of mind or emotional condition resulting from domestic violence in the home may be admissible under the state of mind exception to the hearsay rule, not to prove the facts of the domestic violence, but to prove the state of mind of the child.
See
In re Utrera
,
[¶16] Schumacker’s affidavit includes statements by the parties’ children about a domestic violence incident. The affidavit provides, “The children told me what had happened, and about the fight. . . . The children could hear everything and A.D.S. was crying.” This portion of the affidavit offers statements by the children on their existing state of mind and emotion. These statements are exceptions to the prohibition against the use of hearsay and provide competent evidence on how the children were affected by incidents occurring in their home. Schumacker demonstrated he had personal knowledge of the children’s resulting state of mind or emotional condition after an incident that occurred in Blair’s home. These statements from Schumacker’s affidavit meet the “bare minimum” requirement of facts that would support a change of custody.
See
Joyce
,
C
[¶17] Schumacker made other allegations not supported by competent evidence, which the district court found did not constitute material changes in circumstances. Because we hold the allegations regarding Blair’s suicide attempts and domestic violence within the custodial home are sufficient to establish a prima facie case requiring an evidentiary hearing, we do not address the other allegations.
III
[¶18] Blair requests sanctions for violations of the North Dakota Rules of Appellate Procedure regarding Schumacker’s appendix. This Court “may take appropriate action against any person failing to perform an act required by rule or court order.” N.D.R.App.P. 13.
[¶19] Blair asserts Schumacker should be sanctioned under Rule 14, N.D.R.App.P., because his appendix included the judgment that uses the minor children’s full names. Rule 14 prohibits the use of minor children’s names in “appellate briefs, at oral argument and in opinions.” N.D.R.App.P. 14. This rule does not mention appendixes. Schumacker did not violate Rule 14, N.D.R.App.P.
[¶20] Blair argues Schumacker violated Rule 30, N.D.R.App.P. That rule encourages but does not require parties to file a joint appendix. See N.D.R.App.P. 30(b) (“The parties are encouraged to agree as to the contents of a single appendix.”). While we welcome and appreciate a jointly filed appendix, Blair was free to file her own appendix if she believed important parts of the record were missing from Schumacker’s appendix. See N.D.R.App.P. 30(b). Blair’s request for sanctions is denied.
IV
[¶21] We reverse the district court order and remand because Schumacker’s affidavit established a prima facie case entitling him to an evidentiary hearing on his motion to change residential responsibility.
[¶22] Carol Ronning Kapsner
Dale V. Sandstrom
Gerald W. VandeWalle, C.J.
Crothers, Justice, concurring and dissenting.
[¶23] I concur with the majority’s resolution of Part III.
[¶24] I respectfully dissent from Part II of the majority’s opinion concluding Schumacker’s affidavit established a prima facie case for modification of primary residential responsibility. I would affirm the district court’s order because the movant’s affidavit alleging domestic violence was inadequate to warrant an evidentiary hearing and because evidence of Blair’s suicide attempts was before the court when Blair was originally granted primary residential responsibility of the children.
[¶25] Regarding allegations of domestic violence in Blair’s home, Schumacker’s affidavit contains hearsay from his children. Schumacker’s affidavit states, “The children told me what had happened, and about the fight. [Blair] and [Blair’s husband] were outside yelling and [Blair] was hitting [Blair’s husband]. The children could hear everything and A.D.S. was crying.”
[¶26] The justiciable question here is whether domestic violence in Blair’s home provides a prima facie case of a material change in circumstances supporting a change of residential responsibility from Blair to Schumacker. To that question, evidence of whether Blair and her husband were hitting and yelling at each other is offered for truth of the matter asserted—that those two people were engaged in the alleged conduct. The proffered evidence comes not from the declarants, the children, but from Schumacker passing through what “[t]he children told me had happened.” Such statements are hearsay and do not fit under a hearsay exception.
See
N.D.R.Ev. 802;
In re Estate of Stanton
,
case for modification of primary residential responsibility.
See
Green v. Green
,
[¶27] The majority concludes these statements are an exception to the hearsay rule as “the declarant’s then existing state of mind, emotion, sensation, or physical condition.” Majority Opinion at ¶ 15. The majority acknowledges this state of mind evidence is not competent direct evidence of domestic violence.
Id.
at ¶¶ 15-16. Instead of making that link, the majority lowers the evidentiary bar to a “bare minimum” while never explaining how the state of mind evidence satisfies Schumacker’s burden of producing “enough evidence to allow the fact-trier to infer the fact at issue and rule in the party’s favor.”
Tank
,
[¶28] Instead of elevating the state of mind evidence from Schumacker’s affidavit to the level of a prima facie case, I would protect the letter and spirit of N.D.C.C. § 14-09-06.6(4) and (6) and conclude the district court did not err by finding this affidavit fails to establish a material change in circumstances.
[¶29] The majority also concludes Blair’s two suicide attempts provide timely evidence of a material change in circumstances warranting an evidentiary hearing. Majority Opinion at ¶ 12. I again respectfully disagree.
[¶30] The underlying divorce judgment was entered on a stipulation between Schumacker and Blair. The record reveals the suicide attempts were discussed in documents filed with the district court prior to entry of the divorce decree. This conduct occurred over three years ago. Schumacker’s affidavit establishes he has some personal knowledge about the two attempts; however, Schumacker’s affidavit does not explain how these two events support a change of primary residential responsibility.
See
Kourajian v. Kourajian
,
[¶31] Daniel J. Crothers
Mary Muehlen Maring