In the Matter of the ESTATE OF Daniel STUCKLE, Deceased. Marion STUCKLE, Petitioner and Appellant, v. Douglas J. STUCKLE, individually and as Personal Representative of the Daniel Stuckle Estate, Bonnie McPherson and LuEtta Bleibaum, Respondents and Appellees.
Civ. No. 870375.
Supreme Court of North Dakota.
June 28, 1988.
427 N.W.2d 96
I concur in the majority opinion.
LEVINE, Acting C.J., concurs.
Joseph F. Larson II (argued), Jamestown, for petitioner and appellant.
Gilje, Greenwood & Dalsted, Jamestown, for respondents and appellees; argued by Charles J. Gilje.
GIERKE, Justice.
Marion Stuckle appeals from county court judgments denying several of her claims in probate against the estate of her husband, Daniel Stuckle. We dismiss the appeal.
The requirements of
“Under
North Dakota Century Code § 30.1-02-06.1 [U.P.C. 1-308], the right to appellate review of probate orders is governed by the rules applicable to appeals to the Supreme Court in equity cases from the district court. Section28-27-02, NDCC , specifies which ordersare appealable to this Court. Once jurisdiction is established under § 28-27-02, NDCC ,Rule 54(b) ‘s separate requirements must also be met, if applicable. Gillan v. Saffell, 395 N.W.2d 148, 149 (N.D.1986). Parties in probate cases bear the duty of requesting aRule 54(b) order or certification if they seek an appeal. First Trust Co. of North Dakota v. Conway, 345 N.W.2d 838, 842 (N.D. 1984).”
The parties have acknowledged that Daniel‘s estate has not been closed and that Marion has additional claims against the estate which remain pending before the county court. There is nothing in the record certified to this court which can be construed as a
Accordingly, the appeal is dismissed.
ERICKSTAD, C.J., and VANDE WALLE and LEVINE, JJ., concur.
MESCHKE, Justice, concurring.
I concur. I write separately to evaluate for myself the functions of
Daniel Stuckle died on July 4, 1984, devising his estate to his widow, Marion, and three children by a prior marriage. His son, Douglas, was named personal representative of his estate.
Daniel had sold the east half of section 3 to Douglas in 1979 and willed a “life estate in the balance due in that certain contract for deed” to Marion. In July 1986, Marion sued Douglas in district court for principal and interest overdue on that contract.
In October 1986, Marion petitioned for a family allowance from the estate and to compel settlement of the estate. In March 1987, Douglas petitioned the county court to construe the will, to approve his accounting, and to settle and distribute the estate. Marion then petitioned to remove Douglas as personal representative for cause and to disallow certain of his expenses. In his return to Marion‘s last petitions, Douglas filed another accounting.
After an April 1987 hearing, the county court made a series of rulings:
- (1) Payments of both principal and interest on the contract for deed on the east half of section 3, which were delinquent at the time of Daniel‘s death, belonged to the estate;
- (2) Installments of principal due on that contract after Daniel‘s death “shall be placed in trust” for Marion, while interest installments, as well as “interest and profits” from the trust, belonged to Marion;
- (3) Marion‘s testamentary life estate in the north half of section 9 was subject to Daniel‘s right under the will “to purchase from my estate all or any part of the farm land which I may own at the time of my death for an amount equal to 80% of the appreciated value thereof on reasonable terms,” so that, if Daniel purchased, the proceeds would also be placed in trust for income to Marion;
- (4) Marion “did not show a need for family allowance,” and was awarded only $10 per month for 12 months;
- (5) Marion‘s motion for a stay of “determination of the amount owed under the contract for deed,” pending her prior district court action, was denied, but the county court did not determine the amount due, nor did it order settlement or distribution of the estate; and
- (6) Daniel was removed as personal representative.
Marion has appealed from each of these rulings except the removal of Daniel as personal representative. Marion also complains about the failures of the county court to set aside her exempt property entitlement under
”Judgment Upon Multiple Claims or Involving Multiple Parties. If more than one claim for relief is presented in
an action, whether as a claim, counterclaim, cross-claim, or third-party claim, or if multiple parties are involved, the court may direct the entry of a final judgment as to one or more but fewer than all of the claims or parties only upon an express determination that there is no just reason for delay and upon an express direction for the entry of judgment. In the absence of that determination and direction, any order or other form of decision, however designated, which adjudicates fewer than all of the claims or the rights and liabilities of fewer than all the parties does not terminate the action as to any of the claims or parties, and the order or other form of decision is subject to revision at any time before the entry of judgment adjudicating all the claims and the rights and liabilities of all the parties.”
When our civil rules were adapted from the
The federal doctrine, generally allowing appeal of only a “final decision,” has been statutorily fixed for many years.
Nevertheless, North Dakota has had some tradition against piecemeal appeals. Thus, for example, our first supreme court recognized “... a mere interlocutory order [] is not appealable, ...” Persons v. Simons, 1 N.D. 243, 245, 46 N.W. 969, 970 (1890).
This loose custom was capricious and vacillating. Appeals were allowed from some kinds of intermediate orders, such as one denying leave to amend an answer, Hermes v. Markham, 78 N.D. 268, 49 N.W.2d 238 (1951), or striking an affirmative defense, La Duke v. E.W. Wylie Co., 77 N.D. 592, 44 N.W.2d 204 (1950); but not from others, such as one allowing an amended complaint, Holobuck v. Schaffner, 30 N.D. 344, 152 N.W. 660 (1915), or denying a motion to strike a complaint (but reviewing the sufficiency of the complaint, anyway), Torgerson v. Minneapolis, St. P. & S.S.M. Ry. Co., 51 N.D. 745, 200 N.W. 1013 (1924). Appeals were allowed from some kinds of intermediate procedural orders, such as one granting or denying a change of venue, Robertson Lumber Co. ν. Jones, 13 N.D. 112, 99 N.W. 1082 (1904); but not from others, such as one denying consolidation of two actions, Swiggum v. Valley Inv. Co., 73 N.D. 422, 15 N.W.2d 862 (1944). These examples illustrate that the concept of finality for a civil appeal was not confirmed in North Dakota before the advent of
By now, it should be apparent that the latest decisions are the prevailing doctrine, based, as they are, on better rationale and stronger tradition. Subject to appropriate exceptions, perhaps akin to the federal model,11 a final decision will generally be required for a civil appeal. Absent the support of a
This look back on the reasons for and traditions of finality as the springboard for appellate review in civil matters brings us to the relationship of
In 1983, direct appeals from county court to the supreme court were authorized,12 following the earlier adoption of the constitutional amendment creating a unified judicial system. It then became necessary to interpolate the general principle of finality for an appeal, together with the complementary procedure for “finality” under
The need for a final judgment or order, without a
Conway14 and Sorensen each involved “supervised administration.” “Supervised administration is a single in rem proceeding to secure complete administration and settlement of a decedent‘s estate under the continuing authority of the court which extends until entry of an order approving distribution of the estate and discharging the personal representative, or other order terminating the proceeding.”
Erickson, supra, held that an order commencing a probate proceeding was not final or appealable without supporting
In contrast, this Stuckle estate is not a “supervised administration” and no “formal testacy order” is involved in this appeal. The character of an order or judgment in an unsupervised probate proceeding is designated in
”Scope of proceedings—Proceedings independent—Exception.—Unless supervised administration as described in chapter 30.1-16 is involved, each proceeding before the court is independent of any other proceeding involving the same estate; petitions for formal orders of the court may combine various requests for relief in a single proceeding if the orders sought may be finally granted without delay. Except as required for proceedings which are particularly described by other sections of chapters 30.1-12 through 30.1-23, no petition is defective because it fails to embrace all matters which might then be the subject of a final order; proceedings for probate of wills or adjudications of no will may be combined with proceedings for appointment of personal representatives; and a proceeding for appointment of personal representative is concluded by an order making or declining the appointment.” (emphasis supplied).15
This designates finality in an unsupervised probate proceeding as simply a matter of a concluding order on each separate petition. But, when there are multiple petitions about interrelated claims in an unsupervised probate proceeding, some reconciliation of this uncomplicated plan with the current convention of a need for finality remains necessary.
On this appeal in the Stuckle estate, we need not delineate every kind of decision in unsupervised probates which might be appealable without a supporting 54(b) determination and direction.17 We only need to sketch the outlines of this case enough to show that these rulings are incomplete. They do not decide all disputes between Marion and the estate.
In the phrasing of
We could remand the record, while retaining jurisdiction of the appeal, for the county court to consider making a
