This is аn appeal from a judgment of the district court of Cass County dismissing an appeal from a judgment of the county court which denied fees and costs to the proponent of a contested will. We affirm.
Kenneth Sanden filed for prоbate a will executed by Marius Honerud which effectively disinherited his two daughters and left the bulk of his estate to Sanden. Thе validity of this will was before the court in
Matter of Estate of Honerud,
The issue for our consideration is whether or not Sanden was the personal represеntative and acted in good faith in attempting to probate the will so as to entitle him to. expenses and attоrney fees pursuant to § 30.1-18-20 (3-720), NDCC.
Section 30.1-18-20, NDCC, provides that:
“If any personal representative or person nominated as personal representative defends or prosecutes any proceeding in good faith, whether successful or not, he is entitled to receive from the estate his necessаry expenses and disbursements, including reasonable attorneys’ fees incurred.” [Emphasis added.]
Sanden was named personal representative in the contested 'Will and this, he claims, entitles him to costs and attorney fees. Personal representative includes the “executor, administrator, successor personal representative, sрecial administrator, and persons who perform substantially the same function under the law governing their status.” Section 30.1-01-06 (1-201)(31), NDCC. The personal representative settles and distributes the decedent’s estate “in accordance with the terms of any probated and effective will and this title, and as expeditiously and efficiently as is consistent with the best interests of the estate.” [Emphasis added.] Section 30.1-18-03 (3-703), NDCC. Thus, when the document appointing someone as personal representative is found invalid, thаt person can no longer claim to be the personal representative for the estate. Accоrdingly, Sanden cannot now claim to be the personal representative for the Honerud estate.
Section 30.1-18-20, NDCC, does not provide any guidelines to determine whether a personal representative acted in goоd faith, nor is there any applicable case law interpreting it. The decisions of jurisdictions having similar statutes arе of assistance in determining whether Sanden is entitled, under § 30.1-18-20, to costs and attorney fees. See
Matter of Estate of Nelson,
Counsel for the Honerud Estatе asserts that requiring the conduct of an attorney to be free from fraud and to confer a benefit upon the еstate was implicitly recognized by this court in
Matter of Estates of Kjorvestad,
As evidence of his good faith, Sanden offered a memorandum opinion of Judge Norman Backes that denied a motion by the Honerud Estate for attorney fees and cоsts incurred while defending the appeal of the contested will proceeding. In his opinion, Backes states:
“Thе Supreme Court of North Dakota has yet to act specifically upon the issue of frivolous proceedings. However, the Court is of the opinion that the Petitioner acted in good faith regardless of how erroneous his motives or knоwledge of law may have been.” [Emphasis added.]
Backes later testified, in a related case, that the phrаse “good faith” referred only to the conduct of the attorney representing San-den during the will contest in district cоurt, and not to Sanden himself.
Sanden’s reliance on Backes’ statement is misplaced. The jury, not Backes, was the trier of fact in the contested will proceeding. The jury made no finding as to San-den’s good faith.
Sanden initiated the original proceeding in the hope of personal gain and without any intent to benefit the estate. The jury determined thаt Sanden exercised undue influence over Honerud in executing the will. Sanden cannot now contend that he was withоut knowledge of his own act of bad faith in offering the contested will for probate. Under the circumstances he is nоt entitled to any presumption that he offered the will in good faith.
The estate seeks attorney fees pursuant to Rule 38, NDRAppP, on the ground that Sanden’s appeal is frivolous. As we have stated, “we would deplore any tendency to request a finding of frivolity in any appeals except those flagrantly groundless .... ”
Danks v. Holland,
Judgment affirmed.
