Matter of American Waste & Poll. Control
In the Matter of AMERICAN WASTE & POLLUTION CONTROL CO.
consolidated with In the Matter of CHEMICAL WASTE MANAGEMENT, INC., Lake Charles.
consolidated with CHEMICAL WASTE MANAGEMENT, INC.
v.
STATE of Louisiana, DEPARTMENT OF ENVIRONMENTAL QUALITY.
consolidated with In the Matter of DRAVO BASIC MATERIALS CO., INC., Pontchartrain Materials Corporation and Louisiana Materials Company.
Supreme Court of Louisiana.
*368 Michael Osborne, Michael D. Conroy, Christopher Gobert, Osborne, McComiskey & Gobert, New Orleans, Paula J. Lawrence, Gordon B. Green, John B. King, Roland T. Huson, III, Raeford C. Lackey, Ann C. Coco, William J. Guste, Jr., Atty. Gen., John B. Sheppard, Jr., Ian Douglas Lindsey, Asst. Attys. Gen., John N. Kennedy, J. Arthur Smith, Baton Rouge, Frederick B. Alexius, Provosty, Sadler & deLaunay, Alexandria, for appellant.
Gerald L. Walter, Jr., Anne J. Crochet, James C. Percy, Schwab & Walter, Baton Rouge, John R. Peters, Jones, Walker, Waechter, Poitevent, Carrere & Denegre, Frank J. Peragine, James A. Burton, Susan F. Clade, J. Thomas Hamrick, Jr., Simon, Peragine, Smith & Redfearn, New Orleans, for appellee.
Robin Durant, in pro. per.
Gernine Mary Mailhes, in pro. per.
Michael Tritico, in pro. per.
CALOGERO, Chief Justice.
The Legislature has determined that appeals of final decisions or orders of the Department of Environmental Quality (DEQ) in a permit or enforcement action are to bypass the district court and go directly to the First Circuit Court of Appeal.
The substantive facts and legal issues in the four cases under consideration are distinct. All four, however, involve DEQ's denial of waste disposal or water discharge permits, or DEQ's issuance of permits with conditions. The cases were consolidated by the First Circuit Court of Appeal to address the common threshold issue of the constitutionality of the appellate process set forth in
The court of appeal determined that DEQ decisions are civil matters, that judicial review of DEQ decisions is an exercise of original jurisdiction, and that original jurisdiction vests in the district courts under Article V, § 16(A). They found no express constitutional authority for DEQ to exercise original jurisdiction in this civil matter, and no constitutional provision expressly allowing an appeal of a DEQ decision to bypass the district court and go directly to the court of appeal. Thus, the court of appeal concluded that
The primary question regarding the constitutionality of
It is apparently unquestioned that the issuance of environmental permits is a power which vests, not in the judiciary, but in the executive branch. In this instance, the Legislature has properly reposed this power in the executive and has authorized the DEQ (within the executive branch) to exercise quasi-judicial authority.[4] The Legislature has frequently vested such quasi-judicial authority in administrative agencies, and as we determine in this opinion, has acted, under the 1974 Louisiana Constitution, *370 within its constitutional authority in vesting judicial review of DEQ determinations in the First Circuit Court of Appeal. Furthermore, judicial review of a DEQ final decision or order, at least where the Legislature has not specifically provided for de novo review, is an exercise of a court's appellate, rather than original, jurisdiction.
It is true, of course, that Bowen v. Doyal,
The 1921 constitutional article which established district court appellate jurisdiction in certain specific instances did not provide for district court appellate review of agency determinations. This absence (which is no longer the case) prompted the Bowen Court's determination that review of agency decisions is original jurisdiction. The redactors of the 1974 Louisiana Constitution made specific provision in Article V, § 16(B) for district court appellate jurisdiction to be "as provided by law." According to floor discussion at the 1973 Constitutional Convention, the meaning of Article V, § 16(B) was "that the legislature can set that appellate jurisdiction as it sees fit."[7] There was even discussion regarding whether the language in Article V, § 16(B) was sufficiently explicit in expressing the delegates' intention to give the Legislature this discretionary right to vest appellate jurisdiction in the respective courts. The delegates concluded that the provision as written was sufficiently clear in expressing that intent.[8]
In the present case, review of DEQ's permitting decisions clearly represents an exercise of appellate review of quasi-judicial determinations. Bowen is therefore distinguishable from, if not at variance with, our present view that judicial review of quasi-judicial administrative agency determinations constitutes appellate review. There is today constitutional authority for the Legislature to vest judicial review of administrative agency decisions in either the district courts or the courts of appeal. If the Legislature were to decide that district courts, either de novo or on the agency record, should review *371 DEQ's decisions regarding the issuance of permits, we would find that constitutionally within the prerogative of the Legislature. Conversely, it is within the Legislature's prerogative to provide for that appellate review in a court of appeal.
We have previously discussed this question of judicial review of administrative agency determinations in Loop, Inc. v. Collector of Revenue,
The appellees contend that, applying this Court's holding in Moore v. Roemer,
Worker's compensation, however, is distinctly unlike the environmental permitting matter in the present case. Protection of the environment through regulation and control of waste disposal and water pollution is a legislative creation which has historically been vested in the executive branch. At the time of the 1974 Louisiana Constitution, the regulation and control of waste disposal that threatened the public health was under the exclusive jurisdiction of the Louisiana State Board of Health, an executive agency.
*372 Although the 1921 Louisiana Constitution contained a policy regarding protection of the state's natural resources,[11] it was not until the adoption of Article IX, § 1 of the 1974 Louisiana Constitution that the "public trust doctrine ... mandate[d] the legislature to enact laws to implement this policy." Save Ourselves v. La. Environmental Control Com'n,
In fact, the members of the 1973 Constitutional Convention's Natural Resources and Environment Committee considered giving private citizens a constitutional right to bring suit in the judicial branch in environmental matters, but the committee deleted those proposed provisions and delegated protection of the environment to the Legislature.[12] The Legislature thereupon passed laws which respected the right of private citizens to litigate regarding environmental matters. They provided in
We find that DEQ determinations are not civil matters within the meaning of
Appellees' alternative argument is that this is a case involving the state as a defendant in which the district court has exclusive original jurisdiction under
Unlike the federal government which has only those powers which are granted to it by the states, the Louisiana Legislature has all powers which have not been denied it by the state constitution. Moore v. Roemer,
In the present case, the appellees have not satisfied their burden of proving that the Legislature's vesting of direct appellate review of DEQ final determinations in the First Circuit Court of Appeal is in violation of
DECREE
For the foregoing reasons, the judgment of the court of appeal declaring
REVERSED AND REMANDED.
MARCUS and HALL, JJ., dissent and assign reasons.
DENNIS, J., joins in the opinion and assigns additional reasons.
*374 DENNIS, Justice, assigning additional reasons.
I join fully in the majority opinion and write separately only to emphasize points overlooked or misconceived by the dissenting opinions. Contrary to the dissenting justices' opinion, the constitution clearly authorizes the legislature to assign appeals from the DEQ to the court of appeal, and judicial review of an administrative agency's determination is an exercise of appellate rather than original jurisdiction.
Article V, § 10(A), of the 1974 Louisiana Constitution (West Supp.1991) provides that "[e]xcept as otherwise provided by this constitution, a court of appeal has appellate jurisdiction of ... all civil matters." Paragraph (B) of the same article provides that "[e]xcept as limited to questions of law by this constitution, or as provided by law in the review of administrative agency determinations, appellate jurisdiction of a court of appeal extends to law and facts." Clearly, these provisions indicate that the legislature is empowered to provide by law that appeals from administrative agency determinations, such as those of the DEQ, may be taken to and reviewed by the courts of appeal; and the constitution does not anywhere provide otherwise. Moreover, the present constitutional grant of appellate jurisdiction to the courts of appeal affords the legislature with more flexibility in assigning appeals to particular appeals courts because it now provides that a court of appeal has appellate jurisdiciton of "all civil matters" rather than "civil matters decided within its circuit", as originally provided. See
A serious misconception of the nature of judicial review of administrative agency determinations is revealed in the dissenting opinions. Regardless of whether a court normally functions as a trial or appellate court with respect to judicial controversies, its judicial review of an administrative agency determination is an appellate proceeding, Schwartz, Administrative Law § 10.2 (1984) and is universally considered to be an exercise of appellate jurisdiction when the legislature has made clear its intention to place the matter under appellate jurisdiction. Public Administrative Law and Procedure, 73A CJS § 186, p. 198; see also 2 Cooper, State Administrative Law (1965) at p. 611. By placing these matters in the court of appeal for review, and by using the words "appeal" and "appellate" in
The dissenting opinions also misconceive the nature of original jurisdiction. Original jurisdiction is the "[j]urisdiction to consider a case in the first instance. Jurisdiction of court to take cognizance of a cause at its inception, try it, and pass judgment upon the law and facts. Distinguished from appellate jurisdiction." Black's Law Dictionary (6th ed. 1990) (emphasis in original). See also, B. Garner, A Dictionary of Modern Legal Usage (1987) ["Original jurisdiction," meaning "jurisdiction to take cognizance of a case at its commencement, to try it, and to decide the issues," is usually contrasted with appellate jurisdiction. "In the U.S., primary jurisdiction is original jurisdiciton that lies in an administrative agency." (Emphasis in original.)] Consequently, when a court performs the function of judicial review of an administrative agency determination, it does not exercise original jurisdiction, because in such a case the court does not take cognizance of a case at its inception, try it, or pass judgment on the facts. Instead, the court merely reviews such decisions made by an administrative agency under the agency's primary jurisdiction; usually, judicial review calls for only limited scrutiny of the agency determination for errors of law and arbitrary, capricious or unreasonable findings.
MARCUS, Justice (dissenting).
I believe
Moreover, the majority's reasoning that DEQ determinations are not "civil matters" within the meaning of Art. V, § 16 is inconsistent with the jurisdiction of the court of appeal, as set out in Art. V, § 10. That section gives the courts of appeal "appellate jurisdiction of all civil matters....." (emphasis added). Under the majority's reasoning, the First Circuit Court of Appeal would have no appellate jurisdiction over a DEQ determination since it is not a "civil matter."[1]
For these reasons, I respectfully dissent from the majority opinion, and would have affirmed the decision of the court of appeal.
HALL, Justice, dissenting.
I respectfully dissent.
Bowen v. Doyal,
"Appellate jurisdiction" as used in
The filing of a petition for judicial review of the decision of an executive department administrative agency is the institution of a "civil matter" of which the district court has original jurisdiction under the express provisions of the constitution. The legislature does not have the power to legislate contrary to the constitutional provision so as to vest original jurisdiction of such civil matters in the courts of appeal.
The 1974 Constitution did not change the sound principles upon which Bowen v. Doyal was decided. District courts had limited appellate jurisdiction over decisions of lower courts under the 1921 Constitution. While the 1974 Constitution broadened the authority of the legislature to regulate the district court's appellate jurisdiction over lower courts, there is nothing to indicate that it was intended that the legislature be given authority to regulate the original jurisdiction of the district courts. As stated, review of administrative decisions is original jurisdiction.
As noted in the majority opinion, this court's original opinion in Loop, Inc. v. Collector of Revenue,
The majority opinion correctly concludes that "DEQ determinations are not civil matters within the meaning of
I would affirm the judgment of the court of appeal holding
NOTES
[1] The State of Louisiana, through the Department of Environmental Quality; the State Attorney General; the Governor's Office.
Notes
[2] Lake Pontchartrain Basin Foundation; Inglewood Land & Development Co., Rio Rouge Development Co., Marc Oray, and Dr. Robert Rush.
[3] In one of the four cases, Dravo Basic Materials Company, Inc. and Pontchartrain Materials Corporation are adversaries of the DEQ on the merits. In that case, Dravo and Pontchartrain are appealing the DEQ's denial of their applications for wastewater discharge permits, which has resulted in the shutting down of their shell dredging operations in Lake Pontchartrain. However, in brief and in oral arguments to this Court, Dravo and Pontchartrain support the position of the State and the DEQ regarding the question of the constitutionality of
[4] DEQ holds hearings for the "purpose of factfinding, receiving public comments, conducting inquiries and investigations, or other purposes under this Subtitle, and, in connection therewith, [the Secretary of the DEQ has the power] to issue subpoenas ... requiring the attendance of such witnesses and the production of such documents as are related to the meeting or hearing."
[5] La. Const. of 1921, art. VII, § 35 provided: "The District Courts ... shall have original jurisdiction in all civil matters regardless of the amount in dispute, or the fund to be distributed...; and in all cases where the title to real estate, or the right to office, or other public position, or civil or political rights are involved, and in all cases where no specific amount is in contest, except as may be otherwise provided in this Constitution. District Courts shall be courts of record, except in cases where they have concurrent jurisdiction with justices of the peace."
[6] La.Const. of 1921, art. VII, § 36 provided: "The District Courts shall have jurisdiction of appeals from justices of the peace from orders requiring peace bonds, and of all civil matters regardless of the amount in dispute, except cases where immovable property, either separately or in conjunction with movable property, is claimed as a homestead. Persons sentenced to pay a fine or to imprisonment, by mayors, recorders, or municipal courts shall be entitled to an appeal to the District Court of the parish, upon giving security for fine and costs of court, and in such cases trials shall be de novo and without juries."
[7] Statement by Mr. DeBlieux, Records of the Louisiana Constitutional Convention of 1973: Convention Transcripts, Vol. VI, page 799.
[8] See discussion regarding Amendment No. 1, Records of the Louisiana Constitutional Convention of 1973: Convention Transcripts, Vol. VI, pages 799-780.
[9] This Court's determination that judicial review of administrative agency determinations is an exercise of appellate jurisdiction was unchanged by the Court's decision on rehearing.
[10] In 1978, the Louisiana Legislature directed the Department of Natural Resources to promulgate regulations to govern hazardous waste disposal. 1978 La.Acts 334. Regulations were promulgated by the Dept. of Natural Resources and became effective on August 1, 1979. The Legislature also passed the Environmental Affairs Act in 1979.
[11] La. Const. of 1921, art. VI, § 1.
[12]
[1] It is noteworthy that when Art. V, § 16 was amended to provide for administrative agency determinations in worker's compensation matters, Art. V, § 10 was also amended to give the courts of appeal jurisdiction over "direct review of administrative agency determinations in worker's compensation matters...." The amendment was necessary since the courts could not have reviewed such matters under their appellate jurisdiction of civil matter.