Lead Opinion
OPINION OF THE COURT
Appeal from a judgment of the Supreme Court (Ceresia Jr., J.), entered March 12, 2014 in Albany County, which dismissed petitioner’s application, in a combined proceeding pursuant to CPLR article 78 and action for declaratory judgment, to, among other things, review a determination of respondent Department of Motor Vehicles denying petitioner’s application for a driver’s license.
Petitioner was convicted of driving while ability impaired in 2003 and driving while intoxicated in both 2006 and 2008. As a result of his 2008 conviction, petitioner’s driver’s license was revoked for a minimum period of one year (see Vehicle and Traffic Law § 1193 [2] [b] [3]). In February 2012, respondent Department of Motor Vehicles (hereinafter DMV) approved petitioner’s application for a new license, but withdrew its approval three days later. Shortly thereafter, DMV imposed a statewide moratorium on the review of licensure applications filed by applicants with multiple alcohol- and/or drug-related driving offenses pending the adoption of emergency regulations affecting the relicensing of recidivist drivers.
Emergency regulations were adopted in the fall of 2012 and, as is pertinent here, provide that respondent Commissioner of Motor Vehicles “shall,” for a period of at least five years plus the revocation period imposed by the Vehicle and Traffic Law, deny the relicensure application of any person with three alcohol-related convictions, but no serious driving offense,
Citing the newly-enacted regulations, DMV denied petitioner’s application for a new license, and the Administrative Appeals Board affirmed. Petitioner then commenced this combined CPLR article 78 proceeding and declaratory judgment action against DMV and its Commissioner seeking an order granting him a new driver’s license and declaring that the regulations are, among other things, unconstitutional. Supreme Court dismissed petitioner’s application without a hearing, prompting this appeal.
I. Justiciability
We first find that Supreme Court properly dismissed, as nonjusticiable, petitioner’s challenges to those provisions of the regulations imposing a lifetime license revocation and requiring the issuance of a restricted license and the installation of an ignition interlock device. A controversy is justiciable when the plaintiff in an action for a declaratory judgment has “an interest sufficient to constitute standing to maintain the action” (American Ins. Assn. v Chu,
A lifetime license revocation applies to persons with either (1) five or more alcohol- or drug-related driving convictions or incidents during his/her lifetime or (2) three or four alcohol- or drug-related driving convictions or incidents and a serious driving offense within the 25-year look-back period (see 15 NYCRR 136.5 [b] [1], [2]). The imposition of a restricted license and the installation of an ignition interlock device are required only after the applicable waiting period has expired and the
Here, inasmuch as petitioner had three alcohol-related driving convictions and no “serious driving offense” during the 25-year look-back period, he was not subject to a lifetime license revocation. As for his challenge to that part of 15 NYCRR 136.5 (b) (3) (ii) concerning the imposition of a restricted license and the installation of an ignition interlock device, such “harm” cannot eventuate until petitioner’s revocation period has expired and, even then, only if an application for relicensing is subsequently approved by the Commissioner.
Next, we address petitioner’s argument that the Legislature preempted the field of “DWI law” by enacting Vehicle and Traffic Law article 31. The doctrine of field preemption “has limited utility where, as here, a perceived conflict between legislative policy and administrative action at the same level of government is at issue” (Boreali v Axelrod,
The Legislature has vested the Commissioner with broad authority to promulgate regulations to “regulate and control the exercise of” DMV’s powers (Vehicle and Traffic Law § 215 [a]). Among those powers is the Commissioner’s authority to approve or deny relicensing applications (see Vehicle and Traffic Law § 510 [5]), including those submitted by persons whose licenses were revoked for alcohol- or drug-related driving offenses (see Vehicle and Traffic Law § 1193 [2] [c] [1]). Indeed, the Vehicle and Traffic Law provides that “[a] license . . . may be restored by direction of the [C]ommissioner but not otherwise” (Vehicle and Traffic Law § 510 [5]) and that, “[w]here revocation [of a license] is mandatory,” a new license shall not be issued for the statutorily-designated period of time, “except in the discretion of the [C]ommissioner” (Vehicle and Traffic Law § 510 [6] [a]). Further, while the Vehicle and Traffic Law establishes minimum periods of revocation for alcohol- or drug-related driving offenses, it also provides that revoked licenses may only be restored “in the discretion of the [C]ommissioner” (Vehicle and Traffic Law § 1193 [2] [c] [1]) and “that the [C]ommissioner may, on a ease[-]by[-]case basis, refuse to restore a license which otherwise would be restored [under the statute], in the interest of the public safety and welfare” (Vehicle and Traffic Law § 1193 [2] [b] [12]). Together, these statutory provisions lead to the inexorable conclusion that the Legislature intended to grant DMV regulatory authority over
We now consider whether DMV exceeded the bounds of that regulatory authority by making “ ‘broad-based public policy determinations’ ” when it promulgated the challenged regulations (Matter of New York Statewide Coalition of Hispanic Chambers of Commerce v New York City Dept. of Health & Mental Hygiene,
We find that, in enacting the challenged regulations, DMV did not act on its own ideas of public policy, but rather implemented the Legislature’s policies of promoting highway safety and reducing instances of impaired and intoxicated driving. Indeed, the Legislature has expressed its concern with “[t]he ever-increasing number of accidents, personal injuries and deaths resulting from alcohol [-] or drug-related traffic offenses” (Vehicle and Traffic Law § 520) and, to address that concern, has prohibited the impaired or intoxicated operation of a motor vehicle and has assigned “minimum” periods of license revocation for violating this prohibition (Vehicle and Traffic Law §§ 1192, 1193 [2] [b]). Once such “minimum” period expires, the Commissioner is vested with discretion to approve or deny relicensing requests (Vehicle and Traffic Law § 1193 [2] [c] [1]). As the dissent recognizes, Vehicle and Traffic Law
Contrary to the dissent, we do not view 15 NYCRR 136.5 (b) (3) as replacing the discretion granted to the Commissioner over relicensing determinations. Rather, the regulation represents the Commissioner’s discretionary determination to impose, in addition to the statutory minimum, a five-year revocation period upon anyone who committed three or four alcohol- or drug-related driving offenses within a 25-year period. By promulgating such a regulation, the Commissioner not only revealed how she chooses to exercise her discretion with respect to three- or four-time recidivists, but ensured that such discretion is uniformly applied to all similarly situated persons. Moreover, while 15 NYCRR 136.5 (b) (3) defines the Commissioner’s general position on persons with three or four qualifying offenses, the Commissioner retains the discretion to deviate from that position in “unusual, extenuating and compelling circumstances” (15 NYCRR 136.5 [d]).
Further, while it is true that various bills involving the imposition of stricter penalties upon recidivist drivers have been introduced into the Senate and Assembly, most of those bills have failed to make it out of committee (see Rent Stabilization Assn. of N.Y. City v Higgins,
III. Statutory Conflict
Nor do we conclude that 15 NYCRR 136.5 (b) (3) conflicts with the Vehicle and Traffic Law. Vehicle and Traffic Law § 1193 (2) (b) sets “minimum periods” during which the Commissioner cannot reissue a revoked license, but also vests the Commissioner with complete discretion to determine whether relicensing is appropriate once the minimum period expires. While the statutory provision applicable to petitioner includes a 10-year look-back period, that look-back period is used only to set the minimum revocation period (see Vehicle and Traffic Law § 1193 [2] [b] [3]). Because the relevant statutory provisions merely involve the fixing of minimum revocation periods, we discern no conflict between the enabling statute and 12 NYCRR 136.5 (b) (3)’s five-year revocation period or 25-year look-back period (see Matter of Shearer v Fiala,
IV. Retroactivity/Ex Post Facto Prohibition
We also reject petitioner’s assertion that DMV’s denial of his request for a new license constituted an impermissible retroactive application of 15 NYCRR 136.5 (b) (3) and a violation of the Ex Post Facto Clause of the US Constitution. Legislation is retroactive when it “takes away or impairs vested rights” (McKinney’s Cons Laws of NY, Book 1, Statutes § 51 [a]) or “ ‘alter [s] past transactions or considerations’ ” (Matter of Scism v Fiala,
V. Remaining Issues
Petitioner’s remaining contentions do not require extended discussion. While a conviction for aggravated unlicensed operation of a motor vehicle in the first degree and a youthful offender adjudication of driving while intoxicated are excluded from the regulation’s definition of alcohol- or drug-related driving conviction or incident (see 15 NYCRR 136.5 [a] [1]), a rational basis exists to support these exclusions, as a person need not be under the influence of alcohol or drugs to be convicted of aggravated unlicensed operation of a motor vehicle in the first degree (compare Vehicle and Traffic Law § 511 [3] [a] [i] with Vehicle and Traffic Law § 511 [3] [a] [ii], [iii]), and youthful offender adjudications “are confidential and may not be made available to any . . . public . . . agency” (CPL 720.35 [2] ). Lastly, because petitioner’s challenges implicated purely legal questions, Supreme Court did not err in dismissing the petition without a hearing (see Matter of Kenny v Fiala,
Notes
. A “[s]erious driving offense” means: “(i) a fatal accident; (ii) a driving-related Penal Law conviction; (iii) conviction of two or more violations for which five or more points are assessed on a violator’s driving record pursuant to [15 NYCRR 131.3]; or (iv) 20 or more points from any violations” (15 NYCRR 136.5 [a] [2]).
. At the time that Supreme Court reviewed DMV’s denial of his application for a new license, petitioner’s revocation period had not expired. It matters not that, since then, he has been issued a restricted license and has been required to install an ignition interlock device, as the justiciability of a claim is determined at the time the trial court reviews the challenge (see Hussein v State of New York,
. To the extent that petitioner argues that the requirement of justiciability is inapplicable here because he and respondents entered into a stipulation staying 19 particular actions and/or proceedings pending the resolution of this action/proceeding and five others, which were deemed to be representative of “the core legal issues” present in the stayed actions/proceedings, it is sufficient to note that justiciability cannot be waived (see Matter of New
Dissenting Opinion
(dissenting). We respectfully dissent. Initially, we agree with the majority that petitioner’s standing is limited to challenging those aspects of the regulations that impact him, but would expand that challenge to all of 15 NYCRR 136.5 (b) (3) (ii). A party has standing if he or she has “a legally cognizable interest that is or will be affected by the [administrative] determination” (Matter of Sun-Brite Car Wash v Board of Zon
Next, we also agree with the majority that the Legislature has given the Commissioner extremely broad authority to regulate the issuance of licenses following a statutory revocation (see Vehicle and Traffic Law §§ 215, 510 [5]; 1193 [2] [b] [12] ; [c] [1]). As provided by Vehicle and Traffic Law § 1193 (2) (c) (1), no new license shall be issued after a statutory revocation is imposed for an alcohol-related offense “except in the discretion of the [C]ommissioner” (emphasis added). That authority, however, must be tempered by the Commissioner’s administrative role because, “[h]owever facially broad, a legislative grant of authority must be construed, whenever possible, so that it is no broader than that which the separation of powers doctrine permits” (Boreali v Axelrod,
The Vehicle and Traffic Law establishes firm criminal penalties and license sanctions for alcohol- and drug-related offenses that reflect a balance between public safety and the hardship encountered in losing one’s driving privileges (see Vehicle and Traffic Law § 1193). Relevant here, a driver’s license must be revoked for a period of one year where the driver has at least one prior alcohol- or drug-related offense within a 10-year period (see Vehicle and Traffic Law § 1193 [2] [b] [3]). Even then, the statute grants the Commissioner the authority to terminate such revocation upon the completion of alcohol and drug rehabilitation (see Vehicle and Traffic Law § 1196 [5]).
The question presented here is whether the Commissioner usurped the legislative policy-making role by effectively yielding her statutory discretion to a regulation that prohibits and then restricts the reissuance of a license for a 10-year period. In our view, because the Commissioner “crossed the hazy line between administrative rule-making and legislative policy-making’ ” (Greater New York Taxi Assn. v New York City Taxi & Limousine Commn.,
Establishing what is in effect a general bar to unrestricted relicensure for a 10-year period following a statutory revocation, the Commissioner did not “merely fill in the details of broad legislation” (Boreali v Axelrod,
Ordered that the judgment is affirmed, without costs.
. In his brief, the Attorney General candidly acknowledges that “petitioner would likely be affected” by the A2 restricted license and ignition interlock device requirements. It is undisputed that petitioner has since received an A2 restricted license, subject to the use of an ignition interlock device under 15 NYCRR 136.5 (b) (3) (ii).
. Focused on recidivist drivers, the proposed legislation provided for a permanent revocation in an instance, as here, where a driver had three alcohol-related offenses in violation of Vehicle and Traffic Law § 1192, within an expanded 25-year look-back period. Contrary to petitioner’s argument, the challenged regulation does not mirror Charlotte’s Law. While the regulation does embrace the 25-year look-back period, it does not go so far as to mandate a permanent revocation. Charlotte’s Law did not advance beyond the legislative committee stage.
